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1 Achaemenid Imperial Architecture: Performative Porticoes of Persepolis1 margaret c ool r oot 1.1 Map of the Achaemenid Persian Empire, with geographical coordinates of the DPh takht superimposed.
T h e Apadana in Persepolis, with its elevated vista-valenced porticoes replete with figural reliefs and its imposing hypostyle hall, has iconic status as an architectural manifestation of the great empire of the Achaemenid Persians under Darius I ‘the Great’ (r. 522–486 b c e ) (fig. 1.1, plate 1.2). Refined perspectives based on new empirical research on many fronts, as well as fresh possibilities in approaches to old problems, encourage me to explore the prospects of a richer understanding of this particular monument and thus of Persepolis, of Achaemenid kingship and of the empire – all of which it has so often seemed to stand for in a generalized way. My discussion here will not be an effort in Achaemenid architectural history sensu stricto;2 I will instead offer an interpretive analysis of the setting, plan, orientation, foundational metaphors and superstructure of the Apadana. My goal will be to propose ways in which the monument and its setting (within both a built and a natural landscape) engaged the mindful gaze and activated the physical experiential collaboration of participants in its presence so as to mold, to reinforce and perpetually to negotiate meanings. I hope this foray will be useful to those who contemplate the workings of imperial architecture broadly, along with those concerned specifically with Iran across time. David Morgan discusses ‘the cultural work that images do in constructing and maintaining (as well as challenging, destroying, and replacing) a sense of order in a particular place and time’.3 In a somewhat similar vein, I aim to suggest what the ‘cultural work’ of the Apadana was meant to be, and how many of its essential features operated as an active tactic for carrying out that cultural mission. Paradoxically perhaps, part of the cultural work it was meant to do (or was scripted to do) was to express a carefully designed, highly charged ambiguity and to elicit a push–pull of multivalent reaction. The Apadana, we find, was bound up in acts both of place-/space-making and place-/space-experiencing as reciprocal social performance. It was meant to engage multiple audiences and participants visually, spatially, psychologically and spiritually in a dialogue about kingship, dynasty and imperial family. This dialogue arced across its entire environmental landscape temporally as well as experientially. One meta-agenda here situates the Apadana within interdisciplinary discourse
on performativity, inviting the reader to consider its potential for adding to that conversation. Performativity as a term and an idea occupies contested theoretical terrain, with various competing applications. It is not widely drawn into studies of ancient Near Eastern visual culture, although it has gained some traction in Egyptology. Zainab Bahrani does, however, discuss one notion of it with reference to the ancient Near East, framing her use of the term around Derrida’s rather oblique definition as a ‘communication which does not essentially limit itself to transporting an already constituted semantic content’.4 At the risk of seeming banal, I might suggest that this could be translated for our purposes to imply a communication for which meaning is fluid within certain parameters of cultural understandings and is largely (but not exclusively) dependent upon charismatic contingencies of presentation and reception, often in active social settings. The crucial idea I want to develop here in abstract terms is this: that things, representations and spaces can themselves be considered ‘communications’ and can be dealt with as active agents. Active agents, in this context, are elements that give out and also receive meanings. Such meanings are socially negotiated and are dynamically unstable. This brand of performativity is related to social-performance theory. Towards the end of this chapter we will reach back to such investments as we populate the Persepolis landscape with human dimensions of ‘social life as performance’ operating on various planes of spatial experience in this setting.5 A closely related meta-agenda places the Apadana in dialogue with recent interpretive strategies in the study of Safavid Isfahan, which, through their implicit deep engagement with notions of performativity as an abstraction within an explicated discourse on imperial performance, have inspired me to think more and somewhat differently about Achaemenid architecture.6 b ack dr op: p ar s a as a p lace and as a c u lt u r al n ot ion The setting for our exploration is the place named Parsa by the ancient Persians. This word is Old Persian both for the land of Persia and for the city itself. Thus the name of city was conterminous with a larger concept of regional locus and cultural identity around Persianness. In modern Persian the word becomes Fars, designating to this day the region of south-western Iran that embraces ancient Parsa; the word
parsa lives on, coming to mean ‘pious’. It is, of course, the place Westerners call by the Greek name Persepolis, meaning ‘city of the Persians’. Although I will perpetuate the Western-centric nomenclature because it is so engrained in the literature, I hope the reader will bear in mind the richer nuances carried by Parsa. The ancient insistence on a triplicate invocation of Persianness (and what various things this iterative invocation may have meant) is important to our interpretation of Parsa/Persepolis as a whole and of its hallmark architectural feature of elevated porticoes. Recent investigations into the nature of Persian acculturation in south-western Iran in the early (pre-empire) centuries of the first millennium b c e show the complexity of social experience in the region between the relative-newcomer Persians and the indigenous Elamites (who were entrenched in Fars as well as in Khuzestan to the west near the Persian Gulf).7 The quintessential ‘Persian’ founder of the empire, Cyrus II ‘the Great’ (r. c.559–529 b c e ) is now best (if tentatively) characterized as a ‘Perso-Elamite’ from a line of acculturated elite Persians who for at least two generations had already claimed their locus of power in the old Elamite city of Anshan (Tepe Malyan) in Fars. Darius I emerged as the new king in the vacuum following the short and ill-fated reign of Cambyses, a son of Cyrus II.8 Darius’ rise to the throne can be seen now not only as the assertion of a collateral branch of an extended family stemming from their eponymous ancestor Achaemenes, but also as an assertion specifically of a branch that assiduously identified itself as ‘Persian’ rather than as inheriting a venerable Elamite past. These two points require emphasis: Darius did not reject or disdain Elamite tradition; nor did Darius emphasize ‘Persianness’ as part of some vision of an ‘Aryan nation’ in the manner of Hitler’s Third Reich. Indeed, the ideology that Darius created about Persianness was inclusive rather than exclusive in remarkable ways, as will gradually unfold in the following pages.9 Darius created and rhetoricized Persepolis (and his entire ideological programme) in new terms. These terms offered an implicit alternative to the realities of the Perso-Elamite line of Cyrus, while managing to engage rather than to reject Elamite cultural legacies as instruments of historical memory and administrative know-how. They afforded a fairly subtle ‘talking point’ of legitimacy for the shift in dynastic alignment to Darius’ bloodline and the different construction of the cultural identity that he fashioned. They were, however,
deployed in calculated formulas that were meant to explain what benefits the new vision of ultimate identity would hold for everyone who came on board with it. The sitings and meanings of an invitational concept of Persianness within a vast universal empire were the distilled essence of his vision. It pervades the performativity of the porticoes of the Persepolis Apadana. Persepolis was a new city foundation of Darius’, with construction beginning very soon after he gained the throne. Egyptianizing evocations of the architecture in Persepolis appear most obviously in the Egyptian cavetto moldings crowning doorways of the ceremonial structures on the Takht. This element alone resoundingly expresses the dynamic of Darius’ reconquest of Egypt in 518 b c e . However, the project in Fars was clearly underway even before that triumph (at least to the extent of construction of the monumental Takht). Work on wholly new palace complexes over the site of the ancient Elamite city of Susa to the west in Khuzestan began roughly simultaneously.10 Persepolis held the force of new capital cities generally throughout history in creating an impressive statement on the landscape and among the people affected by the inscription of efforts, resources and the focus of all sorts of activities onto ‘virgin’ terrain: a socio-economically as well as visually vivid marker of a new order.11 Yet Persepolis, in anything but the narrowest sense of the palatial installations on the Takht, was not really a sociopolitical and monumental tabula rasa. It was established within immediate proximity to a nexus of very ancient and ongoing indigenous Elamite culture. Pre-Achaemenid Elam held venerable seats of power not only at Susa in Khuzestan, but also very near to Persepolis, at Anshan, the titular seat of Cyrus’ immediate ancestors, at least in symbolic terms.12 The extraordinary resonance of the Elamite cultural presence in this area is illustrated in particular by two of the numerous Elamite rock reliefs in Fars depicting religious and royal themes. Each provided continually visible connectivities with the past and with associations of a performative landscape of participatory ritual in ways that will inform our reading of the panoptic porticoes of Persepolis. The Kurangun rock relief overlooks the panorama of the Faliyan River that winds through the Mamasani region in the valley passage that has linked Susa with Anshan since time immemorial (and later also with Persepolis) (fig. 1.3a–1.3b, plate 1.3c). A scene of a royal audience before a divinity of chthonic association
incorporates a depiction of a river teeming with fish, mirroring the natural landscape below. Files of participants are portrayed streaming down steps cut in the natural rock to enter the presence of this tableau. Some of these files were part of the original representation, while others were added later as if to reinforce the ongoing vitality of the sanctuary and its symbolic connotations for another era.13 The staircase façades of the Apadana porticoes will be a startling reminder (and surely a conscious evocation) of this monument. 1.3a The Middle Elamite rock relief at Kurangun, with added Neo-Elamite figures.
1.3b The Middle Elamite rock relief at Kurangun, with added Neo-Elamite figures: panorama of Kurangun and the Faliyan River valley. Remnants of what was surely a way station of the Achaemenid Royal Road at Jinjun suggest a beautiful columned building suitable for rest stops of the court. It was across the river from Kurangun and in plain sight of it. As the excavator Daniel Potts remarks, the Elamite rock relief must have resonated with the Achaemenids, no matter how one characterizes their religion. It seems reasonable that, for reasons of privacy and security, an Achaemenid royal stopping place would have been sited in the lee of the mountain, across the river from the main line of traffic, rather than out in the open alongside the road. Moreover, the opulence of the column bases at Jinjun, which recall those of Persepolis itself, is surely an indication that this was a palace built for royal visitors, not for the common traveler or messenger.14 The other telling example is the rock relief turned historical palimpsest carved on the cliff face at Naqsh-e Rostam (an ancient Elamite sanctuary to the north of
Persepolis proper). Flanking a cult scene of Middle Elamite times (second millennium), a Neo-Elamite king and queen of the era just preceding the Persian Empire had their images added, as if to reinforce the sanctity of the place and quite literally to frame the past with their present/presence by participating in the ritual performance of the central tableau.15 Then the Sasanian king Bahram II (r. 276–93 c e ) superimposed his own image flanked by courtiers, partly but not completely overlaying the Old Elamite cult tableau and keeping the Neo-Elamite royal couple intact as witnesses on either side (fig. 1.4a and plate 1.4b). Arrayed near this relief on the same elevated level are the imposing rock-cut tombs of four Achaemenid kings from Darius I onwards (fig. 1.5). This spot was evidently a locus of Old Elamite ritual, in part because of the stream running through the rock here. This natural feature (along with the desire to connect with a venerable past) also made it ritually resonant for the Achaemenids. The cliff face as a whole looks back across the plain southwards to Persepolis. Multiple Sasanian rulers in addition to Bahram II carved reliefs below and adjacent to the Achaemenid tomb façades.16 1.4a The Middle Elamite cult scene at Naqsh-e Rostam with flanking royal couple added in the Neo-Elamite period and the figure of the Sasanian king Bahram II superimposed (omitting the half-length figures of Bahram’s courtiers on either side of him).
1.5 Two Achaemenid royal tombs (the one at the right is the Tomb of Darius, under restoration) and adjacent Sasanian reliefs at Naqsh-e Rostam. Darius, with the entire cliff at his disposal, sited his tomb on a facet oriented south-east towards the rising sun.17 This echoes the siting of his rock relief at Bisotun, high above the Khorasan highway in north-west Iran. His tomb façade begins about 15 metres off the ancient ground level; it culminates about 26 metres from the crown of the rock. A tower-like Achaemenid ritual structure of elegantly articulated stone masonry stands majestically opposite all this (some 14.12 metres in height and 7.3 square metres in area). Its entrance faces northwards back to the embellished cliff. This structure has been called the Kabah-e Zerdosht (literally, ‘cube of Zoroaster’) since sometime in the Islamic era. The post-Achaemenid naming solidly affirms the lasting religious aura of the monument and its location – an important thing worth stating explicitly. But while the name reflects an
appreciation of the codified religious affiliation with the Sasanian dynasty, it does not reflect the precise nature of the religious practices of the Achaemenid court, which reflected Mazdaistic traditions but cannot be described as Zoroastrian in an exclusive and canonical way. We will return briefly to this issue. The trilingual res gestae of the first Sasanian ruler, Shapur I (r. c.240–c.270 c e ), with additions by his high priest, Katir, are inscribed on the smooth lower south, west, and east walls of the Kabah, echoing in many respects the rock-cut trilingual Bisotun inscription of Darius I. The imposing Sasanian inscriptions on the Kabah complete the historiated performativity of the Naqsh-e Rostam landscape in its panoply of dynastic display arcing across three millennia.18 They also express (in content, literary formulas and rhetorics of placement) the panoramic expanse of empire spatially, culturally, spiritually, cosmically and temporally.19 They achieve panoptic address of the four quarters, inviting the agency of the south (towards Persepolis) and east–west to the rising and setting sun, combined with the direct architectural address of the staircase-dominated north face that looks to the Naqshe Rostam cliff. In this panoptic, they again echo a concept that, with the Achaemenids, we will find expressed in variant ways at Bisotun and then most explicitly at Persepolis. The Takht A lofty terrace built up from a massive rocky outcrop dominates the landscape of Persepolis. Atop this terrace is a vast multi-purpose compound of gateways, courtyards, audience halls, smaller non-residential buildings with ceremonial and ritual functions, garden areas, a treasury (also serving as an administrative unit and an arsenal), administrative offices and archives in segments of a casemate fortification, and a garrison (fig. 1.6). This terrace is called Takht-e Jamshid in modern Persian, meaning ‘throne of Jamshid’ (the Iranian epic hero of later ages).20 It is easy to imagine how the ruins left in the wake of Alexander’s destruction in 331–330 b c e would have captivated the imaginations of subsequent generations to make this association: heroic they seem, indeed – even in abstract terms – because of their scale, grandeur and elevation. The removal particularly of architectural sculpture from the post-destruction ruins occurred gradually but inexorably over
time, first at the hands of local agents and then aggressively at the hands of European travellers and archaeologists.21 Some of the most striking door-jamb reliefs left standing (and visible in perpetuity) amid the skeletal remains of the ceremonial structures after the destruction depict, quite literally, a ‘royal hero’ keeping at bay various forms of powerful animals and hybrid creatures.22 The stone members of the architecture, including columns, staircases and embellished doorjambs, often remain erect, but the brick walls connecting these elements are long gone (plate 1.7). The multiple agencies of the heroic image in the Persian Empire are becoming ever clearer through the study of Achaemenid glyptic. The motif in its manifold meanings and resonances surely held a prime place as an insignium of imperial glory, embedded in the cultural memory of later ages in ways that go far beyond the majesty of these ruins.23
1.6 Plan of the Persepolis Takht and its immediate environs. The word takht stems ultimately from the Old Persian gatu. This is the word Darius himself uses when he refers explicitly to the platform in a text inscribed on the south wall of the structure (DPf) on a surface adjacent to a formal entrance onto the Takht that was eventually blocked off (see below). Here it carries a metaphorical charge as a throne (or throne platform) in the sense of ‘seat of power’.24 The Old Persian gatu has other valences as well, and we shall return to these multiple meanings. The Takht backs up against a mountain peak at the east. Today this is called Kuh-e Rahmat (‘Mountain of Mercy’) and in Old Persian it was called the ‘Mountain of Mithra’. Mithra was the Iranian solar deity associated with the horse, who was also associated with the goddess of the waters, Anahita – venerated in
Achaemenid Persepolis along with other gods.25 Towered and crenellated defensive casemate walls embraced the Takht on the north and extended up along the crest of the mountain and down around the Takht again at the south-east. The jagged mountain peak, now with its own added man-made stepped-pinnacle crenellations reaching skywards, slopes away to the eastern horizon and the vast eastward extent of an empire stretching to the Indus River and the towering mountains of modern Kazakhstan: a diversified resource-rich arena. The crenellations, which ripple across this place at every level, reinforce an iconography of cosmic collusion as well as the wordplay on an architectural platform called a ‘throne’ upon which a king with a crenellated crown will sit to survey his domain – and will be seen at its pinnacled centre.26 To the west, the Takht opens out over a vast fertile plain of panoptic prospect (plate 1.8). At this horizon a plethora of prestigious cultures to which the early Achaemenids laid claim spreads out in the mind’s eye: Elam, Babylonia and Assyria; Anatolia, including East Greek territories and the cities of Lydia; the Levant; Egypt and north Africa. On the proximate north-north-western rim of this panorama, only 6 kilometres distant, the view from Persepolis includes the mountains signalling the rock-cut tombs of Darius and three of his successors. The last kings of the dynasty were buried in similar monuments carved into the Kuh-e Rahmat overlooking the Takht and the surrounding plain. The inscriptions on the south wall of the Takht are a suite of four texts in the three official languages for imperial monuments: Old Persian (two), Elamite (one) and Babylonian (one). They are carved in an array resembling square foundation tablets on large blocks of the façade. As noted already, a formal entrance to the south-west sector of the Takht once existed beside this imposing display of the written word of the king. It cannot be ascertained with certainty at this point exactly when in the history of the site this entrance was blocked off. The restoration team investigating it proposed a date in late Achaemenid times.27 The textual contents marking this entry, in collaboration with the language chosen for discrete specific elements of the entire message, provide insight into the politics of Persepolis as a ‘new’ capital city and as a place standing for the empire as a whole. In the section of text specifically in the Elamite language (DPf), Darius states that he made a palace here, strong and beautiful just as he intended it to be, where formerly there had not
been one.28 This deliberately mutes the significance of the Elamite aura of this region. Instead of using the Elamite text to invoke the power of this local (Elamite) past, he uses it to proclaim the newness of what he, a Persian, has done to the landscape.29 Likewise, Persepolis itself as a built entity makes a powerful statement of a new order: a grand presentation of empire and kingship. The new vision forged by Darius plays out in the geographical as well as ideological ‘neighbourhood’ of Cyrus’ Pasargadae (which is only about 80 kilometres away via land passages plied in antiquity), but it is a distinct departure from Pasargadae in many ways.30 The rhetoric of DPf situates Persepolis, Parsa and Persianness at the centre of a vast realm – moving outwards from this Persianness to an increasingly distant beyond. This emplacement does not, however, reify a static, dichotomous centreversus-periphery model of empire for the Achaemenid state. Recent work on the Achaemenid Empire is re-envisioning its nature as a multicentric operation in which a centre–periphery paradigm severely misrepresents realities of a complex system of social structures and social ‘installations’ across the entire realm.31 Rather, it lays the groundwork for a scenario in which (a) the centre may be wherever the king is – at any one of the many satrapal installations or travel encampments occupied by the king; however, it is also a scenario in which (b) the ‘centre of all centres’ is this special place that houses the spiritual affect of the dynastic enterprise at all times and literally sits at the geographical midpoint of the realm. Under Darius I, Persianness could be framed as a distinctive feature of identity, but it could also be framed as a welcoming, all-embracing ethos. Persianness could be about bloodlines, but it could also be about a ‘state of mind in empire’. For the person who cooperated, the option of ‘becoming’ Persian was an inducement.32 t h e n at u r e of p e r s e polis There is a persistent notion that Persepolis was remote, hidden away, off the beaten track of royal road systems, not visited by anyone but Persians and not visited even by the king except at certain times of year when the weather was most favourable or some particular annual ceremonial (for example, New Year’s Day) demanded his presence there. This notion of remote hiddenness is intertwined with the beguiling,
romantic idea that Persepolis was an exclusive and an exclusively ritual city.33 We find this notion reiterated in some Iranian scholarship as well as in that produced by Western imagination.34 It is thus an idea with more complicated roots than can simply be ascribed to a Western-centric dismissiveness. For Iranian tradition, the reification of Persepolis as a special and exclusive place for and of Persia may have been important for positive symbolic reasons. In scholarship emanating from the West, the idea of hiddenness emerges from a predicable Western-centric mapping of the world that places Persepolis at the far-right (eastern) edge of the ‘ancient Near East’ – if it is included at all. Furthermore, many maps representing the entire Persian Empire in some current works of real substantive significance show only a single stretch of the Royal Road – one that goes from Sardis in western Anatolia to Susa and then stops dead in its tracks! No roads lead to Persepolis: a sad inversion of the saying about ancient Rome.35 This vision of Persepolis as never visited is completely untenable. In Western scholarship it is based not only on some dismissive sense of the East as a distant place that becomes increasingly unknowable as the distance from a (Greek) centre increases. It is also based on a misunderstanding of classical and biblical sources. These sources refer frequently to Susa, but do not mention the name Persepolis (until it does appear very late in Greek texts of late Hellenistic and Roman times). In fact, ancient people beyond Persia itself also habitually called the city by the same name as the land (Parsa), just as the Achaemenid Persians themselves did. Understanding this enlarges the range of Western literary allusions that can be attributed to Persepolis the city.36 All these correctives acknowledged, it is of course true that Susa was closer to Western regions and was directly accessible from Egypt, via Darius’ Suez Canal, and from the Arabian coast across the Persian Gulf, as well as being significantly closer to many Western places via land routes. It probably was more frequented and more commonly imagined in the West as a centre of imperial power–business than Persepolis was because of this relative proximity. With due irony, then, we note that it is from Persepolis that we have internal Achaemenid administrative records (as opposed to Western literary texts) that prove the actual presence of the king and his court doing imperial business in and from that city. This evidence is in the form of an enormous archive of imperial food disbursement records called the Persepolis Fortification tablets.37 Susa, by contrast, although mentioned explicitly in Western
literary sources as the go-to place of the empire, and despite excavations more or less continuous since the late nineteenth century, has not yielded an actual working archive (as opposed to isolated tablets) that can anchor this vision. This of course does not mean that no Susa archives originally existed or that no business was conducted in Susa. Indeed, the Persepolis Fortification texts frequently provide referential evidence of the king’s presence in Susa rather than in Persepolis, where he is sometimes cited as receiving missives passing westwards from Persepolis. The current lack of a retrieved archive from Susa is merely cautionary. It highlights the unevenness of primary evidence from Achaemenid sources on the one hand, and on the other hand it reminds us that we must work seriously with the evidence we do have from the Achaemenids themselves, rather than allowing our perspectives to be engineered by interpretations of the classical testimonia – interpretations that often remain skewed by historiographic burdens of orientalist colonialist preconceptions. In sum, Persepolis was a key place where the ruler went to perform as Great King on matters of state and ceremony – to see and to be seen. He was present there, moreover, on occasions well beyond any notion of a seasonal migration pattern (as the old and now discredited idea would have it).38 This was indeed a strategically valued and visited place – a seeing and a seen place – designed with the reciprocities of ocular social dynamics in mind. Greater Persepolis (embracing the royal necropolis of Naqsh-e Rostam) was the heartland ceremonial capital of the empire – where kings were buried and, no doubt, also crowned and celebrated in other ways. It was situated quite literally at the geographical (as well as the spiritual) centre of an empire that stretched from the Indus to the Danube. It was also the regional administrative hub of an expansive interlocked imperial system of commodities, disbursements and associated record-keeping. Persepolis was also a garrison headquarters and a storehouse for accumulated wealth and trophies of prestige. It was a seat of action (whence sealed royal documents flew via fast messenger). It was a locus of court society. Its environs hosted the workshops, offices and residence of all kinds of people from a network of bureaucrats and scribes to priests, farmers and craftsmen. It was a multicultural, polyglot arena. It was a place where emissaries from around the empire and beyond came to attend the king.
The nature of Persepolis as an urban entity in the customarily understood sense is, however, problematic. The ceremonial and administrative installations on the Takht coexisted with palatial compounds in the plain immediately below.39 Archaeological survey reinforces evidence from the Fortification tablet texts of agricultural estates and settlements in the larger environs.40 Furthermore, the seals applied to the Fortification tablets indicate that a local seal workshop existed here, responsible for creating a distinctive local style (which Mark Garrison has identified and called the Fortification Style) that accounts for about 50 per cent of the seals used in this regional administrative system – including seals owned by people who travelled back and forth via Persepolis on imperial business across the empire.41 Additionally, the archive reveals sealed transactions by living, real people present together in the landscape on specific days for specific reasons. Their interactive presence allows us to witness multicultural (as well as polyglot) social interactions and hybridities in play experientially and in terms of the use of a plethora of images and styles in glyptic preference.42 Nevertheless, we do not seem to have here a city in the sense most people imagine – with archaeologically coherent vestiges of dwellings and shops packed closely together, clustering below the citadel. It seems clear that large portions of the common folk (excluding the garrisoned troops) populating Greater Persepolis, working in it and for it, lived in a more diffuse mode and further afield than the immediate environs of the Takht.43 Ancient Shiraz (the Tirrazish of the Fortification texts) is but one example of such a venue that plausibly hosted such enclaves – and one that will be familiar to readers of this volume in its later manifestations. All this means that Persepolis must be appreciated in positive terms as a certain type of capital city, which we can view best through the lens of a larger literature on variant manifestations of the concept in the modern era.44 Several ancient case studies also provide useful comparative resources. Most apparent is the compatibility of analyses of capitals that have a largely spiritual and symbolical function.45 Yet we must remain wary of framing Persepolis within a rigid dichotomy of spiritual centre versus living-and-working centre. The lack of conformity in Persepolis to preconceived norms of urbanism does not mean that it was an unpopulated place in terms of the cacophony of human interaction and expression at all social levels; it simply means that the purpose the imperial emplacement
served in the environment was different from the standard model of citadel towering immediately above densely populated neighbourhoods – as with the relationship at Athens between Acropolis and Agora. Indeed, as I will expand upon later, I now see the agrarian (rather than densely urban) nature of the Marv Dasht as a key feature of the nature of Persepolis as the heartland capital city of the empire. Persepolis emerges as a complicated mix of a ceremonial-ritual centre with the added gloss that it was simultaneously a garrisoned administrative centre, a major treasury stronghold and a locus of engaged court activity, all set within a fruitful agrarian plain. But the powerful agency of the place was as a symbolic centre in a set of highly metaphorical senses. The centre of that centre was, I submit, the king – both as an object of worshipful gaze and cultic praise, and as the embodiment of a hegemonic gaze and a reciprocity of giving. a ppr oach ing the a padana and i t s p or t icoe s Others and I have thought and written a great deal about the Apadana of Persepolis. The inspiration for some fresh perspectives in this essay derives in part from contemplations through the lens of a digital humanities project I am engaged in on the dynamics of social networking in Persepolis. The idea revolves around the Persepolis Fortification archive. I hope it will help us imagine the commingling of day-to-day ‘reality’ and spiritual centredness within a Persepolis that was teeming with life even though it was not a normative city by most people’s standards.46 Another part of my inspiration comes from Sussan Babaie’s Isfahan and Its Palaces (2008). Through a Safavid Lens Babaie offers nuanced close readings of the columned porch (the talar) of Safavid palaces in their multiple engagements with the dynamics of rulership and spatial choreography within a ritually and visually rich social environment. She treats two intertwined features that concern me here the most: what I will call mirroring and moving. The overarching thematic in which she places these features has to do with
notions and mechanics of feasting and gifting as royal performance within a complicated social and religious environment. As I distil her work for my own purposes, the imperial talar of seventeenthcentury Isfahan acts as both a dialogic space and as a stage that presents negotiations between the palatial nexus and the social institutions critical to its legitimization – from pools and gardens to maydans and mosques. It works as a liminal zone between nature and culture, between places within and places without. Speaking of the Ayenekhane Palace, Babaie notes that the literal mirrors applied in sheets to the back wall of the talar or in facets to its columns ‘created a constant dialogue of reflected and refracted light between the surface of the river [in the vista below] and the talar [on high]’.47 This concept of mirroring also operated on another level; it reinforced the visible presence of those participating within the space of the talar – seeing themselves and those around them in passing fragments of multiplicity. Babaie also offers insightful articulations of spatial progressions both lateral and vertical, particularly in relation to the Ali Qapu Palace once it was graced with its talar. Staged movement and arrest, openness and constriction in two planes operate in her account as powerfully affective psychosocial agents defining how and when things are seen and not seen. The architecture choreographs who sees and who does not see, what is seen and what is not seen. Laced through Babaie’s work is the theme of reciprocities in gifting and feasting rituals as essential defining performances of a new order concerned to establish a new paradigm of kingship and the sacred. I will touch upon all these ideas as they apply to the experience of Persepolis. The Apadana defines, and was itself defined by, the particular cultural– historical enterprise of the empire that it served. So, too, the world of Safavid Isfahan was the manifestation and agent of a moment of special historical particularism. Ideas that we can glean through comparisons of the two contexts are intrinsically useful because they can stimulate new approaches. They do not need to demonstrate historical causality in order to serve this goal. My aim in invoking Babaie’s analysis is thus not to demonstrate that the Safavids were consciously (or unconsciously) emulating Achaemenid precedents; such issues have been explored before.48 There is more to be done in fathoming the ways, hows and whys of this,
but my project here is different. It makes use of Babaie’s insights gleaned in the study of Safavid architecture as an analytical foil that may help us to treat interpretations of architectural space, place and purpose in the Achaemenid palatial complex in Persepolis on a more sophisticated level than has hitherto been accomplished. We are now in a much better position to do this than we were just a few decades ago. Perhaps these contemplations will aid future efforts that do revisit issues of Safavid strategic invocation of the usable past of Persepolis. Reviewing the Apadana on Its ‘Throne’ (Gatu) The entire Takht ensemble is one palatial compound, as we have already noted (see fig. 1.6). It was a working citadel and also a sumptuous site of performative kingship in dialogue with the world of imperial aspiration and cosmic agency. I use the term ‘palatial’ in a broad sense of royal space, without meaning to suggest that any building on the Takht was literally a royal residence in any modern sense of the word ‘palace’. Sprawling structures in the plain, designed on the ancient Mesopotamian model of royal residences, fulfilled at least part of this function.49 Elaborate tent installations for which we no longer have archaeological vestiges may also have served.50 The masonry of the Takht upon which the Apadana sits (elevated on its own distinct platform) is of a distinctive polygonal style composed of enormous blocks of jigsaw-puzzle shapes joined perfectly without mortar, once held fast with hidden iron clamps. It was a marvel of technical prowess and deployment of human resources – far more demanding and costly in that way than the rationalized modular ashlar style used for the platform at Cyrus’ Pasargadae. In that case there was a message also – but it was a message about the triumphant commandeering of Lydian expertise in the aftermath of Cyrus’ incorporation of Anatolia into the empire.51 The originally intended surface of the Persepolis Takht was smooth, polished and mirror-like. This masonry is an abstract visualization of a rhetorical motif of Achaemenid kingship that describes an empire created by the god Ahuramazda and composed of many peoples speaking many tongues, from plains to mountains, from desert to sea – all joined harmoniously together (fig. 1.9).52 This rhetorical motif in words is first documented in the Babylonian-language section of
the text of Darius (DPg) inscribed on the south wall.53 The smooth mirror-like aspect of the original surface offers our first encounter with the concepts of mirroring, multiplicity and moving that Babaie signals for Isfahan. Here, the symbolic aspect of the jigsaw masonry couples with the subtle but speaking sheen of the polished surface. 1.9 Engraving showing the Takht masonry below the Gate of All Lands rendered by Cornelius de Bruijn, Reizen over Moskovie, door Persia en India (Amsterdam, 1711). The western entrance to the Takht was begun by Darius but completed by his son and heir, Xerxes. This is the grand ceremonial entrance to the elevated royal compound. Often called in modern times simply the Xerxes Gate, Xerxes himself dubbed it the Gate of All Lands in the trilingual text (XP) that adorns its interior. This is an explicit acknowledgement of the symbolic association of the passage as a liminal place inducting the cooperative into the space of hegemonic inclusion.54 The ascent here is by means of a double-reversed stairway that prompts a deliberately restrained, stall-and-release progression upwards and inwards from the open gathering areas in the plain below. In slow motion the visitor passed the polished jigsaw masonry, which created the semblance of literal reflective surface as
well as a metaphorical one, as we have just noted. It captured the shadows of processing personages, reflecting the glow and warmth of the sun in the day and torches in twilight. It also captured the visitor’s sense of his own presence, inscribed in a vague mirror reflection or a sharpening shadow on the wall of empire. Here, we note a connection with Babaie’s exercise on Safavid palatial architecture in its choreography of time as well as the motion of those moving within it. It was through the Gate of All Lands that ambassadorial delegations with gifts for (and pleadings to) the king passed en route to performances of empire. With its interior benches, the Gate of All Lands was probably a site for certain waiting games of power and persuasion. From there, the channelling of the chosen took place. One might be directed towards the east sector of the terrace, where important structures were nestled close to the rising mountain, including business offices, the garrison, the enormous Hall of One Hundred Columns (Throne Hall) and the contiguous Treasury. Alternatively, one might be directed towards the public ceremonial face of kingship and imperial effort: the Apadana.55 With the Apadana, the spatial experience explodes upwards as well as horizontally towards differentiated possibilities of royal exposure and withdrawal and towards differentiated possibilities of imagining the mirror effects of imperial incorporation. A tall, rather rough-hewn and massive stone water basin stands just to the east of the south-east corner of the gate within the courtyard, facing the north side of the Apadana. It connects to a subterranean water system (see below) and was probably meant to serve some ritual function related to waters, ablutions and ritualized hospitality. The Apadana was the truly public ceremonial feature of the larger, integrated palatial complex, capable of admitting large groups of people from all over the royal domain. Indeed, the nature of the structure and its embellishment make it difficult to imagine that it did not host such visitors in great numbers. By one reckoning, the main hall could comfortably accommodate 10,000 people. The term apadāna does not exist in the Persepolis record of building inscriptions. The name has been applied to this structure by inference of its occurrence in Susa and Ecbatana in short texts on column drums. It has thus often been seen as a generic term connoting a hypostyle hall. From there, the application to the Persepolis structure we call the Apadana was logical.56 The possible meaning of the word is problematic and has given rise to some confusion in the literature. It
has sometimes been equated with Old Persian (OP) āyadana.57 This word is used in the Bisotun inscription of Darius I in a sense variously rendered ‘temple’, ‘place of worship’ or ‘sanctuary’. Schmitt renders DB1.14.163–4: ‘Just as [they were] previously, so I made the places of worship [OP a-y-d-n-a], which Gaumata the magus had destroyed.’ He notes that ‘it cannot be ascertained, what kind of “temples” (if any) are meant and where these “places of worship” have to be sought; cf. most recently J. Duschene-Guillemin, EIrIII 126b s.v. āyadana’.58 In its own right, āyadana causes dismay because, according to Herodotus (1.131), temples (along with statues of divinities and altars) were not customary among the Persians. Herodotus was addressing a Greek audience and was, in my opinion, discussing the Persians against a Greek frame of reference for how temples, cult statues and altars look and perform. Modern Western scholarship has, however, reified Herodotus’ remark into an immutable fact upon which much interpretation has been based and against which we must struggle to explain architectural evidence that urges a different or more complex understanding.59 Unfortunately, this is not the end of the problem. Etymologically, OP āyadana is not a variant of the OP word rendered in a graphically ambiguous mode as a-p-d-a-n in the terse Achaemenid inscriptions. There is no firm consensus yet on what the etymology of a-p-d-a-n is. If we read it as apadāna, then it is the ancestor of Persian ābdān and has a meaning related to a reservoir of water. Lecoq suggests that if we were to interpret this meaning in structural terms, it might signify the place of a ‘plan d’eau’.60 In English this might best be rendered as a place of a ‘confluence of waters’. How does the great subterranean water-channelling tunnel system running under the Persepolis Takht relate to Lecoq’s hypothesis? This extraordinary feat of royally commissioned engineering diverted the potentially destructive force of torrential winter rains pouring down onto the Takht off the Kuh-e Rahmat. Instead of flooding the Takht, the waters went to the surrounding plain. Two branches of the underground system run parallel from east to west under the Apadana, with a third extending under the main hall southwards and westwards to the western edge of the Takht, just beyond the Palace of Darius.61 Is it possible that this extraordinary system was associated in the Persian symbolical imagination with divine connotations of natural watery confluences running under the built landscape of the
Apadana – and with notions of fertile and sacred nature tamed by the king himself that come with it? The goddess Anahita, to whom the waters were sacred, already figured in the pantheon to which observances were rendered in imperial Persepolis – although she gained greater prominence in Sasanian times.62 In this vein, perhaps the relationship between the two etymologically distinct (but aurally so similar) words āyadana and apadāna may have come together in the Persian imagination as a clever, even profoundly connected, pairing. If the Persepolis building that we call the Apadana on the basis of testimony from Susa and Ecbatana was indeed thought of by the Persians themselves in connection with OP apadāna, then the Persians might well have connected that building with wordplay on the pairing of OP āyadana (‘temple’ or ritual space) and OP apadāna (‘confluence of waters’ or the presence of Anahita). I am proposing in this incremental stage that the ceremonial public audience halls (apadāna) – as we find the form preserved in Persepolis and also in Susa – should be considered as a certain type of place of worship. The possibility of symbolic wordplay associations in this context is relevant and plausible.63 When Persepolis was sacked by Alexander, the Apadana and the Treasury were apparently singled out for the most savage post-looting burning.64 This suggests the symbolic power of the Apadana as well as the richness of its interior appointments. It was planned and built in the reign of Darius (although work continued under Xerxes). The foundations were metaphorically pegged down by numinously charged deposits of gold and silver tablets, all inscribed trilingually with an identical text of Darius (DPh). This text describes the extent of empire at the time in terms of specified peoples from four points on the compass – held by and through the agency of the king. This rhetorical orientation of the four corners corresponds to the orientation of the four corners of the building itself, which are laid out as in an X formation, north-east to south-west and south-east to north-west (fig. 1.10; see also fig. 1.1).
1.10 Schematic expression of the DPh Apadana foundation text. This is the kingdom which I hold, from the Scythians who are beyond Sogdiana, thence unto Kush; from Sind thence unto Sardis.65 The muscular certainty of this foundation text is mirrored visually in the metaphorical aspect of heroic encounter imagery portrayed on a royal name seal of Darius known from its impressions on documents in the Persepolis Fortification archive. The crowned hero controls two pacified beasts of cosmic implication through a divinely invested force of will. Everything is in perfect kinetic balance here, as the centred body of the hero keeps the world in order through his wellcalibrated and just might.66 Above ground the outward exertion of the DPh text, which anchors both the empire and the building, resolves itself. Explicit visual presentations in the form of
sculptural imagery and activated social–spatial performance create a scenario of funnelling in and climbing up of people and their offerings of social support and gifts of praise. Relief sculpture and activated performance are complicit in a variety of interesting ways. Not least of these is the device of figural representations depicted moving along and then up the stairs on the inner faces of the portico façades, literally climbing the same steps that the human participant steps on. In this, we have another instance of mirroring and moving. Not unique to the Apadana, this is a leitmotif of relief-embellished Achaemenid palatial architecture at Persepolis and Susa (plates 1.11–1.12). The Apadana is the loftiest structure on the Takht, sitting atop its own platform measuring 2.6 metres tall, with a roof about 21 metres off the floor. It is also the largest structure on the Takht, consisting of a 36-columned hall measuring 60.5 square metres, with a four-storey tower at each corner. It has three columned porticoes of identical dimensions at north, east and west, each supported by two rows of six columns. On the south side the portico is replaced by a different (but no less significant) feature of imperial address. Great double staircases lead up to the porticoes at north and east (figs. 1.13–1.14). These are decorated with the famous reliefs of gift-bearers, rendered in mirror image on the two façades. Originally the king and crown prince were depicted in audience at the centre. Behind them, on Wing A, Persian nobles in alternating courtly and military garb await the start of a ceremony.67 On Wing B, files of 23 gift-bearing delegations from the lands of the empire stand poised to move forward with offerings to the Great King – each leading delegate taken by the hand by a Persian usher wearing the court or military garb. The metaphorical valences of these representations and their interior nuances convey elaborately coded references to an imperial family on the brink of a marriage moment redolent with cultic implication (figs. 1.15, 1.16, plate 1.17, fig. 1.18).68 These reliefs are the metaphorical mirrors of some idealized notion of an actuality. The actuality no doubt took place according to elaborate codes of protocol that were themselves mirror-ricocheted back in some aspects on the reliefs. The whole package – in representation and in actualized performance – will have been much more than a presentation of what simply is. These representations are no mere illustration of an actuality: they are visual hypertexts of ritualized court performances.69
1.13 Plan of the Apadana showing the programme of relief sculpture on the north and east façades.
1.14 Reconstruction of the double staircase leading to the north portico of the Apadana, showing the replacement panels at centre front. 1.15 Reconstruction of the staircase façade of the north portico of the Apadana, viewed straight on with the original central panel inserted.
1.16 Reconstruction of the original central panels of the Apadana.
1.18 Section of relief of 23 gift-bearing delegations on Wing B of the Apadana, shown coming towards the king and crown prince. The north portico greets the visitor who arrives from the Gate of All Lands significantly off-centre from the expanse of the façade (fig. 1.6). At this point insider participants in court ceremonials may have been channelled to the east side of the portico stair (where Persian nobility in courtly and military guises are depicted in relief) and visitors from lands far and wide may have been channelled to the west side of the same portico stair. Thus the guest from afar would find himself moving along as if one of the gift-bearing supplicants depicted in relief in order to reach the actual access point of the staircase itself. The fine stone double doorways at the north mark this as the principal public entryway to the Apadana – the entryway that served the largest and least winnowed group of participants. The east portico mirrors the north programmatically, but it relates spatially to the arm of the courtyard that offers access to one restricted zone of the Takht through a triple-doored gate structure of intimately graceful stature. The stairway reliefs on this so-called Central Building (aka Tripylon or Council Hall) portray files of guards at attention and streams of convivial Persian courtiers in their two
identikits of status moving up and into the small central hall lined with benches (see plate 1.12).70 From this intimate, transitional space of gatehouse and waiting-room aura, the invited could proceed eastwards down a narrow staircase to a lower level of the Takht, which gives insider access notably to the Treasury and the Hall of One Hundred Columns. The west portico gives out onto an extension of the Takht floor that was added as an improvement after the initial profile for the Takht façade here had been established less generously (fig. 1.19). At this point the Takht rises 14 metres above the plain. Two small columned halls (called ‘pavilions’ in the literature) once flanked the apron. Only the footings for their column bases remain. Four substantial depressions near the edge of the extension, aligned with the door between the west portico and the main hall, indicate the base for an installation. Schmidt has postulated that a royal statue might once have been placed here.71 More likely it was the footing for placement of a throne (or throne platform) upon which the king himself would have sat or stood in resplendent actuality. Such a throne could have been a permanent fixture of stonework, undoubtedly painted, gilt and otherwise adorned with removable woven cushions. A permanent installation of this sort would stand for the king even in his physical absence, just as a representational statue of the ruler would.72 An Achaemenid precedent for such a permanent throne emplacement in a palatial portico is documented at Cyrus’ Palace P in Pasargadae.73 There, the siting afforded a vista out onto a contained formal garden of a four-quarters plan, with its orchestrated metaphorical allusions to cosmos and imperial domain.74 The view from the extended west portico of the Persepolis Apadana has similar metaphorical resonances, but it plays out in a different, more globalized way, and on an exponentially explosive scale. Krefter imagined this scenario in his sketch of a reconstructed view looking through the columns of the west portico towards the king enthroned on a massive platform at the Takht apron (fig. 1.20).75
1.19 Plan of the Apadana indicating the apron extension of the west portico, with its central throne emplacement and columned pavilions.
1.20 Reconstruction of the Apadana looking west from the interior, through the west portico, to the king enthroned and surveying the western plain from the Takht extension. There was no fortification superstructure on the Persepolis Takht along this western sector to mask the vista. Only a crenellated parapet once bounded the edge. Given the height of the Takht here, the vista feels unbounded, except by the limits of modern smog. There were circuit walls in at least two rings down below,76 but these will not have masked the panorama; rather, they will have punctuated it in a progression from inner circles out to the ‘great earth far and wide’ – a mantra of Achaemenid royal inscriptions. Extensive areas below the western portico seem to have remained open for planted parks, encampments and ceremonial gatherings that were seen from the portico and whence people could witness the imperial glory above. Campaniform column bases carved as inverted lotuses support elaborate Achaemenid complex columns with vertically disposed volute members and a downturned-petal element crowned with animal protomes on west, north and east. These bespeak an imagery of floral abundance and pacified nature that unites the plain
and the paradise parks that surely existed there with the florally embellished built environment of the Takht. At the east portico these column bases are uniquely elaborate – perhaps intended to bring to the east (to the rising sun) a special spiritual aura on a different level (plate 1.21).77 The porticoes of the Apadana depict a lush symbolic landscape that addresses and bonds with the world beyond. The vast interior of the Apadana, by contrast, is supported by starker columns with double-plinth bases and animal protome capitals resting directly on the shafts. Notably, the iterations of cypress trees and other flora on the Apadana façades suggest a play with hierarchies of tamed and wild nature. Cultivated cypress trees punctuate the human performers in their ordered ranks; stylized reeds crowned by sunflowers punctuate the lion-and-bull symplegmata, with their allusiveness to a realm of animal fecundity and cosmic vitality, and to the cycle of seasons.78 The west portico was an activated stage of viewing and being viewed between king and peoples at a place where architecture mirrors but is also more than both the nature and the culture of actuality. We are reminded of the idea that the Apadana structure may have related in the Persian imagination to wordplay invoking both OP āyadana (‘temple’) and OP apadāna (‘confluence of waters’). The floral campaniform column bases of the Apadana porticoes (and those that occur in select additional special spaces on the Takht) are inverted. In their original state, the floor levels rose up around the collars under these inverted floral tips. Thus, the vast porticoes of the Apadana seemed to self-levitate on the tips of lotus petals. In effect, they floated on water. There are cosmic elements in the symbolism of the inverted lotus – suggestive of dimensions of spirituality here – that require their own dedicated analysis. Suffice it to say that the inverted campaniform bases of the porticoes contribute to a materialized sense of uplift in sacral space. This is a concept to which we will return. First, we move to the south side. In plan, the south wall of the main hall mirrors the north wall with its double doorways. (The five windows indicated in restorations of the superstructure here would have been recessed blind niches rather than openings.) But the two doors on the south wall lead not to a fourth portico in the sense we have been discussing at north, east and west: the south portico of the Apadana is a very different kind of performative space. It emerges in a
most interesting light once subjected to a functional and spatial analysis (which has hitherto been entirely lacking). This area is a commodious suite of chambers flanked (as at north, east and west) by towers giving access to the roof. These chambers are justifiably characterized as ‘storerooms’ in the excavation report – although the banality of the term cannot adequately characterize their significance. Large amounts of charcoal and ash as well as bronze and rosette-embossed gold revetment fragments excavated here from the buried post-destruction debris imply contents in the form of elaborate furnishings in highly flammable textiles and lavishly adorned wood.79 As storerooms, these chambers served an active performative function: they were the staging area for all rites occurring within the Apadana. Such rites surely included the receiving and giving of gifts – performances that demanded secure areas for storage and inventorying. Additionally, the royal entourage could enter and leave the main hall in privacy only through this zone. Beyond these ‘storerooms’ was a small porch featuring a brick bench. The roof was once supported by a single row of delicately proportioned columns. This porch was coated with a delicate mint-green plaster. The colouration linked this intimate portico framing the ‘storerooms’ aesthetically and symbolically to the main hall and the public porticoes of the Apadana, where traces of the same colour are preserved.80 The term for the colour green or yellowish-green in the semantic field of Iranian socio-linguistics links with Vedic soma and Avestan haoma.81 Thus the significant use of this colour in the Apadana may relate back to the ritual hallucinogenic substance (haoma) and rituals involved with it. Haoma was prepared in Persepolis specifically using green-chert pestles and mortars, which have been retrieved from the Treasury.82 A pestle and mortar are represented on a seal depicting a ritual scene applied to tablets in a small group of administrative disbursement records from Treasury accounts – the Persepolis Treasury archive.83 The traces of pale-green colour in the interior Apadana decor (including the putatively ‘utilitarian’ southern area) may be a reference to a cult ritual performed here involving the partaking of this substance. The colour binds the entire structure together symbolically.84 Fallen remnants of glazed bricks document an exterior treatment of the south towers with floral motifs (plate 1.22).85 This decoration displays a palette that leans much towards pale green on the blue–green spectrum –
more than digital colour reproductions tend to convey. Thus we have another connection. The imagery of these exterior glazed-brick adornments echoes the reed-androsette portrayals on the sculptural façades of north and east, with their meaningladen punctuation by the lion-and-bull emblem. It also creates visual connections to a private royal sphere in the plain. The residential palace directly below the Takht incorporated colourful floral ornaments on roof and walls.86 The south portico of the Apadana ties it closely to the Palace of Darius, the Central Building and the Palace of Xerxes, all in this south-western sector. During the Darius–Xerxes phase of the lifespan of the Takht, an open area was framed by this complex, which seems to have contained a garden installation. Gardens and the notion of the ‘king as gardener’ had strong ritualistic significance in the arts of kingship among the Achaemenids.87 The Central Building, as already suggested, was a prestigious inner gateway leading from the courtyard in front of the east portico of the Apadana to the private regions of the Takht. A select cadre could pass through its north entrance to a waiting hall with benches. From there, access east and south was certainly limited. To the east, a steep staircase led down to the level of the Takht where the Treasury was situated. To the south, a staircase led to the open area we have just discussed, with its access into the area whence one could walk around to the south – to the entrance portico of the Palace of Darius (tačara). The Palace of Darius must have been the site of some ritual activity involving investiture (and perhaps its cyclical reaffirmation). Flanking and backing the main hall, a paired set of rooms suggests the notion that two personages would perform parallel acts here. The reliefs in the door-jambs of the two rooms at the back of the main hall are decorated with identical images of a royal figure emerging into the hall, except that in one set of doors the figure is labelled as the king and in the other set he is labelled as the crown prince.88 This establishes the duality of the building in representational as well as architectural terms. A unique version of the royal-hero imagery among the many examples in monumental form in Persepolis occurs in the door-jambs of a side passage within the rooms on both sides of the hall, leading from a very small chamber outwards. It is very different from the standard images of the royal hero stabbing a large rampant beast (see plate 1.7). Here, instead, the hero grasps a
small male lion cub to his chest while holding a dagger down at his side.89 This imagery seems to be in dialogue with the gift of two male lion cubs of Elam depicted on the Apadana reliefs as offerings to the enthroned king and his crown prince. The representation on the Apadana is, I posit, a reference to dynastic succession and connectivities with the ancient Elamite royal house.90 I further posit that this motif of ‘hero holding cub’ in the Palace of Darius echoes the vision in the other doorjambs of the pairing of the royal figures as king on the one side and as crown prince on the other. The unusual features of this duality suggest that the building had some particular meanings and functions in which the transitive properties of kingship and succession were paramount. These features put the secluded and specialized Palace of Darius in dialogue with the Apadana on multiple levels of spatial address and sequential narrative in a representational dynamic relating to mythologies of dynastic identity and perpetuation. Razmjou has presented new evidence of a small chamber attached to the northwest corner of the Palace of Darius. It features a draining installation to accommodate the channelling of blood resulting from ritual animal slaughter. The evidence is compelling to me on the basis of my own examination of this area in May 2011 with his discussion in mind.91 The possibility of animal sacrifice occurring here, in the context of a structure whose sculptural programme hints at rituals of investiture, is intriguing. Razmjou extends his discussion to an argument that the so-called ‘servant’ figures shown in relief climbing the façade of the south stairs leading up to the building should be understood instead as priestly figures. They carry supplies (including live baby animals) that have always suggested ideas of preparation for a banquet. The possibility now that animals were slaughtered/sacrificed within this precinct does not exclude the idea of a ‘banquet’ here. It does, however, urge us to consider any feasting that went on in this specific and very restricted space to have been a ritual affair for which the generic term ‘banquet hall’ may be insufficiently evocative. Whatever took place here was certainly not a ‘dining’ experience in a casual, banal sense. Feasting and conviviality are part of ritual behaviour that can be made manifest on various registers of social experience. Evidence from the Persepolis Fortification tablets now opens up whole new areas for study in relation to animal sacrifice and courtly feasting.92 Allusions to rituals involving animals recur in the sculptural programme of the
Palace of Xerxes (hadiš), east of the Palace of Darius. Here, adult male ibexes are depicted on window-jamb reliefs being led into the side chambers.93 The role of the ibex in the symbolic world of the Achaemenids deserves more attention. It was already an animal of extraordinary social–religious meanings in Iran well before the arrival of the Persians, and during the Persian Empire new meanings seem to have glossed the very ancient ones, as seals on the Fortification tablets make clear.94 In particular, several seals draw the ibex into realms of ritual practice.95 All this reinforces the point that the southern side of the Apadana horizontally channelled royal performance from the vastness of the public arena of the Takht (exemplified by the Apadana itself) to increasingly smaller and/or less public spaces that were dedicated to increasingly intimate and/or restricted rituals and other activities. My thinking about this learns from Babaie’s analysis of transitioning spatial sequences of scale, interiority and audience access in Safavid palace architecture – and the dynamic role these sequences played in the performances of kingship in that milieu. The vista to which the south portico of the Apadana opened out was specialized – just as the building itself was. The Takht in this area was free of embracing fortifications. The south-western corner was ornamented not with the stone crenellations deployed at the edge of the western extension of the Apadana, but rather with a parapet of sculpted stone bull’s horns set atop rectilinear bases (fig. 1.23). These bases incorporate dentils and blind recess patterns that evoke ritual structures in the circuit of Darius’ cultural experience. The Median-period fire temple at Nush-e Jan not far from Bisotun displays lavish use of this imagery in brick and must represent one building among a larger family of structures as yet unretrieved. The Kabah-e Zerdosht in the royal necropolis at Naqsh-e Rostam (and its twin predecessor at Pasargadae) displays such motifs in stonework.96 The horned crowning molding over the door of the Kabah-e Zerdosht makes an additional connection with the parapet here on the south-western edge of the Takht, although the horns of the Takht parapet are more pronounced. Both are echoes of an age-old symbolic notion in Mesopotamian and Elamite cult architecture.
1.23 South-west corner of the Takht, with the bull-horn parapet restored. These horns crowned the Takht contiguous to the entrance originally built by Darius adjacent to the inscriptions DPd–DPg, discussed earlier. A ceremonial horse burial apparently of Achaemenid date lay under the grounds of the plain near this south entrance, adding even more to a sense that this area of the plain and the Takht immediately above were charged with religious auras.97 It also lends further implication to the Achaemenid-period association in Old Persian of the Kuh-e Rahmat with the solar god Mithra, who was closely associated with the horse in mythology. Religious life in Persepolis was a complicated thing, as the Persepolis Fortification tablets and the seals ratifying them show us. In this complicated imperial environment where many gods were worshipped, even though Ahuramazda is supreme in the royal inscriptions, the Achaemenid king himself
performed ultimately as the focus of a cult of what I will call hegemonic divinity. The king as a figure of hegemonic adoration coexisted with the other gods who were venerated (and to whom sacrifices were made) by various parties in the multicultural arena of Persepolis during the reign of Darius. Such a cult focus certainly did not supersede or displace the worship of Ahuramazda as the supreme patron god of the Achaemenid court itself any more than it superseded or displaced the veneration of other gods favoured by particular social groups living and working in Persepolis and further afield in the empire. It was, nonetheless, a powerful mechanism for building ideological cohesion around Persian dynastic kingship within a vast pluralistic domain.98 In this cult of hegemonic kingship the Apadana played a key role. The south portico of the Apadana was a liminal zone facilitating both lateral and vertical movement between two worlds of actualized performance. It enabled lateral movement from intimate religious activities in the south-western sector of the Takht complex into the royal storerooms that gave life to the performances visible inside the hall, in the representational panoptic panoramas on the north and east portico façades and in the throne emplacement for the king’s presence on the west portico apron. It also enabled vertical movement. I postulate that this vertical dimension moved from the royal storage and staging facility to serve activities on high, on the immense and robustly supported flat roof of the Apadana. The stairs of the south towers, embedded in the privileged suite of backstage ‘storerooms’ and exit–entrance performances for the king, led directly onto this roof. Ritual performances atop the Apadana would have been enacted on a stage hovering 34 metres above the plain. The tomb façades of Achaemenid kings from Darius onwards portrayed the ruler worshipping before Ahuramazda (as the figure emergent from a winged symbol) and a blazing fire altar in the open air atop a flat-roofed building (plate 1.24). An icon of the sun and moon (as solar disc with inscribed crescent moon) occupies the field behind the altar. On the sidelines of this scene, facing the king, figures in the court robe approach, each with a sleeve-covered hand raised up before his mouth. On the sidelines behind the king, noble guards of the royal retinue stand solemnly to attention. The central tableau is rendered as taking place on an elaborate podium carved to show 30 personifications of the lands of the empire
raising the king in postures of interlocked cosmic support. The king is shown not only lifted on high in a venerable posture of glorious cosmic elevation, but literally on the move in joyful collaborative effort.99 The two personifications on the outside of either leg of the podium depart from the symbolic posture of the other 28. These two on the outside look like furniture-movers in real time. The figure on the left side focuses straight ahead – in the direction in which the podium will apparently travel. The figure on the far right, by contrast, must turn his head around to look in this direction. He must do this in order to watch where he is going – just as any good furniture-mover on a tricky job must do. This remarkable vignette of ‘reality’ creates a dynamic asymmetry in its interplay between notions of symbolic representation and a more documentary visualization of the mundane human condition in the performance of royal cult. Beyond that, the valences of this motif of adoration through the uplifting and carrying forward of the king take us to a realm where the spiritual and the political are intricately conjoined. In the inscription on his tomb façade (DNa), Darius declares, If now thou shalt think that ‘How many are the countries which King Darius held?’ look at the sculptures (of those) who bear the throne [gatu], then shalt thou know, then shall it become known to thee: a Persian man has delivered battle far indeed from Persia.100 On one hand, this brings us back to the concept of the Persepolis Takht, called gatu in Old Persian. The variant nuances of meaning of this OP term embrace not only the concept of ‘throne’ but also a concept of ‘place’. Thus ‘throne’ offers a range of ideas associated with a core element of kingship: the idea of the place where the king is (physically or notionally) and his innate capacity to make and to mark a place, and so too the centredness of where he is or is designed to be implicitly present. On the other hand, the text allows for multiple meanings of the word Kent translates as ‘bear’. The Elamite and Babylonian versions of the text use words with clearly documented connotations of ‘carry’ and movement from place to place in addition simply to ‘support’ or ‘bear’. Interestingly, the word used here in Old Persian is also found in contexts that imply ‘to esteem’. The word ‘bear’ thus has connotations of both support and movement in literal physical senses as well as in senses taken to a spiritual plane. The same may be said of the imagery itself. This
makes it all the more intriguing in that whereas the text passage as a whole leans heavily on the iconography of conjoining with were in the air, force of ‘bearing’ in relation to conquest on one level, the the imagery and the ambiguities of word values articulate a cosmic, ritual act. Such multiplicities and ambiguities of meaning reverberating around the reception of representation and spatial, experiential performance in Persepolis as well. It is generally held that the rendering of a palatial façade on the tomb reliefs of Darius and his successors used as its model the south façade of the Palace of Darius in Persepolis. The number of columns is the same; so too is the simple type of column the same. (As we have seen, the façades of the Apadana are emblazoned with porticoes supported by columns with campaniform bases and complex floriated upper elements under animal protome capitals.) The most important point here, however, is that actual rituals staged on rooftops are totally plausible. The roofing of the Persepolis and Susa palaces was flat.101 The question of an actual rite taking place on a palace rooftop (whether on that of the Palace of Darius or some other structure) is not typically dealt with in the literature.102 Rituals could in theory have occurred on the flat roof of the Palace of Darius – especially when we consider that it was also elevated on its own separate platform (much lower than that of the Apadana). The idea is appealing since the building overlooked the religiously imbued zone of the south-western Takht and plain below. It is the Apadana, however, that offers the architectural venue in Persepolis most likely on structural and other grounds to have served as a staging area for appearances meant to be viewable from below. I am not suggesting a literal event that took place anywhere in Persepolis precisely as the tomb façade depicts it. In particular I am not suggesting a rite that would have literally involved 30 men in unison hoisting the king (already standing on a huge podium) up the Apadana’s south-tower stairs and thence onto the roof! Any such actualized performance up there would have been staged once the podium (no doubt assembled from sections of wooden-cored, gold-overlaid members) had been reassembled in place.103 The take-away points here are that the tomb façades depict some notion of a palatial structure, on the flat roof of which the king is portrayed both held aloft (with the feet of the podium furniture literally raised off the ground) and rotating or in motion forward; also that they depict the king both in the act of worship and as
himself the subject of worshipful action and regard (through the figures on the flanking sidelines as well as those lifting and moving him). The ultimate expression of mirroring and moving in Achaemenid imperial terms is this rendering of the king appearing on a palatial roof atop a great throne platform, able to be turned from vista to vista – perhaps according to the time of day – by the peoples of the empire united in cooperative, joyful enactment of a ritual of royal cult. Anything performed on the roof of the Apadana would be visible across the entire expanse of the imperial complex. Moving the king to greet the rising sun, as it made its earliest appearance over the peak of the Kuh-e Rahmat, would be possible from this vantage point as from no other. Moving the king at another moment to acknowledge the western panorama with the setting sun and rising moon would have its partnering symbolic association. The programme of animal protome capitals on the Apadana porticoes reinforces this link with cosmically articulated space. The animal protomes of the east portico of the Apadana are in the form of lions (an animal that has been associated with solar energy since time immemorial in the Near East); the protomes at the west present the bull (the paired animal associated with the moon and lunar cycles). All this echoes the lion-and-bull symplegma on the façades of ceremonial structures on the Takht and the solar disc– lunar crescent symplegma on the tomb façades.104 The cosmic force field of site and movement would also echo the monument of Darius at Bisotun (bagastana in Old Persian, meaning place of the god). There, the great rock relief of the king in judgement over subdued rebels at the beginning of his reign faces due east to the rising sun and recedes into shadow as each day wanes and awaits a new dawn. It surveys a fertile plain and a vast highway of limitless opportunity.105 It is the imagined movement of the sun in relation to the king that operated the cosmic addresses of the king’s presence on high in this situation (plate 1.25).106 On the Apadana roof, the motion of humanly engaged ritual would, instead, have moved the king in relation to the cosmic forces – just as this was depicted on the tomb façades. In spatial–political terms this enactment could address from on high the four reaches of achieved imperial power as expressed in the anchoring rhetoric of the numinous foundation deposits (DPh) under corners of the building. The symbolic control of, or collusion with, time – with the cycles of day and night and those of the seasons (and hence the cosmic forces) – is a frequent trope of
empires in many cultures and historical situations. Jennifer Finn has discussed this issue in relation to the Bisotun monument in interesting ways, drawing upon its connection to tropes of empire established on the stele of Naram-Sin of Akkad much earlier in the ancient Near East.107 Without even leaving antiquity, we note two other famous imperial monuments – those of mainstream classical civilizations: the Parthenon of Periclean Athens, its east pediment framing the birth of Athena (a foundation mythological moment in the power narrative of the city state) with the rising horses of the sun god, Helios, and the setting steed of the moon goddess, Selene; and the statue of the Roman emperor Augustus from Prima Porta, the cuirass fitting the ruler’s torso emblazoned with allegorical–mythological characterizations of imperial power and ambition, crowned by an allegorical enactment of the sun god, Sol, above the chariot of the moon goddess, Luna, with Dawn sprinkling the dew of a new day.108 Human participants witnessing a performance of kingship atop the Apadana would presumably be awestruck. These participants might be visitors gathered in the plain below or military personnel posted on the fortifications crowning the Kuhe Rahmat, or even (in a spiritual sense) the kings of past, present or future, depending upon the historical moment. As we know, some of them were destined to be emblazoned on the cliff face of Naqsh-e Rostam in the distance: too far away literally to see, but not too far away to feel as a proximate watchful presence. Others were destined to be emblazoned on the Kuh-e Rahmat itself, looking directly down upon the Takht and the plain beyond. Performances involving the lifting and moving of the king (wearing flashing gold regalia) find echo in later Sasanian tradition and in Roman imperial cult traditions certainly inspired by legacies of cultural memory of the Achaemenid past.109 Modern religious processions captured in an early- to mid-twentiethcentury photograph taken at Yazd allow us to imagine a portable cult structure of huge proportions carried by multitudes (this time of the Zoroastrian faithful) (fig. 1.26). Here we see the 12-metre-high nakhl of Yazd – a wooden structure symbolizing the ancient Cypress of Zoroaster – now turned since Safavid times to the service of the solemn Shi‘i ritual of mourning for Imam Hossein during Ashura.110 The feel of the tradition as captured in this photograph is more popularbased and is not choreographed in the way of a royal affair. Nonetheless, it is
evocative of a long legacy of cultic uplifting and movement of a sacred icon by a human multitude – where the highly visible expression of collective belief is a critical feature of the performance. Indeed, it portrays in its own way, in its own time and in its own representational genre what I believe to have been an essence of the message–intent of the Achaemenid tomb iconography and of the social performance of it that I am positing for the Apadana. It conveys the power of collective action in the service of a belief system – and the power of repeated performances of that affective action. 1.26 A mid-twentieth-century photograph of the nakhl of Yazd during a communal procession, displayed in a vitrine in the ‘Alexander’s Prison’ in Yazd, Iran, 2005. The Takht itself, as we have seen, is a throne platform presented metaphorically as a mirror-like jigsaw-puzzle metaphor of all lands of the empire. The Apadana is a display arena for magisterial depictions of empire involving the king in audience on the north and east stairway façades, wherein the king is the
representational fulcrum of a panoptic gaze across the peoples of the empire and their special honorific gifts. It is the locus for the actualized performative appearance of hegemonic Persian kingship in joyful, collaborative synchrony with all the people of the imperial family forged into a kind of Persianness. Additionally, it is the spatial conduit to the more secluded areas on the Takht where less public rituals were enacted. The Achaemenid ideology of harmonious hegemony was expressed in part through the notion of the porticoes we have been discussing. As an ideological construct, the play of architecture in its agencies of mirroring and moving was not, in my view, meant to express a flat oppressive power of Foucaultian panoptic scrutiny, where the ability to see in every direction is a one-way prerogative of a strictly punitive power relationship.111 There was, rather, a reciprocity of vision and experience embedded here in Achaemenid Persepolis. The king’s ability to see all around was mirrored in various ways by the ability of the people of his court and of his empire far and wide to see him as well. Both kinds of seeing were surely performed in very scripted and stage-managed ways. But the formulas of place, space and representation were based on an ideology of all-seeingness that reinforced the positives of incorporation for those who agreed to the terms and benefits of engagement.112 Hirsch has commented with great relevance on the Avestan concept of Mithra, to whom Ahuramazda gave 1,000 senses and 10,000 eyes with which to see and judge the affairs of men.113 This Indo-Iranian solar deity who is associated with the mountain rising above the Takht at the east served mythologically as the paradigm of celestial surveillance of everything good and bad. The Persian king was the earthly counterpart of this notion of justice.114 Only a small measure of the magnificence of meaning here was probably appreciated by a Habsburg ruler who wished to build a new royal palace on a hill in the same way as he had heard tell that the Achaemenid royal citadel of Persepolis was sited. He yearned to be able to look out over his empire, to see as far as the border of Hungary, just as the Persian king had overlooked his empire from Persepolis. Yet the story is evocative of the ongoing romance of the Persepolis porticoes in the imaginations of later rulers.115 That the evocative nature of this setting was shared by other Western visitors to this place is lyrically demonstrated by the words of Ernst Herzfeld. Herzfeld eventually went on to lead the initial
seasons of excavation at Persepolis for the University of Chicago in the 1930s. Long before that, in a journal entry of 1905, when he first encountered Persepolis as a young archaeologist, he rhapsodized in personal notes: The situation of the city, or the palaces, is glorious. The wide, star-shaped valley, completely flat, and framed by bizarre, ragged and high-piled mountains. To the north and northwest long valleys, at the ends of which appear the mountains of Khular and Ardekan. These high, blanketed with snow. The terrace itself, despite so few remains there, is wonderfully impressive. Almost more spectacular than some of the individual ruins at Palmyra.116 Gifts pouring in towards the king as represented metaphorically on the north and east portico façades of the Apadana would have been paraded in the plain below the west portico before being carried in actuality up the grand double-reverse stairway and into the Gate of All Lands. Many of the gifts (as depicted on the Apadana) include vessels – though none explicitly depicts prepared foods inside them as far as we can tell. Indeed, the layers of symbolism of the gifts suggest message agendas here that go far beyond any simplistic notion of straightforward portrayal.117 Nevertheless, the symbolical underpinnings of the Apadana motif involve gifting to the king. And it is fascinating to note that some favoured gifts offered particularly by Iranian groups in the Apadana reliefs – garments and horses – emerge as favoured gifts to the king in Safavid Isfahan. Underneath the gloss of reciprocity in Persepolis, an implicit threat of punishment existed for those who defied the system.118 Yet the contractual expectation of reciprocity implicit in the performative porticoes is actually borne out by the Persepolis Fortification tablets. The social arena that extended out below the Takht in all directions was one in which the great agrarian estates of the crown in Fars dispensed food commodities to those loyally in the service of the empire. People from all walks of life – from labourers and camel-drivers to elite guides, ambassadors and members of the royal family – drew upon these commodities. This system was a key element in the structure of the exchange economy just as it was a key element in the social economics of symbolic acts. It was all at the pleasure of the king in an ultimate sense. So, too, the maintenance of irrigation systems that enabled food production
was ultimately at his command. We do not observe this dynamic as a figurally represented phenomenon in the architectural landscape of Persepolis. There are no preserved depictions in monumental form of feasting, for instance. Significantly, however, that numerous seals on the Fortification tablets – seals that were carried and used by persons who populated this place in many different social capacities – depict banqueting and also vessels for dining,119 and, as we have already noted, the tablet texts document the importance of ritualized feasting at court.120 The social contracts of reciprocity involved in all this, including their ritualized valences, played out across the entire purview of the crown, region by region.121 Royally gifted objects of prestige included sumptuous gold and silver wine dishes (Gk. phialai) inscribed trilingually with the king’s name and titulary. These formed another part of the social economy, linking exchange value in practical and symbolical terms with the notion of feasting, food and drink.122 A gift brought to the king by several peoples of the empire on the Apadana stairway façades is a form of this phiale type. This suggests the complexities of the Apadana metaphor and also the complexities of reciprocal gifting at the Persian court and across the empire widely. There is a tradition in classical literary sources of the utter destruction of Persepolis by Alexander in 331–330 b c e as an act of revenge for Xerxes’ destruction of the Athenian Acropolis in 480 b c e . From an archaeological perspective, the site actually seems, however, to have been torched after the looting only selectively by the Macedonian forces. Sancisi-Weerdenburg posits that the very selective firing of the Takht structures reflected a specific strategy at the end of the pillaging operations: to burn items of potential gifting value that had not already been carried away as loot. The idea here suggests that Alexander understood well the capacity of prestigious remnants of the Great King’s court paraphernalia to become reactivated for the reciprocal exchanges of gifts (beyond food disbursements carried out in the plain) that had traditionally sealed symbolic bonds of loyalty between ruler and followers in the Persian system.123 It reaffirms the agency of the Apadana as a monument decorated with elaborate metaphorical representations of gift-giving to the king and, I would suggest, as a monument that held well-understood power as a site of real-life performative connection in the
enactments of Persian kingship.124 The removal of the original central panels of the Apadana stair façades of the north and east porticoes has puzzled many. They were placed in a columned courtyard (Court 17 in the official excavation plans) of the Treasury – in the most highly embellished court of this entire complex.125 Some commentators have suggested that they were removed in ignominy; however, I agree with those who see the transfer as an act of piety that took place at a time in the reign of Artaxerxes III (r. 359–338 b c e ) when, for reasons we do not yet understand well, the nature of the Takht had evolved.126 The new placement of the central panels puts them into a strongly ritual but now interiorized portico setting. Time altered the functions of the Apadana. Yet the significance of the close association between the Apadana and the Treasury remained profound – profound enough that Alexander grasped it. Furthermore, the cult of hegemonic divinity focused on the king remained significant (and significantly associated with the site of Persepolis), even if it evolved over the longue durée of the dynasty. The charisma of the Apadana (gleaned through the importance of destroying it by fire along with the Treasury) relates also to other agencies of the building. The nature of great hypostyle halls with wide intercolumniations, commodious nonaxial organization and great sight-lines has been discussed fruitfully by Hilary Gopnik. She considers the formal capacities and social valences of such structures to serve as symbolic spaces of conclave, of group assembly – in immediately preAchaemenid Iran (at sites such as Nush-e Jan, Bab Jan, Godin and Hasanlu), in the Persian Empire itself and among the great mosques of Islamic architecture.127 Important related observations have emerged in a rich analysis of social space and place in Achaemenid Armenia by Lori Khatchadourian, particularly in relation to a hypostyle hall with Achaemenid cult apparatus that she and her colleagues have excavated at Tsaghkahovit.128 In other words, the very nature of vast hypostyle halls can communicate an invitational grandeur and a signal of collective participation. The jury is still out on whether or not the Odeion of Pericles in Athens was meant to imitate in some sense the huge many-columned tent of Xerxes that was reported to have been captured at the Battle of Plataea.129 However, the hypostyle form in the Greek world was an unusual one in that context, and one that has – perhaps paradoxically – been seen in classical scholarship as an expression of the
demands of a democratic system. The form was, simply put, the most effective way to provide covered space for large numbers of people convening, we might add, without an overwhelmingly hierarchical structure of movement.130 The resonance of the porticoes of the Apadana of Persepolis (and similar porticoes at regional installations serving very similar functions in relation to local performances of empire) is captured at the Greek sanctuary at Delphi. Karen Laurence has explicated a bold and, I think, spot-on interpretation of the Stoa of the Athenians at Delphi as an ‘emulation in empire’ of the panoptic agency in a ritual setting of the western portico of the Persepolis Apadana. It is bound to be controversial.131 Marksteiner has suggested that the towers framing the porticoes of the Persepolis Apadana became an icon of hegemonic identity in far-flung regions of the empire.132 There is much more we could cite in relation to these echo effects of the Apadana that compel us to see it as a symbol of profound resonance from the Indus to the Danube in the age of the Persian Empire (and later). The perpetual visibility of majestic features in the Persepolis ‘landscape in ruins’ after the (in)famous destruction by Alexander clearly inspired later Iranian rulers and their court circles in various ways and with varying degrees of historical acumen, sensitivity to a reverential past, or abject cynicism. We can track such varied expressions of resistant pious resonance, nostalgic reinvention and/or strategic exploitation from those of the localized Persian entities of Fars in the immediate wake of Alexander to large-scale sociopolitical domains of presentation stretching from the Sasanian to the Qajar and Pahlavi. The ruins of Persepolis were a beacon also to early Western travellers, several of whom figured significantly as visitors to the Safavid court in Isfahan. In this way, Persepolis became a site of implicit and explicit discourse, binding outsider reactions to the place with insider courtly contemplations of the affective potentials of the architecture.133 no tes 1 The original title of my paper, presented at the Los Angeles CAA in 2009, was ‘Palace, plain, domain: The panoptic porticoes of Persepolis’. Although I have changed the title here, the theme expressed by the original one remains key. I take this opportunity to thank Sussan Babaie and Talinn Grigor for including me in the CAA panel and for continuing so energetically and with such deep intellectual sympathy on the vision for this project. Thanks also go to Sally Bjork for her expert digital refurbishment of several slides shot in 1973
and to those whose photographs I have used here with their gracious permission. Production delays have meant that some important recent publications cannot be added to the bibliography here, for which I apologize. 2 For an excellent overview of archaeological work at the site to that date, see Ali Mousavi, ‘Persepolis in retrospect: Histories of discovery and archaeological exploration at the ruins of ancient Parsa’, Ars Orientalis xxxii (2002), pp. 209–51. Although it does not incorporate interpretive studies or archaeological surveys per se, it does integrate the work of Iranian archaeologists whose publications are often sidelined in Western scholarship. Discussions of survey work in Fars are reviewed in Rémy Boucharlat, ‘Iran’, in P. Briant and R. Boucharlat (eds), L’archéologie de l’empire achéménide: Nouvelles recherches, Persika 6 (Paris, 2005), pp. 342–7. An extensive literature exists on the iconography of architectural reliefs of Persepolis. Some of this discussion places the iconography directly into a consideration of its relationship to the structures on which the representations occur. Most comprehensively, and with a copious bibliography of work by others to that date, see Margaret Cool Root, The King and Kingship in Achaemenid Art: Essays on the Creation of an Iconography of Empire, Acta Iranica 19 (Leiden, 1979). Myriad articles by a host of learned scholars on issues of sculptural iconography in Persepolis, which usually do not pertain to the siting of the representations, include work of the late Peter Calmeyer across decades of Archäeologische Mitteilungen aus Iran, among others. Specific essays dealing with particular issues that are pertinent to the situating of imagery within the architectural dialectic will be cited in the course of my paper. Important technical studies relating to the Persepolitan architecture have also been done on, for example, stone-working techniques there: a major effort being Michael Roaf, ‘Sculptures and sculptors at Persepolis’, Iran xxi (1983), pp. 1–164. But commentaries on the history and cultural implications of specific architectural forms in their own right are for the most part embedded in the massive documentary publications of the Oriental Institute’s Persepolis excavations, particularly in Erich F. Schmidt, Persepolis I: Structures – Reliefs – Inscriptions, Oriental Institute Publications 68 (Chicago, 1953); Persepolis II: Contents of the Treasury and Other Discoveries, Oriental Institute Publications 69 (Chicago, 1957); and Persepolis III: The Royal Tombs and Other Monuments, Oriental Institute Publications 70 (Chicago, 1970). See also Friedrich Krefter, Persepolis Rekonstruktionen (Berlin, 1971). Similarly, such commentary is embedded in sections of the reports of the Italian restoration team, particularly in Ann Britt Tilia, Studies and Restorations at Persepolis and Other Sites of Fārs, Istituto Italiano per il Medeo ed Estremo Oriente Reports and Memoirs 16 (Rome, 1972); and in her subsequent Studies and Restorations at Persepolis and Other Sites of Fārs II, Istituto Italiano per il Medeo ed Estremo Oriente Reports and Memoirs 18 (Rome, 1978). One early foray into a dedicated Achaemenid architectural history is highly idiosyncratic (as well as thought-provoking); although it is outdated in some respects relating to the archaeological record, it remains important: Géza de Francovich, ‘Problems of Achaemenid architecture’, East and West xvi (1966), pp. 201–60. Important ideas emerge on the architecture of Persepolis in studies focusing on other sites. Pasargadae looms large here through Carl Nylander, Ionians in Pasargadae: Studies in Old Persian Architecture (Uppsala, 1970) and David Stronach, Pasargadae: A report on the excavations conducted by the British Institute of Persian Studies from 1961 to 1963, vol. 1 (Oxford, 1978), as well as subsequent interpretive articles on the formal paradise garden set within the architectural layout there: see, for example, David Stronach, ‘Parterres and watercourses at Pasargadae: Notes on the Achaemenid contribution to garden design’, Journal of Garden History xiv (1994), pp. 3–12. The study of architectural layout in Achaemenid Susa has also become a path into commentary on Persepolis: see, for example, Rémy Boucharlat, ‘The palace and the royal Achaemenid city: Two case studies – Pasargadae and Susa’, in I. Nielsen (ed.), The Royal Palace Institution in the First Millennium BC: Regional Development and Cultural Interchange between East and West (Athens and Oxford, 2001), pp. 113–23, and Rémy Boucharlat, ‘Suse dans l’architecture iranienne et moyenorientale’, in Jean Perrot (ed.), Le Palais de Darius à Suse: Une résidence royale sur la route de Persépolis à
Babylone (Paris, 2010), pp. 420–43, with much bibliography. A study of the plan of the royal residential structure in the plain of Persepolis against its Mesopotamian backdrop was an unusual foray in Persepolis studies for its time, grappling with an architectural form in its particular historical relationships: see Michael Roaf, ‘The diffusion of the “salles à quatresaillants”’, Iraq xxxv (1973), pp. 83–91. A recent analysis of the forms and social/symbolical meanings of Achaemenid gates suggests the richness of possibilities of traditional architectural history around this material: see Kim Christopher Codella, ‘Achaemenid monumental gateways at Pasargadae, Susa, and Persepolis’, Ph.D. dissertation (Berkeley, 2007). Most relevant for us here, both in topic and in approach to an Achaemenid architectural history is now Hilary Gopnik, ‘Why columned halls?’, in John Curtis and St John Simpson (eds), The World of Achaemenid Persia: History, Art and Society in Iran and the Ancient Near East (London, 2010), pp. 195–206. In this same volume several additional contributions reflect what seems to be a reawakening of interest in the analytical study of Achaemenid architecture as distinct from its archaeological recovery. 3 David Morgan, The Sacred Gaze: Religious Visual Culture in Theory and Practice (Berkeley and London, 2005), p. 29. 4 Cited at Zainab Bahrani, ‘Performativity and the image: Narrative, representation, and the Warka vase’, in Erica Ehrenberg (ed.), Leaving No Stone Unturned: Essays on the Ancient Near East and Egypt in Honor of Donald P. Hansen (Winona Lake, 2001), p. 20. 5 Some overviews that have helped me think about these issues include: Elin Diamond, ‘Introduction’, in Elin Diamond (ed.), Performance and Cultural Politics (London and New York, 1996), pp. 1–12; Gary Palmer and William R. Jankowiak, ‘Performance and imagination: Toward an anthropology of the spectacular and the mundane’, Cultural Anthropology xi (1996), pp. 225–58; Takeshi Inomata and Lawrence S. Coben, ‘Overture: An invitation to the archaeological theater’, in Takeshi Inomata and Lawrence S. Coben (eds), Archaeology of Performance: Theaters of Power, Community, and Politics (Lanham and Oxford, 2006), pp. 11–44. 6 Sussan Babaie, Isfahan and Its Palaces: Statecraft, Shi‘ism and the Architecture of Conviviality in Early Modern Iran (Edinburgh, 2008). 7 In 1979 I laid out a schematic scenario of elements we needed to keep in mind as we explored the nature of (official) Achaemenid art against a complex backdrop of social experience in the run-up to empire. See Root, King and Kingship, fig. 2 and pp. 28–42. The deep cross-disciplinary investigations occurring over the last decade specifically on the Elamite connection have taken a giant step forward in articulating ways in which such a schematic vision of complexity played out. Now Elam looms large and Media recedes. Projects range from field archaeology to historical philology, to art history. Representative samplings from such perspectives include: Daniel T. Potts, ‘Cyrus the Great and the kingdom of Anšan’, in V. Sarkhosh Curtis and S. Steward (eds), Birth of the Persian Empire (London, 2005), pp. 7–28; the learned and richly annotated exploration in Wouter F.M. Henkelman, The Other Gods Who Are: Studies in Elamite-Iranian Acculturation based on the Persepolis Fortification Texts, Achaemenid History 14 (Leiden, 2008), esp. pp. 1–43 for an introductory review of the historical issues and the literature; a short and useful summary of important points in Matt Waters, ‘Parsumaš, Anšan, and Cyrus’, in J. Álvarez-Mon and M.B. Garrison (eds), Elam and Persia (Winona Lake, 2011), pp. 285–96, as well as several other articles on historical matters in this volume. In particular, see close analysis of stylistic issues in glyptic of direct relevance to these acculturation issues in Mark B. Garrison, ‘The seal of “Kuraš the Anzanite, son of Šešpeš” (Teispes), PFS 93*: Susa – Anšan – Persepolis’, in J. Álvarez-Mon and M.B. Garrison (eds), Elam and Persia (Winona Lake, 2011), pp. 375–405; and a contemplation of Elamite–Iranian cultural connectivities as they play out on the Apadana reliefs in Margaret Cool Root, ‘Elam in the imperial imagination: From Nineveh to Persepolis’, in J. Álvarez-Mon and M.B. Garrison (eds), Elam and Persia (Winona Lake, 2011), pp. 419–74.
8 Pierre Briant, From Cyrus to Alexander: A History of the Persian Empire, trans. Peter T. Daniels (Winona Lake, 2002) is currently the standard survey of the history. Another excellent survey is Josef Wiesehöfer, Ancient Persia, trans. A. Azodi (London and New York, 1996). This is particularly useful for its embrace of postAchaemenid antiquity in Iran, especially in Fars. Amélie Kuhrt’s recent compendium of text sources on the Achaemenid Empire (with annotations on many cultural issues) is now a major resource; see The Persian Empire: A Corpus of Sources from the Achaemenid Period (London, 2007). Scholarship on Achaemenid history (not to mention archaeology) has blossomed to the extent that nuances on every point find explication now in focused articles. 9 The term Aryan is an Old Persian word that means ‘Iranian’. It was used by Darius to denote multiple peoples of his multi-ethnic empire who were part of a large sub-family of Indo-Iranian ancestry. Notions of this Iranian-ness that play out in the representational programme of the Achaemenids are discussed in Margaret Cool Root, ‘Medes in the imperial imagination’, in K. Abdi (ed.), Ō Šābuhr kē čihr az yazdān dāšt: Essays in Memory of A. Shapur Shahbazi (Tehran and Persepolis, forthcoming). It is one of the great ironies of history that this term was co-opted by Hitler for his xenophobic programme of ethnic cleansing that demanded the expulsion and extinction of entire categories of the population as a means of forging hegemony. On related issues, see Ali M. Ansari, ‘“Persia” in the Western imagination’, in V. Martin (ed.), Anglo-Iranian Relations Since 1800 (London, 2005), pp. 8–20. The historiographic complexities of these issues for modernity are discussed richly in Talinn Grigor, ‘Orient oder Rom? Qajar “Aryan” architecture and Strzygowski’s art history’, The Art Bulletin lxxxix (2009), pp. 562–90. 10 The question of whether Darius began constructions at Susa slightly before, slightly after, or fully simultaneous with the initiation of the project at Persepolis remains open. Note the comment in Boucharlat, ‘Suse dans l’architecture’, p. 435. Some brick relief fragments from Susa seem to constitute a Susa version of the Bisotun monument. Presumably this would have been erected right on the heels of completion of the Ur monument on the cliff of Bisotun (by around 520–519 b c e ); see Oscar White Muscarella, ‘Achaemenid art and architecture at Susa’, in Prudence O. Harper, Joan Aruz and Françoise Tallon (eds), The Royal City of Susa: Ancient Near Eastern Treasures in the Louvre (New York, 1992), p. 218, note 2. Similarly, vestiges at Susa of a glazed-brick relief-and-text segment including the name Otanes (one of Darius’ elite Persian allies in his bid for the throne) might also suggest this. See Root, King and Kingship, p. 76, note 98. It seems clear, based on royal inscriptions at both sites, that palatial planning and construction at Susa and Persepolis began very early in Darius’ reign – while his father was still living. There is a remote possibility that some political motivation beyond our understanding urged Darius to pretend in these official inscriptions that his father was still living. On the Darius texts DSe and DPd–DPg, see Margaret Cool Root, ‘Temple to palace—king to cosmos: Achaemenid foundation texts in Iran’, in M.J. Boda and J. Novotny (eds), From the Foundations to the Crenellations: Essays on Temple Building in the Ancient Near East and Hebrew Bible (Münster, 2010), pp. 186– 200. If construction at Susa began first, it was followed by construction of the Takht in Persepolis within a year at most, according to what the available evidence allows. 11 The bibliography on new capital cities across time is vast. New capitals in antiquity include Akhetaten (Tell el-Amarna) in New Kingdom Egypt, about which much has been written in relation to the establishment of a new foundation with very specific and explicit theological–political objectives; see, for example: Ian Shaw, ‘Building the sacred capital: Akhenaten, El-Amarna and the “house of the king’s statue”’, in J.G. Westenholz (ed.), Capital Cities: Urban Planning and Spiritual Dimensions (Jerusalem, 1998), pp. 55–64; Fritz Volkmar, ‘Planning a capital: Akhetaten and Akhenaten’, in J.G. Westenholz (ed.), Capital Cities: Urban Planning and Spiritual Dimensions (Jerusalem, 1998), pp. 117–27. Other chapters in the same volume deal with relevant settings in Greater Mesopotamia. A particularly interesting case for our purposes is Iron Age Jerusalem (in
the temporal and political orbit of the Persian experience in the Near East), for which J. Uziel and I. Shai argue a calculated elision of temple–palace conceptualization in the expressive vision of this particular ‘new city’. See their ‘Iron Age Jerusalem: Temple–palace, capital city’, Journal of the American Oriental Society cxxvii (2007), pp. 161–70. 12 For survey overviews of Elam across time from various disciplinary perspectives, see: Prudence O. Harper, Joan Aruz and Françoise Tallon (eds), The Royal City of Susa: Ancient Near Eastern Treasures in the Louvre (New York, 1992); Pierre Amiet, Élam (Auvers-sur-Oise, 1966); Daniel T. Potts, The Archaeology of Elam: Formation and Transformation of an Ancient Iranian State (Cambridge, 1999). Anshan, attested in a rich array of textual sources, is also well documented archaeologically for its early phases as a large-scale urban entity. For the period immediately before the Persian Empire it is, however, not well defined archaeologically. It probably suffered a serious decline as a result of the Elamite campaigns of the Assyrian king Aššurbanipal in the seventh century c e . See, for example, Daniel T. Potts, ‘A note on the limits of Anšan’, in J. Álvarez-Mon and M.B. Garrison (eds), Elam and Persia, (Winona Lake, 2011), pp. 35–43. 13 Basic consensus on the main tableau and segments of the participant files now yields a date in the mid second millennium b c e , with added images of processing individuals applied as late as about 600 b c e . For various issues of chronology, see, for example: Ursula Seidl, Die elamischen Felsreliefs von Kūrangūn und Naqše Rustam (Berlin, 1986); Louis Vanden Berghe, ‘Données nouvelles concernant le relief rupestre élamite de Kūrangūn’, in L. de Meyer, H. Gasche and F. Vallat (eds), Fragmenta Historiae Elamicae (Paris, 1896), pp. 157– 67; Elizabeth Carter, Excavations at Anshan (Tal-e Malayan): The Middle Elamite Period (Philadelphia, 1996). Nuances of the iconography and identity of the main divinity and subsidiary figures in the main tableau are argued in, for example, Pierre Amiet, Glyptique susienne (Paris, 1972), p. 294; Pierre de Miroschedji, ‘Le Dieu élamite au serpent et aux eaux jaillissantes’, Iranica Antiqua xvi (1981), pp. 1–25; Seidl, Die elamischen Felsreliefs; Daniel T. Potts, ‘The numinous and the immanent: Some thoughts on Kūrangūn and the Rudkhaneh-e Fahliyān’, in K. von Folsach, H. Thrane and I. Thuesen (eds), From Handaxe to Khan: Essays presented to Peder Mortensen on the Occasion of his 70th Birthday (Aarhus, 2004), pp. 143–56. 14 Daniel T. Potts, ‘The Persepolis fortification texts and the Royal Road: Another look at the Faliyan area’, in P. Briant, W. Henkelman and M. Stolper (eds), L’Archive des fortifications de Persépolis: État des questions et perspectives de recherches, Persika 12 (2008), pp. 278–80. 15 Schmidt, Persepolis III, p. 121. For a more detailed and updated study of the Elamite relief, see Seidl, Die elamischen Felsreliefs. 16 Schmidt, Persepolis III, pp. 129–30, with basic documentation of all the Sasanian reliefs here. 17 Ibid., pp. 80–90. 18 For the still-valuable basic documentary publication on the Kabah, including a review to that date of major discussions of its exact ritual function, see Schmidt, Persepolis III, pp. 34–49. Schmidt opts for a fire temple to host a perpetually burning flame in the manner of later codified Zoroastrian practice. For the res gestae of Šapur I (ŠKZ), see comments and selections in Wiesehöfer, Ancient Persia, pp. 184–6; an easily accessible full translation may be found in Richard N. Frye, The History of Ancient Iran (Munich, 1984), pp. 371–3. For perceptive commentary on the cultural valences of Achaemenid trilingual inscriptions and their postAchaemenid revival, see Jennifer L. Finn, ‘Gods, kings, men: Trilingual inscriptions and symbolic visualizations in the Achaemenid Empire’, Ars Orientalis xli (2011), pp. 219–75. On the memory-scape involved here, see a treatment that looks from the Sasanian perspective back to the Achaemenid: Matthew P. Canepa, ‘Technologies of memory in early Sasanian Iran: Achaemenid sites and Sasanian identity’, American Journal of Archaeology cxiv (2010), pp. 563–96.
19 For the Bisotun text, see Roland G. Kent, Old Persian: Grammar – Texts – Lexicon (New Haven, 1953), pp. 116–35; Pierre Lecoq, Les Inscriptions de la Perse achéménide (Paris, 1997), pp. 83–96, 187–217; Rüdiger Schmitt, The Bisitun Inscriptions of Darius the Great: Old Persian Text: Corpus Inscriptionum Iranicarum Part I, vol. 1 (London, 1991). For the text in relation to the rock relief as well as for initial commentaries on the dialogue with usable pasts in literary and sculptural rhetoric, see Root, King and Kingship, esp. pp. 182–226. See now also Margaret Cool Root, ‘Imperial ideology in Achaemenid Persian art: Transforming the Mesopotamian legacy’, Bulletin of the Canadian Society for Mesopotamian Studies xxxv (2000), pp. 19–27; and an important commentary in Marian H. Feldman, ‘Darius I and the heroes of Akkad: Affect and agency in the Bisitun relief’, in J. Cheng and M.H. Feldman (eds), Ancient Near Eastern Art in Context: Studies in Honor of Irene J. Winter by Her Students (Leiden and Boston, 2007), pp. 265–93. For more recent iconographical contemplations of Bisotun in relation to usable pasts and emphatic allusion to the cosmic, see Margaret Cool Root, ‘Defining the divine in Achaemenid Persian kingship: The view from Bisitun’, in L. Mitchell and C. Melville (eds), Every Inch a King: From Alexander to the King of Kings (Leiden and Boston, 2013), pp. 23–65. 20 A. Shapur Shahbazi, ‘From Parsa to Taxt-e Jamsid’, Archäeologische Mitteilungen aus Iran x (1977), pp. 197– 207. 21 For instance, note a discussion of the removal of some elements of the Palace of Darius by Abud al-Dawla Buyid (r. 949–82) to his palace in Shiraz: A. Shapur Shahbazi, Illustrierte Beschreibung von Persepolis (Persepolis, 1977), p. 50. Similarly, note commentary on the removal of Persepolis columns as spolia in Isfahan: Eugenio Galdieri, Esfahan: Ali Qapu (Rome, 1979). Remarks on the post-Achaemenid ‘romance’ with Takht-e Jamshid are offered in Mousavi, ‘Persepolis in retrospect’. This topic has been dealt with by various scholars from other disciplinary perspectives: for example, Assadoullah Souren Melikian-Chirvani, ‘Le royaume de Salomon: Les inscriptions persanes de sites achéménides’, Le Monde iranien et l’Islam I (Geneva and Paris, 1971), pp. 1–41, esp. pp. 20–41. For discussions of the spoliation of Persepolis by Europeans (with bibliography), see Alexander Nagel, ‘Colors, gilding and painted motifs in Persepolis: Approaching the polychromy of Achaemenid Persian architectural sculpture, c. 520–330 BCE’, Ph.D. dissertation (University of Michigan, 2010). 22 On the meaning of the royal-hero motif within the architectural dynamics of Persepolis, see Root, King and Kingship, esp. pp. 300–8. I have also written about valences of dynamic stasis and control implicit in the imagery as it is displayed on many seals of heroic encounter produced in the empire; these are not visualizations of raw aggression as much as they are icons of order, control and pacified/harmonized dominion. In this, they dovetail with a contemporary Hebrew biblical tradition reflected in the story of Daniel in the Lion’s Den. See Margaret Cool Root, ‘Persian art’, in D.N. Freedman (ed.), The Anchor Bible Dictionary, vol. 1 (New York, 1992), pp. 440–7. 23 The image of heroic encounter (in myriad permutations) enjoys an explosive renewal beginning in the reign of Darius I. Approximately one-third of the seal images used on the Persepolis Fortification tablets in the Garrison and Root research corpus of c.1,250 discrete seals deploy this motif in some form; see Mark B. Garrison and Margaret Cool Root, Seals on the Persepolis Fortification Tablets, vol. 1: Images of Heroic Encounter, Oriental Institute Publications 117 (Chicago, 2001). The reasons for this are, I think, complicated and not subject to simplistic assumptions about the semiotics of power. The key point here is that there may have been layered associations to the idea and ideals of heroic encounter so dynamically reinvented by the Achaemenids in the monumental and portable media that remained vestigially in the consciousness of Persian culture for centuries in relation to the Achaemenid past and to Persepolis specifically. The naming of the Takht in later times, associating it with the quintessential hero, has often been seen as proof that after Alexander there was a radical disconnect with what the Takht was as a historical Achaemenid entity. I
propose that we see this naming, rather, as a hyper-connect with what Achaemenid Persepolis was. For some issues relating to ways in which seals in particular became conveyors of cultural memory, see Margaret Cool Root, ‘Lifting the veil: Approaches to the study of artistic transmission beyond the boundaries of historical periodisation’, in H. Sancisi-Weerdenburg, A. Kuhrt, and M.C. Root (eds), The Persian Empire: Continuity and Change, Achaemenid History 8 (Leiden, 1994), pp. 9–37. 24 DPf (the Elamite text) uses the Old Persian gatu as a loan word in order to characterize the platform, as discussed by Lecoq, Inscriptions, p. 329, note 1. The word also appears in Darius’ tomb façade inscription (DNa.4). See Lecoq, Inscriptions, p. 220, where it explicitly refers to the representations of the peoples of the empire who bear the throne (gatu), as in the element of furniture upon which Darius stands (see more on this below). Root, ‘Temple to palace’, includes additional commentary. For a discussion of the relation of these meanings to New Persian words, see François de Blois, ‘“Place” and “throne” in Persian’, Iran xxx (1995), pp. 61–5. 25 On the name, see A. Shapur Shahbazi, ‘New aspects of Persepolitan studies’, Gymnasium lxxxv (1978), pp. 490–91. The issue of Mithra in Achaemenid Persepolis is mired in historiographical difficulty and compounded by problems in interpreting the Elamite of the Fortification texts. Mithra along with Anahita were certainly worshipped in Persepolis along with a multitude of other deities beyond Ahuramazda (who figures so prominently in the monumental inscriptions). See, for example: Briant, History, pp. 251–4, 916; Pierre Briant, e e ‘L’élevage ovin dans l’empire achéménide, VI –IV siècles avant notre ère’, in P. Briant (ed.), Rois, tributs et paysans: Études sur les formations tributaires du Moyen-Orient ancient (Paris, 1982), pp. 331–56. On difficulties in the reading of the Elamite texts, see Henkelman, Other Gods, esp. p. 554, on Mišebaka. 26 On the symbolic force of crenellations in the Persepolis landscape, see the still-pertinent remarks in Arthur Upham Pope, ‘Persepolis as a ritual city’, Archaeology x (1957), pp. 125–26 (despite some issues with his overall thesis). On the symbolic resonance of the crenellated architectural landscape of Persepolis across time and space in the cultural memory of the empire, see Björn Anderson, ‘Imperial legacies, local identities: References to Achaemenid Persian iconography on crenellated Nabataean tombs’, Ars Orientalis xxxii (2002), pp. 163–207. On crenellations and the cosmic associations of the Achaemenid royal crown and Persepolis, see Root, ‘Defining the divine’. 27 Tilia, Studies and Restorations II, esp. pp. 11–18. 28 Schmidt, Persepolis I, pp. 62–3, provides Cameron’s translation of the Elamite. Cameron uses ‘fortress’ here. Lecoq, Inscriptions, p. 229, uses ‘palais’. 29 Root, ‘Temple to palace’, pp. 165–210, esp. pp. 193–96, with full discussion and references. 30 The major studies remain Nylander, Ionians and Stronach, Pasargadae. See Margaret Cool Root, ‘Circles of artistic programming: Strategies for studying creative process at Persepolis’, in A.C. Gunter (ed.), Investigating Artistic Environments in the Ancient Near East (Washington, 1990), pp. 118–19, on the meaning of the very different manifestations of the platform masonry at each site. Boucharlat, ‘Suse dans l’architecture iranienne’ for a beautifully illustrated overview. Schmidt, Persepolis I, p. 20, on assessments of travel distance between Persepolis and Pasargadae. 31 E.R.M. Dusinberrre, Empire, Authority, and Autonomy in Achaemenid Anatolia (Cambridge, 2013). A dissertation in progress is exploring Egypt in the Achaemenid Empire with a more nuanced paradigm of operational power in mind as well; see Henry P. Colburn, ‘The archaeology of empire in Achaemenid Egypt’, Ph.D. dissertation (University of Michigan, 2014). A new study of technologies of communication and communication speed within the empire will encourage radical reassessment of tropes of unwieldy distance as determinants of presumed imperial dysfunction. See Henry P. Colburn, ‘Connectivity and communication
in the Achaemenid Empire’, Journal of the Economic and Social History of the Orient lvi (2013), pp. 29–52. 32 Here I gratefully adapt the phrase ‘becoming Roman’ from Greg Woolf, Becoming Roman: The Origins of Provincial Civilization in Gaul (Cambridge, 1998). By adapting Woolf’s phrase I do not mean to suggest that the ideology of the Achaemenid Empire imposed Persianness on subsumed cultures. There seem to be distinct differences in ethos and behaviour between the Achaemenid and the Roman pursuit of hegemony; however, the notion of a social process of becoming is very useful to consider for the Achaemenid experience. 33 Pope, ‘Persepolis as a ritual city’ is the locus classicus for a concise and compelling statement of the traditional view. It has much in it that is valid, but it must now be modulated by other considerations. 34 This notion runs through the scholarship even in much truly enlightened work, where hesitation remains apparent on the possibility that Westerners ‘got as far’ as Persepolis in Achaemenid times, viz. remarks laced through Margaret C. Miller’s outstanding and deservedly influential book, Athens and Persia in the Fifth Century BC: A Study in Cultural Receptivity (Cambridge, 1997). Among Iranian archaeologists, note Akbar Tadjvidi, Dānestanihāy-e novin darbārey-e honar va bāstānshenāsiy-e asr-e hakhāmaneshi bar bonyād-e kāvoshhāy-e panjsāley-e Takht-e Jamshid (Tehran, 1976), who strongly supported this view of a hidden Persepolis in the interpretive introduction to this volume documenting Iranian excavations. By contrast, Mohammad Reza Shah Pahlavi’s 1971 birthday celebration of Iranian monarchy grasped with zeal an important feature of ancient Persepolis as an internationally visited place. He hosted dignitaries from around the world to participate in a lavish feast (catered by Maxim’s of Paris), which an ancient celebration surely would have included as well. And in doing so, he was subverting the notion of a hidden-away Persepolis. Donald Wilber (who maintained close ties to the Iranian regime in the run-up to 1971) had just recently published an interpretation of the gift-bearing delegations of the Apadana: see Donald Wilber, The Archaeology of Parsa, Seat of the Persian Kings (Princeton, 1969), p. 84. Precisely because he bought into the standard vision, he could not imagine that in actuality ambassadorial gift-bearers would ever have visited Persepolis. Instead, he hypothesized that the ancient performance echoed in stone on the Apadana was enacted by soldiers from all over the empire who were garrisoned in Persepolis. They were made to impersonate regional ambassadorial gift-bearers. See Talinn Grigor, ‘Preserving the antique modern: Persepolis ’71’, Future Anterior ii (2005), pp. 22–29, for historiographic reflections on the 1971 event dealing with other issues. 35 John Curtis and St John Simpson, ‘Editors’ introduction’, in John Curtis and St John Simpson (eds), The World of Achaemenid Persia: History, Art and Society in Iran and the Ancient Near East (London, 2010), p. xiv: ‘Map of the Achaemenid Empire’. Contrast the usefully articulated map in Lindsay Allen, The Persian Empire (Chicago, 2005), fig. 5.2, showing a schematic representation of land routes in the empire. Obviously it is not a question of Curtis and Simpson being unaware of information on road systems; it is perhaps a situation best described as revealing a lack of energetic attention to the importance of resisting the perpetuation of a trope via the powerful medium of the misleading map in an otherwise terrific volume. 36 This is an interesting fact that has implications for how Persepolis has been approached. See Margaret Cool Root, ‘The Persepolis perplex: Some prospects borne of retrospect’, in D. Schmandt-Besserat (ed.), Ancient Persia: The Art of an Empire (Malibu, 1980), pp. 5–13, on the name issue. Some ways in which a visible Persepolis may open up new approaches to the affective agency of the place in ancient times can be gleaned from Margaret Cool Root, ‘The Parthenon frieze and the Apadana reliefs at Persepolis: Reassessing a programmatic relationship’, American Journal of Archaeology lxxxix (1985), pp. 103–22; Margaret Cool Root, ‘Reading Persepolis in Greek: Gifts of the Yauna’, in C. Tuplin (ed.), Persian Responses: Political and Cultural Interaction with(in) the Achaemenid Empire (Swansea, 2007), pp. 177–225; Margaret Cool Root, ‘Reading Persepolis in Greek part two: Marriage metaphors and unmanly virtues’, in S.M.R. Darbandi and A. Zournatzi
(eds), Ancient Greece and Ancient Iran: Cross-Cultural Encounters (Athens, 2008), pp. 195–221. See also: Anderson, ‘Imperial legacies’; Karen Laurence, ‘Reading Persepolis in Delphi’, in E.R.M. Dusinberre and M.B. Garrison (eds), Festschrift in Honor of Margaret Cool Root (Leiden, forthcoming). 37 The archive of up to 30,000 complete and fragmentary records was revealed in the Persepolis Fortifications in 1933–4. The bulk of the texts is written in Elamite cuneiform; smaller numbers were written in ink in Aramaic; isolated exemplars in Old Persian, Babylonian, Phrygian and Greek have also been identified. Still other tablet artefacts in this integrated system are uninscribed items bearing seal impressions. See: Richard T. Hallock, Persepolis Fortification Tablets, Oriental Institute Publications 92 (Chicago, 1969), for the largest group of Elamite texts available in translation; Garrison and Root, Seals, vol. 1, Introduction (and much bibliography to that date), for an overview including correctives to common misperceptions of its archaeology and its relation to Persepolis as a place. See Briant, Henkelman and Stolper (eds), L’archive, for a recent compilation of articles on the archive. For a sampling of exemplary texts (with commentaries) on topics related to Persepolis as an active centre from the Fortification archive and from the much smaller Elamitelanguage administrative archive excavated in the Persepolis Treasury, see Kuhrt, Persian Empire, pp. 730– 814. See Wouter F.M. Henkelman, ‘“Consumed before the king”: The table of Darius, and that of Irdabama and Irtaštuna, and that of his satrap, Karkiš’, in B. Jacobs and R. Rollinger (eds), Der Achämenidenhof – The Achaemenid Court (Wiesbaden, 2010), pp. 667–72, for important contexts in which we can trace the king’s presence in Persepolis through the tablets. 38 For discussions of this issue, see: Pierre Briant, ‘Le nomadisme du grand roi’, Iranica Antiqua xxiii (1988), pp. 253–73; Christopher Tuplin, ‘The seasonal migration of Achaemenid kings’, in M. Brosius and A. Kuhrt (eds), Studies in Persian History: Essays in Memory of David M. Lewis, Achaemenid History 11 (Leiden, 1998), pp. 63– 114. 39 Schmidt, Persepolis I, must be expanded now with reference to later work (nicely summarized by Mousavi, ‘Persepolis in retrospect’). 40 Boucharlat, ‘Iran’, pp. 225–32. 41 A good example is PFS 49, a seal in the Fortification style owned by an elite guide named Ishbaramishtima, who led distinguished personages between Susa and India via Persepolis. In one instance (PF 1316) the party he leads (and receives rations for in Persepolis) is explicitly described as carrying a sealed document and heading to see the king; see Garrison and Root, Seals, vol 1, pp. 95–6 (Cat. No. 23), used on PF tablets 1316– 18, for which, see also Hallock, Fortification Tablets, pp. 372–3. For a detailed and remarkable explication of styles and workshops, see Mark B. Garrison, ‘Seal workshops and artists in Persepolis: A study of seal impressions preserving the theme of heroic encounter on the Persepolis fortification and treasury tablets’, Ph.D. dissertation (University of Michigan, 1988). 42 Margaret Cool Root, ‘Cultural pluralisms on the Persepolis fortification tablets’, in M.-F. Boussac (ed.), Recherches récentes sur l’empire achéménide, Topoi supplément 1 (Lyons, 1997), pp. 229–52; Margaret Cool Root, ‘The legible image: How did seals and sealing matter in Persepolis?’, in P. Briant, W. Henkelman, and M. Stolper (eds), L’Archive des fortifications de Persépolis: État des questions et perspectives de recherches, Persika 12 (Paris, 2008), pp. 85–150. 43 Boucharlat has explored this issue, moving from a consideration of Susa and Persepolis as intentional ‘citées vides’ to a more modulated position. See, among his many articles on this subject: Rémy Boucharlat, ‘Suse et la Susiane à l’époque achéménide: Données archéologiques’, Achaemenid History iv (1990), pp. 149–75, esp. p. 156; ‘Susa under Achaemenid rule’, in J. Curtis (ed.), Mesopotamia and Iran in the Persian Period: Conquest and Imperialism 539–331 BC (London, 1997), pp. 54–67, esp. p. 66, on the ‘empty city’; ‘Camp royal et résidences achéménides’, in M.-F. Boussac (ed.), Recherches récentes sur l’empire achéménide, Topoi
supplément 1 (Lyon, 1997), pp. 217–28; ‘The Persepolis area in the Achaemenid period: Some reconsiderations’, in N.F. Miller and K. Abdi (eds), Yeki bud yeki nabud: Essays on the Archaeology of Iran in Honor of William M. Sumner (Los Angeles, 2003), pp. 261–5, esp. p. 265; Boucharlat, ‘Iran’, p.278 (indicating the need for further excavation and evidentiary analysis). 44 For example, discussions from a wide range of cultural contexts in John Taylor, Jean G. Lengellé and Caroline Andrew (eds), Capital Cities/Les Capitales: Perspectives Internationales/International Perspectives (Ottawa, 1993). See Élisabeth Dorier-Apprill, Vocabulaire de la ville: Notions et references (Paris, 2001) for a relevant analysis of terms and varying values of them in considering global approaches to what a contemporary city may be. Useful for its conversation on these issues in relation to orientalist constructions of alien ancient Eastern cities is Mario Liverani, ‘Ancient Near Eastern cities and modern ideologies’, in Die orientalische Stadt: Kontinuität, Wandel, Bruch (Saarbrucker, 1997), pp. 85–107. 45 See, for example: Moshe Weinfeld, ‘Jerusalem—a political and spiritual capital’, in J.G. Westenholz (ed.), Capital Cities: Urban Planning and Spiritual Dimensions (Jerusalem, 1998), pp. 15–40; Joan Goodnick Westenholz, ‘The theological foundation of the city, the capital city and Babylon’, in J.G. Westenholz (ed.), Capital Cities: Urban Planning and Spiritual Dimensions (Jerusalem, 1998), pp. 43–54. 46 ‘Ancient animations: Social networking in the Persian Empire’ was a project in interactive digital publishing undertaken for the Kelsey Museum of Archaeology, University of Michigan. 47 Babaie, Isfahan and Its Palaces, pp. 168–9. 48 See, for example: Priscilla Soucek, ‘The influence of Persepolis on Islamic art’, in Études arabes et islamiques, histoire et civilisation 4 (Paris, 1975), pp. 195–200; Ebba Koch, ‘The audience halls of Shah Jahan’, Muqarnas xi (1994), pp. 143–65, esp. pp. 147–9. 49 For a critique of the use of the word ‘palace’ for buildings on the Takht, as he offers a reassessment of the function particularly of the Palace of Darius, see Shahrokh Razmjou, ‘Persepolis: A reinterpretation of palaces and their function’, in J. Curtis and St J. Simpson (eds), The World of Achaemenid Persia: History, Art and Society in Iran and the Ancient Near East (London, 2010), pp. 231–45. 50 In this sense, the tent-city extravaganza of Mohammad Reza Shah Pahlavi in 1971 may not have been far short of the mark. Fig. 2 here shows (in the plain at left) the tent city still in perfect shape in 1973. 51 Nylander, Ionians in Pasargadae. 52 Root, ‘Circles of artistic programming’, pp. 118–21. 53 Lecoq, Les Inscriptions, pp. 229–30; Root, ‘Temple to palace’, esp. pp. 196–200. 54 Kent, Old Persian, pp. 112, 147–8; Lecoq, Les Inscriptions, pp. 103, 251–2; rhetorical interpretation: Root, ‘Temple to palace’, pp. 197–200. 55 A protrusion off the benches lining the interior of the gate directly opposite the south door leading to the north façade of the Apadana must have been a special official seat. See Codella, ‘Achaemenid monumental gateways’, p. 125. 56 Muscarella, ‘Achaemenid art and architecture’, p. 218, note 9, offers a useful overview of the naming issues. 57 For example, Wilber, The Archaeology of Parsa, p. 24. 58 Schmitt, The Bisitun Inscriptions, p. 53. 59 Root, ‘Temple to palace’, pp. 170–6, discussing notions of a ‘temple’ in Achaemenid Iran, especially with reference to the fire temple at the Median site of Nush-e Jan. Mark Garrison is currently writing a book on altars in Achaemenid art and in the archaeological record. This will encourage a reassessment of the traditional approach to Herodotus’ comment.
60 Lecoq, Les Inscriptions, pp. 115–16. 61 For the recent work to chart and understand more fully this extensive system, see Mohammad Hassan Talebian, ‘A review of research and restoration activities at Parsa-Pasargadae: Analysis, evaluation and future perspectives’, in J. Curtis and St J. Simpson (eds), The World of Achaemenid Persia: History, Art and Society in Iran and the Ancient Near East (London, 2010), pp. 299–307, esp. pp. 302–3 and fig. 26.3, which shows the channels under the Apadana and elsewhere. For initial documentation of the subterranean system, the moat and the cistern, based on the Chicago excavations, see Schmidt, Persepolis I, pp. 210–12. 62 Note Soudavar’s evocative commentary on Mithra/Anahita – Sun/Moon and Waters: Abolala Soudavar, The Aura of Kings: Legitimacy and Divine Sanction in Iranian Kingship (Costa Mesa, 2003), esp. pp. 114–20. 63 There is a substantial literature on puns and wordplay in the Hebrew Bible and in Mesopotamian texts, enough to make me confident that we need not cede such things in antiquity to the prerogative of Athenian playwrights. 64 Heleen Sancisi-Weerdenburg, ‘Alexander and Persepolis’, in J. Carlsen, B. Due, O.S. Due and B. Poulsen (eds), Alexander the Great: Reality and Myth (Rome, 1993), pp. 177–88. Important nuances of these issues are pursued in Jennifer L. Finn, ‘Alexander the Great: Forming identity in a multicultural empire’, Ph.D. dissertation (University of Michigan, 2012). 65 Kent, Old Persian, p. 137. On the date of DPh, see Margaret Cool Root, ‘Evidence from Persepolis for the dating of Persian and archaic Greek coinage’, Numismatic Chronicle cxlviii (1988), pp. 1–12. For an in-depth rhetorical analysis and much bibliography, see Root, ‘Palace to temple’, pp. 200–8. See also: David Stronach, ‘The Apadana: A signature of the line of Darius I’, in J.-L. Huot, M. Yon and Y. Calvet (eds), De l’Indus aux Balkans: Recueil à la mémoire de Jean Deshayes (Paris, 1985), pp. 433–45; Cindy L. Nimchuk, ‘Empire encapsulated: The Persepolis Apadana foundation deposits’, in J. Curtis and St J. Simpson (eds), The World of Achaemenid Persia: History, Art and Society in Iran and the Ancient Near East (London, 2010), pp. 221–9. 66 I have broached the idea that the hero was charged with valences of universalized access to the glory of kingship through association with the essence of being (or becoming) ‘a Persian man’, a concept reiterated in several royal inscriptions. See Root, King and Kingship, pp. 307–8. More recently, see Garrison and Root, Seals, vol. 1, pp. 53–60. The royal name seal of Darius with the image of heroic encounter (PFS 7*) is catalogued in Garrison and Root, Seals, vol. 1, Cat. No. 4, pp. 68–70. 67 For an in-depth discussion of the alternating courtly and equestrian garments of the Persian nobles and the importance of not understanding these figures as alternating Persians (court robe) and Medes (riding garment), see Root, ‘Medes’. 68 Root, King and Kingship, pp. 227–84, esp. 267–72; ‘Reading Persepolis in Greek part two’. My presentations on the force of the hand-holding motif in the context of the Apadana reliefs has been misunderstood occasionally as expressing a naively uncomplicated vision of harmonious hegemony; for example, David Stronach, ‘Icons of dominion: Review scenes at Til Barsip and Persepolis’, Iranica Antiqua xxxvii (2002), p. 388. My intention has always been to convey a sense of the powerful ambiguity of the representations, full of tensional liminality and infused with an aura of religiosity, which is itself a tool of power as well as an expression of authentic spiritual ambition. 69 A beguiling characterization of the Persepolis reliefs as illustrations of royal performances taking place quite precisely when and how they are depicted on the architecture is too literalistic to be sustainable; cf. Roman Ghirshman, ‘Notes iraniennes VII, à propos de Persépolis’, Artibus Asiae xx (1957), pp. 265–78. 70 Root, King and Kingship, fig. 12, for a plan showing placement of the entire programme of architectural sculpture here.
71 Schmidt, Persepolis I, p. 81. 72 A good example of this is the throne permanently installed in the palace chapel of Charlemagne at Aachen (792–805 c e ) to signify the presence of the ruler whether or not he was actually seated in it at any given moment. Similarly, the colossal statue of the emperor Constantine in the Basilica Nova (aka Basilica of Maxentius and Constantine) in Rome (c.315–30 c e ) was a surrogate for his presence, enabling him to preside over all judicial functions there no matter where in the empire his physical body happened to be. These famous examples populate all Western textbooks on the history of world art; see, for example, Marilyn Stokstad, Art History, 4th ed. (Upper Saddle River, NJ, 2009), pp. 451–53 and 224–28, respectively. 73 For the architecture of Palace P, including documentation of the ‘throne portico’, see Stronach, Pasargadae, pp. 78–94. 74 Stronach, ‘Parterres and watercourses’. 75 Krefter’s reconstruction at his fig. 28 is technically a pastiche vision, taking the elaborate campaniform column bases and animal protomes in the form of lions from the east portico and applying them to the west (see below). Farrokh Saidi treats some issues regarding the archaeological evidence of the emplacement for a throne projecting out beyond the west portico with a different frame of reference and approach to the material than mine here: ‘Two versions of the Achaemenid throne’, Bulletin of the Asia Institute xx (2006), pp. 77–86. 76 Diodorus Siculus (17.71.2–7), describing the sack of Alexander for an audience during the rise of the Roman emperor Augustus, stipulates a three-walled place, one wall being the Takht fortification itself and the other two being ring walls in the plain. Excavations have legitimized this feature of Diodorus’ sources. See fig. 6 above. 77 The forms, functions, symbolical associations and discourses of placement of column types in Persepolis cry out for a dedicated analysis. It could reveal significant semiotics of space. 78 For commentaries on the lion-and-bull symplegma and the ubiquitous rosette, see Root, ‘Animals in the art of ancient Iran’, in B.J. Collins (ed.), A History of the Animal World in the Ancient Near East (Leiden, 2002), pp. 201–3; ‘The lioness of Elam: Politics and dynastic fecundity at Persepolis’, in W. Henkelman and A. Kuhrt (eds), A Persian Perspective: Essays in Memory of Heleen Sancisi-Weerdenburg, Achaemenid History 13 (Leiden, 2003), pp. 9–32. Important observations on the lion and the bull in Achaemenid iconography are found in Parivash Jamzadeh, ‘The Achaemenid throne: Its significance and its legacy’, Ph.D. dissertation (University of California, 1991); ‘The Achaemenid throne-leg design’, Iranica Antiqua xxxi (1996), pp. 101–46. 79 Sancisi-Weerdenburg, ‘Alexander and Persepolis’, draws attention to this. For small finds associated with this area of the Apadana, see: Schmidt, Persepolis I, pp. 76–8; Ali Sami, Persepolis (Takht-i-Jamshid), trans. R.N. Sharp (Shiraz, 1955), pp. 62–3. 80 Schmidt, Persepolis I, pp. 76–81. For a major study bringing together evidence of polychromy in Persepolis, see now Nagel, ‘Colors, gilding and painted motifs’. 81 A. Rossi, ‘Colours and lexical taxonomies: Linguistic and cultural categories in Iranian’, in A. Panaino and A. Piras (eds), Proceedings of the 5th Conference of the Societas Iranologica Europaea, Ravenna, 6–11 ottobre, vol. 1 (Milan, 2006), p. 462. 82 Schmidt, Persepolis II, pp. 53–6. 83 Ibid., p. 26 and pl. 7 (PTS 20). 84 The work of Alexander Nagel (in ‘Colors, gilding, and painted motifs’ and elsewhere) is now pointing the way to new strategies for reading a semiotics of colour here.
85 Schmidt, Persepolis I, pp. 77–8 and fig. 35. 86 Sami, Persepolis, p. 59. 87 The precise archaeological articulation of the area is muddied by subsequent building and rebuilding in lateand post-Achaemenid times. For a sceptical overview of scholarship discussing the archaeological evidence for gardens in this area of the Takht, see Christopher Tuplin, ‘The parks and gardens of the Achaemenid Empire’, in C. Tuplin (ed.), Achaemenid Studies (Stuttgart, 1996), pp. 88–92, critiquing (among other commentaries) the analysis by Francovich, ‘Problems’, p. 207. On testimonia for Mesopotamian and Persian ‘kings as gardeners’ (which is insistent in the ancient sources both classical and Near Eastern), see, for example: Francovich, ‘Problems’, pp. 214–16; and (particularly for the Achaemenids, with the incorporation of some glyptic evidence) Pierre Briant, ‘À propos du roi-jardinier: Remarques sur l’histoire d’un dossier documentaire’, in W. Henkelman and A. Kuhrt (eds), A Persian Perspective: Essays in Memory of Heleen Sancisi-Weerdenburg, Achaemenid History 13 (Leiden, 2003), pp. 33–49. 88 Root, King and Kingship, pp. 76–86 and fig. 7. 89 Ibid., p. 82, fig. 7 (Room 5) and pl. XVI, 16b. 90 Root, ‘The lioness of Elam’ and ‘Elam in the imperial imagination’. 91 Razmjou, ‘Persepolis’, and fig. 20.15. I am deeply indebted to my colleagues from the Parsa/Pasargadae Research Foundation for allowing me to examine the Palace of Darius and surroundings in their company in May 2011 despite the area’s closure to tourists because of ongoing scientific projects. 92 Henkelman, ‘Consumed before the king’. Scenes of sacrificial rites occur on many seals of the Fortification archive: e.g., Mark B. Garrison, ‘The uninscribed tablets from the fortification archive: A preliminary analysis’, in P. Briant, W. Henkelman, and M. Stolper (eds), L’Archive des fortifications de Persépolis: État des questions et perspectives de recherches, Persika 12 (Paris, 2008), pp. 149–238, especially figs 8 (PFS 75), 14 (PFUTS 3) and 48 (PFUTS 111). 93 Schmidt, Persepolis I, p. 243. 94 Root, ‘Animals’, esp. pp. 184–92. 95 See, for example, Garrison ‘The uninscribed tablets’, fig. 8 (PFS 75) and pp. 149–238 generally for many ritual scenes including sacrifices. 96 David Stronach and Michael Roaf, Nush-i Jan I: The Major Buildings of the Median Settlement (London, Leuven, Paris and Dudley, MA, 2007), pp. 67–92 and figs. 2.8, 2.11. Schmidt, Persepolis III, pp. 34–49 and fig. 7. 97 Tilia, Studies and Restorations, p. 247 and figs. 1, 26. 98 For a fuller discussion of some of these issues, with bibliography, see Root, ‘Defining the divine’. A penetrating treatment of the historiographical and evidentiary problems that plague scholarship on Achaemenid kingship and its divine status is offered in Mark B. Garrison, ‘By the favor of Ahuramazdā: Kingship and the divine in the early Achaemenid period’, in P. Iossif, A.S. Chankowski and C.C. Lorber (eds), More than Men, Less than Gods: Studies on Royal Cult and Imperial Worship (Louvain, Paris and Walpole, MA, 2011), pp. 5–78. Garrison develops a compelling and nuanced argument for a form of royal cult based in part on new evidence from the Fortification archive. My notion of a ‘hegemonic kingship’ has not, however, been articulated in quite these terms heretofore. 99 Discussed at length in Root, King and Kingship, pp. 131–61. 100 Kent, Old Persian, p. 138. 101 For a useful summary, see Miller, Athens and Persia, pp. 231, 237–8. No new work at either site has changed this.
102 A notable exception is Pierre Amiet, ‘L’art achéménide’, in Hommage Universel I, Acta Iranica 1 (1974), p. 168, who early on suggested that a rite like this one may have taken place on an actual rooftop. 103 For a thought-provoking analysis of the material and visual record of Achaemenid thrones in conversation with the prophetic literature of the Chronicles, see Helen Dixon, ‘Writing Persepolis in Judah: Achaemenid kingship in the Chronicles’, in M. Nissinen and C.E. Carter (eds), Images and Prophecy in the Ancient Eastern Mediterranean (Göttingen, 2009), pp. 163–94. Dixon reviews the evidence for transportable throne platforms, superseding Root, King and Kingship on that topic. 104 Root, ‘Animals’, pp. 201–3, on the lion-and-bull emblem. 105 Root, ‘Defining the divine’. 106 Issues on the quality of perceiving the Bisotun monument from below (including the likelihood of goldencrustations and other metal additions that may have created a numinous visual display even from a great distance) are discussed briefly in Root, ‘Defining the divine’. Related issues of reception and the optic aura of the distant phenomenon are taken up in Benjamin B. Rubin, ‘(Re)presenting empire: The Roman imperial cult in Asia Minor, 31 BC–AD 68’, Ph.D. dissertation (University of Michigan, 2008), pp. 80–91, 117–39. On evidence for gold- and paint-encrusted cuneiform inscriptions in Persepolis and Naqsh-e Rostam, see Nagel, ‘Colors, gilding and painted motifs’. 107 Finn, ‘Gods, kings, men’, with reference to Irene J. Winter, ‘The conquest of space in time: Three suns on the victory stele of Naram-Sin’, in J.G. Dercksen (ed.), Assyria and Beyond: Studies presented to Mogens Trolle Larsen (Leiden, 2004), pp. 607–28. 108 Stokstad, Art History, pp. 137–41, 186–7 respectively. A review of the Parthenon evidence, with abundant research apparatus is found in, for example, Jeffrey M. Hurwitt, The Athenian Acropolis: History, Mythology, and Archaeology from the Neolithic Era to the Present (Cambridge, 1999), pp. 174–9. For the iconography of the statue of Augustus and cosmic collusion, see Paul Zanker, The Power of Images in the Age of Augustus, trans. A. Shapiro (Ann Arbor, 1988), passim and esp. pp. 187–92. 109 L’Orange’s analysis of an iconography of cosmic kingship reaching back to the Achaemenid past and forward into late antiquity continues to ring true; see H.P. L’Orange, Studies in the Iconography of Cosmic Kingship in the Ancient World (Oslo, 1953). On closely related matters of iconographical resonances across time, see Rubin, ‘(Re)presenting empire’. Motifs of uplifting the ruler as a recurring theme in Achaemenid art and performative practice played out in Roman iconography and ruler cult is broached in Margaret Cool Root, ‘The Persian archer at Persepolis: Aspects of chronology, style, and symbolism revealed by the Fortification tablet seal impressions’, Revue des Études Anciennes xci (1989), pp. 35–50. Iconographical evidence from Achaemenid glyptic on the theme of upliftedness in the art of the Achaemenid Empire using additional material from the Fortification tablets appears in Mark B. Garrison, ‘Visual representation of the divine and the numinous in early Achaemenid Iran: Old problems, new directions’, in C. Uehlinger and F. Graf (eds), Iconography of Ancient Near Eastern Religions I: Pre-Hellenistic Periods: Introductory Essays (Leiden, forthcoming). 110 Parviz Tanavoli, ‘The cypress of Zoroaster’, previously www.rozanehmagazine.com/allarticles/TanavoliCypress.htm (accessed 22 November 2013). available at 111 Michel Foucault, Discipline and Punish: The Birth of the Prison, trans. A. Sheridan (New York, 1995 [1977]). 112 Michel Foucault, ‘The eye of power’, in C. Gordon (ed.), Power/Knowledge: Selected Interviews and Other Writings, 1972–1977 (New York, 1980), pp. 146–65. See also: John Rajchman, ‘Foucault’s art of seeing’, October xiv (1988), pp. 89–119; Terrence W. Epperson, ‘Panoptic plantations: The garden sights of Thomas Jefferson and George Mason’, in J.A. Delle, S.A. Mrozowski and R. Paynter (eds), Lines that Divide: Historical Archaeologies of Race, Class, and Gender (Knoxville, 2000), pp. 58–75, esp. pp. 60–4. The importance of this
charismatic visibility is discussed in Root, ‘The Persian archer’. 113 Steven W. Hirsch, The Friendship of the Barbarians: Xenophon and the Persian Empire (Hanover, NH, and London, 1985), pp. 120–5. 114 On the king as judge, see Root, ‘Defining the divine’. 115 Koch, ‘The audience halls’, note 44. Sadly, an influential commentary on Near Eastern palaces published in 1993 misses the mark (and a terrific opportunity) in its assessment of the ‘ancient Near Eastern’ backdrop to Islamic experience by ignoring completely the significance of Achaemenid Persian material and letting Assyria stand for the entire tradition of the pre-Islamic Near East; see Gülru Necipogˇlu, ‘Framing the gaze in Ottoman, Safavid, and Mughal palaces’, Ars Orientalis xxiii (1993), p. 306. 116 E.R.M. Dusinberre, ‘Herzfeld in Persepolis’, in A.C. Gunter and S.R. Hauser (eds), Ernst Herzfeld and the Development of Near Eastern Studies, 1900–1950 (Leiden and Boston, 2005), p. 140 [her own translation of the Herzfeld journal entry for 24 November 2005]; Herzfeld Papers, Freer Gallery of Art, Smithsonian Institution, notebook N-82. 117 See my ongoing cycle of in-depth treatments beginning with Root, ‘Gifts of the Yauna’, ‘Elam in the imperial imagination’ and ‘Medes in the imperial imagination’. 118 This is explicitly stressed in the Bisotun inscription of Darius the Great (DBI.8.120–124): ‘The man who was loyal, him I treated well, who was disloyal, him I punished severely’ (Schmitt, Bisitun Inscriptions, p. 50; revised annotated edition of the Old Persian). 119 See those to be published in Garrison and Root, Seals, vol. 2. Of these, the especially impressive PFS 535*, noted earlier, occurs also on Aramaic tablets (to be published by Dusinberre and Azzoni) and on the uninscribed corpus (Garrison, ‘The uninscribed tablets’, figs. 2–3). Numerous additional seals known now only from the uninscribed corpus also depict interesting ritual scenes involving vessels for eating and drinking (see, for example, PFUTS 3, PFUTS 66 and PFUTS 91 in Garrison, ‘The uninscribed tablets’, figs. 14, 44, and 46). For a preliminary overview of the texts of the Aramaic Fortification tablets, see: Annalisa Azzoni, ‘The Bowman MS and the Aramaic tablets’, in P. Briant, W. Henkelman, and M. Stolper (eds), L’Archive des fortifications de Persépolis: État des questions et perspectives de recherches, Persika 12 (Paris, 2008), pp. 253–75; E.R.M. Dusinberre, ‘Seal impressions on the Persepolis Fortification Aramaic tablets: Preliminary observations’, in P. Briant, W. Henkelman and M. Stolper (eds), L’Archive des fortifications de Persépolis: État des questions et perspectives de recherches, Persika 12 (Paris, 2008), pp. 239–52. 120 See: Wouter F.M. Henkelman, ‘Parnakka’s feast: šip in Pārsa and Elam’, in J. Álvarez-Mon and M.B. Garrison (eds), Elam and Persia (Winona Lake, 2011), pp. 89–166; Henkelman, ‘“Consumed before the king”’. 121 E.R.M. Dusinberre, Empire, Authority, and Autonomy, makes a cogent case for elements of dining behaviours as well as paraphernalia adopted in Sardis as features of emulation of courtly performance in the Achaemenid heartland. In her new book, Dusinberre expands on issues of feasting and food in the service of the Achaemenid Empire in exciting new ways. 122 Ann C. Gunter and Margaret Cool Root, ‘Replicating, inscribing, giving: Ernst Herzfeld and Artaxerxes’ silver phiale in the Freer Gallery of Art’, Ars Orientalis xxviii (1998), pp. 3–40. 123 Sancisi-Weerdenburg, ‘Alexander and Persepolis’. This article also presents an interesting critical commentary on the classical narrative line of the destruction of Persepolis as an act of vengeance against Xerxes. Finn, ‘Alexander the Great’, takes traditional interpretations of the meaning of the burning of Persepolis in provocative fresh directions. 124 Nicholas Cahill, ‘The treasury at Persepolis: Gift-giving at the city of the Persians’, American Journal of Archaeology lxxxix (1985), pp. 373–89, explores the relationship between gifts represented on the Apadana
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2 Dynastic Sanctuaries and the Transformation of Iranian Kingship between Alexander and Islam1 matthew p . c anepa 2.1 Map of the ancient Iranian world between Alexander and Islam, with important sites.
T h e invasion of Alexander and the subsequent fall of the Achaemenid dynasty in 330 b c e wrought one of the deepest ruptures on Iranian culture, rivalled only by the invasions of Islam in the seventh century c e . While these cataclysms effaced or disrupted many traditions of Persian kingship, the intervening centuries witnessed an incredibly creative period responsible for the growth of many new cultural forms. During this ‘Middle Iranian’ period (c.330 b c e –c.642 c e ), several dynasties created and contested a range of new Iranian royal identities, architecture and rituals, ultimately forging a new pan-Iranian kingship in the process (fig. 2.1). This study explores one of these new developments that emerged during this chaotic yet creative period between Alexander and Islam. During this era, several Iranianspeaking or Iranian-influenced dynasties, from Anatolia to South Asia, established sanctuaries that honoured the sovereign, his relatives and ancestors (both actual and mythological) in conjunction with cult rendered to the gods and, in some cases, funerary monuments. In the few instances where the Iranian names of the sanctuaries are known, they show a marked uniformity, even if they come from the opposite ends of the Iranian world.2 For example, the meaning of the Armenian toponym ‘Bagawan’ (‘place of the gods’) corresponds quite closely to the Bactrian word for the Kushan sanctuaries, bagolaggo, and all relate to Old Iranian *baga.dānaka.3 Other names, such as the Sanskrit devakula in Kushan India, or the Greek hierothēsion in Commagene, appear to translate the concept directly, or were coined to encompass the sites’ unique function. As new archaeological discoveries have added new perspective to previously known sites, several scholars over the years, working on different dynasties and time periods, have drawn attention to the common cultic, visual and architectural features shared by many of these sites.4 Some interpreted these sites as expressions of Zoroastrianism or a survival of an unknown Achaemenid or Zoroastrian architectural tradition. Lack of evidence of official Achaemenid–Zoroastrian architecture frustrated many of these approaches, as did the fact that few of the patrons were adherents of orthodox Zoroastrianism, which was a late antique phenomenon. Moreover, the fact that Zoroastrianism and other ancient Iranian religions cultivated reverence for the souls of the departed did not explain the
development of the sites’ ritual, visual and architectural features.5 Rather than arguing for any inherent ‘Iranian’, ‘Persian’ or, much less, ‘Mazdaean’ or ‘Zoroastrian’ quality to the architectural forms or rituals themselves, this study focuses on the phenomenon as a contested and malleable collection of practices that several different Iranian dynasties appropriated and manipulated to appeal to both global and local audiences.6 While it is useful to describe the phenomenon’s basic outlines, it is important methodologically to resist the temptation to posit and look for a uniformly replicated ‘system’ informed by the best-documented sites. The goal of this study, therefore, is comparative rather than reconstructive. Idiosyncratic local concerns, artistic and architectural technique, as well as non-Iranian global forces impacted the individual development of each sanctuary just as much as their patrons’ engagement with the developing forms of Middle Iranian kingship. Fundamentally, Iranian royal identity was something constantly enacted and practised as well as modified, contested or erased.7 a c h ae me n id p e r s ia, a le x an d e r and t h e s e le u c id e mpir e Middle Iranian dynastic sanctuaries did not grow in an uninterrupted and linear fashion from Achaemenid royal practices. They did, however, incorporate several older traditions with Persian roots into what was a new phenomenon. The most important institution that the Achaemenid dynasty cultivated to architecturally and ritually reinforce and bolster their rule was that of the palace.8 The Achaemenid court built grand palaces incorporating a similar repertoire of architectural features such as a colossal audience hall (apadāna) in their three main administrative cities, Persepolis, Susa and, very likely, Ecbatana. The halls’ monumentality and rich, detailed relief sculpture, which portrayed tribute-bearers coming from every province of the empire, reinforced the Persian official view that their empire was a divinely ordained creation meant to provide order and happiness to humanity. It is likely that the palaces hosted equally grand ritual performances, which similarly inculcated into visitors the power of the Persian king of kings and each province’s expected place within the empire. While the Achaemenid palace was a powerful institution, and its traditions indirectly inspired later generations of Persian rulers, no palace hosted architectural or ritual features that anticipate the Middle Iranian
sanctuaries.9 Achaemenid funerary and sacred traditions present a more nuanced case. Sacrifices to the gods were offered at each of the Achaemenid royal tomb monuments for the soul of its occupant, but the dynasty did not create monumental complexes honouring the living king along with the dynasty.10 It is important to point out that these sacrifices were offered to the gods for the benefit of the soul of the king, not to the king as a god.11 The search for such cultic and architectural precursors of the Middle Iranian dynastic sanctuaries have led some to the traditions of divine kingship in neighbouring cultures. The Achaemenids engaged Egyptian and Babylonian traditions of divine rulership locally, and the king held an extremely elevated status, but no Persian primary sources attest to an Achaemenid ‘ruler cult’ focused on the living king or his ancestors, empire-wide or in the Persian homeland. The Achaemenids supported temples dedicated to non-Persian gods outside of, and possibly within, the homeland, but we have scarce archaeological evidence of a widespread Achaemenid tradition of temple architecture, much less temples, sanctuaries or cult by which the king of kings was worshipped.12 Alexander’s overthrow of the Achaemenid dynasty and the establishment of Macedonian kingdoms on the lands of the Persian Empire was one of the greatest ruptures in the history of Iranian culture. From the very start of his invasion, Alexander was attuned to Achaemenid modes of governance and formulated his own claims in reaction to them.13 Alexander sought, in his own way, to portray himself as a legitimate successor to Darius III (r. 336–330 b c e ), and left in place many Achaemenid political structures. Yet, while Alexander had basic knowledge of Achaemenid royal ideology and practices, that knowledge was imperfect, shaped by equally imperfect Greek impressions and stereotypes of the Persian kings and Alexander’s ambitions to be something more than ‘just’ a Persian king of kings.14 Far from a king who sought to incorporate himself seamlessly into the Achaemenid model, Alexander appropriated and manipulated those aspects of Persian royal practice that suited him and invented or ignored the rest. Unlike Egypt and Babylon, Alexander found no ready tradition of divine kingship that he could easily exploit, and his attempts to use Persian royal traditions often appear to have backfired.15 After the fall of the Achaemenids, their ritual and architectural traditions of
kingship largely fell into obsolescence and what survived was not sustained with any direct continuity. No king chose to represent himself in the official courtly style of the Achaemenids. While Alexander, his Successors or the early Seleucids periodically occupied a few of their palaces on a short-term basis, by the third century b c e most had fallen permanently out of use and had begun to decay.16 The Achaemenid tomb monuments and their protocols were eventually abandoned, though we see echoes of the rituals in those Middle Iranian dynastic sanctuaries that incorporate a funerary element. The traditions of the Seleucid dynasty (312–64 b c e ) wrought much deeper changes on the development of Middle Iranian kingship (fig. 2.2). In the aftermath of Alexander’s death in Babylon in 323 b c e , the lands of the former Persian Empire experienced decades of war as Alexander’s Macedonian generals fought over the dead king’s conquests. These upheavals only ceased in 301 b c e when Seleukos I (r. 305–281 b c e ) had consolidated power over Syria, Mesopotamia, Iran and portions of South Asia and established a Macedonian–Iranian dynasty from his union with the Bactrian princess, Apama. The Seleucids were the leading power in Western Asia until the Arsacid Empire detached the Iranian plateau and Mesopotamia from the Seleucid Empire in 141 b c e .
2.2 Coin of Seleukos I, founder of the dynasty. The years between the death of Alexander (323 b c e ) and the death of his general and ultimate successor in Iran, Seleukos I (281 b c e ), witnessed wide experimentation in the traditions of kingship in the lands of the former Achaemenid Empire. The Macedonian kings developed complex strategies of navigating between several global and local idioms of power, ranging from the traditions of the Greek city states, the ancient institutions of Egypt and Babylon, or South Asian traditions of kingship in India.17 Although Alexander’s successors engaged many of the ancient traditions of kingship in the cultures over which they ruled, they were primarily concerned with portraying themselves as kings in a global sense – that is, within the emerging phenomenon of Hellenistic kingship. Following on from Alexander’s own experimentations, the ideas, images and rituals of Hellenistic kingship emerged both from the needs of individual kings to legitimate their rule and the environment of intense competition that arose between them. The topic of Hellenistic kingship and specifically the Hellenistic ruler cults has
received a great deal of scholarly attention in the last one hundred years, often in the context of much larger works on ancient religion or culture.18 These have been subject to several valuable reappraisals in the last decade, which have refined our understanding of the development of these institutions, the differences among them, and our understanding of their impact on the post-Hellenistic world.19 An outgrowth of the two dynasties’ competition for influence and prestige as much as local needs, royal cults developed as a central monumental and ritual force in the two most powerful Hellenistic kingdoms: Ptolemaic Egypt and Seleucid Western Asia.20 The Ptolemids were the first of Alexander’s successors to institute a cult of the ruler and the royal dynasty. The Ptolemids cultivated the traditions of pre-conquest Egypt, which functioned in parallel to their new dynastic cult. The cult was controlled by the Egyptian priestly class and instituted at the major Egyptian temples, serving for the native Egyptians a purpose similar to that of the ancient pharaonic royal cult.21 Egypt, in fact, presents a rather exceptional case where native priestly elites and Macedonian dynasts collaborated seamlessly to integrate the king into a complex, pre-existing system of the pharaonic ruler cult. The Seleucid dynastic cult developed much later and at a more irregular pace than that of the Ptolemids. In contrast to their centralized, metropolitan-based, bureaucratic structure, the Seleucid dynastic cult was organized according to satrapy, with independent priestly hierarchies. Unlike Egypt, the Seleucids did not have the luxury of a pre-existing tradition that they could immediately appropriate to reach the majority of their subjects. The Seleucids supported the temples and royal traditions of Babylon in a manner that paralleled Ptolemaic Egypt. Like those of Egypt, the priestly elites of Babylon were willing to incorporate their Macedonian overlords into their indigenous religious and political traditions in order to maintain power.22 Although Babylon was an important satrapy, relative to the vast expanse of the Upper Satrapies, which once extended from the Iranian plateau into South Asia, Babylonian kingship was merely a local idiom without wide currency in these lands inhabited by Iranian-speaking peoples.23 In addition, the priestly elite of the Magi did not offer the Seleucids much opportunity to collaborate. In the eyes of the Magi and the later Zoroastrian tradition that preserves their experience, Alexander was a creature that the Evil Spirit had unleashed on the Earth to disrupt
the Good Religion. It was utterly impossible for a foreign, non-Aryan, nonMazdaean ruler to take the place of the rightful Iranian sovereign who ruled ‘by the will of Ahuramazda’.24 Despite continued subdued hostility from the Magi, the Seleucids generally enjoyed the support of the Iranian core of their empire. Any revolts the Seleucid Upper Satrapies experienced were generally fomented by Seleucid satraps (both Macedonian and Persian) rather than a rebellious Iranian populace. With Seleukos I’s marriage to Apama and additional intermarriage with other Iranian dynasties, the Seleucids were just as Iranian as they were Macedonian (though not necessarily Persian). Although they stemmed initially from Macedonian practices, the Seleucid ruler cult and associated traditions of honouring the king and his ancestors in temples became the most prestigious expression of royal power across the Iranian world. Within the conquered Western, Central and South Asian portions of their empire, the Seleucid dynastic cult exercised a deep influence on the royal traditions of rival and succeeding Iranian peoples. From the end of the fourth century to the middle of the second century b c e , Seleucid kingship was Iranian kingship. Antiochos III (r. 223–187 b c e ) was the founder of the official Seleucid dynastic cult, which he introduced around 209 and was fully instituted in 204, after his return from his eastern campaign.25 Although earlier scholarship often looked to Seleukos I’s funerary mausoleum, or to various civic cults as the start of the Seleucid cult, the dynastic cult of the Seleucids as a public institution is only fully attested after Antiochos III.26 The Seleucid cult was an official, empire-wide institution that honoured the king, his ancestors (Gk. progonoi) and, eventually, his queen in special sanctuaries in each of their satrapies.27 While none of these sanctuaries survives fully intact, literary sources put in dialogue with fragmentary archaeological and epigraphic evidence can provide an outline.28 Eponymous priests and priestesses, whom the king himself appointed, came from the upper echelons of society and, in the case of the priests, were individuals who had completed honourable carriers of service to the king. The great priests and priestesses did not oversee a college of subordinate priests in their satrapies, but rather a group of temples. Just as they had bestowed divine honours on the Antigonids and Ptolemids before Antiochos III, Greek cities in Iran and elsewhere in the empire established cults for Seleucid sovereigns that were
instituted and structured solely by the polis. While these early civic cults arose independently and on the initiative of cities, after Antiochos III the civic cults, both old and new, began to mimic the form of the official cult, instituting the cult of the queens and the progonoi, which were referred to with their official divine epithets.29 For this reason, after 209 it is not always easy to distinguish in epigraphic documents among civic cults and the official dynastic cult, especially in Asia Minor, where the kings and queens received many cultic honours.30 The most explicit description of the official Seleucid dynastic cult comes from the edict (Gk. prostagma) of 193 b c e , by which Antiochos III introduced the official cult of the queen Laodike alongside the cult of the progonoi and his own cult (fig. 2.3).31 Three copies of the edict, which were engraved on stelae and set up in important public spaces, have been discovered in sites spread across the empire: Eriza/Dodurga in ancient Phrygia (1884), Nehavand in Iran, ancient Laodikeia-inMedia (1947), and a fortress (Gk. phylakē) in the region of Kermanshah, Iran (1967).32 The king ordered these edicts to be displayed in the ‘most illustrious of sanctuaries’ or, in the case of the Kermanshah edict, the fortress, though the sanctuaries themselves were apparently located in or near the cities.33
2.3 Antiochos III’s edict of 193 from Nehavand, Museum of Ancient Iran, Tehran. Inscriptions and a limited amount of archaeological evidence provide enough primary-source evidence to establish the basic outlines of the Seleucid dynastic cult. The find site of the Laodikeia/Nehavand stele yielded numerous bronze statuettes and a 1-metre-high altar, implying both cult offerings and sacrifices. Local inhabitants reported that six columns stood at this site 50 years before the excavation, which have been interpreted as the remains of a temple.34 Later survey and excavation work at the site has produced a Seleucid Ionic column base and capital of a type similar to Ionic capitals found at the Seleucid sanctuary at Ai
Khanum and Takht-e Sangin in Afghanistan. This indicates the sanctuaries participated in the wider phenomenon of Seleucid official architecture and likely shared features with other official structures from the Persian Gulf to Bactria.35 The edict decrees that the priestess of Laodike should wear a crown of gold with the image of the queen, which parallels that of the priest, which bore images of the progonoi. Another edict from modern Balıkesir in Turkey generally refers to ‘sacrifices and other ceremonies’. What form these sacrifices and ceremonies took can be elucidated with the greater information available about the civic cults, which were administratively independent, but not without strong influence, from the official cult.36 In the case of the civic cults, cities bestowed upon the Seleucid kings and queens cultic honours independent of the official cult. These included priesthoods, annual games, sacred precincts or sanctuaries, altars and sacrifices, eponymous calendar months and tribes, as well as, in other cases, the honour of including their cult statues in the chambers of the temples of the gods (Gk. synnaoi theoi).37 Several of these cults persisted for decades, even centuries, after the Seleucids had lost control of those cities, attesting to their importance.38 In addition to the official cult, the Seleucids greatly enriched several sanctuaries of their divine dynastic progenitor, Apollo (fig. 2.4). The most important was the sanctuary of Daphne, located around 9 kilometres south of Antioch in a mountainside area of exceptional natural beauty. Daphne was famous for its abundant springs, tall cypresses, flowering trees and, symbolically, laurel trees, the tree Apollo’s beloved Daphne turned into.39 Seleukos I founded this sanctuary to his divine ancestor and popular devotion to it soon rivalled the ancient sanctuaries of Apollo in the old Greek world. Claiming the significance of Delphi, Seleukos I claimed that this was the site where Apollo’s beloved Daphne turned into a laurel tree, and where on Earth the god chose to make his abode.40 There, Seleukos I established the sanctuary (Gk. temenos), planted the cypress grove and founded the temple.41 A nearby spring, called the Kastalia, inspired by and rivalling Delphi, flowed on either side of the temple.42 The spring was the focus of the sanctuary’s oracle, which became one of the most popular in the ancient world.43 The main structure was a dipteral temple, whose porticos were lined with statues of Seleucid kings.44 The available evidence, mainly textual, does not provide us with much
detail, but this proximity between a dynastic cult and statues of the living king and his ancestors is significant for understanding similar features in the Middle Iranian sanctuaries. 2.4 Coin of Antiochos I with Apollo on omphalos, minted Seleukeia-Tigris. The official Seleucid dynastic cult and their reverence for their divine patron projected the tangible presence of the king’s divinity throughout the empire.45 Engaging the visual and religious traditions of other divine and royal archers in Western Asia, the image of Apollo became ubiquitous on Seleucid coinage.46 At the same time the dynastic cult created a religious office that was socially pre-eminent in prestige among other priesthoods in the satrapies, providing an arena for the king to reward the elite of the empire and for them to display their loyalty and favoured status. Some have suggested that the royal cult functioned primarily as a focus for the Macedonian elite, bureaucrats and soldiers in Seleucid metropolises like Antioch-on-the-Orontes, Seleukeia-on-the-Tigris, or in important regional cities or garrisons like Laodikeia-in-Media, Ikaros or Antioch-Persis.47 The cult certainly discharged this function, but considering the prevalence of the civic cults, the dynastic cult insinuated itself into the ritual and urban life in such cities as those of Asia Minor or Dura Europos. Even if one were not a member of the Macedonian or civic elite, one could still participate peripherally in the festivals and ceremonies sponsored by the cult, and the very presence of sanctuaries of the king
and his ancestors, attended to by the elite of the satrapy or polis, silently and distantly attested to the power of the Seleucid king. The fact that local, civic cults began to mimic the official dynastic cult is testament to the prestige it enjoyed. a ne w i r a n i a n k i n g s h i p As the Seleucid Empire began to crumble, new powers emerged in lands that had been under its control. Some, like Diodotid and Euthydemid Bactria were Greek, but increasingly regimes founded by Iranian-speaking nomads became dominant. The Middle Iranian period presents evidence from across the lands of the Seleucid Empire of Iranian dynasties, or dynasties heavily influenced by Iranian culture, engaging with Macedonian practices and reinventing Iranian traditions. While the patrons of the earliest sanctuaries shared the common influence of Hellenistic culture and indigenous Iranian traditions, the responses to these ancient and contemporary influences were not uniform. The political and cultural upheavals following Alexander’s invasions ensured that Achaemenid religious practices were imperfectly remembered, when they were at all, and not replicated in an unchanged and uninterrupted manner. After Alexander no ruler with ambitions beyond his province cared to represent himself using the artistic forms and conventions of the Achaemenid court. Macedonian kingship had taken precedence and was the departure point of Middle Iranian kingship. Given the fragmentary and problematic nature of much of our evidence, it is difficult to ascertain where in the Iranian world dynastic sanctuaries first became a popular royal prerogative. For example, our earliest archaeological evidence comes from Parthian Central Asia; however, late Armenian sources claim to preserve the memory of sanctuaries honouring the gods alongside royal ancestors in Orontid Armenia in the early second century b c e . Luckily, given the wide array of parallel developments, it is not necessarily important or useful to attempt to inscribe a strict linear developmental trajectory onto these phenomena. The earliest archaeological evidence of elements relating to Iranian dynastic sanctuaries comes from the Parthian site of Nisa (fig. 2.5).48 Founded as Mithradatkert, it was the first imperial capital of the Arsacid dynasty of Iran (c.250 b c e –c.224 c e ).49 While the Romans encroached from the west, the Arsacids
conquered the majority of the eastern portion of the Seleucid Empire, becoming by the middle of the first century c e the dominant power in Western Asia. The Arsacids simultaneously engaged and competed with the traditions of Macedonian kingship while creating a new Iranian royal idiom. Though proclaiming themselves ‘philhellenes’, on their coins, the Arsacids made a new Iranian kingship the currency of power throughout the region, and numerous other dynasties modelled their own activities on the Arsacid kingship practices. 2.5 Site plan of Old Nisa. As the site’s excavator, Antonio Invernizzi, explained, Nisa represents a
‘decisive turn’ in Arsacid art.50 Its founder intended the complex and the associated figural art to express a new imperial ideology of kingship, and the correspondences with numismatic art, the only other extant evidence we have from this period, suggests that it emerged from a unified imperial image.51 As far as the fragmentary evidence will allow us to conclude, it appears that Seleucid visual and ritual practices offered a challenging departure point and raw material.52 The Arsacids adopted and manipulated many Seleucid practices, consumed Hellenistic art and hired Greek artists and architects. The city proper, referred to as ‘New Nisa’, grew into one of the most important cities of the region. ‘Old Nisa’ refers to the fortified hilltop complex that hosted several monumental structures with palatial and sacral functions. Built in several different phases, Old Nisa likely began as a fortress and, after the establishment of the Arsacid Empire, the Arsacid king of kings converted the site to a palatial ceremonial centre.53 The Central Complex of Old Nisa presents several structures significant for the study of the dynastic cult. Built in an earlier stage, the Red Building, whose façade measures 41 metres wide, opens onto a large court, which, in turn leads to a central room measuring 17.2 metres by 15.8 metres and reaching through a four-columned portico. Reflecting the design of a grand reception hall, its monumental design parallels immediately preceding and contemporary Seleucid and Graeco-Bactrian architecture.54 To the south-east of the Red Building, a mud-brick structure 17 metres in diameter, the Round Hall, belonged to a later phase and was linked to the Red Building by corridors and three passages (fig. 2.6).55 A similar porticoed entranceway opened to the east of the Red Building leading to the Tower Building. The interior of the Tower Building contained a huge square foundation, which supported a tower surrounded by an ambulatory. The Square Building, a structure with a niched exterior and an interior dominated by four columns, formed the eastern flank of an open square.
2.6 View of the Round Hall, Nisa. The Round Hall was a grand, domed, mud-brick structure, which contained over-life-sized figural sculptures in clay. Dating roughly to the first century b c e , the statues’ general figural treatment and iconography were Hellenistic, yet they contained portraits of the Arsacid court.56 All told, the Round Hall’s rich decoration, monumental size, unusual domed shape, limited access and relative lack of domestic or military material strongly suggests that it was a prestigious and restricted space dedicated for cult purposes. The mid-twentieth-century Soviet excavators hypothesized that the structure involved ritual activity focused on the Arsacid dynasty, which was reinforced with the discovery and identification of the fragmentary portrait of Mithridates I by later Italian excavations.57 Alexander Marushchenko and Gennady Koshelenko first hypothesized that the complex was a mausoleum or a cult site dedicated to an important member of the Arsacid dynasty.58 According to Isidore of Charax, the tombs of the Arsacid kings were located at Nisa.59 While textual sources indicate this was the likely site of the Arsacid funerary
monuments, no archaeological evidence of funerary materials, such as a sarcophagus, were discovered to prove decisively that these structures were Arsacid funerary monuments.60 Nevertheless, the portraits of Mithradates and other royal figures suggest images of the Arsacid dynasty were the site’s dominant focus. To answer the question of whether or not the structure contained divine images and cult rendered to the gods, we have only indirect evidence. The Square House, located to the north of the monumental complex enclosed a large central courtyard, originally surrounded by a narrow wooden colonnade (fig. 2.7).61 A series of elongated rectangular rooms, each provisioned with a deep bench along the walls and a roof supported by a central row of wooden columns, lined all four sides. Along the walls, the excavators discovered fragments of painted clay statues as well. While the Soviet excavators posited that the structure was designed to serve as banqueting and assembly hall, possibly connected with the banquets associated with the dynastic cult, its design relates to Persian and Graeco-Bactrian treasuries.62 In a later phase it unquestionably functioned as a treasury and held precious objects, coins, weapons, artwork and closed archives. While not discovered in any original cultic context, excavations of the Square Hall yielded marble statues, executed in contemporary Hellenistic style, of the Greek gods Aphrodite, Artemis and Dionysos.63 The statues were kept in a room specially added at a later date, the White Annex, indicating that they were too precious to discard, despite the fact that they had suffered irreparable damage at a date subsequent to their initial installation. At this point scholarship can only offer general hypotheses on the original function and context of these statues within Old Nisa; however, it is clear that the Arsacids not only appreciated Greek art, but deemed it worthy to serve as a medium for representing gods that they venerated, be they Greek or Iranian.64
2.7 View of the Square House, Nisa. While we must hesitate from directly connecting the Round Hall with such cult activities, documents from the site indicate that a number of estates and vineyards were named after living and deceased kings.65 Ostraka from Nisa document delivery of goods from these estates and it has been argued that they supported some sort of cult for the memory and the benefit of the king’s soul.66 Without any other information, we can only speculate on the presence of cult activities in the various structures of Old Nisa. As we will see the sanctuaries of Arsacid vassals and successors included a sacred fire and royal images. In addition, the Arsacids adopted the practice of lighting and maintaining a ‘regnal fire’ on the coronation of the king of kings. Our only source on this phenomenon, Isidore of Charax, places a perpetually burning fire at Asaak, commemorating the site where Arsakes was proclaimed king.67 All in all, Nisa presents a collection of elements, a hilltop sanctuary, statues of gods and kings, endowments for cult offered for king, and perhaps a funerary connotation, that creatively adapted Seleucid traditions and, just
as importantly, integrated them with Iranian culture, influencing contemporary royal practices of regimes to the east and west. Once the Arsacids had taken Seleukeia-on-the-Tigris (141 b c e ) and Mesopotamia, they held the majority of the Seleucid eastern empire and contested a shifting array of borderlands with the Romans. Arsacid kingship began to exercise great influence over the Arsacid dynasty’s vassals, including the kings of Elymais and Armenia. The site of Shami, located in the mountainous region of ancient Elymais in south-western Iran, yielded evidence of a sacred enclosure dating generally to the Parthian era, which contained several statues and an altar.68 While the site does not seem to have been an official emplacement of the Seleucid ruler cult as an earlier scholar had speculated, the close connection between statues of rulers, gods, cult paraphernalia and a necropolis parallel coeval Arsacid evidence and strongly suggest that it was the site of a dynastic cult of a local ruler.69 The Shami sanctuary consisted of an enclosure wall measuring approximately 23 metres by 12 metres on a level terrace whose interior was originally paved (fig. 2.8).70 Shami yielded seven large bases that originally held statues or, in some cases, statue groups.71 The site’s explorer discovered a large amount of ash within the enclosure and observed that a wooden portico or roofed structure likely covered the statues.72 The statues and their bases were disrupted from their original positions sometime in the first or second century c e , when the site was destroyed.73 Although in fragmentary form, some of Shami’s statues survive and provide enough evidence to suggest that the sanctuary contained multiple over-life-sized bronze statues, some of which drew from Parthian and others from Hellenistic stylistic and iconographic features.74 The ‘Shami Bronze’, an over-life-sized statue measuring 1.9 metres, portrays a frontally posed male figure in Parthian dress (fig. 2.9). It is the best preserved of this site’s sculptural remains and the finest bronze statue to survive from the Parthian period and ancient Iran in general. Originally raising its right hand (now missing) in a gesture of greeting or veneration common in Parthian iconography, the figure represents a royal personage and wears a diadem and a torque, two symbols of kingship common in Parthian numismatic portraits. Statues of kings reflecting the conventions of Macedonian charismatic kingship appear to have stood side by side with those in Parthian royal dress. Stein discovered a fragmentary bronze male head rendered in a Hellenistic sculptural form and
wearing a diadem. A colossal hand holding a spear or sceptre, also modelled in Hellenistic style, could have belonged to this statue. The site produced several fragments of stone statues of lesser quality, including a nobleman in a tunic with his right hand raised in a familiar gesture of worship and a female head in the Greek style.75 2.8 Shami site plan.
2.9 The Shami Bronze, Museum of Ancient Iran, Tehran. A necropolis composed of large dry-stone tombs lay 180 metres north of the shrine, a fact that coheres nicely with the secondary – funerary – function of many of the Middle Iranian sanctuaries.76 Unfortunately, the graves had been looted and their contents remain unknown. Without inscriptions or archaeological context to
provide more information, it is equally possible the statues that appear to represent Hellenistic kings were understood to represent the local dynasty’s distant Seleucid ‘ancestors’ (or allies) or, as occurred in the sanctuaries of several coeval dynasties, the sanctuary’s gods. Apart from statues, Stein discovered other cultic paraphernalia at the site, including a small stone altar, bronze incense-burners and a lion-clawed leg of a table or throne, as well as bronze statuettes, which could have served as offerings.77 Iranian culture deeply influenced Armenia, and Iranian dynasties ruled Armenia during several important periods, including the Orontids (c. sixth century–c. early second century b c e ) and Arsacids (54–428 c e ). While corroborating archaeological evidence does not yet exist, textual evidence suggests that the dynastic sanctuary entered Armenia by at least the end of the Arsacid era. Our only evidence for the practice in Armenia comes from the History of the Armenians of Movses Khorenats’i, whose text has been dated anywhere from the fifth to the ninth century c e . Although his early chronology is hopelessly confused and his early narrative is in places little more than a bricolage of reworked and misplaced anecdotes from classical sources, Movses Khorenats’i incorporates Armenian oral tradition in certain sections that preserve indigenous and independent information.78 Of the eight passages where Movses mentions preChristian Armenian sanctuaries, five shed some light on the engagement of the Iranian kings of Armenia with the traditions of the dynastic sanctuary.79 Movses relates that a fictitious king named Vałaršak built a sanctuary in Armavir, which, historically, was the first capital of the Orontid dynasty. Vałaršak, who, in Movses’ chronology would have reigned sometime around end of the third or the beginning of the second century b c e , equipped the sanctuary with, ‘statues of the sun and moon and his ancestors’.80 Movses later reports that later several gilt bronze statues of Hellenistic workmanship were brought to Armavir as spoils of war. In addition, the priestly family in charge of the sanctuary, who claimed descent from Vahagn– Herakles, took a statue of Herakles and set it up in their ancestral home.81 In Movses’ narrative, every time a king founded a new royal capital he transferred the sanctuary and its statues. Eruand II, who possibly corresponds to the historical Orontes IV (r. 212–200 b c e ) , founded a new fortified royal residence at Eruandashat, located where the Akhurian and the Araxes meet.82 Instead of placing
the royal sanctuary within the walls, he founded a separate settlement nearby, which he named Bagaran, where he set up ‘the complex of altars’ and statues that had been at Armavir.83 The ancient site of Bagaran is located around 10 kilometres to the north on the right bank of the Akhurian River. According to Movses, Artaxias I (r. 188–161 b c e , possibly corresponding to the historical founder of the Artaxiad dynasty) transferred the sanctuary again when he built the city of Artashat.84 Movses’ chronology and understanding of the pre-Christian Armenian dynasties are so confused that it would not be prudent to base any specific claims on his text. Nevertheless, he presents a recurrent pattern that likely reflects the general outlines of the royal practices of the Arsacid and possibly the Artaxiad kings.85 The basic elements of the dynastic sanctuary of the Armenian kings, consisting of statues of the king, the king’s ancestors and the gods, and cultic activity, corresponds to the evidence of the sanctuaries at Nisa and Shami. Only under the Armenian Arsacids does the additional element of the ‘ever-burning fire’ appear.86 Reflecting archaeological evidence from other Arsacid-era sanctuaries, Movses understands the statues were of ‘bronze’ and of Greek workmanship.87 The kingdom of Pontos had its roots in the Achaemenid satrapies of Cappadocia and Phrygia and its dynasty claimed both Achaemenid and Seleucid descent.88 Their kings were more Hellenized than the early Orontids and adopted aspects of contemporary Macedonian kingship. The most important Pontic king, Mithradates VI (r. 120–63 b c e ), experimented with the contemporary forms of Iranian kingship at the same time as he emulated Alexander the Great. Reflecting his interest in engaging Macedonian and Arsacid traditions, Mithradates VI built a monument in 102–101 b c e in the temenos of the Sanctuary of the Great Gods of Samothrace on Delos. The monument contains several unusual features that evoke a dynastic sanctuary more than a standard Greek temple treasury or shrine.89 The interior of this monument contained a frieze of shields featuring bust portraits of the king’s officials, relatives and his Parthian allies, all identified by inscription. A similar bust portrait of Mithradates VI occupied the pediment of the structure. Given its fragmentary state and Mithradates VI’s own eclecticism, it should not be taken as normative illustration of an Iranian dynastic sanctuary any more than it should be taken as a normative monument to a Hellenistic ruler. Rather, this collection of king, ancestors, courtiers and cult evoked contemporary Iranian practices to create a
unique monument for this unique ruler. Like Armenia and Pontos, the kingdom of Commagene (162 b c e –17 c e ) stood in a precarious place between the Roman and the Arsacid empires. It was one of the last Persian–Macedonian courts of this region to survive the coming of the Romans and, like Pontos, its ruling dynasty highlighted their Macedonian and Persian ancestry. The royal dynasty of Commagene had its roots in the Persian Orontid dynasty; however, as a Seleucid province, Commagene became heavily Hellenized. Iranian cultural forms regained prominence in the first century b c e as part of a deliberate policy of Antiochos I Theos (r. 69–36 b c e ). This king instituted a cultural and artistic policy to accentuate the kingdom’s ancient roots that transcended Seleucid, Arsacid or Roman claims in the region. Antiochos I was the kingdom’s main innovator in cult and artistic activity and he carefully blended with the traditions of the Iranian dynastic sanctuary with Graeco-Macedonian forms. Referring to such sanctuaries in Greek as hierothēsia (sg. hierothēsion) in his inscriptions, the king established dynastic sanctuaries at a number of important sites within his kingdom, including the citadel of Arsameia-on-the-Euphrates (Gerger, Adıyaman province, Turkey) and Arsameia-on-the-Nymphaios.90 These hierothēsia, which have long been approached as curiousities or even monstrous examples of barbarization of Greek religion or Zoroastrianism, make perfect sense within the context of the Iranian dynastic sanctuaries, which, of course, had nothing to do with ‘orthodox’ Zoroastrianism (itself a late antique Sasanian invention). Antiochos I established the supreme hierothēsion at presentday Nemrut Dağı, which was the most prominent mountain in the kingdom of Commagene (plate 2.10).91 An artificial tumulus of crushed rocks crowned the mountains and two terraces flanked the eastern and western side, providing two focal points for cult activity (fig. 2.11). A row of 8-metre-high stone sculptures was the dominant artistic and cultic feature on both terraces. The colossal statues portrayed king Antiochos, the Tyche of Commagene and its chief gods enthroned and wearing ‘Persian robes’, looking out over the lands of the kingdom below (plate 2.12). The backs of the colossal statues were inscribed with a copy of the king’s foundation of the cult and protocol. A series of plinths arranged before the colossal statues and surrounding the space before it carried relief slabs 2–4 metres in height. The most prominent reliefs portrayed the king clasping hands with each of
the gods (plate 2.13). Figural representations of the king’s ancestors stretched back to the Achaemenids on his father’s side and to Alexander on his mother’s, and before each ancestor stele stood a small altar (fig. 2.14). The two terraces were not identical: the west terrace contained an additional representation of the king’s horoscope, while a single large altar stood directly across from the colossal enthroned statues, presumably serving them all. 2.11 Plan of hierothēsion Antiochos I, Nemrut Dağı.
2.14 Paternal Persian ancestors of Antiochos I, west terrace, Nemrut Dağı. The cult protocol (Gk. nomos) that Antiochos I instituted honoured primarily the gods of Commagene and Antiochos himself, and secondarily his Persian and Macedonian ancestors. It calls for the inhabitants of Commagene to make several pilgrimages to the site for celebrations, including those on the anniversaries of the king’s birthday and coronation.92 These anniversaries the priests would celebrate monthly. While Antiochos I celebrated his Macedonian heritage and his philhellenic credentials, he understood that he formed the core of the cultic institutions of hierothēsion on Iranian models, integrating Macedonian elements secondarily. Antiochos I explicitly states that, year in and year out, the priests must wear ‘Persian robes’, in order to enact the cult activities, which take place according to similar ‘ancestral custom’.93 Although the male gods are referred to with Greek as well as Iranian names (‘Zeus–Oromasdes’, ‘Apollo–Mithras–Helios–Hermes’ and ‘Artagnes–Heracles–Ares’), the pantheon they represent is Iranian. They are, moreover, represented often according to what Antiochos considered to be the ‘Persian’ rather than ‘Greek’ lore handed down by his ancestors.94 In setting aside
an endowment for the site and calling for the chief priest to, ‘keep watch at this memorial and devote himself to the care and the proper adornment of these sacred images’, the nomos recalls the Achaemenid institution of tomb caretakers as recorded in the Elamite tablets.95 The hierothēsion at Nemrut Dağı combines the dynastic cult with a funerary temenos – something that Antiochos considered noteworthy to mention in his inscription – and the hierothēsia of Arsameia-on-the-Nymphaios and Arsameia-onthe-Euphrates were also the burial sites of Antiochos I’s father and grandfather.96 However, not all royal tombs were designated as a hierothēsion and provisioned with cult statues; similarly, not all cult sites dedicated to the king were hierothēsia. While regional precedents may have impacted their formation or reception, at their core the hierothēsia of Commagene self-consciously appropriated – and reshaped – this Hellenistic Iranian phenomenon to reflect the particular political needs and selfconception of Antiochos I.97 Like the Arsacids, the Kushan dynasty (c. first century b c e –c. fourth century c e ) stemmed from an Iranian-speaking nomadic people. Eventually coming under the sway of the Kushan family, the nomadic people – the Yuezhi, whose name we only know from Chinese sources – built an empire in Bactria, what is now southern Uzbekistan and northern Afghanistan. Bactria had an indigenous Iranian population as well as strong Hellenistic cultural and political traditions from decades as a Seleucid satrapy and, later, an independent Greek kingdom. Characteristic of the cultural blending that occurred, the Kushans called the language they spoke ‘Iranian’ (or ‘airia’) but wrote it using a modified Greek alphabet. Their empire soon expanded to encompass northern India and the Gangetic plane. In addition to Iranian and Hellenistic traditions, Indian religious and artistic traditions became a third cultural force. The original core of their empire centred in present-day Afghanistan with Kapisa (present-day Bagram) as the royal residence. Their Indian possessions centred on Mathura and eventually became the most important part of their empire. There they engaged many South Asian religious traditions and kingship practices. The Kushan dynasty facilitated interaction among Greek, Iranian and Indian cultural traditions, and we have evidence that they patronized artists and architects trained in Hellenistic traditions to build Buddhist reliquaries and stupas. The religious and royal iconography of the Kushans similarly drew from the
Hellenistic, Iranian and Indian worlds, forging images that could speak across cultures, both within their empire and in the wider world. The Kushans built sanctuaries on the outskirts of their royal cities in Bactria and India, including the sanctuaries of Surkh Kotal and Rabatak in present-day Afghanistan,98 and Mat in the vicinity of present-day Mathura.99 Kanishka I (r. c.127–50 c e ) founded Rabatak and Surkh Kotal (fig. 2.15). Mat was started by Vima II Kadphises (r. c.100–27 c e ) and restored under Huvishka (r. c.154–87 c e ). Supplementing the archaeological evidence from Surkh Kotal and Mat, the Bactrian inscriptions of the Surkh Kotal and Rabatak and the Sanskrit inscriptions from Mat provide a view of the Kushan pantheon worshipped at the sites and the members of the Kushan dynasty honoured there. The Kushans referred to their dynastic sanctuaries using the Bactrian term bagolaggo, which means ‘place’ or ‘sanctuary of the gods’. Mat’s inscriptions translate bagolaggo into Sanskrit as devakula, which has the same basic meaning.100 The Kushan sanctuaries in Bactria and India share a remarkably uniform group of features: inscriptions, images of the living king, his ancestors, gods and a central cult statue that received the main cultic focus.101 2.15 Coin of Kanishka I depicting Nana. Superficially, the Bactrian and Indian sites drew from the artistic and cultural traditions of the provinces in which they were built. Characteristic of Bactria, an architect with a Greek name (Palamedes) built the central Surkh Kotal temple using the architectural features and sculptural forms of the Hellenized Iranian world.102
Kanishka states that he composed his Rabatak edict in Greek before it was translated into ‘Iranian’.103 In contrast, the Mat sanctuary employed contemporary Hindu temple architecture and its sculptures were carved in the characteristic red sandstone and style of Mathura. Despite these stylistic, material and formal correspondences with the visual cultures of the regions in which they were created, the basic elements and stated purpose of the Kushan foundations closely and unmistakably respond to the features of Iranian dynastic sanctuaries, even when they superficially appear to venerate non-Iranian gods. The sites’ inscriptions, which detail their construction and restoration, prove that both the Bactrian and Indian sanctuaries were based on a single Iranian institution, were conceived and implemented through central courtly patronage and served the same function.104 Kanishka I built the sanctuary at Surkh Kotal in 128–32 c e , and called it: Kaneško-oanindo-bagolaggo, ‘The Sanctuary of Victorious Kanishka’ (fig. 2.16).105 Surkh Kotal consisted of a mountaintop that had been modified by artificial terracing on its eastern side and was surrounded by an irregularly shaped outer fortification wall and rectangular inner enclosure wall, called by the excavator the peribolos (fig. 2.17).106 Four flights of stairs led visitors up through a series of three terraces to the summit, which hosted a porticoed courtyard of 75 metres by 70 metres, formed by the interior of the peribolos.107 The main temple (Temple A) was a centralized, peripteral mud-brick and timber structure, which rose in the centre of the courtyard on a brick podium measuring 47 metres by 40 metres.108 The excavations found three damaged over-life-sized stone statues of Kushan kings (fig. 2.18). Evidence of their statue bases fixed into the stone pavement under the southeast entrance to the courtyard portico provided evidence of their original context.109 They were arranged diagonally so that they would meet the visitor’s gaze if they looked left while facing the temple. A 2.22-metre-high stone stele occupied a similar place under the north-east of the portico and counterbalanced the three kings to the south-east.110 The stele, which is horribly defaced and weathered, bears a relief of a king seated on a lion-footed throne, receiving an object from a figure (a victory?) to his right. Fragments left in situ suggest that clay statues modelled in the Gandharan style were located in the niches along the interior of the peribolos wall around the temple.111 The architecture of the main temple relates to a tradition of centralized temple architecture that first emerged in Seleucid Asia. This type of
temple appeared in Bactria at Ai Khanum and the sanctuary of Takht-e Sangin, among other places, and continued in post-Seleucid Iran and Central Asia.112 The temple at Surkh Kotal was a square peripteral temple with an ambulatory corridor that surrounded the cella adorned with Corinthian pilasters. This central cult room contained a 0.9-metre-high stone plinth whose area measured 4.25 metres by 4.25 metres and whose corners each carried large column bases. 2.16 Site plan of the Kaneško-oanindo-bagolaggo (‘The Sanctuary of Victorious Kanishka’), Surkh Kotal, Afghanistan.
2.17 Plan of the acropolis of the Kaneško-oanindo-bagolaggo (‘The Sanctuary of Victorious Kanishka’).
2.18 Fragmentary statue of Kushan king, Surkh Kotal. Once in the Kabul Museum; destroyed by the Taliban. Monumental inscriptions adorned many features of the sanctuary at Surkh Kotal and provide some idea of the nature of the cult. Of these, a monumental linear inscription of the original patron, Kanishka, ran for 50 metres across a stone course of the entrance to the peribolos, while an extensive inscription detailing gods, dedicatees and patrons was found on a square stone monolith at the foot of the façade of the lower terrace.113 Later inscriptions documented subsequent Kushan restorations.114 Although the site’s excavator sought to find an example of a preSasanian fire temple in the main temple at Surkh Kotal, it revealed no evidence of a fire cult. Instead the ground plan corresponds quite closely to previous Graeco-
Bactrian temples that housed cult statues, the likely purpose of the central plinth.115 Although only a few fragments of statue survived from the associated bagolaggo, the discovery of an inscription from the site of Rabatak near Bagram attests the importance of monumental inscriptions in the Kushan sanctuaries.116 The direct influence of the Kushan court is evident at the sanctuary of Mat, which was located on the east bank of Yamuna River, about 14.5 kilometres north of Mathura, the winter capital of the Kushan Empire and the heart of Kushan India.117 While the Bactrian sanctuaries directly engaged the contemporary architectural and cultic traditions of the Iranian world, Mat revealed a sanctuary that adapted South Asian architecture and religion to serve this Iranian royal institution. Like the Greek architect who contributed to Surkh Kotal, local Indian sculptors and architects worked on the Mat sanctuary. Like Surkh Kotal, however, a high-ranking general with an Iranian name built Mat for the Kushan king. The overseer of the sanctuary also bore an Iranian title, deliberately untranslated in the Sanskrit: bakanapati.118 Like Surkh Kotal and Rabatak, as well as Commagene, Shami and the Armenian sanctuaries, Mat was located a comfortable distance from the metropolis, Mathura. Situated on the opposite bank of the Yamuna it was also set apart from the majority of Mathura’s cult sites, making it unlikely that the structure served an immediate local function for the city. Unfortunately, Mat was first explored by an amateur who cleared the site wholescale while searching for statues without attention to the nuances of its architecture, let alone stratigraphy and small finds.119 All of what we know about the site comes from two short reports written by Marshall and Vogel after the fact.120 The main site at Mat, Tokri Tila, revealed a large plinth 30 metres long and 18 metres wide, paved with bricks and oriented south-east to north-west.121 The sanctuary’s entrance was located to the south-west where a ramp leads to up to the plinth. While the structures built on the plinth were too damaged to offer a detailed reconstruction, at the north-west two concentric rounded walls with heavy foundations supported what appears to have been the focal point of the shrine. We can only speculate exactly what type of structure the plinth supported, though early Indian temple architecture with its apsidal cult chamber (garbhagṛha) would fit nicely with circular foundations located at the end of the plinth. Two temples excavated at the nearby site of Sonkh indicate that these were the favoured type of
Hindu temple in the region built during the Kushan era.122 Over-life-sized statues of Kushan kings were discovered in a fragmentary state (figs. 2.19–2.20). One statue was found in the centre of what would have been the cult chamber and the remainder were scattered to the south, both on and off of the plinth.123 2.19 Fragmentary statue of a standing Kushan king with inscription, Mat.
2.20 Fragmentary statue of an enthroned Kushan king, Mat. The features of the site correspond to those of other sanctuaries in the region. Several of the statues carried inscriptions that provide evidence of the original components of the sanctuary. An inscription located between the feet of a colossal seated royal statue describes the original features of the royal foundation: the sanctuary itself (devakula), a garden (ārāma), a tank (puṣkariṇi), well (updapāna), assembly hall (sabhā) and a gateway (dārakoṭaka).124 Another inscription, found on a damaged statue pedestal, records later restorations and provisions for Brahmins
who, according to the inscription were, ‘regular guests’ at the devakula.125 A tank was duly found about 180 metres west of the sanctuary, constructed of bricks with the same dimensions as those used in the temple. A line of foundations flanked the south of the main temple plinth, which could have served as lodging for the site’s caretakers or been the remains of the assembly hall (sabhā) to accommodate the Brahmins. While the Mat sanctuary’s architectural and perhaps even cultic features paralleled Hindu temples in the region, the sanctuary’s ultimate function was quite different. The sanctuaries at Surkh Kotal, Rabatak, and Mat served a similar purpose: they provided a venue where the Kushan kings and their ancestors were honoured in conjunction with cult rendered to a god that was especially important to the dynasty. In inscriptions at Surkh Kotal and Dasht-e Nawar, Kanishka bears the title ‘worthy of worship’.126 Both inscriptions and archaeological evidence suggest that kings were not worshipped as the high gods, although such epithets and the location of the royal statues within the sanctuaries indicate that they enjoyed an elevated ritual status. The deities named in the inscriptions at the Bactrian sanctuaries are mainly Iranian and belong to the Kushan pantheon known from coins. The gods are not named at the Mat sanctuary, but evidence suggests that they were Kushan gods cloaked as gods acceptable to the Brahmins. The goddess Nana led the Kushan pantheon at the site and appears to have served as the divine protectress of the dynasty, similar to the role that Anahita played for the Sasanian dynasty. The Rabatak inscription, also found in Afghanistan’s Baghlan Province, provides additional information on the Kushan dynastic sanctuaries in Bactria and the gods worshipped at them.127 Then King Kanishka ordered Shafar the lord of the marches to make in this place the temple which is called ‘Bage-ab,’ in the Kasig plains, for these gods who have come hither into the presence of the glorious Umma, that is, the above-mentioned Nana and the above-mentioned Umma, Aurmuzd, Muzhduwan, Shroshard – who in Indian is called Mahāsena and is called Viśākha – Narasa, and Mihir. And he gave orders to make images of the same, namely of these gods who are inscribed hereupon, and he gave orders to make images of these kings: King Kujula Kadphises his great
Grandfather and for King Vima Taktu his grandfather and for King Vima Kadphises his father, and himself, King Kanishka. […] May these gods who are inscribed here keep the king of kings, Kanishka the Kushan forever healthy, fortunate, and victorious.128 The Kushan deities were subject to various forms of assimilation with Indian deities. Nana gained the epithet Umma, allowing for a convenient assimilation with Shiva’s consort, Uma.129 It appears this was part of a Kushan policy of assimilating Nana and Uma linguistically and iconographically along with one of the most important gods of the Bactrian and Indian pantheons: Oesho/Shiva. Nana/Umma and Uma are both represented as consorts of this god, who himself regularly appears with interchangeable Bactrian and Indian names and iconographies (fig. 2.21). The remains of the statuary at the site provides little additional evidence of the deity worshipped there; however, some have interpreted a sculptural frieze fragment from the main temple at Surkh Kotal as portraying a male figure standing with a female figure behind a bull, one of the standard iconographies on Kushan coins of the consort of Nana/Uma, Oesho/Shiva.130 2.21 Coin of Huvishka depicting Umma and Oesho. While the preserved inscriptions from the Mat sanctuary do not name the main deity worshipped, they do shed some indirect light. Line three of the restoration inscription of Vima II Kadphises states that the king was one ‘on whom, on account
of his devotion, the kingdom was conferred by ‘Sarva and Ścaṃḍavira’: Shiva.131 Given that the inscription celebrates the presence of Brahmins at the site, it is quite likely that the main deity was un-problematically assimilated with Brahmanical gods.132 Like Surkh Kotal, Mat yielded peripheral sculpture fragments with vaguely Shaivite symbolism.133 Thus, if Oesho/Shiva, whom Vima mentions as his divine patron, is the same deity for whom Huvishka originally built the sanctuary, such an appearance of Nana/Uma and Oesho/Shiva in Surkh Kotal, Rabatak and Mat would cohere well with their popularity in coinage, presenting a compelling pattern.134 sas anian d is r u pt ion and r e inv e nt ion The Sasanian Empire (224–642 c e ) marks an important rupture in the development of the Iranian dynastic sanctuary. Almost immediately after he took power, the founder of the empire, Ardashir I (r. 224–39/40 c e ), aggressively consolidated his hold over all elements of symbolic power in Iranian kingship, restricting them to the Sasanian king of kings. In addition, the Sasanians promoted their own version of Zoroastrianism, which demanded that a sacred fire should be the object of veneration, and this was accompanied by the destruction of cult statues across the empire.135 By the end of the Arsacid Empire, Parthian vassals who maintained their own dynastic sanctuary, such as the kings of Elymais and Armenia surveyed above, fell to the Sasanians. The institution was considered to be such a natural royal prerogative that outrage over the later Sasanian disruption of it appears across the Iranian world. The oft-quoted apology in The Letter of Tansar reflects this, where a priest answers a newly conquered vassal’s complaints regarding Ardashir I’s policies: Next for what you said, that the King of kings has taken away fires from the fire-temples, extinguished them and blotted them out, and that no one has ever before presumed so far against religion; know that the case is not so grievous, but has been wrongly reported to you. The truth is that after Darius each of the ‘kings of the peoples’ built his own fire-temple. This was pure innovation, introduced by them without the authority of kings of old. The King of kings has razed the temples, and confiscated the
endowments, and had the fires carried back to their places of origin.136 Similarly, in recounting Ardashir I’s reorganization of Armenia in the mid third century c e Movses Khorenats’i reports: [Ardashir I] increased the cults of the temples and ordered the fire of [Ohrmazd], which was on the altar at [Bagawan] to be kept perpetually burning. But the statues that [Vałaršak] had set up as the images of his ancestors with those of the sun and the moon at Armavir, and which had been transferred from Armavir to Bagaran and then brought to [Artashat], these [Ardashir I] broke up.137 The Sasanians’ own engagement with dynastic cult practices diverges markedly from the preceding artistic and architectural traditions of Middle Iranian dynastic sanctuary. While the Sasanians continued many traditions of the dynastic sanctuary, they did so with a few very important modifications related to wider changes in religious practice. The iconoclastic Sasanians demanded the main focus of cult be a sacred fire rather than a cult statue, though it appears that this was already the case in some Arsacid sanctuaries. No archaeological evidence of a monumental structure or open-air complex dedicated to dynastic cult has been discovered on the scale of Nisa, the Kushan sanctuaries or Commagene. However, archaeological evidence of smaller dynastic monuments and numismatic and epigraphic evidence of sacred fires founded for the benefit of the soul of the king and his ancestors provide an outline of the art and ritual celebration of the Sasanian dynastic cult. The Sasanians continued the Arsacid practice of lighting and tending regnal fires, which were represented on the reverse of Sasanian coins, often labelled as such, from the beginning to the end of the dynasty. Drachms issued by Ardashir I provide a simple representation of the regnal fire’s treatment.138 The coins’ reverse depicts an altar enthroned on an Achaemenid-style throne. Under Ardashir I’s son and successor, Shapur I (r. c.240–c.270 c e ), until the end of the empire Sasanian coins regularly depicted two royal figures flanking a fire altar (fig. 2.22).139 While these reverses could possibly depict ritual activities performed around the fire altar, given the nature of corroborating evidence it is just as likely that they represent the actual sculptural environment around the fire, portraying
sculptures of the king and his ancestors surrounding the fire. 2.22 Sasanian coin of Shapur II depicting a fire altar and representations of royal figures honouring and protecting the fire. Although it is probable that the court established one main dynastic fire, the kings and their courtiers could found other fires at significant sites and cities throughout their empire. These were founded ‘for the soul and memory’ (MP pad amā ruwān ud pannām) of the royal family, sometimes with a funerary or memorial context.140 This phrase and the offerings, sheep, bread and wine hearken to the Achaemenid cult.141 Shapur I’s inscription at Naqsh-e Rostam (ŠKZ) provides an epigraphic record of his foundation of fires and cult for himself, his family, his ancestors and an impressive number of courtiers (plate 2.23, fig. 2.24).142 Carved into, and likely celebrated in proximity to, the site’s Achaemenid tower, the Kabahe Zerdosht, these fires simultaneously celebrated the dynasty while appropriating the site’s ancient Persian heritage and engaging with its funerary function. The practice of endowing a sacred fire, albeit not a major fire, for the benefit of the royal family, or simply of creating a monument with elements evoking the dynastic sanctuary, was not limited to the king himself, but was one that provincial aristocrats adopted to distinguish themselves within their communities. Like microcosms of the dynastic fire sanctuaries, in these civic or domestic sanctuaries, the royal personages inhabited the same cultic space as the sacred fire, and because of this the rituals that honoured the fire in effect also honoured the king and his family’s semi-divine status.
2.24 Site plan of Naqsh-e Rostam. At Shapur I’s city of Bishapur in south-western Fars, the excavators discovered a monument set up by a local grandee whose constituent elements closely match those of a typical Middle Iranian dynastic fire, though its architectural shape. It consisted of an inscription dedicating the monument to Shapur I, his father Ardashir I and grandfather Papag, a statue of the king (and possibly one of another figure too) and a fire altar.143 Paralleling this, a private fire altar found at Barm-e Delak near Shiraz depicts, on two of its four sides Ardashir I and Shapur I, identified by inscriptions, in poses similar to the ones on the reverses of Shapur I’s coins.144 This altar, in effect, presents a compact, self-contained version of the Iranian dynastic sanctuary, with relief images of the sovereigns on the altar itself rather than surrounding it. The so-called Sasanian ‘Manor House’ excavated at Hajjiabad in the present-day province of Fars preserves an example of a possible rural sanctuary.145 Room 114 of the country temple housed a shrine which included nearly life-sized relief sculptures of the goddess Anahita with busts of royal personages above, several identifiable as Shapur II and Bahram II Kushanshah, a KushanoSasanian governor. Considering the preponderance of female figures, it appears that the cult in this room was intended to be centred on water, the element sacred to the goddess Anahita, though – like Bishapur, another early Sasanian site with an Anahita sanctuary – an adjacent room housed a fire sanctuary. This survey of Middle Iranian royal architecture and cult practices underscores
the evidence of continuity and incredible innovation as well the impact of a wide variety of non-Iranian traditions (fig. 2.25). On the one hand, the Middle Iranian dynastic sanctuaries did not develop directly from Achaemenid or pre-Hellenistic forms. We can point to no clear Achaemenid precedents attested in primary sources where the king of kings and his ancestors were honoured in temples alongside ritual activity directed towards a cult statue or sacred elements, such as fire or water. On the other hand, evidence of sacrifices performed at the tombs of the Achaemenid kings attests to an underlying Persian or Iranian funerary tradition that was coopted and integrated into new architectural and cultic traditions. While it would be tempting to believe Movses Khorenats’i that the Orontid kings of Armenia established their own dynastic sanctuaries, which would make them the first known, no corroborating information exists to back up his otherwise troubled chronology and confused understanding of the dynasty. If the Orontid kings cultivated such sanctuaries, this would be a prime indicator that the institution of the dynastic sanctuary somehow stemmed from Achaemenid practices, since the Orontids had their roots in a line of hereditary satraps serving the Achaemenid Empire and, generally speaking, archaeological evidence of the South Caucasus in the Hellenistic age shows both a marked persistence of Achaemenid architectural and urban forms and limited penetration of Hellenistic culture.146 Armavir, the first capital of the Orontid dynasty shows no characteristic urban elements of a Hellenistic city, though Greek does appear in a handful of inscriptions.147
2.25 Table of Middle Iranian dynastic sanctuaries. In contrast, trustworthy evidence appears first in lands that had been part of the eastern Seleucid Empire and becomes prevalent after the spread of empires recently founded by Iranian-speaking nomads of the Eurasian steppes, the Parthians–Arsacids and Yuezhi–Kushans, rather than the old Persian satrapal families.148 Both were nomadic peoples who brought the traditions of Iranian steppe nomads into contact with Macedonian culture. The fact that the Arsacid and Kushan dynasties both cultivated these practices suggests that an Iranian steppe heritage might have contributed a common influence. Some sort of Iranian ancestor cult or veneration of a dynastic divine protector could indeed have prepared both of these cultures to honour their rulers in such a way, though no evidence exists – either textual or archaeological – that can securely attest to such prototypes. But while some of these dynasties’ early cultural practices appear to stem from their steppe origins, their eventual style of kingship grew more from the sedentary Hellenistic
and Persian traditions of the lands they conquered.149 The dynastic sanctuaries incorporated several elements drawn from Iranian religious practices and sensibilities, such as a reverence for water and fire and an understanding that mountaintops are sacred. Some of these correspond to wider pre-Zoroastrian traditions shared by many Iranian peoples and are detectable in the oldest textual evidence of Iranian religion, the Avesta. Others correspond more specifically to Achaemenid Persian practices. The patrons founded the vast majority of these sanctuaries on elevated sites, which were considered to be intrinsically holy in Iranian culture. These included mountain hilltops in the case of Nisa, Shami, Surkh Kotal, Rabatak and the hierothēsia of Commagene, or, in the case of Mat, where no mountain or hill was available, an artificial platform. Similarly, the sacred elements of fire and water figure strongly in the cult of most of these sanctuaries. In the case of the Sasanians, a sacred fire was the exclusive cultic focus. Finally, some of the dynastic sanctuaries incorporated a funerary function or symbolism that correspond to Iranian cultural practice. The hierothēsia of Commagene again provide the clearest and best-documented examples, though Nisa, Shami, Armenian Bagawan, and Shapur I’s fires at Naqsh-e Rostam more clearly engage Iranian religious traditions related to honouring the dead. Many of the sanctuaries’ most characteristic common elements, such as monumental statuary and architecture, did not originate from a nomadic heritage or even Achaemenid Persia. These elements, which include monumental sculpture, architecture and inscriptions, are surprisingly uniform, indicating that they stemmed from a common outside influence: the Seleucid Empire. Both the Arsacids and the Kushans ruled over lands that had been part of the Seleucid Empire or their rebellious satraps and retained a deep tradition of Hellenism. More importantly, Hellenistic kingship continued to be one of the currencies of power in the Mediterranean and parts of India for several more centuries.150 The new Iranian dynasties appropriated Hellenistic practices, but adjusted them for the religious sensibilities and political needs of the new Iranian regimes. As the Hellenistic kingdoms declined and Arsacid and Kushan kingship became the dominant idioms of power in Western, Central and South Asia, they quickly took on a distinct and self-consciously Iranian character. The sites under consideration in this study encompassed a multitude of
activities and incorporated a number of subsidiary functions; however, what unites them all was their role in honouring the king and his lineage. Fire and water were important to many of the cults, but the main focus of the majority of sanctuaries was a cult statue or statues. In the extreme case of Commagene, images of the king were intermixed with those of the gods; however, the mere proximity of the cult and royal images in the other sanctuaries established a clear, contiguous link between the king and the gods, ritually implying the king’s divine or semi-divine nature without overtly claiming it. The artistic forms of the cult and royal statues varied not only according to the artistic modes of representation current in their kingdom or empire, but, in the case of the iconoclastic Sasanians, according to the religious strictures governing the religious use of images. The evidence from Parthia, Elymais and Armenia suggests that the Arsacids and royal families influenced by the early Arsacids favoured statues created with Hellenistic sculptural forms and workmanship. Not only were the statues themselves expensive commodities, but they also indicated that the patron appreciated and participated in the aristocratic common culture of Hellenistic art, which extended beyond the Iranian world into the Mediterranean. In the first century b c e , Antiochos I patronized what became a unique and characteristic art and architectural phenomenon coming from Commagene, which translated elements of Iranian culture into Hellenistic sculptural forms. The Kushans patronized the artistic and architectural traditions of the region in which a sanctuary was built. Even while the nature of the temple architecture or divine iconography could change according to region, the iconography, insignia and even poses of the representations of kings were the same, no matter which sculptural school produced them. While it is illuminating to note parallels among the sites, it is just as important to concentrate on efforts of the patron to make the dynastic sanctuary culturally or religiously relevant to their non-Iranian populations. In many of the sites it was very important for the gods and kings to be correctly identified and portrayed in an artistic style that would be powerful across cultures. In some cases this could take place through a process of translating terms or iconographies of gods into a new idiom, as the Kushans appear to have done in worshipping their tutelary goddess Nana in the guise of Uma. In a different process, Antiochos I deliberately grafted the names of Greek gods onto those of the Iranian gods and, in some secondary
representations of the gods, used their traditional Greek iconography instead of the generic representation in ‘Persian robes’, which he had likely created because no ready Iranian iconographic system existed by which to represent these gods. While we do not have any direct evidence of a specific god or cult statue worshipped in Nisa beyond the veneration of the fire, the pediment of the Red Building carried metopes with the iconographic features of Herakles: club, bow and quiver, and lion. Forged from many culturally diverse elements, dynastic sanctuaries became an important and flexible expression of power within the Iranian world between Alexander and Islam. The fact that this practice spread primarily among Iranian royal families indicates that it became an institution that gained currency alongside the rise of Iranian kingship as a global idiom of power. They not only communicated a family’s royal claims and connections with patron deities, but also put their claims into a ritual and visual idiom that had meaning beyond their kingdom or even empire. Fundamentally the practices associated with these sanctuaries were openended, flexible strategies that any dynasty strong enough would choose to engage, either to project power over conquered peoples or to contest and obliterate the claims of the overthrown dynasties – strategies which were then bequeathed to the world of Islam. no tes 1 The author gratefully acknowledges the support of a Charles A. Ryskamp fellowship from the American Council of Learned Societies and a visiting senior research fellowship from Merton College, Oxford. 2 As opposed to the more geographically restricted nation state or region, in ancient Iranian studies, ‘Iranian’ refers to several peoples who self-consciously considered themselves to be Iranian (Av. airiia-; MP ēr; Bactrian airia) or spoke an Iranian language. These Iranian peoples further classified themselves according to the region they inhabited (Persian) or their dynasty (Achaemenid, Arsacid, Kushan, Sasanian, etc.). In addition, several regimes, such as Mithradatid Pontos or Orontid Commagene, adopted aspects of Iranian culture and kingship and played up their distant Persian roots. 3 N. Sims-Williams and J. Cribb, ‘A new Bactrian inscription of Kanishka the Great’, Silk Road Art and Archaeology iv (1995–6), p. 91; P. Huyse, ‘Überlegungen zum Βαγολαγγο des Kaniška I’, in C. Cereti et al. (eds), Religious Themes and Texts of Pre-Islamic Iran and Central Asia: Studies in Honour of Professor Gerardo Gnoli (Wiesbaden, 2003), p. 180, note 12; Frantz Grenet, Encyclopaedia Iranica, s.v. ‘Bagina’ [online]; R.H. Hewsen, Encyclopaedia Iranica, s.v. ‘Bagaran’ and ‘Bagawan’ [online]. 4 For an overview, see: Daniel Schlumberger et al., Surkh Kotal en Bactriane, 2 vols (Paris, 1983–90), pp. 139–52; J.M. Rosenfield, The Dynastic Arts of the Kushans (Berkeley, 1967), pp. 140–2; G.K. Sarkissian, ‘On the problem of the cults of the Hellenistic world: The cult of the royal dynasty in ancient Armenia’, in J. Harmatta (ed.),
Studien zur Geschichte und Philosophie des Altertums (Budapest, 1968), pp. 283–92; Klaus Schippman, Die iranischen Feuerheiligtümer (Berlin, 1971); Malcolm Colledge, Parthian Art (London, 1977), p. 47; Helmut Waldmann, Der kommagenische Mazdaismus (Tübingen, 1991), pp. 149–56; Gérard Fussman, ‘The Māṭ devakula: A new approach to its understanding’, in D.M. Srinivasan (ed.), Mathurā: The Cultural Heritage New Delhi (New Delhi, 1989), pp. 193–9; Sims-Williams and Cribb, ‘A new Bactrian inscription’, pp. 75–142; Huyse, ‘Überlegungen zum Βαγολαγγο’, pp. 175–88. 5 M. Boyce, Encyclopaedia Iranica, s.v. ‘Fravaši’ [online]. 6 On the problem of cross-cultural interaction, see: Matthew Canepa, ‘Theorizing cross-cultural interaction among ancient and early medieval visual cultures’, Ars Orientalis xxxviii (2010), pp. 7–29. 7 Building on several previous studies, I argue that, in terms of art-historical methodology, the architectural and visual material of these sites should not be studied in isolation, but must be approached in the context provided by the web of visual, spatial and ritual correspondences in which it participated. See Matthew Canepa, The Two Eyes of the Earth: Art and Ritual of Kingship between Rome and Sasanian Iran (Berkeley, 2009), pp. 7–8; Matthew Canepa, ‘Distant displays of power: Understanding cross-cultural interaction among the elites of Rome, Sasanian Iran, and Sui-Tang China’, Ars Orientalis xxxviii (2010), pp. 121–54. 8 See Chapter 1 in this volume. 9 See Chapter 1 in this volume. 10 Matthew Canepa, ‘Achaemenid and Seleucid royal funerary practices and Middle Iranian kingship’, in H. Börm and J. Wiesehöfer (eds), Commutatio et Contentio: Studies in the Late Roman, Sasanian, and Early Islamic Near East (Düsseldorf, 2010), pp. 1–21. 11 Wouter Henkelman, ‘An Elamite memorial: The šumar of Cambyses and Hystaspes’, in W. Henkelman and A. Kuhrt (eds), A Persian Perspective: Essays in Memory of Heleen Sancisi-Weerdenburg (Leiden, 2003), pp. 101– 72; Wouter Henkelman, The Other Gods Who Are: Studies in Elamite-Iranian Acculturation Based on the Persepolis Fortification Texts (Leiden, 2008), pp. 287–91, 429–32 and 546. See also Robert Rollinger, ‘Herrscherkult und Königsvergöttlichung bei Teispiden und Achaimeniden: Realität oder Fiktion?’, in L.-M. Günther and S. Plischke (eds), Studien zum vorhellenistischen und hellenistischen Herrscherkult (Berlin, 2011), pp. 11–49. 12 Matthew Canepa, ‘The transformation of sacred space, topography and royal ritual in Persia and the ancient Iranian world’, in D. Ragavan (ed.), Heaven on Earth: Temples, Ritual, and Cosmic Symbolism in the Ancient World (Chicago, 2013), pp. 319–72. 13 Josef Wiesehöfer, Ancient Persia from 550 BC to 650 AD, trans. A. Azodi (New York, 1996), p. 105. 14 Andrew Stewart, Faces of Power: Alexander’s Image and Hellenistic Politics (Berkeley, 1993), pp. 171–81. There is no evidence that Alexander was ‘consecrated’ as a Persian king of kings at Pasargadae or ‘ceremonially enthroned’ at Susa. See A.B. Bosworth, ‘Alexander and the Iranians’, Journal of Historical Studies c (1980), pp. 1–21, esp. p. 5. 15 For example, his clumsy and portentious demand that all fires be extinguished after the death of Hephaistion; see Diodorus 17.114.4–5. e 16 Rémy Boucharlat, ‘Les destins des résidences et sites perses d’Iran dans la seconde moitie du IV siècle avant J.-C.’, in P. Briant and F. Joannès (eds), La Transition entre l’empire achéménide et les royaumes hellénistiques (Paris, 2006), pp. 443–70. 17 J. Ma, ‘Paradigms and paradoxes in the Hellenistic world’, in B. Virgilio (ed.), Studi Hellenistici XX (Pisa, 2008), pp. 371–86. R. Strootman, Courts and Elites in the Hellenistic Empires (Edinburgh, 2014), pp. 42–53 and 187–
263. On the creation of the Seleucid Empire, see P. Kosmin, The Land of the Elephant Kings (Cambridge, MA, 2014). 18 Among the most influential contributions are: M. Rostovtzeff, ‘ΠΡΟΓΟΝΟΙ’, JHS lv (1935), pp. 56–66; E.J. Bickerman, Institutions des Séleucides (Paris, 1938), pp. 249–56; L. Cerfaux and J. Tondriau, Le Culte des souverains dans la civilisation greco-romaine (Tournai, 1957); F. Taeger, Charisma: Studien zur Geschichte des antiken Herrscherkultes (Stuttgart, 1957), pp. 171–440; M. Nilsson, Geschichte der greichischen Religion (Munich, 1961), pp. 132–85; C. Habicht, Gottmenschentum und griechische Städte, 2nd ed. (Munich, 1970); F.W. Walbank, ‘Monarchies and monarchic ideas’, in F.W. Walbank et al., Cambridge Ancient History, vol. 7, pt 1 (Cambridge, 1984), pp. 62–100. 19 B. Virgilio, Lancia, Diadema e Porpora: Il re e la regalità ellenistica, 2nd ed. (Pisa, 2003), pp. 87–130; P. Debord, ‘Le culte royal chez les Séleucides’, L’Orient méditerranéen de la mort d’Alexandre aux campagnes de Pompée, Pallas 62 (Toulouse, 2003), pp. 281–308; P. Van Nuffelen, ‘Le culte royale de l’empire des séleucides: Une réinterprétation’, Historia liii/3 (2004), pp. 278–301; L. Capdetrey, Le Pouvoir séleucide: Territoire, administration, finances d’un royaume hellénistique, 312–129 avant J.-C. (Rennes, 2007), pp. 25–38, 167–89. 20 Strabo 17.1; A. Erskine, ‘Life after death: Alexandria and the body of Alexander’, Greece and Rome xlix (2001), pp. 163–79. Classical sources on the Sema are collected in: E.J. Chinnock, ‘The burial-place of Alexander the Great’, The Classical Review vii/6 (1893), pp. 245–6; A. Collins, ‘The divinity of Alexander in Egypt: A reassessment’, in P. Wheatley and R. Hannah (eds), Alexander and His Successors: Essays from the Antipodes (Claremont, 2009), pp. 179–205. 21 Virgilio, Diadema, Lancia, Porpora, pp. 110–18. 22 A. Kuhrt, ‘Usurpation, conquest, and ceremonial: From Babylonia to Persia’, in D. Cannadine and S. Price (eds), Rituals of Royalty: Power and Ceremonial in Traditional Societies (Cambridge, 1992), pp. 22–55, esp. pp. 48–52. 23 A. Kuhrt, ‘The Seleucid kings and Babylonia: Aspects of Hellenistic kingship’, in P. Bilde (ed.), Aspects of Hellenistic Kingship (Aarhus, 1996), pp. 41–54. 24 ‘Vašnā Auramazdāha’. See: B. Lincoln, ‘Happiness for Mankind’: Achaemenian Religion and the Imperial Project (Leuven, Paris and Walpole, 2012), pp. 357–74; M. Boyce and F. Grenet, History of Zoroastrianism, vol. 3 (Leiden, 1991), pp. 12–17. 25 Van Nuffelen, ‘Le culte royale de l’empire des séleucides’, p. 285. 26 The Nikatoreion of Seleukeia-Pieria – that is, the temenos in which Antiochos I buried Seleukos I – was a mausoleum and was not the genesis or centre of an empire-wide cult like the Sema of Alexandria. Appian Syr. 63. 27 Virgilio, Diadema, Lancia, Porpora, pp. 118–27. 28 See the collections of documents in: ibid., pp. 206–310; J. Ma, Antiochos III and the Cities of Asia Minor (Oxford, 1999), pp. 284–372. 29 Van Nuffelen, ‘Le culte royale de l’empire des séleucides’, pp. 298–300. 30 Virgilio, Diadema, Lancia, Porpora, pp. 94–6; Van Nuffelen, ‘Le culte royale de l’empire des séleucides’, p. 289. 31 Debord, ‘Le culte royal chez les Séleucides’, pp. 291–300; Virgilio, Diadema, Lancia, Porpora, p. 123; Van Nuffelen, ‘Le culte royale de l’empire des séleucides’, pp. 278–85. 32 On Eriza/Dodurga, see: Maurice Holleaux, ‘Nouvelles remarques sur l’édit d’Ériza’, Bulletin de correspondance hellénique (1930), pp. 245–62; Ma, Antiochos III, pp. 354–6. On Laodikeia/Nehavand, see: Louis Robert,
‘Inscriptions séleucides de Phrygie et d’Iran’, Hellenica vii (1949), pp. 6–29; Louis Robert, ‘Addenda au Tome VII’, Hellenica viii (1950), pp. 73–5; Virgilio, Diadema, Lancia, Porpora, pp. 239–41. On Kermanshah, see: Louis Robert, ‘Encore une inscription grecque de l’Iran’, CRAI (1967), pp. 281–96; Van Nuffelen, ‘Le culte royale de l’empire des séleucides’, pp. 278–85. 33 It is difficult to ascertain the relationship of the sanctuaries to the cities since the cities themselves have not been securely located. See Mehdi Rahbar and Sajjad Alibaigi, ‘The hunt for Laodicea: A Greek temple in Nahavand, Iran’, Antiquity lxxxiii (2009), p. 322, available at http://antiquity.ac.uk/projgall/alibaigi322/ (accessed 22 November 2013). 34 Robert, ‘Inscriptions séleucides de Phrygie et d’Iran’, p. 21. 35 Unfortunately no ground plan has been discovered. See Rahbar and Alibaigi, ‘The hunt for Laodicea’. 36 Van Nuffelen, ‘Le culte royale de l’empire des séleucides’, p. 287. 37 Debord, ‘Le culte royal chez les Séleucides’, pp. 284–5. 38 Van Nuffelen, ‘Le culte royale de l’empire des séleucides’, pp. 292–3. 39 Strabo 16.2.6. Ancient literary sources are collected in: C.O. Müller, Antiquitates Antiochenae: Commentationes duae (Göttingen, 1839), p. 46; G. Downey, A History of Antioch in Syria: From Seleucus to the Arab Conquest (Princeton, 1961), pp. 82–6. 40 Seleukos I supposedly discovered a golden arrowhead shot by his divine ancestor, proving that this was the site, Lib. Or. 11.94–99. The site had many relics of this story, including the very laurel tree into which Daphne had metamorphized (Lib. Or. 11. 94; Philostratus, Life of Appollonius 1.16; Eusthathios, Commentary on Dionysius Periegetes, pp. 916). As might be expected from a sanctuary of this popularity, Daphne began to agglomerate many other traditions too; see Downey, A History of Antioch, p. 84. 41 See Downey, A History of Antioch, p. 83. 42 Lib. Or. 11.241. 43 Nonnos, Narr. Greg. 2.14. 44 Polybius, 30.25–6; Athenaeus, 5.22–4. See also: J.G. Bunge, ‘Die Feiern Antiochos’ IV. Epiphanes in Daphne im Herbst 166 v. Chr.’, Chiron vi (1976), pp. 53–71; Walbank, ‘Two Hellenistic processions: A matter of selfdefinition’, Scripta Classica Israelica xv (1996), pp. 125–9; Virgilio, Diadema, Lancia, Porpora, p. 125; Malal. 307; Müller, Antiquiates Antiochenae, p. 46, note 4. 45 The image of Apollo sitting on omphalos became ubiquitous throughout the empire and was the most popular Seleucid coin type; see A. Houghton and Catherine Lorber, Seleucid Coins: A Comprehensive Catalogue, Part I: Seleucus through Antiochus III (New York and London, 2002), p. 360. 46 K. Erickson, ‘Apollo-Nabû: The Babylonian policy of Antiochus I’, in K. Erickson and G. Ramsey (eds), Seleucid Dissolution: The Sinking of the Anchor (Wiesbaden, 2011), pp. 50–65; P.P. Iossif, ‘Apollo Toxotes and the Seleukids’, in P. Iossif, A. Chankowski, and C. Lorber (eds), More than Men, Less than Gods: Studies on Royal Cult and Imperial Worship (Leuven, Paris and Walpole, 2011), pp. 229–91. 47 Bickerman, Institutions, pp. 249–56; Walbank, ‘Monarchies and monarchic ideas’, pp. 96–7. 48 A. Invernizzi, Nisa Partica: Le sculture ellenistiche (Florence, 2009); A. Invernizzi and Carlo Lippolis, Nisa Partica: Recerche nel complesso monumentale arsacide 1990–2006 (Florence, 2008). 49 Invernizzi, Nisa Partica: Ricerche, pp. 369–79, 474–5. 50 A. Invernizzi, ‘Arsacid dynastic art’, Parthica iii (2001), pp. 133–57. 51 Ibid. pp. 134–6.
52 A. Invernizzi, ‘Die hellenistischen Grundlagen der frühparthischen Kunst’, AMIran xxvii (1994 [1996]), pp. 191–203; Invernizzi, ‘Arsacid dynastic art’; A. Invernizzi, ‘Representations of gods in Parthian Nisa’, Parthica vii (2005), pp. 71–9; Canepa, ‘Seleukid architecture’. 53 Invernizzi, Nisa Partica: Ricerche, p. 389. 54 Ibid., pp. 83–166, 265–82. 55 Ibid., pp. 7–81. 56 Invernizzi, ‘Arsacid dynastic art’, p. 145. 57 Ibid., pp. 145–7. 58 G. Koshelenko, Rodina Parfian (Moscow, 1977), pp. 57–64; G. Koshelenko et al., ‘Ricerche nel complesso del Tempio Rotondo a Nisa Vecchia’, Parthica iv (2002), pp. 9–45; N. Krasheninnikova and G. Pugachenkova, ‘Kruglyi khram parfyanskoi Nisy’, Sovetskaya Arkheologiya iv (1964), pp. 119–35; Invernizzi, Nisa Partica: Ricerche, p. 7 and p. 382. 59 Isidore of Charax, Parthian Stations 12. 60 According to Dio Cassius, in 216 c e Caracalla plundered the Arsacid royal tombs in Arbela and scattered the bones; however, no Arsacid king is known to have built a city or fortress here. It is more likely that the tombs at Arbela were, in fact, the tombs of the vassal dynasty of Adiabene, again reflecting the Arsacid conventions; see: Dio Cassius 71.26, 74.1; J. Hansman, Encyclopaedia Iranica, s.v. ‘Arbela’ [online]. 61 A. Invernizzi, Encyclopaedia Iranica, s.v. ‘Nisa: An Arsacid city and ceremonial center in Parthia’ [online]. 62 E. Dąbrowa, ‘Mithradates I and the beginning of the ruler-cult in Parthia’, in E. Dąbrowa (ed.), Orbis Parthicus: Studies in Memory of Professor Jósef Wolski (Kracow, 2009), pp. 41–51. 63 M.E. Masson and G. Pugachenkova, ‘Mramornye statui parfyanskogo vremeni iz Staroi Nisy’, Ezhegodnik Instituta Istorii Iskusstv: Skul’ptura, zhivopis’, arkhitektura (1956 [1957]), pp. 460–89, Italian trans. in Invernizzi (ed.), Nisa Partica: Le sculture ellenistiche, pp. 153–63; R. Heidenreich, ‘Griechisches aus Turkmenien’, AA (1988), pp. 81–5; Invernizzi, ‘Arsacid dynastic art’, pp. 136–41. 64 Invernizzi, ‘Representations of Gods in Parthian Nisa’, pp. 71–9; Invernizzi, Nisa Partica: Le sculture ellenistiche, pp. 129–51. 65 It should be noted that Boyce implies that the Nisa documents specifically refer to fires dedicated for the soul of the king using the phrase in the Sasanian inscriptions, pad ruwān, but the ostraka contain no direct mention of this phrase or such fires; see M. Boyce, Encyclopaedia Iranica, s.v. ‘Arsacids iv. Arsacid Religion’ [online]. 66 See: ibid.; V. Lukonin, ‘Administrative institutions’, in The Cambridge History of Iran, vol. 3 no. 2 (Cambridge, 1983), p. 694. I.M. Diakonoff and V.A. Livshits, Parthian Economic Documents from Nisa Texts I, Corpus Inscriptionum Iranicarum 2.2.1 (London, 1977–2001): Pryptykn, p. 200; mtrdtkn, p. 197; ’rtbnwkn, pp. 185–6; gwtrzkn, p. 191; ‘temples’, or better ‘cult sites’ (‘yzny [āyazanī]) are mentioned, but appear to be submitting rather than receiving taxes: p. 158, note 2301; pp. 164–5, note 2573. 67 Isidore of Charax, Parthian Stations 11. 68 M.A. Stein, ‘An archaeological journey into western Iran’, The Geographic Journal xcii/4 (1938), pp. 313–42, esp. pp. 324–6; M.A. Stein, Old Routes of Western Īrān (London, 1940), pp. 130–4, 141–59; Schippmann, Die iranischen Feuerheiligtümer, pp. 227–33. 69 M. Rostovtzeff, Social and Economic History of the Hellenistic World, 2nd ed., 3 vols (Oxford, 1953), vol. 1, p. 437; vol. 3, p. 1428, note 237. See also S. Sherwin-White, ‘Shami, the Seleucids and dynastic cult: A note’,
Iran xxii (1984), pp. 160–1. 70 Stein, ‘Archaeological journey’, p. 325; Stein, Old Routes of Western Īrān, pp. 146–7. 71 Stein, ‘Archaeological journey’, p. 325; Stein, Old Routes of Western Īrān, pp. 147–8, 155. 72 Stein, Old Routes of Western Īrān, pp. 149–50. 73 Stein, ‘Archaeological journey’, p. 325; Stein, Old Routes of Western Īrān, pp. 149–50 and 154–5. For a review of the dates put forward for the structure, see Sherwin-White, ‘Shami, the Seleucids and dynastic cult’, pp. 160–1. 74 Stein, Old Routes of Western Īrān, p. 155. 75 Ibid., pp. 130–4 and 154. 76 Ibid., p. 158. 77 Stein, ‘Archaeological journey’, pp. 325–6; Stein, Old Routes of Western Īrān, pp. 153–4. 78 P. Gignoux, ‘Quelle connaissance eut de l’Iran Movsès Xorenac’i?’, Studia Iranica xxviii/2 (1999), pp. 215–26; R. Hewson, ‘The primary history of Armenia: An examination of the validity of an immemorially transmitted historical tradition’, History in Africa ii (1975), pp. 91–100. 79 Carrière argued that Movses’ mentions of the sanctuaries depend entirely on Agat‘angełos, which is not entirely the case, as Movses refers to these sanctuaries in new contexts with new, unrelated information. See A. Carrière, Les Huit sanctuaires de l’Arménie payenne d’après Agathange et Moïse de Khoren: Étude critique (Paris, 1899). On the identification of Greek and Armenian deities, see A. Petrosyan, ‘State pantheon of Greater Armenia: Earliest sources’, Aramazd (2007), pp. 174–201. 80 Movses Khorenats’i, The History of the Armenians, trans. R.W. Thomson (Ann Arbor, 2006), p. 141, note 93. See also Huyse, ‘Überlegungen zum Βαγολαγγο’, pp. 179–82. 81 Khorenats’i, History of the Armenians, p. 146. 82 The king transferred everything in the city except the sanctuary because he was concerned that the city could not be securely guarded when throngs of worshippers came to sacrifice; see ibid., p. 179. 83 Ibid.; cf. Agathangelos, History of the Armenians, trans. R.W. Thomson (Albany, 1976), p. 491, note 1. 84 Khorenats’i, History of the Armenians, p. 187. 85 M. Facella, La Dinastia degli Orontidi nella Commagene ellenistico-romana (Pisa, 2006), p. 277; cf. Sarkissian, ‘On the problem of the cults’, p. 287. 86 Agathangełos 785. 87 While no statues were discovered at the sites mentioned by Movses, a gilt bronze head of Aphrodite of Hellenistic workmanship was found in the vicinity of the Armenian city of Satala (now located at the British Museum: GR 1873.8–20.1). This might reflect the Armenian princes’ taste for Hellenistic sculptures for their cult statues, a taste that would have been encouraged once the city had been incorporated into the Roman Empire under Trajan. Interestingly, the nineteenth-century excavator of the site found no trace of a traditional Greek temple; see T. Mitford, ‘Biliotti’s excavations at Satala’, Anatolian Studies xiv (1974), pp. 221–44. 88 Mithradates VI boasted equally of his royal Persian and Macedonian descent, counting as ancestors Cyrus, Darius, Alexander and Seleukos I; see Just. Epit. 38.7.1. 89 F. Chapouthier, Le Sanctuaire des dieux de Samothrace (Paris, 1935), pp. 13–42; D.B. Erciyas, Wealth, Aristocracy and Royal Propaganda under the Hellenistic Kingdom of the Mithradatids, Colloquia Pontica 12th ed. (Leiden, 2006), pp. 143–5.
90 For an overview of these sanctuaries, see: Facella, La dinastia degli Orontidi, pp. 250–97; M. Canepa, ‘Review of La dinastia degli Orontidi nella Commagene ellenistico-romana, by Margherita Facella’, The Bryn Mawr Classical Review (21 January 2007). See also: P. Mittag, ‘Zur Selbstilisierung Antiochos I. von Kommagene’, Gephyra i (2004), pp. 1–26; J. Wagner, Gottkönige am Euphrat: Neue Ausgrabungen und Forschungen in Kommagene, 2nd ed. (Darmstadt/Mainz, 2012). 91 See: D. Sanders, Nemrud Dağı: The hierothesion of Antiochus I of Commagene: Results of the American excavations directed by Theresa B. Goell (Winona Lake, 1996); B. Jacobs, ‘Bergheiligtum und Heiliger Berg: Überlegungen zur Wahl des Nemrud Dağı-Gipfels als Heiligtums- und Grabstätte’, in J. Hahn (ed.), Religiöse Landschaften (Münster, 2002), pp. 31–47; P.F. Mittag, ‘Zur Entwicklung des “Herrscher-” und “Dynastiekultes” in Kommagene’, in L.-M. Günther and S. Plischke (eds), Studien zum vorhellenistischen und hellenistischen Herrscherkult (Berlin, 2011), pp. 141–60. For Commagene’s place within the wider context of Roman client kings, see A. Kropp, Images and Monuments of Near Eastern Dynasts (Oxford, 2013), pp. 180–88 and 357–64. 92 Nomos 67. 93 Nomos 67, 132. 94 Nomos 24. 95 Nomos 124. 96 Nomos 36. While their dynastic sanctuaries were located elsewhere, an ‘altar of Ohrmazd’ was located at the site of the tombs of Arsacid kings of Armenia at Ani (Agat‘angełos 785). According to Movses Khorenats’i, a King Tigran built an altar over the tomb of his brother at Bagawan, the site of the ‘Fire of Ohrmazd’, where the Arsacid dynasty of Armenia would celebrate New Year’s Day; see Khorenats’i, History of the Armenians, p. 195 and p. 209. 97 Canepa, ‘Review of La dinastia degli Orontidi’; Mittag, ‘Selbstilisierung’; W. Messerschmidt, ‘Grabstele eines Herrschers von Kummuh: Zu den späthethitischen Wurzeln des kommagenischen Königs- und Ahnenkultes’, in E. Winter (ed.), Von Kummuh nach Telouch: Archäologische und historische Untersuchungen in Kommagene (Bonn, 2011), pp. 283–308. 98 Schlumberger, Surkh Kotal en Bactriane, vol. 1; H. Humbach, ‘The great Surk Kotal inscription’, in C. Cereti et al. (eds), Religious Themes and Texts of Pre-Islamic Iran and Central Asia: Studies in Honour of Professor Gerardo Gnoli (Weisbaden, 2003), pp. 157–6; Huyse, ‘Überlegungen zum Βαγολαγγο’, pp. 175–88. Related is the extensive inscription found at Rabatak, near Bagram; see Sims-Williams and Cribb, ‘A new Bactrian inscription’, pp. 75–142; N. Sims-Willians, ‘The Bactrian inscription of Rabatak: A new reading’, Bulletin of the Asia Institute xviii (2004 [2008]), pp. 53–68. 99 Huyse, ‘Überlegungen zum Βαγολαγγο’, pp. 175–88; Rosenfield, Dynastic Arts, pp. 140–2. 100 Devakula can mean ‘temple’, but it appears in Sanskrit literature in a few instances specifically referring to a sanctuary with statues of kings or to the dwelling of a dynastic deity that a future king must worship before he can gain the throne. See: Bhāsa, Pratimānāṭaka, Act 3; Mahāvastu 1.223.4–10; Fussman, ‘The Māṭ devakula’, p. 198; Lüders, Mathurā Inscriptions, p. 144. 101 In addition to structures that served a specifically cultic function, several palatial sites built either under the Kushans or under Kushan influence integrate elements of the dynastic sanctuary. Palaces at Kalchayan in southern Uzbekistan and Toprak Kale in Chorasmia present parallels with the Square House at Arsacid Nisa. Although they have been interpreted as dynastic sanctuaries, it is important to mark the differences between sites such as Mathura or Surkh Kotal, which primarily served a cultic function, and these palatial sites. F. Grenet, ‘Palais ou palais-temple? Remarques sur la publication du monument de Toprak-kala’, Studia
Iranica xv (1986), pp. 123–35. 102 SK 2. 103 Rabatak 3. 104 Fussman, ‘The Māṭ devakula’, p. 195. 105 SK 4. Writing before the additional information from the Rabatak inscription was fully assimilated, Fussman argued that the main deity of the sanctuary was the goddess of royal fortune: Śrī, whose name he argued was translated into Bactrian as Oanindo, ‘Victory’. Thus he translated the name of the sanctuary as ‘Sanctuary of the Victory of Kaniška’; see Fussman, ‘The Māṭ devakula’, p. 199. Humbach translates it as ‘Kaniška Nikator Sanctuary’; see Humbach, ‘The Great Surk Kotal Inscription’, p. 157. 106 Schlumberger, Surkh Kotal en Bactriane, vol. 1, pp. 11–20 and 49–62. 107 Ibid., pp. 31–48. 108 Ibid., pp. 63–5 and 107–32. 109 Ibid., pp. 36–7 and 117–19. 110 Ibid., pp. 122–3. The inscription lists five kings, leaving perhaps one statue unaccounted for. 111 Ibid., pp. 37–8, 125–31. 112 P. Bernard, ‘Les traditions orientales dans l’architecture gréco-bactrienne’, Journal Asiatique cclxiv (1976), pp. 245–75; C. Rapin, ‘Les sanctuaires de l’Asie Centrale à l’époque hellénistique: État de la question’, Études de Lettres iv (1992), pp. 101–24; G. Lindström, ‘Heiligtümer und Kulte im hellenistischen Baktrien und Babylonien – ein Vergleich’, in S. Hansen, A. Wieczorek and M. Tellenbach (ed.), Alexander der Grosse und die Öffnung der Welt: Aisens Kulturen im Wandel (Mannheim, 2009), pp. 127–34. 113 SK 1 and SK 4M. Schlumberger, Surkh Kotal en Bactriane, vol. 1, pp. 134–7. Two more versions of SK 4 were discovered reused in restorations of the irrigation canal. 114 Water was centrally important for the cult of Surkh Kotal; the restoration inscription states that the gods were removed (or ‘departed’) from the site when its water dried up and that they returned once the renovator built a well. SK 4. A stone irrigation canal ran about 10 metres from the first flight of stairs. A later period of restoration in antiquity converted the lower flight of stairs into a terrace and sank a well on the west bank of the canal. 115 Fussman, ‘The Māṭ devakula’, pp. 197–8. After the main temple had fallen out of use, two small fire temples (Temples B and D) appeared on the sanctuary’s summit. The entire complex was destroyed in a massive fire sometime between 250–300 c e ; see Schlumberger, Surkh Kotal en Bactriane, vol. 1, pp. 67–74. Dating later than the main sanctuary, a platform was constructed about 2 kilometres from the site on the plain below, but in direct alignment with the stairs of the main sanctuary; see Schlumberger, Surkh Kotal en Bactriane, vol. 1, pp. 75–81. The later temples housed fire cults, but were built in the ruins of the sanctuary after its original cult had ceased to function. 116 Sims-Williams, ‘The Bactrian inscription of Rabatak’, pp. 53–68. 117 For the excavation history of the region, see: G. Fussman, ‘Southern Bactria and northern India before Islam: A review of archaeological reports’, Journal of the American Oriental Society cxvi/2 (1996), pp. 243–59; U. Singh, ‘Cults and shrines in early historic Mathura’, World Archaeology xxxvi/3 (2004), pp. 378–98. 118 Fussman, ‘The Māṭ devakula’, p. 195; Grenet, ‘Bagina’. 119 Fussman, ‘The Māṭ devakula’, p. 193. 120 J. Marshall, Archaeological Survey of India, Annual Report of the Director-General of Archaeology, Part I:
1911–12 (Calcutta, 1914), pp. 14–17; J.P. Vogel, ‘Excavation at Mathurā. Excavation at Māṭ’, in J. Marshall (ed.), Archaeological Survey of India, Annual Report 1911–12 (Calcutta, 1915), pp. 120–7. 121 Vogel, ‘Excavation at Mathurā’, p. 121. 122 See ibid. Apsidal temple No. 2 at Sonkh belonged to level 5, the Kushan level; see H. Härtel, Excavations at Sonkh: 2500 Years of a Town in Mathura District (Berlin, 1993), pp. 413–17. 123 The activities of post-Kushan desecrators and later looters thoroughly destroyed and disrupted the statues, and so it would not be prudent to try to make any specific claims about their original positions from the later find sites. One of these was transferred centuries later to the nearby tank (mentioned in the inscription) to serve as a cult statue of Varuna; see Vogel, ‘Excavation at Mathurā’, p. 122; plate LL for the find sites. Cf. Singh, ‘Cults and Shrines’, who states they were all found ‘outside the shrine’ (p. 393). 124 Statue (Mathura Museum No. 215). See: Vogel, ‘Excavation at Mathurā’, p. 124; H. Lüders, Mathurā Inscriptions: Unpublished Papers, ed. Klaus L. Janert (Göttingen, 1961), No. 80d, pp. 134–8. Kanishka built a Naga shrine also in the vincity of Mathura, which was also provided with a garden (ārāma) and a tank (puṣkariṇī); see Lüders, Mathurā Inscriptions, No. 21b, p. 148. 125 Lüders, Mathurā Inscriptions, No. 80c, pp. 138–45. 126 A. Panaino, ‘The Bactrian royal title βαγ[η]-ζνογο/βαγο-ιηζνογο and the Kušān dynastic cult’, in W. Sundermann, A. Hintze and F. de Blois, Exegisti monumenta: Festschrift in Honour of Nicholas Sims-Williams (Wiesbaden, 2009), pp. 331–46. 127 Sims-Williams and Cribb, ‘A new Bactrian inscription’, p. 75; G. Fussman‘L’inscription de Rabatak et l’origine de l’Ère Śaka’, Journal Asiatique cclxxxvi/2 (1998), pp. 571–651; J. Cribb, ‘The Rabatak inscription and the date of Kanishka’, in M. Alram and Deborah E. Klimburg-Salter (eds), Coins, Art and Chronology: Essays on PreIslamic History of the Indo-Iranian Borderlands (Vienna, 1999), pp. 177–206. 128 Rabatak 7–18, translation adapted from Sims-Williams, ‘The Bactrian inscription of Rabatak’, pp. 56–7. 129 A deity named Umma only appears in a single issue of Huvishka, where she was portrayed with basically the same iconography as Nana, holding a lotus-tipped wand instead of a lion-clawed one, perhaps to indicate a new aspect. Nicholas Sims-Williams has pointed out that the spelling of Umma (Οµµα) indicates that a labial should have followed the initial vowel and suggests that the word could be an Iranian epithet of Nana ‘Her Highness’ (<Av. upǝma-, ‘highest’). See: R. Göbl, System und Chronologie der Münzprägung der Kušānreiches (Vienna, 1984), note 310; Sims-Williams and Cribb, ‘A new Bactrian inscription’, pp. 108–9; G. Gnoli, ‘Some notes upon the religious significance of the Rabatak inscription’, in E.W. Sundermann, A. Hintze and F. de Blois, Exegisti monumenta: Festschrift in Honour of Nicholas Sims-Williams (Wiesbaden, 2009), pp. 141–61. 130 Interestingly, after Surkh Kotal fell out of use, Shaivite tridents were carved into the steps, indicating that the site became – or remained – holy to devotees of Shiva. Fussman hesitated to call Surkh Kotal an Oesho/Shiva temple, though I believe that his – as well as Lüders’ – interpretation of the gods’ general role at the temple coheres quite well with the evidence. See: Fussman, ‘The Māṭ devakula’, p. 197; Lüders, Mathurā Inscriptions, p. 143. 131 Lüders, Mathurā Inscriptions, No. 80c, p. 143. 132 On Kushan patronage of the Brahmans, see Singh, ‘Cults and shrines’, pp. 394–5. 133 V.S. Agrawala, ‘A catalogue of the images of Brahman, Vishnu and Shiva in Mathura art’, Journal of the Uttar Pradesh Historical Society xxii (1949), pp. 102–210; Singh, ‘Cults and shrines’, p. 393. 134 Ciro Lo Muzio, ‘OHÞO: A sovereign god’, Silk Road Art and Archaeology iv (1995–6), pp. 160–74; R. Mann, ‘Parthian and Hellenistic influences on the development of Skanda’s cult in north India: Evidence from
Kushana-era art and coins’, Bulletin of the Asia Institute xv (2005), pp. 111–28. 135 M. Boyce, ‘Iconoclasm among the Zoroastrians’, in J. Neusner (ed.), Christianity, Judaism and Other GrecoRoman Cults (Leiden, 1975), pp. 93–111. 136 M. Boyce (trans.), The Letter of Tansar (Rome, 1968), p. 47. 137 Khorenats’i, History of the Armenians, p. 221. 138 M. Alram and Rika Gyselen, Sylloge Nummorum Sasanidarum Paris–Berlin–Wien, vol. 1: Ardashir I. – Shapur I. (Vienna, 2003), pp. 36–37; R. Göbl, Sasanian Numismatics, trans. P. Severan (Braunschweig, 1971), pp. 17– 18. 139 Alram and Gyselen, Sylloge Nummorum Sasanidarum, pp. 36 and 191–2; Göbl, Sasanian Numismatics, p. 18. 140 ŠKZ 33.3. Philip Huyse, Die dreisprachige Inschrift Šabuhrs I. an der Kaba-i Zardust (ŠKZ), Corpus Inscriptionum Iranicarum, Part III (London, 1999), pp. 105–6. 141 M. Canepa, ‘Technologies of memory in early Sasanian Iran: Achaemenid sites and Sasanian memory’, AJA cxiv/4 (2010), pp. 563–96, esp. p. 582. 142 ŠKZ 33–50. 143 G. Salles, ‘Chapour: Rapport préliminaire de la première campagne de fouilles (Automne 1935–Printemps er 1936)’, Revue des arts asiatiques x (1936), pp. 120–3; R. Ghirshman, ‘Inscription du monument de Châpour I à Châpour’, Revue des arts asiatiques x (1936), pp. 123–9. 144 For bibliography concerning the inscription, see Alram and Gyselen, Sylloge Nummorum Sasanidarum, p. 32, note 9. 145 The patron is unknown but the identity of the individuals in the bust portraits suggest that it was built in the reign of Shapur II (r. 309–79 c e ). M. Azarnoush, The Sasanian Manor House at Hājīābād, Iran (Florence, 1994), pp. 80–8 and 102–65; for the identification of the royal figures, pp. 158–61; for the identification of the stucco figures, pp. 162–3. The complex was never actually used. 146 Florian Knauss, ‘Ancient Persian and the Caucasus’, Iranica Antiqua xli (2006), pp. 79–118. 147 Mahé, Jean Pierre, ‘Le site arménien d’Armawir: De Ourartou à l’époque hellénistique’, CRAI cxl/4 (1996), pp. 1279–314. 148 The Armenian historians even reference a common Central Asian origin for the Arsacids and the Kushans, though they understand that the royal families were blood relations. See: Thomson, History of the Armenians, p. 210, note 478; Huyse, ‘Überlegungen zum Βαγολαγγο des Kaniška I’, pp. 182–3. 149 Parthian: S. Hauser, ‘Die ewigen Nomaden? Bemerkungen zu Herkunft, Militär, Staatsaufbau und nomadischen Traditionen der Arsakiden’, in B. Meissner, O. Schmitt and M. Summer (eds), Krieg – Gesellschaft – Institutionen, Beiträge zu einer vergleichenden Kriegsgeschichte (Berlin, 2005), pp. 163–208; J. Sheldon, ‘The ethnic and linguistic identity of the Parthians: A review of the evidence from Central Asia’, Asian Ethnicity vii/1 (2006), pp. 5–17; A. Invernizzi, ‘La cultura di Nisa partica tra steppe e impero’, Quaderni dell’Accademia delle Scienze di Torino xiii (2003), pp. 47–66; M.J. Olbrycht, ‘Parthia and nomads of Central Asia: Elements of steppe origin in the social and military developments of Arsacid Iran’, in I. Schneider (ed.), Militär und Staatlichkeit: Beiträge des Kolloquiums am 29. und 30.04.2002 (Halle, 2003), pp. 69–109. Kushan: C.G. Benjamin, The Yuezhi: Origins, Migration and the Conquest of Northern Bactria (Louvain, 2006); X. Liu, ‘Migration and settlement of the Yuezhi-Kushan: Interaction and interdependence of nomadic and sedentary societies’, Journal of World History xii/1 (2001), pp. 261–92. 150 In the case of Armenia, Hellenistic influence grew in Armenia under Artaxias, who served as a satrap under
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3 The Sasanian Palaces and Their Influence in Early Islam lionel d . b ier 3.1 Map of Iran under the Sasanian dynasty.
T h e ruins of palatial buildings in Iran and Iraq have been linked with the Sasanian dynasty since the nineteenth century, but the concept of a Sasanian palace architecture goes back only six decades to Oscar Reuther’s study in A Survey of Persian Art (fig. 3.1).1 Despite excavations and surveys undertaken since then, Reuther’s work remains extraordinarily influential. Indeed, most of our impressions about the ‘Sasanian palace’ still derive from this study and particularly from the attractive drawings with which he illustrated it. Reuther’s seminal work has many shortcomings, which were due for the most part to the nature of the materials available to him. His first-hand experience of the monuments he presented was limited to Ctesiphon, where he excavated in the late 1920s. For everything else he had to defer to the accounts of others – Flandin and Coste, for example, and the Dieulafoys, de Morgan and Gertrude Bell. These, in turn, had based their Sasanian attributions on traditions embodied in the works of Arab and Persian authors writing centuries after the fall of the empire. Few buildings at that time had been adequately recorded and even fewer excavated. Add to this the fact that these monuments have yielded virtually no epigraphic material and it is easy to understand the problems that Reuther faced in compiling his study. It seems to me that now, some sixty years later, a realistic conception of Sasanian palace architecture continues to elude us, and that this is due largely to an oddly uncritical acceptance of the published drawings that are ultimately our most important source of information. The older plans, for example, are so familiar through frequent reproduction on an ever-smaller scale that they have become almost iconic. They most often begin, as in the case of Damghan,2 as line drawings that clearly indicate the limits of excavation and preservation, but in time they are reduced to their essentials. In Pope’s A Survey of Persian Art the walls of the palace are partially blackened for clarity.3 Further along in the recension the broken edges become less distinct. F. Kimball’s reconstruction,4 which appears in the following chapter, shows a clean edge at the left, adding to the impression that we have before us a complete unit. The graphics have prepared the ground for statements about the building’s symmetrical plan and theories about its function. This transmogrification of an original survey is particularly striking at Kish,
where Watelin uncovered in a relatively small area what he described as eight ‘Sasanian palaces’.5 Palaces I and II are well known for their rich stucco decoration and their elaborate ground plans, which suggest a ceremonial function. Even when the plans are hatched rather than blackened, we have become accustomed to seeing in each a more or less complete building. Moorey, who has recently made a fresh study of the Kish excavations, suggested that Palaces I and II may actually have been part of a single complex – if not a single building6 – and the published plans are here arranged in a pastiche as if they were (fig. 3.2). A variance of some ten degrees indicated by their north arrows does not pose a significant problem;7 plans that show ancient buildings oriented dead north are always suspect, especially in roughshod surveys, which this one seems to have been. The published site plan, which is apparently definitive – although it has no scale – seems to indicate a uniform orientation, but in a different direction. They fit well, in any case, in their general scale and in the thickness of their outer walls, which varies from room to room. What lay in between and to the north may have fallen victim to the plough, a common fate for mud-brick buildings, but we are not given the topographic information to judge.
3.2 Reuther’s plans of Palaces I and II at Kish, combined as a single building. The case of Bishapur is especially interesting in this respect. The original publication, which remains the basic work, contains a well-known plan (fig. 3.3) showing the great cruciform hall flanked by a rectangular court in the south and a group of three rooms in the north.8 The plan first appeared already blackened and, like all drawings in this style, has tended to divert attention from archaeological problems like the separation of building phases. There is no indication, first of all, that the partly sunken structure, which was made of dressed stone blocks rather than the usual mortared rubble, and which is actually oriented differently from the rest of the building, almost certainly existed before the palace was built. Nor is there any indication that the massive walls defining what Ghirshman called the ‘triple iwan’ were, as Keall recently pointed out,9 later additions, even though they partially covered the famous floor mosaics.
3.3 Plan of the palace at Bishapur. Ghirshman also published an aerial photograph of the city (fig. 3.4) showing its grid plan, the river, and the citadel at the mouth of the gorge.10 One can see that the entire north-east corner of the city was occupied by an enormous enclosure of some 27,000 square metres, whose southern limit and south-west corner are plainly visible. To the east is a depression that represents a great rectangular court measuring approximately 30 metres by 50 metres. In the centres of three sides are the remains of structures that were probably ayvans (iwans). From the fourth side a broad corridor (which has since been cleared by Ali Akbar Sarfaraz) led to the excavated western portion of the palace which seems to have comprised less than 7 per cent of the whole.
3.5 Reconstruction of Imaret-e Khosrow, by Reuther.
3.4 Aerial photograph of Bishapur showing iwans or gateways and the Anahita temple. Such scrutiny of a well-known photograph puts the palace of Shapur I into a somewhat clearer perspective and has interesting implications for the thorny problem of functional interpretation not only of Bishapur, but of the Sasanian palaces in general. This interpretation has tended to follow two often-interconnected lines. The first has been to take the sum total of all the nefarious activities that would have taken place in such palaces and make them fit the fragmentary remains. Here we are like the three blind men who describe the elephant variously as a snake, a tree or a
whale, depending on which part of the beast we happen to touch. The second is to see these buildings not as palaces at all, but as fire temples. Almost all of the monuments now thought to have been Sasanian palaces have at one time or another been seen as temples, and some still are.11 Once it is recognized that what we have come to think of as a more or less complete building is but a small portion of another, some difficulties disappear. We know from the Pahlavi inscription on the Kaba Zardasht at Naqsh-e Rostam, for example, that both the king and queen, as well as members of the royal court, made religious sacrifices on a daily basis, so we can assume that the palaces and perhaps smaller princely residences like those uncovered at Ctesiphon contained chapels of some sort. Most recently Azarnoush has argued that the palace of Shapur – by which he means the parts exposed by Ghirshman – was not a palace at all, but a temple for the worship of Anahita.12 My arguments with him stem from the architectural analogies he made with his fragmentary building at Hajjiabad to the south, which I do not find convincing. His conclusion, however, is entirely reasonable, especially since the cruciform hall at Bishapur, with its associated rooms and courts, lies immediately adjacent to the sunken building at the edge of the great complex, which was, as Ali Akbar Sarfaraz proposed, most likely an Anahita temple.13 Hubertus von Gall’s theory that the Bishapur mosaics, with their strong Dionysiac flavour, alluded to the Bacchic pomp borrowed by Shapur from Western rulers to celebrate his own military victories over the Romans14 would not contradict a cultic interpretation because Sasanian state religion had from the very beginning a strongly militaristic character. If the excavated portion of the building was indeed of a sacred nature, the secular activities and specifically the audience could have been located elsewhere in this vast complex, most likely in one of the ayvans that opened onto the great court. In the same vein, it seems entirely possible that if Sasanian Palaces I and II at Kish did originally belong to the same building, one locale could have served as an audience hall, the other as a chapel. Perhaps the best example of how architectural drawings can cloud rather than clarify almost any issue is the so-called Imaret-e Khosrow, the palace of Khosrow II (r. 590–628 c e ) at Qasr-e Shirin. That this building can have played such an important role in the architectural history of the region is astonishing because
Reuther’s wonderful drawing (fig. 3.5)15 on which virtually all discussion has been based is a total fabrication. The building, which rose from a great platform, was in a ruined state long before de Morgan came through on his mission scientifique in the 1890s. But he managed to extract a plan that showed basically a series of bayts around an open court, and an elaborate gate complex preceded by colonnades that were doubled at the front.16 A few years later Gertrude Bell visited the site and produced another plan which looked vaguely like that of her predecessors except that, instead of rows of paired columns, she has a simple ayvan hall of narrow proportions.17 Now Reuther, who gives no indication of having seen the place, recognized the inconsistencies of the two surveys and tried his hand, explaining that he had taken the liberty to make his own variation on a theme, based on the columned buildings at Damghan and Kish that were just then coming to light, and the palace acquired a dome. There is no doubt that a very large building once stood on this platform, and it may well have been the palace of Khosrow II mentioned by the medieval geographers. But before using this drawing to discuss the nature of Sasanian gate complexes, the typical Sasanian arrangement of domed hall fronted by an ayvan, or the basilical hall in Sasanian architecture, we should dwell for a moment on its pedigree. Bell informs us that in producing her survey she was sometimes obliged to make analogies with the better-preserved palace at Ukhaidir in Iraq to fill in the missing parts,18 of which there were many. I suspect this is why Khosrow’s building has such a strong Abbasid flavour. Put less delicately, it seems to me a fine example of how Sasanian architecture can be influenced by early Islam. The assumption that architectural design in any period is somehow influenced by that of the preceding one is not only reasonable but an underlying principle of architectural history. Due largely to the dearth of reliable archaeological data at the Sasanian end it has not been possible to define systematically the nature and extent of this relationship between the palaces of the Khosrows and those of their Muslim successors. Studies have tended to focus on isolated features such as the four-ayvan plan and the familiar combination of ayvan and domed hall.
Two classes of evidence have fostered the widespread notion that there was a continuity in palace design in a more comprehensive sense, but they are largely circumstantial and of limited significance. The first is an extensive body of symbols and imagery originally associated with Sasanian kingship, which survived in all media into the Umayyad period and later. Grabar, in his doctoral thesis of 1955 and in a number of later publications,19 has dealt in great detail with Umayyad ceremonial, as it is described in the Arab sources, relating it to material remains as they have become available. He has shown how the Umayyad rulers were able to create for themselves an ambiance of princely splendour that was drawn in large measure from the defunct Persian court. He did not, however, press the issue of continuity of its architectural setting, noting that the desert castles of Syria, Jordan and Palestine – virtually all that remains of Umayyad princely architecture – derived from local Roman and Byzantine traditions. Second, a considerable number of Pahlavi works describing Sasanian court ceremonial survived into the later Middle Ages and were used by Muslim chroniclers. The Kitab al-Taj of al-Jahiz (776–869 c e ), for example, seems to have incorporated much material from the Gahnama, a notitia dignitatum of the Sasanians which listed according to rank all the dignitaries of the Persian monarchy.20 As vital as such sources are for an understanding of internal politics in the royal court, they provide virtually no direct information about an architectural background. The archaeological evidence for continuity of form and function is no less equivocal. The problem is best illustrated by considering briefly the setting for the audience. Very few Umayyad palaces, first of all, preserve locales that can be identified with reasonable certainty as throne rooms. Two of these are Mshatta and Khirbat al-Mafjar. At Mshatta21 the throne complex lay at the back of the walled enclosure directly opposite the entrance gate, and it consisted of a triconch preceded by a long hall open at the front that was divided into a broad central nave flanked by side aisles. At Khirbat al-Mafjar22 the audience most likely took place, as Ettinghausen once demonstrated,23 in a complex that included a pillared hall with a broad central aisle that led from a gate structure to an apsidal room at the back. The ensemble was richly decorated with mosaic and stucco that incorporated an elaborate programme of images taken from Sasanian royal sources. Most striking
are the stucco figure of a prince in Persian dress, added to the gatehouse façade at a later time, and the stone chain and headdress that hung from the semidome, presumably above the throne. Two points can be made here, the first being that neither the triconch nor the pillared hall is known in Sasanian palace architecture and indeed would seem to be quite uncharacteristic. The second is that while the Umayyad audience could apparently take place in any number of architectural settings, the Sasanian audience was connected primarily, if not exclusively, with the ayvan hall – with or without a domed chamber. This is certainly the impression one gets from the Muslim sources that deal specifically with the Taq-e Kasra. But the Sasanian monuments themselves, in so far as we know them, give the same impression. The so-called Taq-e Girra, which probably dates to the Middle Sasanian period, seems to reproduce the form of an ayvan hall, and cuttings in the floor and at the back suggest that it held a statue, most likely a royal one.24 The rock-cut ayvans at Taq-e Bustan, richly decorated in relief with royal imagery, may actually have been provided with a throne.25 In Qala-e Dukhtar, the royal audience certainly took place in the great ayvan hall at the centre of the building. Huff, noting the window opening high at the back, and a fragmentary stone basin discovered in the middle terrace, compared the arrangement with seventeenth-century pavilions in Isfahan that accommodated the Safavid audience and had windows in the upper story from which courtiers could view the official activity taking place below.26 In a detailed analysis of Mshatta, Hillenbrand plays down the importance of the forms of the individual halls as indicators of Sasanian influence, stressing instead their arrangement with an open court along a single axis: ‘Functionally, there is very little to choose between the Partho-Sasanian formula of an ayvan preceding a domed chamber and the classically inspired formula of a basilical hall preceding a triconch audience chamber.’27 He continues his general argument for Sasanian influence in late Umayyad palace architecture by pointing to the vaulting in this official area at Mshatta, suggesting first that its pitched brick construction was inspired by Sasanian architecture – most likely the palace at Ctesiphon, where the brick rings also incline towards the rear wall – and second, that the very use of brick vaulting in the audience complex of a stone building may have been intended as a reference to the Taq-e Kasra, where brick was also used ‘for the area most closely
associated with the sovereign’.28 The fact remains, however, that while the great vault of Ctesiphon is indeed built of brick, the rest of the building is too, and tunnel vaults of pitched brick laid vertically or in inclined rings are common enough in Byzantine architecture.29 Thus, while it is true that Mshatta has a strong Iranian flavour, the nature and extent of Sasanian influence is difficult to define. It seems to have consisted of little more than an axial disposition of the halls and court at the official centre of the palace and the deployment of Sasanian royal symbols in the carved ornament. An intriguing example of Umayyad palace architecture of some relevance here is the complex at the northern edge of the Amman citadel, which seems to have been built and decorated in the Sasanian mode.30 Constructed in the local cut-stone technique, its nucleus consisted of a domed chamber fronted by an ayvan hall that opened onto an inner court. Its unmistakably Persian aspect derives from a vocabulary of decorative motifs clearly originating in Sasanian stucco. The articulation of the court wall of the qapr, a kind of entrance building, with tiers of niches framing the ayvan arches, makes, on a miniature scale, an emphatic allusion to the Taq-e Kasra at Ctesiphon, the great palace of the Sasanian kings.31 There have been attempts to establish a second type of Sasanian audience complex based on what are in fact strong similarities between the building at Damghan at the core of the Umayyad dar al-imara at Kufa.32 But the two major buildings normally pressed into service to form a class – Sarvistan and Qasr-e Shirin – are of dubious value. Since Sarvistan can no longer be attributed to the Sasanians,33 and since the Imaret-e Khosrow is a fantasy based partly on Damghan itself, the arrangement at Damghan must remain an anomaly, one whose precise function is unclear. There is ample evidence that the Abbasid caliphs followed the Umayyads in incorporating Sasanian practices into their ceremonial,34 but their palaces, in so far as we know them from Samarra and isolated monuments like Ukhaidir, had fewer affinities with Sasanian architecture than might be expected. They are characterized by their sprawling plans that contained a great number of units, and consisted most typically of courts in series connected by gate structures around which were grouped numerous bayts of fairly uniform format.35 The Abbasid gate complexes were architecturally significant and had
ceremonial importance.36 But whether these or the Umayyad palace gateways before them owed anything to the Sasanians is a moot question, as little Sasanian gate architecture survives. The unit is known only in the very early Qala-e Dukhtar, where the layout and built-in features suggest a reception area rather than a place of appearances.37 Sasanian influence becomes a real factor only with the cruciform grouping of rooms which were clearly the focus of these complexes. There are two variants. The first, found in all the major palaces of Samarra, consisted of four axial ayvans fronting a domed room.38 In the second, represented at Samarra only by the ‘resthouse’ behind the mihrab of the Abu Dulaf Mosque, four ayvans open on a central court.39 The first type is known also from the dar al-imara of Abu Muslim at Merv and probably formed the nucleus of the great palace of al-Mansur at Baghdad.40 To recreate the ceremonial of an earlier dynasty one needs a reason for doing so and some genuine text to serve as a guide. Something of the physical ambiance can be reproduced by copying a courtly style of stucco decoration or metalwork from examples that in the early Islamic period must have survived in ample quantities. Continuity in ceremonial practice also implies a parallel re-creation of architectural features to provide a proper framework. It is very likely that the audience ensembles of both Abbasid and late Umayyad palaces derived from Sasanian models. Whatever symbolic value such appropriations might have had for the early Muslims, these ensembles were eminently suited to an audience ceremony that began with a revelation in which the ruler was stationary. It might be useful at this point to consider the question of what early Muslim builders and their princely patrons could have known about the palace architecture of the Sasanian kings. In Western tradition, concepts of architectural planning and details of construction are often transmitted by a process involving the close observation of existing monuments and their description in architectural treatises. This process is exemplified by Vitruvius, the Roman architect of the first century b c e who travelled about, examining earlier monuments of architecture in order to establish principles for practising architects and builders of his own day. This antiquarian, indeed forensic, approach to architecture is nowhere in
evidence in the early Islamic period. We do have references in geographical and historical works to dozens of palaces, princely residences, hunting lodges and garden pavilions. Their authors refer to wonders of construction and decoration such as columns in the shape of women and blocks of stone so finely worked that the joins were invisible. Their main purpose, aside from marking a conspicuous feature of a locale, was to impress the reader with certain qualities of the original occupant. But they contain no information that would enable a builder to understand these remarkable monuments in architectural terms. Even imagining a prince with archaeological inclinations, it is difficult to say, given the paucity of available data about the post-Sasanian histories of the Sasanian palaces, what information remained to be gathered. Some were already in ruins when Yazdgerd III fled the capital for the Iranian plateau. Dastagird and Qasr-e Shirin, for example, had been totally demolished by Heraclius in the sixth century ce. Excavations at Firuzabad and Bishapur have shown that the palaces there were occupied into the early Islamic period, but we do not know how the buildings were used or how far their physical integrity was appreciated and respected.41 At Takht-e Sulayman we have in the Ilkhanid period a rare case of builders incorporating Sasanian walls, which then determined the plan of the new palace.42 As a result of recent survey work at Samarra, the remains of a large Sasanian palace have been identified immediately adjacent to the Qasr al-Jafari of alMutawakkil.43 The Sasanian building was renovated when the Abbasid palace was constructed in 859–62 c e , at which time a substantial water tank with supply channels and drains was built into it. Certain features – notably a series of courtyards and public rooms – have been tentatively located in the unexcavated debris, and there was apparently a hunting enclosure nearby, which was used into the Abbasid period. Further work there may provide some insight into the caliph’s attitude towards the buildings of a Sasanian predecessor. The rulers of certain Iranian dynasties of the early Islamic period must have had a special interest in Sasanian palace architecture. The Muslim Buyids, for example, traced their lineage back to the Sasanian kings, and a few of them are known to have displayed an active interest in the ancient monarchy.44 Adud alDawla, who rebuilt the Sasanian capital of Gur, renaming it Firuzabad, appears as a
Sasanian ruler on coins minted in Fars that bear the Persian title shahanshah. He proudly recorded at Persepolis a visit he made to the site in the company of a mobad from Kazerun who read to him an inscription in Pahlavi. The founder of the line from which the Buyids emerged is said to have dreamt of conquering Iraq, rebuilding the palace at Ctesiphon and reestablishing an Iranian state based on the ancient Zoroastrian religion. Unfortunately we have little Buyid architecture of any kind, and none of the palaces that were described by contemporary authors have survived.45 Finally, I would like to return to the great palace in Ctesiphon, which was probably erected by Khosrow II in the sixth century c e . When the Arab commander entered the Sasanian capitol in 637 c e , he led the Friday prayers in the throne hall and, from that moment, the building assumed great symbolic significance to the Muslims. This is perhaps most dramatically expressed in the often-cited passage in al-Khatib al-Baghdadi’s introduction to his history of Baghdad, which describes alMansur’s demolition of the Taq-e Kasra and the reuse of its bricks for his own palace.46 He relates how al-Mansur proceeded despite a council of non-Arab advisors who argued that the palace was a monument to the Arab victory over the Persian kings, and how the caliph desisted only when the undertaking proved too vast. Al-Tabari offers a variant in which an advisor now recommended pushing on at all costs, lest the caliph’s inability to destroy the palace damage his prestige in the eyes of his Persian subjects.47 Whether or not such anecdotes reflect historical reality, they are interesting because they illustrate what seems to be the real significance the monuments of the Persian kings had for their Muslim successors. When we consider these accounts alongside the quasi-historical traditions and romances that later grew up around this and other Sasanian monuments like Taq-e Bustan and Takht-e Sulayman in Iran,48 it becomes clear that the influence of the Sasanian palaces on early Islam was largely in the realm of poetry and metaphor. There is no doubt that early Muslim rulers looked to their Sasanian predecessors for the means by which to express a concept of kingship in architectural as well as ceremonial terms. However, the resulting adaptations were usually so subtle and complete that they defy attempts to isolate the various components. There is no evidence that early Muslim princes sought to imitate the
Sasanian palace in a comprehensive sense, and it is doubtful that there was readily available, sufficient archaeological information with which to do so. When Sasanian influence is evident at all, it is invariably seen in the official portions, more specifically in the throne-room ensemble, which must have embodied for writers and builders alike the essence of Sasanian imperium. no tes 1 In Arthur Upham Pope (ed.), A Survey of Persian Art, vol. 1 (London, 1938), pp. 493–578. 2 Erich Schmidt, Excavations at Tepe Hissar, Damghan (Philadelphia, 1937), pp. 327 ff. and fig. 170. 3 Pope, Survey, fig. 166 (drawn by Oscar Reuther). 4 Ibid., fig. 167. 5 Reproduced in P.R.S. Moorey, Kish Excavations 1922–33 (Oxford, 1978), fig. J. 6 Moorey, Kish Excavations, pp. 122 ff. 7 My own compass reading taken in 1976 showed a variance of about two degrees. 8 Georges Salles and Roman Ghirshman, Bichapour, vol. 2: Les Mosaïques sassanides (Paris, 1956), passim. See plan II. 9 Encyclopaedia Iranica, s.v. ‘BITsapdr’, 4:3, pp. 287–9. 10 Salles and Ghirshman, Bichapour, pl. I. 11 Klaus Schippmann, Die iranischen Feuerheiligtümer (Berlin, 1971), passim. 12 Massoud Azarnoush, ‘Fire temple and Anahita temple: A discussion of some Iranian places of worship’, Mesopotamia xxii (1987), pp. 393 ff. 13 See Ali Akbar Sarfaraz, ‘Anahita, Ma abad-e Bozorg-e Bi’tapfr’, in Proceedings of the IIIrd Annual Symposium on Archaeological Research in Iran (Tehran, 1975), p. 99. 14 Hubertus von Gall, ‘Die Mosaiken von Bishapur’, Archäologische Mitteilungen aus Iran, n.F. 4 (1971), pp. 221 f. 15 Pope, Survey, plan, fig. 153 with reconstruction, fig. 154. 16 J. de Morgan, Mission scientifique en Perse, vol. 4 (Paris, 1896), pls 40, 42 and 46. 17 Gertrude Bell, Palace and Mosque at Ukhaidir (Oxford, 1914), pp. 44–51 and pll. 53–4. 18 Ibid., pp. 44–51. 19 Oleg Grabar, ‘Ceremonial and art at the Umayyad court’, Ph.D. dissertation (Princeton, 1955); Oleg Grabar, ‘Notes sur les ceremonies umayyades’, in Myriam Rosen-Ayalon (ed.), Studies in Memory of Gaston Wiet (Jerusalem, 1977), pp. 51 ff. 20 See Arthur Christensen, L’Iran sous les sassanides (Copenhagen, 1944), pp. 62 f. 21 See K.A.C. Creswell, Early Muslim Architecture, vol. 1 (Oxford, 1932), pp. 578 ff. and plan. 22 R.W. Hamilton, Khirbat al-Mafjar: An Arabian Mansion in the Jordan Valley (Oxford, 1959). 23 Richard Ettinghausen, From Byzantium to Sasanian Iran and the Islamic World (Leiden, 1972), ch. 3. But see R.W. Hamilton, ‘Khirbat al-Mafjar: The bath hall reconsidered’, Levant x (1978), pp. 126 ff., who sees this complex as Walid’s majlis al-lahu and denies that ornament was consciously used to assert legitimacy. See
also R.W. Hamilton, Walid and His Friends (Oxford, 1988). 24 Hubertus von Gall, ‘Entwicklung und Gestalt des Thrones im vorislamischen Iran’, Archäologische Mitteilungen aus Iran, n.F. 4 (1971), pp. 221 f. 25 Ibid., p. 221. 26 Dietrich Huff, ‘Qal’a-ye Dukhtar bei Firuzabad’, Archäologische Mitteilungen aus Iran, n.F. 4 (1971), pp. 164 ff. 27 Robert Hillenbrand, ‘Islamic art at the cross-roads: East versus West at Mshatta’, in Abbas Daneshvari (ed.), Essays on Islamic Art and Architecture in Honor of Katharina Otto-Dorn (Malibu, 1981), pp. 63–86, esp. pp. 71 ff. 28 Ibid., p. 72. 29 For pitched brick construction with vertical and inclined rings, see John Ward-Perkins, ‘Notes on the structure and building methods of early Byzantine architecture’, in David Talbot Rice (ed.), The Great Palace of the Byzantine Emperors, second report (Edinburgh, 1958), p. 580 and passim. 30 See: Alastair Northedge, ‘Survey of the terrace area at Amman citadel’, Levant xii (1980), pp. 150 ff.; Alastair Northedge, ‘The Qasr of Amman’, Art and Archaeology Research Papers xv (1979), pp. 26 f. See also the brief discussion by J.W. Allan in Muqarnas viii (1991), pp. 13 f. 31 Northedge, ‘The Qasr of Amman’, p. 26. 32 See, for example, Oleg Grabar, ‘Al-Mushatta, Baghdad, and Wasit’, in J. Kritzeck and R. Bayly Winder (eds), The World of Islam (London, 1959), p. 104. 33 For a date of construction in the ninth century c e , see Lionel Bier, Sarvistan: A Study in Early Iranian Architecture (University Park, PA, 1986), passim. 34 Dominique Sourdel, ‘Questions de cérémonial abbaside’, Revue des Études Islamiques xxxviii (1960), pp. 121 ff. 35 Ernst Herzfeld, Geschichte der Stadt Samarra (Hamburg, 1948), passim. 36 See Grabar, Ceremonial and Art, pp. 125 ff. 37 Dietrich Huff, ‘Ausgrabungen auf Qal’a-ye Dukhtar bei Firuzabad 1976’, Archäologische Mitteilungen aus Iran, n.F. 11 (1978), pp. 117 ff. and fig. 1. 38 For a discussion of the four-ayvan plan, see Yasser Tabbaa, ‘City of power: Palace, citadel, and city in Ayyubid Aleppo’, Ars Orientalis xxiii (1993), pp. 181–99. 39 Alastair Northedge, [no title], Muqarnas viii (1991), p. 89 and fig. 10. 40 For a recent summary of attempts to reconstruct the plan of the palace at Baghdad, see J.W. Allan, ‘New additions to the new edition’, Muqarnas viii (1991), pp. 17 ff. 41 For Qala-e Dukhtar, see Dietrich Huff, Archäologische Mitteilungen aus Iran, n.F. 9 (1976), p. 173; 11 (1978), p. 140. Occupation of the palace of Bishapur during the early Islamic period is attested mostly by decorative stucco and coins. See Salles and Ghirshman, Bichapour, pp. 149–99. 42 Rudolph Naumann, Archäologische Aneiger (1965), pp. 697 ff. 43 Alastair Northedge et al., ‘Survey and excavation at Samarra, 1989’, Iraq lii (1990), pp. 132 ff. 44 For Buyid interest in the Sasanians, see: C.E. Bosworth, ‘The heritage of rulership in early Islamic Iran and the search for dynastic connections with the past’, Iran xi (1973), p. 51 ff.; H. Busse, ‘Iran under the Buyids’, in R.N. Frye (ed.), The Cambridge History of Iran, vol. 4 (Cambridge, 1975), p. 273 ff. See also R.N. Frye, ‘The new Persian renaissance in western Iran’, in Arabic and Islamic Studies in Honour of Hamilton A. R. Gibb (Leiden, 1965).
45 Muqaddasi, for example, reported that Adud al-Dawla built a palace with 360 rooms, each decorated in a different style, in the vicinity of Shiraz. See Donald Whitcomb, Before the Roses and Nightingales: Excavations at Qasr-i abu Nasr, Old Shiraz (New York, 1985), pp. 140 ff., for the topographical problems. 46 Jacob Lassner, The Topography of Baghdad in the Early Middle Ages (Detroit, 1970), p. 128. 47 Ibid. 48 See, for example, Gerd Gropp, ‘Neupersische Überlieferungen vom Heiligtum auf dem Taxt-e Soleiman’, Archäologische Mitteilungen aus Iran, n.F. 10 (1972), pp. 243 ff.; Priscilla Soucek, ‘Farhad and Taq-i Bustan: The growth of a legend’, in Peter Chelkowski (ed.), Art and Literature of the Near East: In Honor of Richard Ettinghausen (New York, 1974). bib lio gr ap hy Allan, J.W., ‘New additions to the new edition’, Muqarnas viii (1991). —— [no title], Muqarnas viii (1991). Azarnoush, Massoud, ‘Fire temple and Anahita temple: A discussion of some Iranian places of worship’, Mesopotamia xxii (1987). Bell, Gertrude, Palace and Mosque at Ukhaidir (Oxford, 1914). Bier, Lionel, Sarvistan: A Study in Early Iranian Architecture (University Park, PA, 1986). Bosworth, C.E., ‘The heritage of rulership in early Islamic Iran and the search for dynastic connections with the past’, Iran xi (1973). Busse, H., ‘Iran under the Buyids’, in R.N. Frye (ed.), The Cambridge History of Iran, vol. 4 (Cambridge, 1975). Christensen, Arthur, L’Iran sous les sassanides (Copenhagen, 1944). Creswell, K.A.C., Early Muslim Architecture, vol. 1 (Oxford, 1932). Ettinghausen, Richard, From Byzantium to Sasanian Iran and the Islamic World (Leiden, 1972). Frye, R.N., ‘The new Persian renaissance in western Iran’, in Arabic and Islamic Studies in Honour of Hamilton A. R. Gibb (Leiden, 1965). Gall, Hubertus von, ‘Die Mosaiken von Bishapur’, Archäologische Mitteilungen aus Iran, n.F. 4 (1971). —— ‘Entwicklung und Gestalt des Thrones im vorislamischen Iran’, Archäologische Mitteilungen aus Iran, n.F. 4 (1971). Grabar, Oleg, ‘Ceremonial and art at the Umayyad court’, Ph.D. dissertation (Princeton, 1955). —— ‘Al-Mushatta, Baghdad, and Wasit’, in J. Kritzeck and R. Bayly Winder (eds), The World of Islam (London, 1959). —— ‘Notes sur les ceremonies umayyades’, in Myriam Rosen-Ayalon (ed.), Studies in Memory of Gaston Wiet (Jerusalem, 1977). Gropp, Gerd, ‘Neupersische Überlieferungen vom Heiligtum auf dem Taxt-e Soleiman’, Archäologische Mitteilungen aus Iran, n.F. 10 (1972). Hamilton, R.W., Khirbat al-Mafjar: An Arabian Mansion in the Jordan Valley (Oxford, 1959). —— ‘Khirbat al-Mafjar: The bath hall reconsidered’, Levant x (1978). —— Walid and His Friends (Oxford, 1988). Herzfeld, Ernst, Geschichte der Stadt Samarra (Hamburg, 1948). Hillenbrand, Robert, ‘Islamic art at the cross-roads: East versus West at Mshatta’, in Abbas Daneshvari (ed.), Essays on Islamic Art and Architecture in Honor of Katharina Otto-Dorn (Malibu, 1981). Huff, Dietrich, ‘Qal’a-ye Dukhtar bei Firuzabad’, Archäologische Mitteilungen aus Iran, n.F. 4 (1971).
—— Archäologische Mitteilungen aus Iran, n.F. 9 (1976). —— Archäologische Mitteilungen aus Iran, n.F. 11 (1978). —— ‘Ausgrabungen auf Qal’a-ye Dukhtar bei Firuzabad 1976’, Archäologische Mitteilungen aus Iran, n.F. 11 (1978). Lassner, Jacob, The Topography of Baghdad in the Early Middle Ages (Detroit, 1970). Moorey, P.R.S., Kish Excavations 1922–33 (Oxford, 1978). Morgan, J. de, Mission scientifique en Perse, vol. 4 (Paris, 1896). Naumann, Rudolph, Archäologische Aneiger (1965). Northedge, Alastair, ‘The Qasr of Amman’, Art and Archaeology Research Papers xv (1979). —— ‘Survey of the terrace area at Amman citadel’, Levant xii (1980). —— [no title], Muqarnas viii (1991). —— et al., ‘Survey and excavation at Samarra, 1989’, Iraq lii (1990). Pope, Arthur Upham (ed.), A Survey of Persian Art, vol. 1 (London, 1938). Salles, Georges and Roman Ghirshman, Bichapour, vol. 2: Les Mosaïques sassanides (Paris, 1956). Sarfaraz, Ali Akbar, ‘Anahita, Ma abad-e Bozorg-e Bi’tapfr’, Proceedings of the IIIrd Annual Symposium on Archaeological Research in Iran (Tehran, 1975). Schippmann, Klaus, Die iranischen Feuerheiligtümer (Berlin, 1971). Schmidt, Erich, Excavations at Tepe Hissar, Damghan (Philadelphia, 1937). Soucek, Priscilla, ‘Farhad and Taq-i Bustan: The growth of a legend’, in Peter Chelkowski (ed.), Art and Literature of the Near East: In Honor of Richard Ettinghausen (New York, 1974). Sourdel, Dominique, ‘Questions de cérémonial abbaside’, Revue des Études Islamiques xxxviii (1960). Tabbaa, Yasser, ‘City of power: Palace, citadel, and city in Ayyubid Aleppo’, Ars Orientalis xxiii (1993). Ward-Perkins, John, ‘Notes on the structure and building methods of early Byzantine architecture’, in David Talbot Rice (ed.), The Great Palace of the Byzantine Emperors, second report (Edinburgh, 1958). Whitcomb, Donald, Before the Roses and Nightingales: Excavations at Qasr-i abu Nasr, Old Shiraz (New York, 1985).
4 In the Footsteps of the Sasanians: Funerary Architecture and Bavandid Legitimacy melanie m ichailidis
4.1 Map of Iran. W i t h this chapter, we enter the Islamic period of the history of Iranian kingship: the Sasanian dynasty, which had ruled Iran since 224 c e , fell to Arab troops when the ruler Yazdgerd III (r. 632–51 c e ) was killed at Merv in 651. Yet the Arabs failed to gain control of the interior of the Elborz Mountains south of the Caspian Sea; this region – now part of the province of Mazandaran, but called Tabaristan at that time – remained in the hands of a local dynasty known as the Bavandids (665–1349 c e ). Although the Bavandids ruled for a longer period of time than any other dynasty in the history of Iran, they are one of the least well known. They came to power as Sasanian vassals during the twilight years of that dynasty in the mid seventh century c e and ruled in their mountain strongholds in Tabaristan throughout the mid fourteenth century, when the Ilkhanids (1256–1353 c e ) controlled Iran as a whole.1 Their remote location served to protect them from invasion and ensured that a conservative Iranian culture flourished in their realm throughout a period of immense change in the rest of the Iranian plateau. Religion
did not play a major role in the construction of Bavandid identity; although the Bavandid rulers themselves converted to Islam in the mid ninth century, the majority of their subjects remained Zoroastrian for several centuries thereafter, and the regional chronicles do not give a single example of a Bavandid ruler constructing a mosque, madrasa or khanqah (Sufi lodge). Instead, the extant corpus of Bavandid buildings consists of three royal tomb towers from the eleventh and early twelfth centuries, indicating that funerary architecture was the primary focus of Bavandid architectural patronage. These structures have a number of features, including a lack of actual burials, that are anomalous in the history of Islamic funerary architecture and therefore appear strange at first glance. Yet it is these very features that show how the rulers of this dynasty asserted their legitimacy by placing themselves firmly in the line of past Iranian kings. Due to the geographic and cultural isolation of the Bavandids, their monuments have not entered the canon of Islamic architectural history. The area has been a peripheral one by almost any definition, and yet these structures provide the key for understanding the origins of the tomb-tower genre in Islamic architecture. The earliest extant Islamic tomb tower, the Gonbad-e Qabus, is considered a masterpiece and appears in virtually every survey of Persian and Islamic art and architecture. Located at Gorgan, just to the east of the Elborz Mountains, it was constructed by Qabus ibn Vushmgir (r. 977–81, 997–1012 c e ), a ruler of the Ziyarid dynasty (927–c.1090 c e ) whose mother was a Bavandid princess. This well-known structure can only be understood through referencing the Bavandid context. It is the most prominent, though not the only, tomb tower inspired by Bavandid examples, and these structures were followed in the succeeding centuries, under the Saljuqs, Ilkhanids, and even later, by a multitude of tomb towers that spread from Anatolia to Central Asia. Despite changes in form, function, building material and decoration, in different geographical areas and over time, the tomb tower retained an enduring popularity. Elucidating the historical and cultural context of the Bavandid tomb towers therefore nuances the idea of centre and periphery, showing how a form originating in an area considered as peripheral can radiate outwards and enter the architectural language of areas deemed to be central. However, the importance of the Bavandids should not be derived solely from the influence of their buildings on acknowledged masterpieces of the centre; an examination of their
monuments shows not only a distinct local context, but also a participation in wider discourses. This connection with the broader discourses emerging from this volume brings into question the very idea of a periphery. h is t or ical b ack gr ou nd The area ruled by the Bavandids is certainly very isolated in the geographical sense: their kingdom was located high in the Elborz Mountains, which curve around the southern coast of the Caspian Sea (fig. 4.1). The climate is extremely humid, producing dense vegetation which makes the region difficult to navigate, particularly given the height of the mountains. Not only was this mountain range highly resistant to military invasion throughout most of its history, but also it was usually ruled by a plethora of small dynasties controlling relatively small swathes of territory. The stronghold of the Bavandid dynasty was the area of Firuzkuh, in the eastern part of the mountain range, in the region known as Tabaristan. It was this geographical setting that enabled the dynasty to survive over the course of so many centuries, but it also means that many of the details of their history are unknown. Indeed, even the chronology of rulers and their relations with one another are in many cases not firmly established. The Bavandids traced their origin back to Kayus, son of the Sasanian king Qobad I (r. 488–97, 499–531 c e ), and older brother of Khosrow I (r. 531–79 c e ).2 The most detailed historical source for the region is the Tarikh-e Tabarestan of Ibn Isfandiyar, composed in the early thirteenth century, utilizing earlier sources such as the now lost Bavandnameh.3 According to Ibn Isfandiyar, Bavandid rule began during the reign of the Sasanian king Khosrow II (r. 590–628 c e ), when Bav ibn Shapur ibn Kayus was appointed military governor of a large region including Tabaristan as a reward for outstanding military service.4 After the fall of Yazdgerd III, the last Sasanian ruler, Bav maintained his rule in Tabaristan due to popular acclaim, but was later murdered by the mother of a rival. His son, Sohrab, was eventually restored to the throne, beginning the long ascendancy of the Bavandid dynasty. During the early Islamic period, the post-Sasanian successor states in Tabaristan – the Dabuyids, the Masmughans, the Bavandids and the Qarinvands – were able successfully to repulse Arab armies time and again and maintain their
small Zoroastrian kingdoms in the mountains. This began to break down, however, once the Tahirids (821–873 c e ) came to power in the ninth century. This hereditary dynasty of governors inaugurated a series of increasingly independent Muslim Iranian dynasties controlling the Iranian plateau and Transoxiana, representing a general return of Iranian rule several centuries after the Arab invasions. In Tabaristan, where there had never been a hiatus in Iranian kingship, other powerful governors of Khorasan prior to the Tahirids had been given caliphal investiture to rule, but were consistently unable to enforce their authority and were only able to control the coastal cities. But with the advent of de facto Persian rule in Khorasan, the petty dynasts of Tabaristan became increasingly tempted to involve the larger outside powers in their squabbles with one another. It was during one such squabble that a Bavandid ruler first converted to Islam in 841, when Qarin ibn Shahriyar accepted a robe of honour from the Abbasid caliph al-Mu’tasim in return for caliphal support. Although it is not known whether Qarin ibn Shahriyar adhered to Sunni or Shi‘i Islam, tenth-century coins show that, by this time, the Bavandid rulers were Shi‘a.5 The Shi‘i profession ‘‘Ali wali Allah’, meaning ‘Ali is the friend of God’, appears on the coins of Rostam ibn Sharvin, for example, albeit in conjunction with recognition of the Abbasid caliph.6 This phrase shows that the Bavandids probably favoured Imami Shi‘ism, the branch of Islam that believes in a succession of 12 Imams descending from the Prophet Mohammad and is now the state religion of modern Iran. During this period, the religious and political landscape of Iran was rather complicated. The Abbasid caliphs in Baghdad retained their religious authority, but political leadership was divided among a plethora of dynasties, most of which espoused Persian identity as a basis for their legitimacy to some degree, as manifested through literary and artistic patronage, titulature and claims to Sasanian descent. This entailed using New Persian – the language of the Iranian plateau, now written in Arabic script and incorporating Arabic loan words as well as loan words from other Iranian languages such as Sogdian – as a language of literature and government, alongside and in some cases replacing Arabic, which had been the language of government, religion and literature since the advent of Islam in Iran. The official use of the Persian language, combined with references to a reinterpreted and mythologized Persian past, asserted Iranians as different from yet equal to their Arab co-religionists for the
first time, ushering in the period known to literary historians as the Persian Renaissance.7 The largest regional players during this period were the Samanids (874–1000 c e ) and the Buyids (932–1062 c e ). The Samanids controlled Transoxiana and Khorasan: they were Sunni Muslims, ostensibly loyal to the Abbasid caliphs, who were the first to use New Persian as an official language. They were succeeded by the Ghaznavids in Khorasan (977–1186 c e ) and the Qarakhanids in Transoxiana (992–1211 c e ), two Turkic dynasties originating in Central Asia who nevertheless continued to use Persian as an official language (in fact, the earliest extant architectural foundation inscription in New Persian survives on a royal Qarakhanid mausoleum at Safid Boland, in the Fergana Valley in modern Kyrgyzstan). The Buyids were military adventurers from Dailam, in the western part of the Elborz Mountains, who ruled western Iran and Iraq, with capitals at Rayy, Isfahan and Baghdad. They espoused Imami Shi‘ism, but as they were not descendants of the Prophet they could not claim any overt religious authority themselves. The Buyids were the first to use Sasanian titulature and, like the Samanids, they claimed descent from the Sasanians. Unlike the Samanids, they did not promote New Persian; Middle Persian, the language of the Sasanians, enjoyed a renaissance in Fars province under their rule instead.8 Neither the Buyids nor the Samanids controlled the entire Elborz mountain range, where smaller dynasties flourished, including the Bavandids in the eastern Elborz. The Ziyarids, Sunni relatives of the Bavandids, ruled the coastal plain of Tabaristan from their capital at Gorgan. In the western Elborz Mountains, there was an overlapping succession of several Zaidi Shi‘i regimes. Unlike the Imami Shi‘a, the Zaidis believed that any descendant of the Prophet with sufficient learning and military strength was qualified to rule as an Imam; hence it was this status that formed the cornerstone of their claims to religious and political leadership.9 The Bavandids frequently fought against their Zaidi neighbours, but it was the Buyids who constituted a much larger threat. In the mid tenth century, the Bavandid ruler Shahriyar ibn Sharvin was forced to submit and pay tribute to the Buyids and had to include their name on his coins along with that of the caliph. He was overthrown at an unknown date by his brother, Rostam, who continued to acknowledge the overlordship of the Buyids. According to the coinage, Rostam was
succeeded by his son, Marzuban, by 981 c e . However, it was Rostam’s daughter, Shirin, known by the title Sayyida, who was to become the most famous Bavandid and the only one to rule outside of Tabaristan.10 Shirin was married off to Fakhr alDaula, the Buyid ruler of Rayy, and after his early death she ruled as regent queen until her young son, Majd al-Daula, came of age. Her brother, Marzuban, was briefly overthrown in 998 by their nephew, Shahriyar ibn Dara ibn Rostam, with the help of their Ziyarid cousin Qabus ibn Vushmgir, but Marzuban then allied with Qabus and regained his throne. Shahriyar died in exile at Rayy. After that point, the Bavandids disappear even from the histories of the region until 1016–17, when an unnamed Bavandid ruler helped Shirin and Majd al-Daula defeat a rebellion.11 From the little that is known about them, Marzuban ibn Rostam appears to have been the most culturally illustrious of the Bavandids. The famous polymath alBiruni visited his court, and he himself authored the Marzubannameh, a collection of stories of pre-Islamic Persian kings in the local Tabari language. However, with so little information available for the eleventh century in particular, the tomb towers of the Bavandids become one of the main sources of information about this dynasty. The foundation inscriptions on these buildings refer to their incumbents as rulers, yet these individuals are otherwise unknown in either the chronicles or the coinage. The inscriptions are therefore very useful for filling in some of the genealogical sequence of the dynasty during this rather murky period of their history. The buildings are so remote and inaccessible that they have largely escaped scholarly attention, but the remoteness of their kingdom also protected the Bavandids; the Saljuqs, like the Arabs before them, were unable to conquer the mountainous interior of Tabaristan, and so the Bavandids were able to continue to rule unmolested and without acknowledging Saljuq overlordship. With the Mongols, however, not even so remote a region was safe, and the Bavandids duly became Mongol vassals in 1238. t h e t o mb t o w e r s Despite ruling for over seven centuries, the only standing structures known to have Bavandid patronage are the three tomb towers from the eleventh and early twelfth centuries (fig. 4.2). Although accidents of survival are to account for this paltry
record, there is no indication in the textual sources that other types of buildings were patronized by Bavandid rulers. Ibn Isfandiyar mentions mosques constructed at Sari and Mamtir on the Caspian littoral by the mercurial ninth-century adventurer Mazyar ibn Qarin.12 He also mentions that Mazyar allowed his Zoroastrian subjects to destroy mosques.13 He refers to the construction of mausoleum complexes, with madrasas and libraries, by the Zaidi rulers, as well as their patronage of the major Shi‘i shrines of Ali at Najaf and Husayn at Karbala.14 Not a single mosque or madrasa is mentioned in conjunction with any of the Bavandids. It must be remembered that the Friday mosque was usually the main focus of dynastic patronage from the Umayyads (661–750 c e ) onwards, due to its significance as a communal as well as a religious centre and its clear political function denoted by the presence of a minbar (which was used for political announcements as well as Friday sermons). Therefore, the Bavandid choice of the mausoleum as the prominent focus of their dynastic patronage is especially meaningful. 4.2 Map of Bavandid and Ziyarid tomb towers.
The earliest mausoleum in this series is the Mil-e Radkan, constructed in 1016– 21 c e as the tomb of Mohammad ibn Vandarin Bavand during his lifetime (plate 4.3). It is dramatically sited on a low hill in an isolated valley in the Elborz Mountains. Constructed of baked brick laid in a single bond, it is 35 metres high and is cylindrical with a conical double-domed roof. It has a terracotta plaque with a now-fragmentary Arabic foundation inscription framed with a star border over the doorway (plate 4.4). Just below the roof is a band of terracotta trefoils set into arched niches, and underneath is an inscription band with another foundation text repeated in both Arabic and Pahlavi, the official written language of the Sasanians (plate 4.5). The single entrance, which is approximately 1.5 metres off the ground, leads to the dark and undecorated interior chamber, which reaches all the way to the inner dome.
4.8 Lajim tomb tower, view from south. The second Bavandid tomb tower is at Lajim, a remote and isolated village in the central Elborz Mountains (plate 4.6). Located on top of a hill surrounded by deep ravines, it is a circular building composed of baked brick with an interior dome and an exterior conical roof. Its decoration consists of a recessed doorway with a tympanum filled with small blind arches (plate 4.7), a band of blind niches just under the roof, and two inscription bands in Arabic and Pahlavi just below (fig. 4.8). The inscription indicates that the tower was constructed in 1022–3 c e for Shahriyar ibn Abbas ibn Shahriyar, who is termed a great prince but is unknown in other historical sources. The patron was the prince’s mother, Chihrazad. The east-
facing single entrance to the dark interior chamber is approximately 1.8 metres off the ground. In its current state the building does contain a cenotaph – that of an eighteenth-century caretaker of the building. Restorations of the building in the 1950s and 1970s have shown, however, that there was no body buried inside.15 The third tomb tower is located approximately 500 metres away from that of Lajim, on top of a steep hill from which the nearest village, Resget, is just visible in the distance (fig. 4.9). The Arabic foundation inscription above the doorway, part of which is repeated in Pahlavi, reveals this to be the tomb of Hormozdiyar and Habusiyar, the sons of Masdara (plate 4.10). Although these individuals are not known from any other sources, the area was still under the control of the Bavandids until the early thirteenth century, hence they must have been members of the ruling family, given the monumentality of the structure and its resemblance to the tower at Lajim. Unlike the other two towers, however, the inscription is not preserved enough to give a date of construction. Although the building is very similar in appearance to the Lajim tower, it has considerably more elaborate decoration in the bands just under the dome, which enables it to be dated roughly to the late eleventh or early twelfth century (plate 4.11).16 The single entrance, which faces south-east, is approximately 1.5 metres off the ground, without any steps. The interior chamber is dark, windowless and undecorated, and does not contain a body buried underneath (fig. 4.12).
4.9 Tomb tower near Resget, Iran.
4.12 Interior, Resget tomb tower. The Bavandid towers spawned imitations outside the mountain fastness of their realm, including the famous Gonbad-e Qabus, which also lacks an actual burial (plate 4.13). While this magnificent structure, built in 1006–7 c e , predates the earliest extant Bavandid tower, it is such a monumentally confident building that it is highly unlikely to have been the first in the series and probably imitated Bavandid tomb towers that are no longer extant.17 The other pre-Saljuq tomb towers were either built in proximity to the Elborz Mountains, or by patrons with connections to Tabaristan, or both. The Pir-e Alamdar is located in Damghan, to the south of the Elborz Mountains, on the main east–west trade route (plate 4.14). It was constructed in 1026–7 for Abu Jafar Mohammad ibn Ibrahim, the Ziyarid governor of the region, after his death, by his son Bakhtiyar (who also constructed the
minarets of the Tarik Khaneh in Damghan and the Friday Mosque of Semnan). The tower known as Chehel Dokhtaran is located a mere 700 metres away from the Pir-e Alamdar, which was clearly the model (plate 4.15). It was constructed in 1054–5 for Abu Shuja Asfar and his sons, during the lifetime of the former. Chahriyar Adle and Assadullah Souren Melikian-Chirvani have contended that this was a friend of the Ziyarid ruler Manuchihr ibn Qabus, who ruled the Damghan region on behalf of the Saljuqs.18 The Gonbad-e Ali, located near Abarquh, in the province of Fars, is the only pre-Saljuq tomb tower to be built outside of the Caspian region (fig. 4.16). It was constructed in 1056–7 for Amid al-Din Shams al-Daula Abu Ali Hazarasp and his wife, Naz bint Kashmir,19 by their son, Firuzan, and its presence so far from Tabaristan can be explained by the connections of these scions of the local Firuzanid dynasty to the Buyids, Ziyarids and Bavandids of northern Iran. This tower is exceptional in another way, being the only one constructed of stone rubble rather than brick. In spite of this anomaly, however, it is clearly modelled upon the northern Iranian tomb towers. Although the Buyid mausolea have not survived, the tenth-century geographer al-Muqaddasi compared the Buyid tombs at Rayy to the pyramids at Giza,20 indicating both height and conical roofs, so that in all likelihood they were also tomb towers constructed on the Bavandid model.
4.16 Gonbad-e Ali, Abarquh, Iran. h is t or iogr aph y of the t o mb t o w e r s Scholarship on the Bavandid and other Iranian tomb towers has been rather scanty on detailed information about each particular building and has mostly consisted of sweeping statements on the tomb-tower genre as a whole. Scholarly opinions often
conflate the earliest structures with the later, much more accessible and well-known Saljuq tomb towers that stretch across Central Asia, Iran and Anatolia. The Saljuq tomb towers, of brick in Iran and Central Asia but translated into stone in Anatolia, have quite different proportions, with a balance between their conical roofs, their round or polyhedral bodies, and their crypts, which extend above ground and do actually contain bodies. They also have much more lavish decoration and a much wider base of patronage, including many women in Anatolia in particular. Much of what has been said in the scholarly literature about the origins of the Iranian tomb towers is not actually applicable to the Bavandid or Ziyarid buildings at all, and it is usually apparent that it is these later Saljuq examples that the author had in mind instead. It was Ernst Diez who first tackled the origin of the tomb towers: in several publications, including one in Pope’s A Survey of Persian Art, first published in 1938, he argued that this genre was inspired by nomadic tents.21 He used descriptions of much later Mongol tents by the traveller William of Rubruck (c.1220–c.1293 c e ) to support his thesis, with the clear implication that all Central Asian nomads are timeless and unevolving, an approach that is unfortunately all too common. Other scholars who have argued that the towers were derived from tents include Katharina Otto-Dorn, who, like Diez, was a student of Josef Strzygowski’s,22 and Guitty Azarpay, who also maintained that Armenian influence accounted for the conical roofs, although this is apparent only in the Saljuq towers.23 Emel Esin repeated this argument from a highly nationalistic viewpoint: tents are Turkish in her view and she set out to prove Turkish influence and Turkish continuity with examples ranging over a millennium and all over Central Asia (including illustrations from sedentary Iranian-speaking cities in eastern Central Asia).24 The only book solely concerned with the early tomb towers is Medieval Tomb Towers of Iran, published in 1986 by Abbas Daneshvari, who studied under Otto-Dorn. He addressed their origin from another point of view, following the example of a group of scholars seeking endogenous, intra-Islamic explanations and Sufi meanings for all Islamic architecture – namely, Nader Ardalan, Titus Burckhardt and Keith Critchlow. Daneshvari argued that Arabs as well as Turks had tent burials, and so the tomb towers must have been derived from Arab tents (he does not explain how Arab nomads are supposed to have moved into this region where Arab armies were
unable to penetrate).25 A few scholars have accurately noted that the earliest Iranian tomb towers were not constructed by Saljuq Turks: Adle and Melikian-Chirvani, in their 1972 article on the tomb towers of Damghan (Pir-e Alamdar, Chehel Dokhtaran and Mihmandust), argued against the influence of tents, correctly contending that the earliest towers predated the Saljuq invasion and that the Caspian area was noted for its sedentary population that held conservatively to its Iranian traditions.26 In his survey of Islamic architecture, Robert Hillenbrand has simultaneously argued for the influence of Turkish tents while admitting that the early examples were built by pre-Saljuq princes ‘of Iranian rather than Turkish stock’.27 In The Cambridge History of Iran and in the survey of Islamic art that he wrote with Richard Ettinghausen, Oleg Grabar has also argued for both Turkish and Zoroastrian influence, citing the Gonbad-e Qabus and the Damghan towers.28 The Bavandid tomb towers are largely absent from the historiography, primarily because of their geographical remoteness. The Mil-e Radkan was first published by Diez in A Survey of Persian Art,29 while the towers at Lajim and Resget were first published by André Godard.30 Ernst Herzfeld translated the Pahlavi foundation inscriptions,31 while the most thorough analysis of the Arabic inscriptions is by Sheila Blair.32 The towers have been described in catalogues of early Islamic funerary architecture, but have received little attention beyond this.33 Yet they are extremely interesting not only for their formative role in the tombtower genre, but also for their use as political symbols in the construction of Bavandid dynastic identity and for what this reveals about notions of Iranian kingship. These buildings can only be understood in this particular milieu, which has not been touched upon in the catalogues that describe the buildings or in attempts to generalize about the tomb towers as a whole. uniqu e f e at u r e s of the b av an d id t o mb t o w e r s Some of the formal features that characterize the Bavandid tomb towers are shared with the Ziyarid and Firuzanid tomb towers: all but one of the towers are composed of baked brick (the Gonbad-e Ali is the exception, composed of the rubble and mortar characteristic of Fars); they have all been constructed for secular rulers; they
are not part of religious complexes; and they all have single entrances and double domes. Examples of each of these features can be found in some of the contemporary domed square mausolea that were prevalent in the Persianate world as well: the famous Samanid mausoleum at Bukhara (built c.914–43 c e ), for instance, was magnificently constructed of baked brick and served as a dynastic monument for secular rulers. However, the entire corpus of early funerary architecture in Iran and Central Asia exhibits a great deal of diversity in material, patronage, setting and plans.34 Taken as a unit, this set of characteristics begins to establish the pre-Saljuq tomb towers of Iran as a coherent group apart from the rest. Another feature that distinguishes the tomb towers from the contemporary domed square mausolea is of course their height. The Gonbad-e Qabus is by far the highest at 51 metres; next is the Mil-e Radkan at 35 metres, while the rest all measure between 14 and 16 metres high. The majority are therefore not actually any higher than most of the domed square mausolea. Instead, it is the ratio of their proportions that enables them to be categorized as towers. Hillenbrand has calculated that their ratio of width to height ranges from 1:3.5 to 1:5.5, whereas with the domed square mausolea it rarely exceeds 1:2.35 Combined with their dramatic settings in the landscape, this gives the tomb towers an appearance of exaggerated height, which the domed square mausolea lack. Geography also delimits the pre-Saljuq tomb towers: it is significant that they are all found in or very close to the Elborz Mountains in northern Iran, again with the exception of the Gonbad-e Ali (see fig. 4.16). Apart from the Damghan monuments, all the tomb towers are located away from any centre of habitation and on inaccessible high ground. Although a modern town has sprung up around it, the Gonbad-e Qabus was constructed several kilometres away from Gorgan, Qabus’ capital city; as the landscape was flat, an artificial mound 10 metres high was constructed to give added height to the monument. Far from the nearest village even today, the Mil-e Radkan was constructed atop a hill deep into the Elborz Mountains (fig. 4.17). The Lajim tower was built on a hill that falls steeply away into deep ravines on two sides. A village is near it today, but archaeological remains – possibly of a castle – at the far end of the village show that earlier habitation was approximately 1 kilometre from the mausoleum. The Resget tower is about 2
kilometres away from a modern village, and there are no signs of any earlier remains anywhere closer to it. It is perched on a hillside that is exceedingly steep on all sides (fig. 4.18). The Gonbad-e Ali, although more accessible than the Elborz towers, is likewise perched on a steep and craggy hill outside the town of Abarquh. The Damghan towers, although subsumed within the town today, were well outside it on the road to Semnan when they were constructed (and even up until the early twentieth century).36 The Bavandid towers, however, were considerably more remote and inaccessible than the others. Al-Muqaddasi, who visited some areas in the Elborz, describes the trade routes of his day as following much the same routes as the roads of today, and hence nowhere near the Bavandid tomb towers.37 The other four towers, however, are found on main roads: the Gonbad-e Qabus is on the road from Gorgan to Khorasan; Damghan, where both the Pir-e Alamdar and Chehel Dokhtaran are located, is on the main east–west road that formed part of the Silk Route; and the Gonbad-e Ali is near the road from Shiraz to Yazd.
4.18 Tomb tower near Resget, Iran.
4.17 Mil-e Radkan, Radkan, Iran. The isolated Bavandid mausolea form the core of the tomb-tower group, while the other four buildings represent extensions of this genre constructed by patrons with strong links to the Caspian region beyond the mountain fastness of the Elborz. Several characteristics of the Bavandid buildings are completely anomalous in the context of Islamic funerary architecture: inscriptions in Pahlavi, with the concomitant use of the Sasanian solar calendar; single high entrances designed to discourage entry; dark, windowless, undecorated chambers; and the lack of any actual bodies buried inside the monuments. Some of these features can be found in some of the Ziyarid and Firuzanid towers: the Gonbad-e Qabus, for example, does not have a body buried inside and gives the date of construction in the Sasanian as
well as Arabic calendars. But only the Bavandid towers possess all of these characteristics, and it is these features that set this group apart from the rest and provide the key to understanding both their meaning and function. In addition to their high location, the Bavandid tomb towers also have high entrances approximately 1.5 metres off the ground, effectively prohibiting entry to all but the most determined individuals.38 So after struggling to enter one of the Bavandid mausolea, the visitor is confronted by a small, dark, undecorated round chamber, devoid even of the symbolic sarcophagi that mark the location of the body underneath in the domed square mausolea. It is an internal space that is diametrically opposed to the Samanid mausoleum, which is open on all four sides, flooded with light from the doors and the windows in the gallery above, richly decorated on the interior with a wealth of brick patterns, and with plenty of space to circumambulate the cenotaph (plate 4.19, fig. 4.20). Just as the Samanid mausoleum was clearly designed to encourage visitation, or ziyarat, the Bavandid mausolea just as clearly were never meant to function as sites of pilgrimage.39 Not only is entry difficult and unrewarding, but external circumambulation is also impractical due to the way the structures are sited in the landscape. They are, however, visible from a considerable distance, and it is the exteriors of these buildings that carry the messages their patrons wished to convey. Given that the buildings are located away from the main roads, these messages would appear to be aimed at their constituents rather than at passers-by. They are contained in the formal characteristics of the buildings, their siting in the landscape, and their inscriptions.
4.20 Samanid mausoleum, interior gallery window. b av andid i ns cr ipt ions The Mil-e Radkan has a foundation inscription in Arabic over the doorway, which reads: In the name of God. This is the palace of the amir, the important lord, Abu Jafar Mohammad ibn Vandarin Bavand, client of the Commander of the Faithful. [It was ordered] in the month of Rabi II of the year 407 [7 September–5 October 1016].40 In the band under the dome there is another foundation inscription in Arabic, which is repeated in Pahlavi:
In the name of God. The ispahbad Abu Jafar Mohammad ibn Vandarin Bavand, client of the Commander of the Faithful, may God honour him with forgiveness and satisfaction and paradise, ordered commencing the construction of this mashhad during the days of [his] life in 407 [1016–17]. It was finished in the year 411 of the hegira [1020–1].41 The foundation inscription at Lajim is in two bands, one in Arabic and a translation in Pahlavi: In the name of God. This dome is the grave for the great prince Abu’l Favaris Shahriyar ibn al-Abbas ibn Shahriyar, client of the Commander of the Faithful, may God have mercy on him. The noble lady Chihrazad, daughter of Sh-l-y Kh-v-r [?] ordered it built in 413. The work of al-Husayn ibn Ali.42 At Resget, the inscription band under the dome is in Arabic only and quotes two verses from the Qur’an: In the name of God. Every soul shall taste of death, and We try you with evil and good for a testing, then unto Us you shall be returned. In the name of God. Say, He is God, One, God, the Everlasting Refuge, who has not begotten and has not been begotten, and equal to Him is not anyone.43 The foundation inscription is on the terracotta plaque above the doorway, in Arabic and Pahlavi: There is no god but God, sincerely. Mohammad is God’s prophet, truly. This is the tomb for Hormozdiyar, son of Masdara, and for Habusiyar, son of Masdara […] 4 […].44 It is an interesting dichotomy that the Bavandid towers do not contain bodies, and yet their inscriptions clearly indicate a funerary function. At the Mil-e Radkan, the inscription on the terracotta plaque over the doorway not only refers to the building as a qasr (palace) but also echoes the position of the same attribution on the Gonbad-e Qabus; this inscription is in Arabic only. The inscription in the band
underneath the dome refers to the building as a mashhad in Arabic, but as a gonbad in Pahlavi. Although gonbad would correspond with a qubba rather than a mashhad, both of these terms are used to denote a funerary structure: gonbad by referring to the most prominent architectural feature of a mausoleum, and mashhad by referring to the common association of mausolea and martyrs. The inscription on the tower at Lajim refers to the building as both a grave (qabr) and a dome (qubba), in ungrammatical Arabic; the Pahlavi translation calls it a gonbad. The qubba–gonbad combination clearly indicates a funerary monument, while the addition of qabr unambiguously refers to burial. The Resget inscription is equally clear: the band under the dome contains the Qur’anic verse 21:35 which refers to death and is frequently attested on funerary monuments. The foundation inscription on the stucco plaque above the door calls the building a qubba; the Pahlavi translation is unfortunately too damaged to read. However, all three of the Bavandid towers clearly state that they served a funerary function, with the use of qasr at Mil-e Radkan mirroring the use of that term at the Gonbad-e Qabus. In all likelihood, qasr was intended as a parallel to the Persian kakh, which was used in the Shahnameh to refer to the mausoleum of Nushirvan; as will be discussed below, the description of this edifice is remarkably similar to the tomb towers. t h e b av andid r u le r s in t he i ns cr ipt ions The inscriptions are also very interesting for the information they contain about individual Bavandid rulers; given the paucity of sources for this dynasty, the tombtower inscriptions form one of the major documents for this period of Bavandid rule. None of the rulers named in the inscriptions are known from other sources, although it is possible that Mohammad ibn Vandarin Bavand, named in the inscription at Mil-e Radkan, was the Bavandid prince who helped his female kin, Shirin, quash a rebellion.45 Whether this is the case or not, it is not so surprising that the three extant Bavandid monuments are for unknown individuals when one considers that the Bavandids ruled without interruption in their mountain stronghold for 700 years – a record nearly equal to that of the Ottomans. There must have inevitably been a sizable number of Bavandid princelings, even if one assumes relatively endogamous marriage and some attrition through the inevitable
internecine squabbling and resultant battles. Ibn Isfandiyar’s genealogy has a long gap precisely during the years when the towers at Mil-e Radkan and Lajim were constructed, and much of the available numismatic evidence does not correspond with the tomb-tower inscriptions, with too many discrepancies to reconcile if one tries to construct a straight line of dynastic descent. The Bavandids can only be understood in light of a similar system of rule as that of the Buyids, with multiple rulers in multiple capitals. We know of two locations that served as strongholds of the Bavandid dynasty in Tabaristan: Shahriyar-kuh (so called because of the propensity of this family to name their sons ‘Shahriyar’) and Firim. Ibn Isfandiyar makes a distinction in his descriptions of the Bavandid rulers: he tells of Rostam ibn Sharvin Bavand, for example, and Marzuban ibn Rostam ibn Sharvin Parim. At least two Bavandids must have ruled simultaneously, one at Shahriyar-kuh (the one designated as ‘Bavand’) and another at Firim (Ibn Isfandiyar’s ‘Parim’), with the ruler of Shahriyar-kuh usually being regarded as the senior member of the family. This not only accords with the way the Buyids organized their affairs, but also enables much better sense to be made of the historical evidence. Given the addition of ‘Bavand’ to his name, Mohammad ibn Vandarin Bavand probably is one of the missing rulers of the main branch of the family. It is interesting that he was named ‘Mohammad’, as prior to this only one Bavandid ruler had an Arabic name: Jafar ibn Shahriyar, who was so named because of his status as a hostage of the Abbasid caliph Harun al-Rashid, even though his father was a Zoroastrian.46 Since Vandarin is unknown in the sources, it is impossible to know his motive for naming his son, but religious devotion is an obvious explanation for choosing the name of the Prophet. After this, Arabic names became somewhat more common in the family, although most of its members still had traditional Persian names even throughout the Mongol era. Like his Ziyarid relative Qabus ibn Vushmgir, Mohammad ibn Vandarin constructed his own mausoleum during his own lifetime. Hence like the Gonbad-e Qabus, the Mil-e Radkan gives some indication of the motivations and resources of its patron. At 35 metres high, it is the tallest of the Bavandid towers, and it is dramatically sited to emphasize its height and to be visible from afar. It is topped with a conical dome like that of the Gonbad-e Qabus, and it is quite likely that either
Mohammad ibn Vandarin or his architect had seen the earlier building, particularly since the inscription on the terracotta plaque over the doorway echoes both the terminology of the Gonbad-e Qabus (referring to the building as a qasr) and the location of the word qasr. The Mil-e Radkan differs from the Gonbad-e Qabus, however, in its usage of stucco, its band of decoration under the dome and its bilingual foundation inscription – features that it shares with the other Bavandid towers. Unlike Qabus, Mohammad ibn Vandarin designates himself as ‘client of the Commander of the Faithful’, indicating that caliphal investiture was at least one source of his legitimacy. During this era when the Buyids ruled Baghdad, such investiture was given at their bidding. Some Bavandid coins also express allegiance to the Buyids, indicating that the Buyids were at times active in settling Bavandid internecine squabbles in return for acknowledgement. The known struggle between Rostam ibn al-Marzuban and Shahriyar ibn Dara, supported by the Buyids and Qabus respectively, is a case in point. Although the coinage of Mohammad ibn Vandarin is not known, it is likely that he, too, would have acknowledged Buyid overlordship. Shahriyar ibn Abbas ibn Shahriyar, named in the inscription on the Lajim tower, is likewise designated as ‘client of the Commander of the Faithful’, and hence was probably also supported by the Buyids. He was most likely a ruler of a subsidiary branch of the Bavandids, not the main branch. His mausoleum was built in 1022–3 c e , just one year after the completion of the Mil-e Radkan, and so he must have ruled contemporaneously with Mohammad ibn Vandarin. Since Shahriyar was not the patron, the tower was in all likelihood constructed after his death. He may have been a grandson of Shahriyar ibn Dara, Qabus’ cousin and ally, although given the frequency of the name ‘Shahriyar’ in the Bavandid family, it is impossible to be sure of this. Since his mother was the patron, he probably died relatively young. Her name is given as Chihrazad bint S[h]-l-i…[kh]-v-r, an unknown name which has been cobbled together by comparing the Pahlavi and the Arabic inscriptions.47 Chihrazad, characterized in the inscription as a ‘noble lady’, clearly ordered the building of the tower at Lajim; the name of her architect, al-Husayn ibn Ali, is also given. She is the only known female patron of a pre-Saljuq mausoleum, and this is the earliest extant mausoleum of this region to name its builder in the
inscription. The Lajim tower is therefore an interesting indication of the status of the royal Bavandid women. For a dynasty so concerned with lineage and Sasanian descent claimed through Bav, the eponymous founder of the dynasty, the women were important elements of the family genealogy and valuable tools in the forging of alliances. After all, anyone marrying a Bavandid princess would procure Sasanian descent for his offspring. Pride in such descent can be seen, for example, in the prologue to the Qabusnameh, the Mirror for Princes composed in 1082 by a grandson of Qabus ibn Vushmgir, where the author traces his lineage back to the Sasanians through his Bavandid mother and great-grandmother.48 In another example, Ibn Isfandiyar tells of a potential succession crisis in the early thirteenth century that was averted when the childless ruler of the main branch married his sister off to another ispahbad, probably one of the secondary rulers of the family, and their child inherited the rule of the entire family and a place in its primary lineage.49 However, the Lajim tower shows that the Bavandid women were more than just pawns in the power games played by their male relatives; Chihrazad was clearly eager to see that her son was properly commemorated, and she had the resources and the authority to carry this out, just as Shirin was eager to promote her son, Majd al-Daula, and ruled as a vigorous queen regent in order to ensure his place in the Buyid hierarchy. The third extant Bavandid tomb tower, at Resget, does not so explicitly name its patron, but by inference it may have been built by Masdara, the father of the named incumbents. The stucco above the doorway, in Arabic and Pahlavi, states that the tomb was constructed for Hormozdiyar ibn Masdara and Habusiyar ibn Masdara. No titles remain legible for either the sons or the father. Masdara was presumably a ruler of the secondary Firim branch of the Bavandids, since Ibn Isfandiyar gives the ruler of the main branch in the early twelfth century as Shahriyar ibn Qarin ibn Surkhab.50 One date is given in the foundation inscription, indicating that the two brothers died simultaneously or that it was planned that the second brother should join the first upon his demise. As mentioned above, not enough of this date has survived to enable it to be deciphered, but the building has been dated stylistically to the early twelfth century, and is therefore an excellent example of the conservatism of this long-ruling dynasty.
t h e b av andids and t h e s as anian p as t Another very interesting aspect of the foundation inscriptions is the titulature. The inscriptions of both Mil-e Radkan and Lajim refer to their incumbents as ‘client of the Commander of the Faithful’. This assertion of a link to the Abbasid caliphate indicates that the Bavandids did receive caliphal investiture, perhaps due to their close relations with the Buyids during this period (the Buyids of Rayy intermarried with the Bavandids and often interfered in their internecine squabbles). At Mil-e Radkan, Mohammad ibn Vandarin Bavand refers to himself as al-amir al-sayyid in the inscription over the doorway, which is in Arabic only; this is a title also used by the Samanids. However, in the bilingual band under the dome he is called ispahbad in both languages. This is the official title of the Bavandids, as seen in the numismatics, chronicles and inscriptions on textiles and metalwork. It is a military title, used for high-ranking generals in the Sasanian period. Hence it dramatically emphasized the longevity of Bavandid rule, their origins in the late Sasanian period and, most importantly, their connections to the Sasanian royal family. The Bavandids were not alone in presenting themselves as heirs to the Sasanians: the Persianate dynasties that had proliferated throughout the eastern Islamic world by the mid tenth century were distinguished by a simultaneous adherence to Islam and the proud promotion of Persian culture, including the Persian language and links to a reimagined Persian past. The largest regional powers of this era – the Samanids and Buyids – justified their rule by manufacturing direct lines of descent from the Sasanians as well as claiming Sasanian titulature.51 The Bavandids, however, had a unique status due to their dynasty’s beginnings as actual military governors under the late Sasanians. Despite their rivals’ bold arrogation of the Sasanian title Shahanshah, they never claimed more than the military title of ispahbad bestowed upon them by the Sasanians. This was not from a sense of false modesty, but from a desire to emphasize that historical connection; the title ispahbad more than sufficed to illustrate their historical Sasanian associations and hence the plausibility of their claim to Sasanian descent. Likewise, the bilingual inscription on the Lajim tower terms Shahriyar ibn Abbas ibn Shahriyar a ‘great prince’, or al-kiya al-jalil, using a Persian word for ‘prince’ even in the Arabic inscription.
This emphasis on continuity from the Sasanian period is also reflected in the Pahlavi inscriptions on the buildings – a unique instance in monumental Islamic epigraphy. Arabic was the language of religion and of most monumental epigraphy during this period, and was a language known and used well by the educated classes in the eastern Islamic world. Qabus ibn Vushmgir, for example, engaged in an extensive correspondence in Arabic with his Bavandid uncle. Knowledge of Arabic was not uniformly excellent, however, as evidenced by a grammatical error in the Arabic version of the inscription at Lajim.52 The local vernacular was Tabari, an Indo-European language related to Persian. Persian was known but had not yet displaced Tabari, and literature was produced in both languages. Pahlavi was the version of Middle Persian that was used in an official and religious capacity by the Sasanians. This was not a language spoken in Tabaristan in the tenth century and the input of an educated Zoroastrian, such as a priest, would have been required to execute the inscriptions on the tomb towers. Likewise, when the Buyid ruler Adud al-Daula visited Persepolis in 955 and 956 c e , he needed the help of a local Zoroastrian priest to read and translate the Pahlavi inscriptions at that site. Regardless of the religions they practised, very few of the Bavandids’ subjects would have been able to read the Pahlavi inscriptions, and probably only a minority would have been able to read the Arabic ones. Yet the presence of both was important, and it is likely that most of the Bavandids’ subjects would have at least recognized which language was which, even if they could not decipher the actual words (just as Adud al-Daula, or someone in his retinue, knew that the inscription in question required the linguistic expertise of a Zoroastrian priest). The Arabic inscriptions would have functioned here much as they did elsewhere in the Islamic world; it is the Pahlavi inscriptions that are unique.53 What mattered was more the presence of Pahlavi rather than the content of the inscriptions per se; this use of the Sasanian language and script was a conscious and dramatic effort to render the Bavandid link with the Sasanians visible to all. In their literary and artistic patronage, too, the Bavandids stressed continuity from the past. Sasanian styles continued for centuries in textiles and metalwork – the products for which Tabaristan enjoyed particular renown. The region was the source of much ‘post-Sasanian’ silver, depicting hunting shahs and banqueting scenes.54 The damp climate of the Elborz Mountains was well suited to the silk
worm; a tenth-century silk, with fragments in multiple collections, has an inscription stating that it was made for an ispahbad.55 This highly sophisticated and technically difficult piece shows that the region’s reputation for weaving was welldeserved, and its confronted animals and falconers bear comparison with Sasanian silks. The literary work that most exemplifies a desired connection to the preIslamic past is the Shahnameh: because of its subject matter and its conscious minimizing of Arabic loan words, the Shahnameh has often been called the last literary work of pre-Islamic Iran. Ferdowsi dedicated his epic poem to a Bavandid ispahbad, Shahriyar ibn Sharvin, after receiving a much warmer welcome at his court than he had at the court of Mahmud of Ghazni. Another compilation of preIslamic legends mixed with history – the Marzubannameh – was composed in the local language, Tabari, in the late tenth century by another Bavandid ruler, Marzuban ibn Rostam ibn Sharvin. Admiration of the past can also be seen in the work of the thirteenth-century Bavandid chronicler Ibn Isfandiyar, part of which is based upon a much earlier text, the now-lost Bavandnameh. The incorporation of earlier histories was a common methodology in Islamic historiography, and these earlier sections of the Tarikh-e Tabarestan clearly emphasize the continuity of the Bavandid lineage without any sense of judgement upon the Zoroastrian past, despite the clear Shi‘i proclivities of Ibn Isfandiyar himself. This is particularly striking when the text describes without comment the slaughtering of Muslims by the ispahbad Sharvin ibn Surkhab (r. 772– 97 c e ) and the Qarinvand Vandad-Hormozd in conjunction with fighting against the Abbasids and the refusal of those two rulers to allow Muslims to be buried in their realms.56 The conversion to Islam of the ispahbad Qarin ibn Shahriyar in 841 c e is presented without comment, so that the continuity of Bavandid rule is stressed over this momentous shift in religious belief.57 The text conveys a strong impression of an unbroken thread reaching back to the Sasanians and beyond. The early history of Tabaristan, prior to the advent of the Sasanians, overlaps strongly with the legends of the Shahnameh, while the story of the beginning of the Bavandid dynasty reveals one of the long-lasting tropes of Persian kingship, whereby the rightful heir to the throne is endangered and raised by a lowly yet honest person until his true identity is revealed and he takes his rightful place on the throne. These elements are present in the foundation stories of the Sasanians
and even the Achaemenids (559–331 b c e ).58 In the Bavandid case, Sohrab ibn Bav was an infant when his father was murdered, and so he was hidden with a gardener and his family until he came of age and claimed his throne.59 With this type of tale from the beginning of their dynasty, the Bavandids placed themselves in the tradition of earlier Iranian kings. In their secular dynastic ritual, just as in their chronicles, the Bavandids emphasized their connections with the Sasanian past and beyond.60 As late as the early thirteenth century, their coronation ceremonies were believed to date back to the distant past, as described in detail by Ibn Isfandiyar: The coronation festivities lasted seven days, according to the old Persian fashion, and included the usual feastings, rejoicings, giving of presents, while the notables and Ispahbads and Bavands assembled from all the countryside. When these congratulations were finished, on the eighth day the Ispahbad ascended the throne, girded on the royal girdle, and confirmed the governors in their appointments, and caused the Ispahbads and Amirs to cast aside their mourning, and clad them in robes of honour.61 The girdle in particular bears comment here, since this is the kusti associated with the Zoroastrian faith and donned by believers for their daily prayers. Ibn Isfandiyar describes Qarin ibn Shahriyar as casting off his kusti and accepting a robe of honour from the caliph when he converted to Islam, a clear indication of the symbolism of this item of clothing. It is very interesting that it continued to be utilized in the coronation ceremonies, which comprise such a fundamental assertion of dynastic identity. The cultural associations of the kusti with the rulers of the past must have outweighed its religious associations in order for it to continue to be used in this way. Indeed, it does appear that religious persuasion in this region was more a matter of private belief, and that Caspian identity was founded upon a perceived continuity with the past. Although a majority of the Bavandids’ subjects were still Zoroastrian according to the reports of tenth-century geographers, we do not hear of the type of intercommunal strife, which was prevalent in Fars at this time (in which the Buyids emphasized their status as Persian rulers by taking the side of the
Zoroastrians).62 The Bavandids had no need to show favouritism to one religious group over the other, as neither their Muslim faith nor their Persian credentials were in any doubt. The earlier Bavandids did engage in and encourage attacks upon Muslims, but following the conversion of Qarin ibn Shahriyar there are no reports of attacks in either direction. Challenges to Bavandid rule came from other Caspian rulers – namely, the Zaidis and Buyids – and not from their subjects. Moreover, they do not seem to have been concerned about appeasing those subjects with grants of land and so forth, as was common with the Samanids and Ziyarids. Ibn Isfandiyar reports that taxes were low under the Bavandids, yet they were by all accounts exceedingly wealthy due to the natural resources of their realm.63 Rather than being separate from the societies they ruled – like the Buyids and the Samanids, who both originated outside of the regions they appropriated – the Bavandids had long been a part of Caspian society and hence enjoyed a type of legitimacy quite different from that of their contemporaries. Their funerary architecture and the practices associated with it reinforced that legitimacy. Their claim to Sasanian descent was so important to the Bavandids because it placed them in an unbroken line of Iranian kingship, rendering their rule both inevitable and just. In every aspect of the construction of their dynastic identity, the Bavandids stressed their Sasanian heritage: in their coronation ceremonies, their titulature, their dynastic foundation myths, their literary and artistic patronage, and the design of their funerary monuments. Their mausolea were the main focus of their architectural patronage, and hence constituted a major element in the public presentation of the dynasty. It is in this context that the unusual features of these buildings can be understood: the Pahlavi inscriptions, the single high entrances designed to discourage entry, the dark, windowless, undecorated chambers and the lack of burials inside the monuments. These features can be explained through Bavandid emulation of what they believed to be the funerary practices of their Sasanian predecessors, an emulation that reified their claims to Sasanian descent as the primary justification for their right to rule. It is therefore crucial to understand how the tomb towers were used in order to comprehend both their architectural features and how the monuments fit into the Bavandid conception of Iranian kingship.
b av andid f u ne r ar y p r act ice s There is literary evidence that, for the rulers of northern Iran in the eleventh century, the tower form itself was concretely associated with the royal mausolea of the Sasanian past. As mentioned earlier, al-Muqaddasi revealed that the Buyids of Rayy, whose desire to emulate the Sasanians was well-known, also constructed tomb towers, which have unfortunately not survived. In an anecdote in a text from the Saljuq period, the Siyasatnama of Nizam al-Mulk (vizier from 1063 to 1092 c e ), we see that such buildings were still associated with Zoroastrians during that era: They say that in the city of Rayy in the time of Fakhr al-Daula […] there was a fire-worshipper, a rich man, who was called Bozorgomid Dizu. He had built an ostodan for himself on the hill of Tabarik, and it is still in existence today; now it is called the Generals’ Lookout, and it is situated above the dome of Fakhr al-Daula. Bozorgomid took great pains and spent much money on completing this sepulchre with two domes on top of that hill. He then recounts how the mausoleum was desecrated, so that it was not used by Bozorgomid, but was subsequently used by a group of unemployed scribes pretending to play chess and backgammon while composing letters of application to other courts. This activity aroused the curiosity of Fakhr al-Daula. A party of courtiers went and climbed the hill; they shouted at the foot of the tower because they could not get up. The men heard them and looked down […] they let down ladders for the party to ascend.64 From this anecdote we learn not only that as late as the Saljuq era the tomb-tower form was associated with prominent Zoroastrians, but also that its purpose was held to be the containment of bones, rather than burial. The text also indicates that the building should not have been reused in this way, at least not so soon after its construction, if the bones of its patron had actually been placed inside. The main features of the tomb tower of Bozorgomid correspond with those of the Bavandids: location atop a hill, a double dome and a high and inaccessible entrance. The
Bavandids, however, had been Muslim since 841 c e . They would have no reason to emulate a Zoroastrian form, but both they and a contemporary wealthy Zoroastrian would have reason to emulate a Sasanian form. There are sources that reveal not only what late-tenth- and early-eleventhcentury Iranian Muslims believed Sasanian mausolea to look like, but also how they believed them to have been used. The foremost among these and the most detailed is the Shahnameh of Ferdowsi. Several anecdotes in the epic poem illustrate what was understood in Ferdowsi’s time to be royal Sasanian funerary practice, but most revealing is that of the death of Nushirvan (r. 531–78 c e ), who made the following request on his deathbed: When I have left this world, build me a tomb like a palace [kakh], in a place where few men go, and so high that the vultures cannot fly over it. Its entrance must be high in the vault, as high as ten lariats would reach, and over it must be written that this is my court, together with an account of my greatness, my wealth, and my armies. See that the chamber is spread with carpets and cushions, preserve my body with camphor, and sprinkle musk on my head for a crown. Bring five unused brocades of cloth of gold from my treasury, and wrap me in them according to the custom of the Kayanids and our ancestors. Construct an ivory couch [takht] and place it there, and over it suspend my crown. Then to its right and left set out all my gold dishes, goblets, and jewels: twenty goblets are to be filled with rosewater, wine and saffron, and two hundred with musk, camphor and ambergris. The blood must be drawn off from the trunk of my body, so that it dries, and then it must be filled with camphor and musk. Then close the door to the chamber, since no one must see the king. If the tomb is built in this manner, no one will be able to find his way to me.65 The tomb described sounds very much like the Bavandid tomb towers: it is tall and sited in a remote location, its entrance is high off the ground, and it has a foundation inscription. The words attributed to Nushirvan also explain clearly how such a structure was used, with the embalmed body of the king placed on a platform and the door subsequently closed off. The inaccessibility of the structure served to prevent entry and to protect the body, while its impressive exterior appearance and
foundation inscription extolled the glory of the royal incumbent. Following the traditions of Persian kings from deepest antiquity was deemed to be important. Although the description of Nushirvan’s tomb is the clearest, elements of both the architecture of the tomb and the funerary practices that occurred within it are echoed in Ferdowsi’s account of the deaths of several other Sasanian kings. The embalming of the body of Yazdgerd I (r. 399–420 c e ) with musk and camphor is described in detail, and the corpse was wrapped in brocade to keep it dry. It was then placed in a golden coffin to be transported to Fars, where it was laid out inside the tomb.66 Qobad I (r. 488–97 c e , 499–531) was also embalmed with musk and camphor, wrapped in brocade and placed on a golden platform – or takht – inside his tomb, which was then sealed.67 After the death of Khosrow II, his distraught wife Shirin decided to commit suicide. She asked for his tomb to be opened, and she entered and placed her face next to his. Her clothes were already scented with camphor as she swallowed her poison, and when her death was discovered another tomb was constructed for her, and the tomb of Khosrow II was sealed up again.68 The last Sasanian ruler, Yazdgerd III (r. 632–51 c e ), was murdered at Merv and cast into a pond, but when his body was recovered it was treated with camphor and wrapped in brocade, and a tomb ‘reaching up to the clouds’ was constructed for him.69 These practices can be contrasted with those associated with other prominent deaths described in the Shahnameh. When Alexander died, he was embalmed, wrapped in brocade, and placed in a golden coffin, but as a Greek his body was destined for an anachronistic Christian burial, and the bishops decided that this should occur in Alexandria.70 Nushzad, a Sasanian prince whose mother was a Byzantine princess, converted to Christianity and on his deathbed asked for a Christian grave instead of a great tomb and the musk and camphor that were used to preserve kings.71 And the body of the rebellious general Bahram Chubin (r. 590–91 c e ) was wrapped in brocade and placed in a narrow silver coffin with camphor poured over him; the treatment of this high-ranking individual thus has some of the elements of royal practice, but the ultimate destination of the silver coffin was not described, so he presumably was not thought to have been placed inside a mausoleum.72 Another source that shows how the Bavandids would have perceived Sasanian
funerary practice is the Qabusnameh (the Caspian Mirror for Princes), composed by a grandson of the Ziyarid ruler Qabus ibn Vushmgir (and son of a Bavandid princess). An anecdote involving the mausoleum of the Sasanian shah Nushirvan goes as follows: I have read in the annals of bygone Caliphs that the Caliph Ma’mun once visited the tomb of Nushirvan the Just and found his body reposing on a throne [takht] which had crumbled to dust. Round the wall of the building there was an inscription in gold ink written in the Pahlavi character. Ma’mun gave orders that scribes with a knowledge of Pahlavi should be summoned to translate the inscription.73 Although the story itself may be apocryphal, it does echo the tradition enumerated in the Shahnameh of placing the body of the monarch on a platform, or takht. Interestingly, Pahlavi inscriptions are associated with the royal mausoleum, but on the interior rather than the exterior of the building. This may have been a narrative device to suit the trajectory of the anecdote, as the protagonists were already inside the building when they saw the body, but it may also reflect the author’s perception of actual practice. This story is also an interesting counterpart to the historical visits of Adud al-Daula and other Buyid rulers to Persepolis, the ancient Achaemenid capital, where they summoned Zoroastrian priests to read the inscriptions of their royal forebears and added their own to record their visits, as Sasanian rulers had done before them. It shows a deeply embedded association of royal architecture with the practice of kingship, including the visitation of the monuments of earlier rulers. It also vividly demonstrates how closely the inscriptions were connected to royal practice, so that both the creation of inscriptions and the ceremonial reading of earlier inscriptions visibly reinforced a ruler’s status. The Buyid inscriptions at Persepolis, however, were in Arabic only; the Bavandids’ use of Pahlavi as well as Arabic on their tomb towers even further reinforced their link with the Sasanians. So the practices associated with the Bavandid tomb towers can be discerned through literary sources, showing how these unusual structures were utilized and how they dramatically reinforced the Bavandids’ royal identity. The Qabusnameh and the Shahnameh combine to give a detailed image of how the funerals of Sasanian kings were perceived in the eleventh century. The royal corpse was
embalmed, wrapped in brocade and placed on a platform composed of some precious material – such as gold or ivory – inside a mausoleum with grave goods scattered about the chamber; the door was then sealed to prevent entry. The mausoleum was located in a remote spot and was of great height, with a high and inaccessible entrance; a foundation inscription above the door identified the incumbent and extolled his greatness. Subsequent rulers would go out of their way to visit these mausolea and ruminate upon the inscriptions; in rare cases a tomb would be reopened. The Siyasatnama described a very similar building for a wealthy tenth-century Zoroastrian who may well have wanted to imitate Sasanian practice himself; it also described a creative reuse of the structure by individuals who wished to keep their activities a secret. It is possible that this eleventh-century perception of Sasanian funerary practice was basically correct. After all, the essential elements of the funerary rituals described in the Shahnameh do correspond with the known rituals of the kings of the earlier Achaemenid dynasty. There had always been a tension between the requirements of the Zoroastrian religion and the desire of kings to memorialize themselves by preserving their bodies in monumental structures.74 These structures took a wide variety of forms in the Achaemenid period – from the tomb of Cyrus at Pasargadae to the rock-cut tombs at Naqsh-e Rostam and the classically styled monuments constructed by Greek craftsmen for Persian nobles in Lycia. All of these structures have certain elements in common with one another and with the Bavandid tomb towers (figs 4.21, 4.22). These features include an elevated location (either natural or man-made), single inaccessible entrances, lack of windows, dark, undecorated chambers and, for the free-standing structures, double roofs; in other words, the same features that differentiate the Bavandid tomb towers from other Islamic mausolea. Such architectural choices suited the functions of a mausoleum in a Zoroastrian context, when compromises needed to be made to lessen the sin of preserving a corpse.75 The elevation, inaccessible entrances and distance from habitation kept the corpse away from the living and away from the good creations – namely, earth and water. The lack of windows and double roofs and the use of impermeable materials for construction (for example, stone or baked brick) also isolated and contained the pollution of the corpse.
4.21 Achaemenid tomb, Naqsh-e Rostam, Fars, Iran.
4.22 Interior view of Achaemenid tomb, Persepolis, Fars, Iran. These same features were of course redundant in an Islamic context, but they do provide further evidence that helps to explain the lack of bodies in the Bavandid tomb towers. From the image of Sasanian funerary practices revealed in the Shahnameh and the Qabusnameh, the correlation between the formal characteristics of the tomb towers and the descriptions of Sasanian mausolea, and the lack of bodies buried beneath the tomb towers, it appears that the Bavandids were emulating what they perceived to be Sasanian royal practice. In other words, they were placing the embalmed bodies on platforms made of an impermeable material, which in a Zoroastrian context would have served to isolate the pollution of the corpse further by keeping it off the floor. This does not imply that these Caspian dynasts were Zoroastrians or even insincere Muslims; local sources such as Ibn Isfandiyar are clear on the fact that the Bavandid rulers were Muslim – following the conversion of Qarin ibn Shahriyar in 841 c e – and there is no other evidence to cast any aspersions on their religious
beliefs. Their mausolea all have Arabic inscriptions with a Muslim content, including the Qur’anic verses at Resget. But as mentioned earlier, many of their subjects were Zoroastrian, and religion in their realm seems to have been more of a private matter than an element of public dynastic identity. And in such a conservative social context as Tabaristan in the tenth and eleventh centuries, funerary practices styled upon those of the Sasanians would not have been controversial. Indeed, this would have served to emphasize the distinguished lineage of the Bavandids and to assert their continuing right to rule. Whether or not the practices actually corresponded with those of the Sasanians was less important than the fact that they were perceived as a continuation of Sasanian practice. The Bavandids presented themselves to their subjects as Iranian rulers first and foremost, and they consistently stressed the longevity of their rule. e mu lat io n of the b av andids in o t h e r t o mb t o w e r s While the Bavandids’ royal imagery was most potent within their own realm, the architectural form that it spawned exerted a wider influence on Iranian funerary architecture. An examination of the relationship between the Bavandid tomb towers, other contemporary Iranian tomb towers and those of the Saljuqs further elucidates the uniqueness of the Bavandid structures and the strength of the visible Sasanian connection the buildings represented. The siting of the towers in the landscape, visible at a distance and yet far from any trading routes, shows that the message of these monuments was aimed primarily at the Bavandids’ subjects rather than their rivals. Those rivals did take notice, however, and the basic outline of the tomb-tower form was imitated by other Caspian dynasties with larger regional pretensions – namely, the Ziyarids and the Buyids. Other examples of tomb towers emulate those of the Bavandids, but with a loss of some of the characteristics most closely linked to perceptions of the past; even the Gonbad-e Qabus does not use Pahlavi inscriptions. Although it is earlier than any of the extant Bavandid towers, it must be modelled on Bavandid examples that have not survived: emulating the Bavandid tomb towers (albeit in a more grandiose form in accordance with how Qabus wished to present himself), as well their funerary practices, would have emphasized Qabus’s own links to the Sasanians through his Bavandid mother.
It is unfortunate that we do not know whether bodies are buried inside the Gonbad-e Ali, the Pir-e Alamdar and Chehel Dokhtaran. It is likely that burial did occur at the Damghan monuments, but not at Abarquh. The Gonbad-e Ali is sited in a similar way to the Bavandid monuments: on a rocky outcrop, away from any centre of habitation and with a high and inaccessible entrance. It differs from the Caspian examples in its octagonal shape, its building material (stone) and its lack of Pahlavi inscriptions. It was constructed for a Firuzanid emir: this minor dynasty had its start when Hasan ibn Firuzan was made the deputy of Makan ibn Kaki, one of the Dailami adventurers associated with the rise of Buyid and Ziyarid power. Both Hasan and his son, Firuzan, became implacable enemies of the Ziyarids and, by extension, the Bavandids. Hazarasp ibn Nasr, the incumbent of the tomb tower together with his wife, was a grandson of Hasan ibn Firuzan and had come to Abarquh as a Buyid vassal, although by the time the tomb tower was constructed in 1056–7, rule of the area had passed to the Kakuyids as Saljuq vassals (1008–19 c e ). The tomb tower recalls their Caspian origins and shows how deeply this type of mausoleum was embedded as a symbol of Persian sovereignty in the Caspian region. Its faithfulness to the Bavandid models indicates that it was probably used in a similar way, without bodies buried beneath the floor. The Damghan monuments further modified the Bavandid prototype, although they are located virtually in the shadow of the Elborz. They were sited on flat land not far outside the city, with entrances almost level to the ground. The Pir-e Alamdar also has an interior inscription, indicating that perhaps it would not have been sealed up to discourage entry. Constructed during the reign of Manuchihr ibn Qabus (r. 1012–29 c e ) for the Ziyarid governor of the region, Abu Jafar Mohammad ibn Ibrahim, by his son, Bakhtiyar, this relatively modest tomb tower is modelled more upon the Bavandid prototypes (such as the Lajim tower) than the Gonbad-e Qabus. Already, however, the features most associated with Bavandid funerary practices have been lost, indicating that a more conventional Muslim burial took place here. This governor’s mausoleum makes visual reference to the Caspian tradition, but in the context of a more mainstream Muslim culture. Likewise, the nearby Chehel Dokhtaran, constructed 30 years later, is clearly modelled upon the Pir-e Alamdar; the patron, Abu Shuja Asfar Begi, constructed this mausoleum for himself and his sons. Again, the patron had strong Caspian connections, but the
tomb tower has lost many of the unique Bavandid features. The Saljuq Turks also adopted the tomb-tower form, but without any of the uniquely Iranian features of the Bavandid towers – features that undoubtedly lost their significance outside of the Bavandids’ conservative realm. Soon after the Saljuq invasion of Iran, the changes seen at Damghan quickly evolved further into something quite different from the Bavandid mausolea. Already at Kharraqan, the interior of the earlier mausoleum (built in 1067–8 c e ) has a stucco revetment with wall paintings, while the latter of the two towers (built in 1093 c e ) has an interior staircase. In the Saljuq examples, the interiors are lighter and sometimes decorated, the buildings are sited on flat, open land where these still-nomadic rulers and their followers would have brought flocks to graze, the proportions of the towers are squatter in comparison with their conical domes, and crypts were added at the base to accommodate the burial of bodies. Their lavish exterior brickwork, which could reasonably be compared to textiles, lends credence to the comparison of Saljuq tomb towers with the tents of these Central Asian nomads. In both form and function, however, the Saljuq towers differed from those of the Bavandids. The Bavandid tower at Resget, built several decades after the Kharraqan towers, is therefore an excellent example both of the isolation of the Bavandids in their mountain stronghold and of the importance to this dynasty of constructing symbols of their continuity with the Sasanian past. The Bavandid tomb towers, as funerary monuments that do not contain burials, are unique in the history of Islamic funerary architecture. Viewed in that context, they appear strange and suspiciously unorthodox, as do better-known related structures like the Gonbad-e Qabus. By viewing them instead as monuments of Iranian kingship, which were instrumental in forging dynastic legitimacy, their unusual features can be explained and their purpose can be understood. For the Bavandids, a royal funerary ritual that comprised of placing the brocade-wrapped body on a platform, or takht, and then sealing the door of an inaccessible structure emphasized their place in a long line of Iranian kings just as much as their coronation rituals. The visibility of these structures and the foundation inscriptions ringing their exteriors – significantly repeated in Pahlavi as well as in Arabic – served as a more permanent manifestation of their royal Iranian status and historical Sasanian connections.
The surviving tomb towers of the Bavandids were constructed in an era when other Iranian dynasts were reimagining the past in order to legitimize their independent rule. The Samanids and Buyids had adopted Sasanian titulature and constructed claims to Sasanian descent, which pushed hard at the bounds of believability. The Samanids also promoted the Persian language in a region where Sogdian, another Iranian language, had historically been spoken, and they constructed a dynastic funerary monument that appropriated elements harking back to the Sasanian past in a region where the Sasanians had never ruled.76 The Bavandids, in a process that was no less creative for all its apparent conservatism, strove for a perception of a direct and literal continuity by emphasizing their Sasanian descent. Their rule was justified by its very longevity, and the plausible Sasanian connections that other Iranian dynasties lacked. This can be demonstrated in every arena where dynastic identity was constructed: titulature, dynastic foundation myths, coronation rituals, artistic and literary patronage and, most dramatically, through the monuments that represented individual rulers for posterity. no tes 1 In the early Islamic period, most of Iran was controlled by the caliphs until their power was eclipsed by the invasion of the Saljuq Turks, who took Baghdad in 1055. Saljuq power was in turn replaced by the next nomadic invasion, that of the Mongols, who ruled Iran from 1256 to 1353 as the Ilkhanid dynasty. 2 See Mohammad bin Hasan Ibn Isfandiyar, Tarikh-e Tabarestan, ed. Abbas Iqbal, 2 vols (Tehran, 1941–2), pp. 92–95; Kaykavus Ibn Iskandar, Qabusnameh (Tehran, 1972), p. 3. 3 Ibn Isfandiyar discusses his sources in his preface: see Ibn Isfandiyar, Tarikh-e Tabarestan, p. 3. 4 Ibid., pp. 93–4. 5 George Miles, in C.E. Bosworth (ed.), Iran and Islam, in Memory of the Late Vladimir Minorsky (Edinburgh, 1971), pp. 444–5. See also P. Casanova, ‘Les Ispehbeds de Firim’, in T.W. Arnold and R.A. Nicholson (eds), A Volume of Oriental Studies Presented to Edward G. Browne (Cambridge, 1922), pp. 117–26. 6 Casanova, ‘Les Ispehbeds de Firim’, p. 125. 7 See: Edward G. Browne, A Literary History of Persia (London, 1908); Richard Frye, ‘Notes on the renaissance of the 10th and 11th centuries in eastern Iran’, Central Asiatic Journal i (1955), pp. 137–43; G. Lazard, ‘The rise of the New Persian language’, in Richard Frye (ed.), Cambridge History of Iran, vol. 4: From the Arab Invasion to the Saljuqs (Cambridge, 1975), pp. 595–632. 8 Richard Frye, ‘The new Persian renaissance in western Iran’, Arabic and Islamic Studies in Honour of Hamilton A.R. Gibb (Leiden, 1965), pp. 225–31; see also J. de Menasce, ‘Zoroastrian literature after the Muslim conquest’, in Richard Frye (ed.), Cambridge History of Iran, vol. 4: From the Arab Invasion to the Saljuqs
(Cambridge, 1975), pp. 543–65. 9 Wilferd Madelung, ‘The minor dynasties of northern Iran’, in Richard Frye (ed.), Cambridge History of Iran, vol. 4: From the Arab Invasion to the Saljuqs (Cambridge, 1975), pp. 206–12, 219–22; see also Melanie Michailidis, ‘Pilgrims and patrons: Ziyarat under the Bavandids and Samanids’, Proceedings of ‘The People of the Prophet’s House’, British Museum 26–8 March 2009 (London, 2012). 10 Although this title usually indicates a descendant of the Prophet, that was not the case with the Bavandid princess, and hence it is not clear whether this title may have had other meanings and nuances for the Bavandids. 11 Madelung has suggested that this must be Mohammad ibn Vandarin Bavand, the patron who ordered the tomb tower known as the Mil-e Radkan to be constructed in 1016–21; see Wilferd Madelung, ‘The minor dynasties of northern Iran’, p. 218. 12 Ibn Isfandiyar, Tarikh-e Tabarestan, pp. 17, 28. 13 Ibid., pp. 152–3. 14 Ibid., pp. 48–9, 55, 57, 58, 78–83. 15 R. Soleiman, Vezarat-e Farhang, personal communication, July 2003. Mr Soleiman was responsible for the ongoing restorations at Lajim; he informed me that excavations into the foundations carried out in conjunction with earlier restorations on the Bavandid towers had revealed that bodies were not buried inside. 16 A.D.H. Bivar, ‘The tomb at Resget: Its architecture and inscriptions’, in A. Tajvidi and M. Kiani (eds), The Memorial Volume of the Vth International Congress of Iranian Art and Archaeology, Tehran – Isfahan – Shiraz, 11th–18th April 1968, vol. 2 (Tehran, 1972), pp. 15–23. 17 See Melanie Michailidis, ‘The lofty castle of Qabus b. Vushmgir’, in Edmund Herzig and Sarah Stewart (eds), Early Islamic Iran: The Idea of Iran, vol. 5 (London, 2012), pp. 120–38. e 18 Chahriyar Adle and Assadullah Souren Melikian-Chirvani, ‘Les monuments du XI siècle du Damqan’, Studia Iranica (1972), pp. 282–3; see also Sheila Blair, The Monumental Inscriptions from Early Islamic Iran and Transoxania (Leiden, 1992), p. 124. 19 The reading of ‘Kashmir’ for the name of Naz’s father is not certain; see Blair, The Monumental Inscriptions, pp. 126–7. 20 Muhammad bin Ahmad al-Muqaddasi, The Best Divisions for Knowledge of the Regions, trans. B.A. Collins (Reading, 1994), p. 210. 21 Ernst Diez, Die Kunst der Islamischen Völker (Berlin, 1915), p. 73; Ernst Diez, Persien, Islamische Baukunst in Churasan (Hagen, 1923), pp. 51–5; Ernst Diez, in A.U. Pope (ed.), Survey of Persian Art, vol. 3: The Architecture of the Islamic Period (London and New York, 1964), pp. 926–7: here he also describes the legend of Qabus ibn Vushmgir, who, according to al-Jannabi, was placed in a glass coffin that was suspended by a chain from the dome inside the Gonbad-e Qabus. Diez incorrectly attributes this to Avestan practice. 22 Katharina Otto-Dorn, L’Art de l’Islam (Paris, 1967), pp. 137–40. For a study on the influence of the Vienna School on subsequent Islamic architectural history, see Oya Pancaroğlu, ‘Formalism and the academic foundation of Turkish art in the twentieth century’, Muqarnas xxiv (2007), pp. 67–78. 23 Guitty Azarpay, ‘The Islamic tomb tower: A note on its genesis and significance’, in Abbas Daneshvari (ed.), Essays in Islamic Art and Architecture in Honor of Katharina Otto-Dorn (Malibu, 1981), pp. 9–12. 24 Emel Esin, ‘Al Qubbah al-Turkiyya: An essay on the architectonic forms of the Islamic Turkish funerary
monument’, Atti del Terzo Congresso di Studi Arabi e Islamici (Naples, 1967), pp. 281–313. 25 Abbas Daneshvari, Medieval Tomb Towers of Iran (Lexington, 1986), pp. 9–64. e 26 Adle and Melikian-Chirvani, ‘Les monuments du XI siècle’, pp. 285–90. 27 Robert Hillenbrand, Islamic Architecture: Form, Function and Meaning (Edinburgh, 1994), pp. 275–6. 28 Oleg Grabar, ‘The visual arts’, in Richard Frye (ed.), Cambridge History of Iran, vol. 4: From the Arab Invasion to the Saljuqs (Cambridge, 1975), p. 342; Richard Ettinghausen and Oleg Grabar, The Art and Architecture of Islam 650–1250 (New Haven and London, 1987), pp. 221–2; Richard Ettinghausen, Oleg Grabar, and Marilyn Jenkins-Madina, Islamic Art and Architecture 650–1260 (New Haven and London, 2001), pp. 113–14. 29 Pope, Survey of Persian Art, p. 1723, pl. 340C. 30 André Godard, ‘Les tours de Ladjim et de Resget’, Athar-é Iran i (1932), pp. 109–21; Pope, Survey of Persian Art, p. 339. 31 Ernst Herzfeld, ‘Postsasanidische Inschriften’, Archäeologische Mitteilungen aus Iran iv/3 (1932), pp. 146–7; see also Herzfeld, ‘Arabische Inschriften aus Iran und Syrien’, Archäeologische Mitteilungen aus Iran viii (1936), pp. 78–81. 32 Blair, The Monumental Inscriptions, pp. 85–90, 208–9. 33 For catalogues of early Islamic funerary architecture, see: Oleg Grabar, ‘The earliest Islamic commemorative structures’, Ars Orientalis vi (1966), pp. 22–4; Thomas Leisten, Architektur für Tote (Berlin, 1998), pp. 192–4, 238; Hillenbrand, Islamic Architecture, p. 283, fig. 5.22. For a brief article on the Bavandid tomb towers, see Mary Burkett, ‘Tomb towers and inscriptions in Iran’, Oriental Art xi/2 (1965), pp. 101–6; see also Bivar, ‘The tomb at Resget: Its architecture and inscriptions’, pp. 21–3. At the time of A.D.H. Bivar’s visit in 1965, a road had not yet been built anywhere in the vicinity of Resget, a good indication of the isolation of this building and the tower at Lajim. Both were accessible only on foot or on horseback; now it is possible to reach these sites with a four-wheel-drive vehicle, albeit with difficulty, and horses are still the preferred mode of transport for the locals. 34 See Melanie Michailidis, ‘Landmarks of the Persian renaissance: Monumental funerary architecture in Iran and Central Asia in the tenth and eleventh centuries’, Ph.D. dissertation (MIT, 2007). 35 Hillenbrand, Islamic Architecture, pp. 282–3. 36 Blair, The Monumental Inscriptions, p. 123. 37 Al-Muqaddasi, The Best Divisions, pp. 310–13. 38 A modern staircase now provides entry to the Lajim tower. 39 See Melanie Michailidis, ‘Pilgrims and patrons’. 40 The translation is based upon that of Sheila Blair; see Blair, The Monumental Inscriptions, p. 85. 41 Ibid. 42 Ibid., p. 88. 43 Qur’an 21:35 and Qur’an 112. See Blair, The Monumental Inscriptions, p. 208. 44 See Blair, The Monumental Inscriptions, p. 208. 45 Madelung, ‘The minor dynasties of northern Iran’, p. 218. 46 Shahriyar had requested the caliph’s help with an internecine squabble; this was granted on the condition that he send two of his sons to Baghdad as hostages to ensure that he was acting in good faith. He was viewed by the caliph as a tributary ruler, even though his realm was beyond the dar al-Islam.
47 Blair, The Monumental Inscriptions, pp. 88–9. The Pahlavi inscription was read by Herzfeld from Godard’s photographs. 48 Ibn Iskandar, Qabusnameh, p. 5. 49 Ibn Isfandiyar, Tarikh-e Tabarestan, pp. 256–7. 50 Ibid., pp. 239–40. 51 On Sasanian and Buyid titulature, see Lutz Richter-Bernburg, ‘Amir-Malik-Shahanshah: ‘Adud al-Daula’s titulature re-examined’, Iran xviii (1980), pp. 83–102; Luke Treadwell, ‘Shahanshah and al-Malik al-Mu’ayyad: The legitimation of power in Samanid and Buyid Iran’, in Farhad Daftary and Josef Meri (eds), Culture and Memory in Medieval Islam: Essays in Honour of Wilferd Madelung (London, 2003), pp. 318–37. 52 See Blair, The Monumental Inscriptions, pp. 88–9. 53 See: Erica Cruikshank Dodd and Shereen Khairallah, The Image of the Word: A Study of Quranic Verses in Islamic Architecture (Beirut, 1981); Sheila Blair, Islamic Inscriptions (New York, 1998); Irene Bierman, Writing Signs: The Fatimid Public Text (Berkeley, 1998). 54 Rachel Ward, Islamic Metalwork (London, 1993), pp. 44–5. 55 Ettinghausen, Grabar, and Jenkins-Madina, Islamic Art and Architecture, p. 126; see also Louise Mackie and Ann Rowe, Masterpieces in the Textile Museum (Washington, 1976), p. 12. 56 Ibn Isfandiyar, Tarikh-e Tabarestan, pp. 126–40. 57 Ibid., pp. 157, 237. 58 Ibid., pp. 98–9. Richard Frye discusses this particular trope of kingship and its appearance in dynastic stories from the time of the Achaemenids through to the Safavids; see R. Frye, ‘The charisma of kingship in ancient Iran’, Iranica Antiqua vi (1964), pp. 36–54. 59 Ibn Isfandiyar, Tarikh-e Tabarestan, pp. 98–9. 60 For an analysis of such rituals, see Sally Moore and Barbara Myerhoff, Secular Ritual (Amsterdam, 1977). 61 Ibn Isfandiyar, Tarikh-e Tabarestan, p. 255. 62 Al-Muqaddasi, The Best Divisions, pp. 320–4; V. Minorsky (trans.), Hodud al-Alam (London, 1970), pp. 135–6; Mohammad Abu’l Qasem Ibn Hawqal, Configuration de la Terre [Kitab Surat al-Ard], trans. J.H. Kramers and G. Wiet (Paris, 1964), p. 366. 63 Ibn Isfandiyar, Tarikh-e Tabarestan, p. 34. 64 Nizam al Mulk, The Book of Government, or Rules for Kings: The Siyasatnama or Siyar al-Mulk, trans. Hubert Darke (London, 1960), p. 167. 65 Abu al-Qasim Ferdowsi, Shahnameh (Tehran, 2001), p. 1157; Dick Davis (trans.), Shahnameh: The Persian Book of Kings (New York, 2004), p. 351. 66 Ferdowsi, Shahnameh, p. 934; Davis (trans.), Shahnameh, pp. 221–3. 67 Ferdowsi, Shahnameh, p. 1035; Davis (trans.), Shahnameh, p. 312. 68 Ferdowsi, Shahnameh, p. 1337; Davis (trans.), Shahnameh, p. 488. 69 Ferdowsi, Shahnameh, p. 1361; Davis (trans.), Shahnameh, p. 510. 70 Ferdowsi, Shahnameh, pp. 849–51; Davis (trans.), Shahnameh, pp. 114–18. 71 Ferdowsi, Shahnameh, pp. 1061–2; Davis (trans.), Shahnameh, p. 321. 72 Ferdowsi, Shahnameh, p. 1282; Davis (trans.), Shahnameh, p. 450. 73 Ibn Iskandar, Qabusnameh, p. 44.
74 O.P. L’vov-Basirov, ‘The evolution of the Zoroastrian funerary cult in western Iran’, Ph.D. dissertation (SOAS, 1995), pp. 111–32. 75 Hellenistic sources, which recount Alexander’s troops entering the tomb of Cyrus, report that the body had been embalmed with camphor and was resting on a golden platform. Interestingly, the Shahnameh omits this, probably because it would not have been fitting for a sovereign absorbed into the Persian line of rulers to desecrate the mausoleum of one of his symbolic forebears. 76 See Michailidis, ‘Landmarks of the Persian Renaissance’, pp. 224–76. bib lio gr ap hy e Adle, Chahriyar and Assadullah Souren Melikian-Chirvani, ‘Les monuments du XI siècle du Damqan’, Studia Iranica (1972), pp. 229–97. Azarpay, Guitty, ‘The Islamic tomb tower: A note on its genesis and significance’, in Abbas Daneshvari (ed.), Essays in Islamic Art and Architecture in Honor of Katharina Otto-Dorn (Malibu, 1981), pp. 9–12. Bierman, Irene, Writing Signs: The Fatimid Public Text (Berkeley, 1998). Bivar, A.D.H., ‘The tomb at Resget: Its architecture and inscriptions’, in A. Tajvidi and M. Kiani (eds), The Memorial Volume of the Vth International Congress of Iranian Art and Archaeology, Tehran – Isfahan – Shiraz, 11th–18th April 1968, vol. 2 (Tehran, 1972), pp. 15–23. Blair, Sheila, The Monumental Inscriptions from Early Islamic Iran and Transoxania (Leiden, 1992). —— Islamic Inscriptions (New York, 1998). Bosworth, C.E. (ed.), Iran and Islam, in Memory of the Late Vladimir Minorsky (Edinburgh, 1971). Browne, Edward G., A Literary History of Persia (London, 1908). Burkett, Mary, ‘Tomb towers and inscriptions in Iran’, Oriental Art xi/2 (1965), pp. 101–6. Casanova, P., ‘Les Ispehbeds de Firim’, in T.W. Arnold and R.A. Nicholson (eds), A Volume of Oriental Studies Presented to Edward G. Browne (Cambridge, 1922). Cruikshank Dodd, Erica, and Shereen Khairallah, The Image of the Word: A Study of Quranic Verses in Islamic Architecture (Beirut, 1981). Daneshvari, Abbas, Medieval Tomb Towers of Iran (Lexington, 1986). Davis, Dick (trans.), Shahnameh: The Persian Book of Kings (New York, 2004). Diez, Ernst, Die Kunst der Islamischen Völker (Berlin, 1915). —— Persien, Islamische Baukunst in Churasan (Hagen, 1923). Esin, Emel, ‘Al Qubbah al-Turkiyya: An essay on the architectonic forms of the Islamic Turkish funerary monument’, Atti del Terzo Congresso di Studi Arabi e Islamici (Naples, 1967), pp. 281–313. Ettinghausen, Richard, and Oleg Grabar, The Art and Architecture of Islam 650–1250 (New Haven and London, 1987). —— and Marilyn Jenkins-Madina, Islamic Art and Architecture 650–1260 (New Haven and London, 2001). Ferdowsi, Abu al-Qasim, Shahnameh (Tehran, 2001). Frye, Richard, ‘Notes on the renaissance of the 10th and 11th centuries in eastern Iran’, Central Asiatic Journal i (1955), pp. 137–43. —— ‘The charisma of kingship in ancient Iran’, Iranica Antiqua vi (1964), pp. 36–54. —— ‘The new Persian renaissance in western Iran’, Arabic and Islamic Studies in Honour of Hamilton A.R. Gibb (Leiden, 1965), pp. 225–31. Godard, André, ‘Les tours de Ladjim et de Resget’, Athar-é Iran i (1932), pp. 109–21.
Grabar, Oleg, ‘The earliest Islamic commemorative structures’, Ars Orientalis vi (1966), pp. 7–46. —— ‘The visual arts’, in Richard Frye (ed.), Cambridge History of Iran, vol. 4: From the Arab Invasion to the Saljuqs (Cambridge, 1975), pp. 329–51. Hawqal, Mohammad Abu’l Qasem Ibn, Configuration de la Terre [Kitab Surat al-Ard], trans. J.H. Kramers and G. Wiet (Paris, 1964). Herzfeld, Ernst, ‘Postsasanidische Inschriften’, Archäeologische Mitteilungen aus Iran iv/3 (1932), pp. 140–7. —— ‘Arabische Inschriften aus Iran und Syrien’, Archäeologische Mitteilungen aus Iran viii (1936), pp. 78–102. Hillenbrand, Robert, Islamic Architecture: Form, Function and Meaning (Edinburgh, 1994). Isfandiyar, Mohammad bin Hasan Ibn, Tarikh-e Tabarestan, ed. Abbas Iqbal, 2 vols (Tehran, 1941–2). Iskandar, Kaykavus Ibn, Qabusnameh (Tehran, 1972). Lazard, G., ‘The rise of the New Persian language’, in Richard Frye (ed.), Cambridge History of Iran, vol. 4: From the Arab Invasion to the Saljuqs (Cambridge, 1975), pp. 595–632. Leisten, Thomas, Architektur für Tote (Berlin, 1998). L’vov-Basirov, O.P., ‘The evolution of the Zoroastrian funerary cult in western Iran’, Ph.D. dissertation (SOAS, 1995). Mackie, Louise, and Ann Rowe, Masterpieces in the Textile Museum (Washington, 1976). Madelung, Wilferd, ‘The minor dynasties of northern Iran’, in Richard Frye (ed.), Cambridge History of Iran, vol. 4: From the Arab Invasion to the Saljuqs (Cambridge, 1975), pp. 198–249. Menasce, J. de, ‘Zoroastrian literature after the Muslim conquest’, in Richard Frye (ed.), Cambridge History of Iran, vol. 4: From the Arab Invasion to the Saljuqs (Cambridge, 1975), pp. 543–65. Michailidis, Melanie, ‘Landmarks of the Persian renaissance: Monumental funerary architecture in Iran and Central Asia in the tenth and eleventh centuries’, Ph.D. dissertation (MIT, 2007). —— ‘Pilgrims and patrons: Ziyarat under the Bavandids and Samanids’, Proceedings of ‘The People of the Prophet’s House’, British Museum 26–8 March 2009 (London, 2012). —— ‘The lofty castle of Qabus b. Vushmgir’, in Sarah Stewart and Edmund Herzig (eds), Early Islamic Iran: The Idea of Iran, vol. 5 (London, 2012), pp. 120–38. Minorsky, V. (trans.), Hodud al-Alam (London, 1970). Moore, Sally, and Barbara Myerhoff (eds), Secular Ritual (Amsterdam, 1977). Al-Muqaddasi, Muhammad bin Ahmad, Kitab Ahsan al-Taqasim fi ma’rifat al-Aqalim, ed. J. de Goege (Leiden, 1906). —— The Best Divisions for Knowledge of the Regions, trans. B.A. Collins (Reading, 1994). Nizam al-Mulk, The Book of Government, or Rules for Kings: The Siyasatnama or Siyar al-Mulk, trans. Hubert Darke (London, 1960). Otto-Dorn, Katharina, L’Art de l’Islam (Paris, 1967). Pancaroğlu, Oya, ‘Formalism and the academic foundation of Turkish art in the twentieth century’, Muqarnas xxiv (2007), pp. 67–78. Pope, Arthur Upham (ed.), Survey of Persian Art, vol. 3: The Architecture of the Islamic Period (London and New York, 1964). Richter-Bernburg, Lutz, ‘Amir-Malik-Shahanshah: ‘Adud al-Daula’s titulature re-examined’, Iran xviii (1980), pp. 83–102. Treadwell, Luke, ‘Shahanshah and al-Malik al-Mu’ayyad: The legitimation of power in Samanid and Buyid Iran’, in Farhad Daftary and Josef Meri (eds), Culture and Memory in Medieval Islam: Essays in Honour of Wilferd Madelung (London, 2003), pp. 318–37. Ward, Rachel, Islamic Metalwork (London, 1993).
5 Sacred Sites of Kingship: The Maydan and Mapping the Spatial–Spiritual Vision of the Empire in Safavid Iran sussan b abaie
5.1 Map of Safavid Persia, c.1629. Now it came to pass on the third day, that Esther put on her royal apparel, and stood in the inner court of the king’s house, over against the king’s house: and the king sat upon his royal throne in the royal house, over against the gate of the house. (Esther 5:1) T h e royal gatehouse of Achaemenid Jerusalem, which the story of Esther evokes, signifies from a biblical point of view ‘the embodiment of royal power that mediates the sacred–national space of the temple to the society’.1 In the city state of Jerusalem–Judah in the fifth century b c e , that social space developed into a formalized square located outside the temple gate, where civic life took place and ‘the king addresse[d] his citizenry within their place, the square’.2 Such interlacing of power and authority (imperial and religious in equal measure) in the arena of the
urban square, across the spaces of the sacred, the political and the social, reiterates in conceptual terms a formula that echoes quite provocatively and with uncanny verisimilitude a far-distant place and time in seventeenth-century Isfahan, when, as of 1598 c e , the city was the capital of the Safavid dynasty (1501–1722 c e ) (fig. 5.1). The story of the Old Testament heroine and the Jewish queen of Ahasuerus – identified by most ancient historians and biblical scholars as Artaxerxes, the Persian king from 465 to 424 b c e – is especially relevant as a mental bridge to the spatial configuration and social practice that I wish to explore here. This chapter turns to the urban space of the maydan, the ‘square’, that quintessential feature of Iranian cities, to suggest the kind of longue durée that Jean Guillaume attributes to formal preferences that ‘are difficult to formulate, and whose origins cannot really be defined’, but nevertheless persist through changes in style (fig. 5.2).3 The formal preferences are the kind evoked in the biblical story and made further visible in countless sources that range from ancient descriptions to medieval poetic–epic retellings of the stories of Persian kings and kingdoms. The link is not so much fixed and physical as it is evocative of continuities and memories. Jerusalem in this instance opens a window onto other lost urban practices for which Achaemenid examples no longer stand, but which are remembered through such tidbits of stories and histories as the enigmatic archaeological remains at Susa – one of the Achaemenid royal cities that was occupied, at least partly, until the arrival of the Arabs in the seventh century c e – and the descriptions of the city–palace ensembles in the Shahnameh (The Book of Kings, completed in 1010 by the Persian poet Ferdowsi).4 The compelling physicality of the proximity of the social and the royal spheres of action through the space of the urban square is found in references repeated in the story of Seyavash – the son of King Kay Kavus and protégé of Rostam, the hero of the Shahnameh.5 There, Ferdowsi enumerates gardens (bagh), squares (maydan), royal porches (ayvan) and palaces (kakh) as the key ‘ingredients’ of a vast fortified (dej) city (shahr).6 That such maydan–kakh ensembles had archaeological roots is further evoked in historical retellings, with examples including the Maydan-e Kasra (the square at the legendary Taq-e Kasra (or Ayvan-e Kasra), the famous Sasanian Ctesiphon: see further below). An equally intriguing reference is found in the Tarikh-e Bayhaqi (or Tarikh-e Mas’udi written for the
Ghaznavid Sultan Massoud), another medieval source contemporaneous with Ferdowsi, where Bozorgmehr, the wise vizier of that same Sasanian king is said to have been brought to the ‘Maydan-e Kasra’, the square presumably adjacent to the palace at Ctesiphon.7 These fragments of literary and archaeological renderings of a space of social interaction between the citizenry and the embodiments of authority shall refocus our attention later in this chapter. For now, I wish to argue that they continue to inspire and become most vividly and self-consciously reiterated through the space of the maydan–square in Safavid Persia.
5.2 Maydan-e Naqsh-e Jahan, Isfahan. Washed pen drawing by G. Hofsted van Essen (1703). The thrust of this chapter is to situate the integral link of the idea of a maydan, the public square in urban Persia, with a spatial–spiritual vision. Interrelated and concurrent urban and historical events underpin this enquiry. The events began before the turn of the seventeenth century and peaked by 1611–12; they pivoted around several large-scale urban-focused building projects in the Mazandaran
region of the Caspian Sea, in Kerman (south-eastern Iran), in Mashhad (northeastern Iran), in Ardabil (north-western Iran) and in Isfahan (central Iran); all date to the reign of Shah Abbas I ‘the Great’ (r. 1587–1629 c e ).8 Seen from economic, political and religious perspectives, each was a compelling instalment on the path towards a model resembling a true planned political economy.9 Each further solidified royal control over the principal trade goods and raw material (silk in particular) and the routes and means of global trade and, collectively, promoted social mobility for the merchant and elite groups close to that imperial centre.10 The economic motivations, however important, must have needed an anchor in socially recognizable and symbolically compelling markers of meaning just as much as those who contributed to the production of wealth through infrastructural interventions. And this aspect of the enterprise lies behind my thinking on the coordinated urban developments in the two decades bracketing the turn of the seventeenth century. It is well known that seismic social–spiritual forces were unleashed by the rise to power of Shah Ismail (r. 1501–24 c e ), his dynasty from the Safaviyya Sufi order (of fourteenth-century origin) and especially the declaration of Imami (Twelver) Shi‘ism (which holds a belief in the legitimacy of succession after the Prophet Mohammad down to his twelfth descendent Imam) as the religion of the Safavid realms.11 We shall not concern ourselves in this chapter with the sixteenth-century constructions and urban developments: the interventions in Tabriz, the first Safavid capital, brief as they may have been; the ancestral shrine of Shaykh Safi al-Din (1252–1334 c e ) in Ardabil as the dynastic spiritual centre; the redevelopment of Qazvin under Shah Tahmasb (r. 1524–76 c e ) to serve as the capital city (after Tabriz) and as an urban nexus of power under the tutelage of the new religion.12 In 1598 Isfahan was appointed as the capital city, an imperial centre so grand in Safavid parlance to be called Esfahan nesf-e jahan or ‘Isfahan, Half the World’ (plate 5.3). The chronological threshold (the turn of the seventeenth century) for this chapter requires, at least, a mention of another related and continuously magnetic site of crucial significance to the Safavid project of Shi‘ification and its centrality to the imperial agenda: the urban developments in Mashhad. This was focused on the construction of promenades and access roads, markets and other facilities that helped maintain and restore vital pilgrimage to the Shrine of Imam Reza, the eighth
Shi‘i Imam (d. 818 c e ), a task that was tied into diverting the faithful’s attention from Ottoman-held or contested holy sites (Mecca and Medina in Arabia, Karbala and Najaf in Mesopotamia) towards ‘internal’ spiritual resources.13 Together with additions by Shah Abbas I to the dynastic shrine, the two holy sites of Ardabil and Mashhad served as a thread – weaving the Safavid past to their Imami Shi‘i present – made abundantly visible through imperial patronage, charitable donations (waqf) and ceremonial events and visits, for which pilgrimage routes were refurbished and made safe.14 Given these building campaigns, it is safe to say that while the link between the patronage of shrines and the religiously motivated social engineering may require little argument to situate the spiritual persuasion in imperial agendas, we rarely consider the urban developments (as with many contemporary cities in early-modern Eurasia) as similarly motivated ventures in reaffirming the divine agenda in kingship and, in the Safavid context, as the social, economic and political refashioning of that particularly fragile attempt at bolstering the conversion process with lasting power.15 Here, I want to revisit these urban building works as the collective project of physically centring – in the public square – and remapping the spiritual geography of the Safavid Empire and as palpable enunciations of the promise of Imami Shi‘ism. pe r s ianizing m u s lim k ings h ip I am aware of the problematic nature of dealing with intangibles, and the phenomenon of the ‘spirit’ has been used and abused enough to send shudders down anyone’s spine. My intention is neither to endorse the Sufi-inclinations of some Persian studies on Persian art and architecture, nor to replace it with another universalizing concept. Rather, and with the following snapshots of the maydan in view, I offer a series of observations on patterns of behaviour that take the urban, architectural, functional and political pulse of the maydan ensembles in the cities of Isfahan, Farahabad and Kerman and analyse the experiential encounter between the kinetics of spatial orientation and the stasis of the placement of monuments of imperial and sub-imperial patronage in these squares. Accordingly, the urban architectural choices and patterns serve as signposts, remembering and picturing the ceremonials of kings across the histories of Iran and reconstituting, for the first
time since the advent of Islam, an ideologically and geographically coherent notion of Iranzamin (‘the Land of Iran’) during the Safavid period. In other words, the Safavid maydan relates to a cultural thread that weaves through time and space and serves as one of the generative ideas of the ‘idea of Iran’. Margaret Root argues in Chapter 1 of this book that the Achaemenid Persepolis and its neighbourhood of funerary and royal sites as well as its agrarian landscape should be read as an integrated royal–urban vision, different from a city proper as we know it, but equally important as an urban centre that visualizes an image of the empire. In that regard, the spatial, architectural and ceremonial relation among the elevated palatine platform (takht), its sight perspectives overlooking the terrain of ceremonial events below and the plain of life beyond would suggest a particularized Persian idea of kingship and its performative explications of spiritual authority (Chapter 1, plate 1.2). As Root notes, this vision of the structuring of a vast empire is different than, for instance, the Greek model of an acropolis–citadel at a location so removed that it makes the reciprocities of seeing and being seen immaterial to the experience of the divine endorsement of kingship. In thinking about the conceptual dimensions of seeing and being seen, spaced and placed as the takht and its land extension, one might also recall some of the general features of the Sasanian royal domains. The late Lionel Bier has argued that the absence of sufficient archaeological knowledge – in his case, with regards to early Muslim palaces and the appropriation of Sasanian palatine traditions – makes it impossible to draw direct links between architectural features and compositions from the latter to the former. Instead, he suggests that ‘early Muslim rulers looked to their Sasanian predecessors for means by which to express a concept of kingship in architectural as well as ceremonial terms’.16 Furthermore, he notes that the adaptations were neither comprehensive nor sufficiently ‘archaeological’ to isolate the various components. Sasanian cities like Ardashir Khwarrah (the ‘Glory of Ardashir’) in Fars, renamed after the Arab Muslim conquest as Firuzabad (the ‘Land of Victory’), had implications for the development of the Abbasid imperial city of Baghdad in the ninth century c e . Firuzabad was a revival of an Achaemenid city and was designed for Ardashir I (r. 224–39/40 c e ), the ruler of Estakhr (in Fars) and the founder of the Sasanian Empire (224–651 c e ). The city was constructed on a round plan 2
kilometres in diameter, encircled by a trench and criss-crossed by four avenues leading to the four gates of the city. At its centre was the imperial cluster of buildings, including a fire temple to meet Zoroastrian ritual needs. While not clear as to its other features, the centre implied in conceptual terms a nimbus of divine kingship. The other important spatial–architectural feature of Sasanian kingship to inspire Muslim rulers captures the relationship between the locus of the divine king at the apex of an axial disposition of the halls and courts locating the composition at the official centre of the palace. As is also well known, the place of honour in such palatine compositions was articulated in the form of an ayvan porch (or taq) of the vaulted audience hall, the most famous of which was at Ctesiphon, the royal palacecity in the vicinity of Baghdad, built for the Sasanian Shapur I (r. c.240–c.270 c e ) (fig. 5.4). 5.4 Taq-e Kasra, Ctesiphon, Iraq. Desirable as it may be to thread the survivals and revivals of the idea of Iran through the refashioning of Persianness out of the physical remains of her antiquities – a task taken up by our colleagues Matthew Canepa and the late Melanie Michailidis in Chapters 2 and 4 – it is, I suggest, the transformations through the
adoption of Shi‘ism and its facilitation of the Persianization of Islam that have sublimated the traces of the idea (or ideas) of Iran as a spiritual practice. Thus bridging the medieval and modern periods of Iranian history, this idea in turn had found its representational value in the urban posture and performance of kingship.17 By spiritual, I do not mean a single religious vision. Rather, the point is a shared tendency towards spirituality and its representation through a monarchical structuring of the social order. In such an order, the king stands as a benevolent agent, coordinating a divine plan on earth. The Safavid project of Shi‘ification was in reality a phenomenon of Persianization in that the promulgation of the newly tailored theology of rulership was anchored through royal patronage of practical instruments of (re)presentation and (re-)education. For instance, at the turn of the seventeenth century, just as Isfahan was being reconceived on a grand scale and centred on its maydan, the patronized Shi‘i ulema were busy fulfilling such royal commissions as the compiling of legal opinions on all matters pertaining to proper conduct of a Shi‘i Muslim life – birth and death, marriage and divorce, charity, trade, penal codes. The most popular among them was Shaykh Baha’i’s Jami’-i Abbasi (Compendium for Abbas; that is, Shah Abbas I).18 The shah had lured this famous scholar, philosopher and theologian from Jabal Amil in southern Lebanon to Isfahan, appointing him the shaykh al-Islam (‘chief theological advisor’) of the city and recruiting him into the service of the Safavid court and society. As has been noted by Rula Abisaab, his compendium was composed in response to ‘a conscious attempt to deliver to Persian society a token of a Persianized Shiism’, for which Shah Abbas I ordered the manuscript to be, according to Shaykh Baha’i, in ‘a clear, comprehensible language in order that all people, the learned and the lay, would seek benefit from it’.19 Indeed, the longevity of the idea of spirituality and kingship underpins the history of the idea of Iran from the Achaemenids to the Pahlavis. That idea arguably still casts its shadow on the post-1979 formulation of the Islamic Republic of Iran, its theocratic structure of rule and the supreme authority of the learned in Shi‘i theology, the systemic articulation of the velayat-e faqih (‘mandate of the jurist’), especially as stipulated by Ayatollah Khomeini (1902–89) as integral to the rahbar-e enqelab (‘leadership of the revolution’). These are not terribly far from the idea of spirituality and kingship so deeply rooted in the history of Iran.20 Here, however,
our focus will be on the spatial enactment of that tacit social contract. The ‘space’ component of this discussion draws on the maydan, defined as the public square, but also as the key organizing element of the urban imprint of kingship in Safavid Iran.21 This chapter suggests that commerce and community anchor a new political theory of rule, that Safavid planners articulated the armature of the urban life through spatial and architectural features and strategies, and that they appealed to Shi‘i Islamic exigencies as much as to cultural expectations rooted in ancient Persian practices of kingship. These representations made palpable the longevity of the abstract idea of Iran, as we have posited in our introduction to this book. r e me mb e r in g through b u ilding Unlike the quotations and reworked evocations of the visual tropes of ancient Persian architecture in, for instance, the early medieval Islamic tomb towers (see Chapter 4) and the pre-modern and modern Qajar (1785–1925) and Pahlavi (1925– 79) revivals and appropriations of Achaemenid and Sasanian motifs and typologies (see Chapter 6), monumental and vernacular architecture of the sixteenth and seventeenth centuries in Persia displays little quotable signs of a forensic interest. Achaemenid-style pillars and capitals or stone panels with Safavid kings in the guise of ancient heroes carved in the manner of Sasanian reliefs are nowhere to be found in the public arenas or private domains of Safavid architecture, whether within cities or in extra urban sites of fortifications, palaces, hunting lodges, mansions, bridges, caravanserai or other civic monuments. There are, to be sure, signs of knowing and valorization of ‘pieces’ of the past. Among those, the ayvan form has been widely used since the seventh century, especially in greater Iran, as a recognizable reference to the Sasanian king Khosrow Anushirvan (r. 531–79 c e ). His fame as ‘the Just’ (dadgar) warrior king casts the aura of legitimacy through intimations of Ctesiphon, his legendary palace with its majestic ayvan known as the Taq-e Kasra or Ayvan-e Kasra (the audience portico of Khosrow) (fig. 5.4). The distinctive talar, the pillared-hall scheme that constitutes the ceremonial semi-open space in front of the Safavid palaces in Isfahan, has been compared to the pillared halls of Persepolis and has persisted in scholarship as an indisputable
example of the survival of Achaemenid models (plate 5.5) (see also Chapter 1, plate 1.2 and fig. 1.14).22 The pillared hall, most famously memorialized in the ruins of the Apadana at Persepolis, was associated with the ceremonials of kingship in the Achaemenid context. In light of the references to its composition as the Chehel Menar or Chil Minar (‘forty columns’; that is, a multi-pillared hall) in medieval Persian literature and history, one may surmise it was understood in later eras to have functioned as such, given especially the direct appropriation of its form and function in the palaces of Shah Jahan in the neighbouring Mughal India.23 Thus a significant facet of the spatial relevance of the takht/talar/ayvan as a viewing stage seems to have been articulated through observations from outside. That Shah Jahan and his architects understood the implications of this formula is borne out by the research and analysis advanced by Ebba Koch.24 In the seventeenth and eighteenth centuries, Persepolis and the Apadana palace had become widely known as Chehel Menar, through engraved images and descriptions provided by European travellers to Safavid Persia.25 Koch points out, for instance, that this familiarity with the ancient monument could have carried with it reverberations of its symbolic meanings in European architecture, an example of which is the provocative references to plans for the Schönbrunn Palace by the architect Johann Bernhard Fischer von Erlach for Emperor Charles VI. Koch is also the source for having located a reference to a fragmentary letter attributed to Fischer von Erlach which states that the architect had planned to build the new royal palace at Schönbrunnon a hill in the same way as it is reported of the royal castle at Persepolis or Tschehelminar, so that His Majesty [Charles VI] – like Cyrus overlooking his empire – can see as far as the borders of Hungary.26 Such tantalizing evocations of imperial takht and viewing stages from which the monarch casts his gaze over his empire is realized in the maydan of Isfahan by the middle of the seventeenth century. The formal relationship, traceable through such multi-pillared halls between the Safavid talar and the Achaemenid Apadana, thus may offer another venue for a ‘survival’ narrative. Just as the ayvan was carried through architectural recreations and literary reproductions – the signs and somatic marks of a valorized model of
Iranian kingship – so too may have been the multi-pillared hall scheme, which offers the generic ancestry for the slender wooden columns of the talar at the seventeenth-century palaces in Isfahan. Nearly every ayvan in Safavid palaces in Isfahan, as in many other places, including the Mamluk citadel in Cairo, are compared through literary allusions to the Ayvan-e Kasra.27 Other such citations of the valorized past are reported by some of the European visitors to Safavid Persia. The French traveller Jean Chardin noted the presence of two antique marble column bases at the corner of the Harem Gate in Isfahan (fig. 5.6). These, as Chardin states, were ‘des pièces tirées des ruines de Persépolis’, an observation that may point to a deliberate positioning of the pieces in an implied parallelism between the two imperial ensembles.28 After all, the Harem Gate was one of the two principal entranceways into the vast royal precinct of Isfahan when the city was the capital from 1598 to 1722. The precinct known as the daulatkhana (the ‘abode of felicitous governance’) housed Safavid court life and its imperial enterprise, and the Harem Gate served as the main thoroughfare into the inner zone of the precinct, where ministerial messages and royal directives were relayed to and from the shah when he was not at audiences and ‘cabinet’ meetings at the official seat of the Ali Qapu Palace, the other main gateway of the ensemble.29 Despite the absence of Persian written references to this feature of the Harem Gate, the very act of transporting and installing pieces of Persepolis at such an iconically potent site must be read as indicative of a deliberate reference to a meaningful – and revered – antiquity. Yet I hesitate to call this Persepolitan spolia, simply because such definitions tend to be understood as a purposeful integration of antique features into a structure or an uban scheme.30
5.6 Maydan-e Naqsh-e Jahan, Isfahan; reconstructed rendering of the west flank with the Ali Qapu Palace Gateway before the addition of the talar in 1644, the Harem Gate on the left and the talar-fronted Palace of Talar-e Tavila inside the daulatkhana. The point of such caution, and one in need of emphasis, is related in large part to prevalent technologies of construction. Building materials and methods – brick and mortar, arches and vaults – throughout the majority of greater Iran in its postantique period are incompatible with the stone (and even wood, which is scarce except along the Caspian Sea shore) vocabulary of the Achaemenid antiquity in Persian architecture. Not surprisingly, the absence of such direct appropriations or stylistic revivals of antique pieces in the building works of the Safavid period makes it almost impossible to speak of survivals and revivals in the same way that one might approach the subject in the structurally more accommodating architecture of, for instance, Mughal India and the Ottoman Mediterranean – regions where stone was the principal building material. Architectural history, it is said, is, in part at least, an exercise in locating genealogies: of the architectonics of the buildings, and the biographies of those who enacted the forms, types, techniques and themes, tracing into ‘relevant’ pasts for the borrowings and inspirations that have informed the presents.31 With this latter point in mind and with the physical tracings just offered, this chapter aims to build an argument in which the Safavid revivals or appropriations of recognizably potent forms – the talar and the ayvan – would also include spatial arrangements on an urban scale and a ‘consciousness’ towards and ‘interest’ in those antique pasts as an aspect of cultural memory. The royal graffiti carved on the ruins of Persepolis from Sasanian times to the
fifteenth-century Timurid and sixteenth-century Safavid kings, and onwards into the nineteenth and twentieth centuries, serve not only as signs of human vanity, but as the ‘I was here’ markers left by royal deliberation indicative of that sort of memory continuity.32 Others may be interlaced across divergent times and places: the tenth-century Buyid claims to authoritative Islamic refashioning of kingship in Sasanian guise; the dreams of Shaykh Safi (1252–1334 c e ), the spiritual progenitor of the Safavid dynasty, posing textual parallelism to Sasanian memories; or the anchoring onto the memories of the Shahnameh, the historical chronicles of the Safavids, especially during the time of Shah Abbas I, when new texts were composed and illustrated to record the history of the new ‘king of kings’.33 Collectively, they anchor a sense of group identity and cultural memory, irrespective of the specificities of race, ethnicity, language or geography. In that sense, our book too is an act of remembering as synchronicity. Furthermore, such traces of cultural memory may be gleaned from written sources that are, in addition, oddly mythical in their imagination, while they are in fact related to real places. The Safavid historian Afushta Natanzi refers to Estakhr (near Shiraz) and to Shiraz as the dar al-molk-e solaymani, the ‘Solomonic seat of rule’, a conjuring of the real and the imagined that is rooted in the operations of cultural memory.34 Similarly, the point to underscore is that while memories of such configurations as an urban space of royal–religious–economic triangulation may not be unique to the Safavid period, it becomes an especially sustained and carefully articulated feature of urban design in this period and especially in the seventeenth century. t h e s afav id m ay dan in t he s eventeenth c entury In order to chart the physical terrain of this discussion, here I offer a series of snapshot views of the urban public-square projects of the cities of Farahabad, Isfahan and Kerman (see fig. 5.23).35 As it is, Isfahan has been studied and documented with greater intensity than any other city in Safavid Persia;36 for this reason, and my own previous contributions to Isfahan studies, the following discussion on Isfahan will be brief. Farahabad as a city remains largely in the dark, although its palatial and garden ensembles have received some attention.37 Kerman
is among the most attractive cities in south-central Iran with rich archaeological remains and architectural evidence from early medieval to the nineteenth-century Qajar interventions. Taking advantage of the material gathered during a research trip in 2000, this segment of the discussion attempts to add to the meagre scholarly attention dedicated to architectural works of Safavid Kerman.38 The three cities take centre stage also for the fact that they do not have the ‘natural’ Shi‘i appeal of the urban building works that focused on Ardabil, Mashhad and Qom (and Najaf and Karbala in Iraq until the 1630s) during the Safavid period. On the other hand, the designs of Farahabad, Isfahan and Kerman articulate imperial intentions of a Shi‘i polity, aiming to create an urban identity hinged on the admixture of the commercial, the religious and the political. They furthermore preserve the most prominent examples in Safavid Persia of such urban centres, albeit some to a better degree than others, and are described and documented, again with varying degrees of completeness or complexity. Chronologically, but also politically, symbolically and architecturally, the Maydan-e Naqsh-e Jahan in Isfahan takes precedence in this discussion (fig. 5.2, plate 5.3 and fig. 5.7). It was begun in 1590–1 as one of the two centrepieces of the urban-renewal campaign – the other, begun c.1596, was the promenade of Chahar Bagh that linked the old city to the new quarters and developments on the south side of the River Zayandarud – in anticipation of the transfer of the capital to Isfahan in 1598.39 The enormous, rectangular maydan anchored the urban scheme in which a ceremonially enhanced gatehouse (the Qaysariyya, also begun in 1590– 1) on the north side connected the new square, through the covered bazaar network, to the old Maydan-e Kohna – the Great Saljuq (1037–94 c e ) urban centre that had survived along with its famous Friday Mosque from that phase of the city’s central location within a Turko-Iranian polity. Contemporaneously, a two-storey royal gatehouse, famed as the Ali Qapu (the ‘Lofty Gate’) demarcated the west side of the square as the royal ‘wall’, beyond which the imperial household and government took residence at the Bagh-e Naqsh-e Jahan, a complex to be developed in 1590–1 and 1660s into an ensemble of palaces, imperial workshops, a chancellery and the harem complex, among other constituent parts of a royal precinct.
5.7 Sketch plan of Maydan-e Naqsh-e Jahan, Isfahan, showing (1) the square, (2) Masjed-e Jadid Abbasi, (3) daulatkhana royal precinct, (3a) Ali Qapu Palace gateway, (4) Shaykh Lotfallah Chapel Mosque, (5) Qaysariyya entrance gate, (5a) the royal bazaar ensemble where a mint, a bathhouse and a hospital stood as part of the complex. The maydan underwent a major modification in 1602–3 when shops, two rows deep, regularized the continuous two-storey façade of the maydan, creating a peripheral wall that remains to this day. It was in this very phase that the plan began to reveal its grand design conception: a one-room, domed chapel mosque (a private mosque for the royal household) was built on the east side, possibly
conceived from the start in the name of the prominent jurist and scholar Shaykh Lotfallah, one of those Amili jurists recruited to assist in the Shi‘ification process; the Ali Qapu was modified to become a five-storey building that served as the principal royal and ceremonial entrance into the daulatkhana as well as the seat of the judiciary. The Shaykh Lotfallah Mosque was completed in 1618–19, and the Ali Qapu around 1615, before it was modified once again in 1644 with the addition of its front building and ceremonial talar pillared hall (more on this later) (plate 5.8). Construction of the Masjed-e Jadid-e Abbasi (the New Abbasi Mosque, better known as the Royal Mosque or Shah Mosque, and more recently as the Imam Mosque) began in 1611–12 (plate 5.9). The location of the mosque at the south end of the square and the layout, which included the unusual incorporation of a pair of madrasa courtyards flanking the main sanctuary, and the skewed axis, which creates the very distinctive profile views of the building, together speak of complex advance planning for this enormous undertaking, requiring, furthermore, the mobilization of funds, material resources, expertise and labour force, as well as procurement of land that was already privately owned. The significance of this mosque as the largest and most prominent of the monuments along the square periphery, and as the very first congregational mosque to have been sponsored by Safavid royal decree, cannot be overemphasized. Moreover, it is in the timing of the relevant constructions coinciding with this mosque that we get a glimpse of the urgency of spiritual confirmation as an integral feature of the architectural and spatial articulations of the public square of the principal urban developments in Safavid Persia. Legalizing the Friday Prayer The dynasty’s claim to authority in the absence of the Mahdi, the promised messiah of the Imamate, faced forbidding obstacles, among them the fact that Shi‘i jurists of the realm could not agree on the permissibility of the Friday prayer (salat al-Jum’a) during the absence of the twelfth Imam.40 In the Shi‘i state, the shahs could neither lead the prayer nor claim legal sovereignty through the khutba, the sermon that originated with the Prophet and was delivered thereafter in the name of his deputy on earth – the caliph in Sunni Islam, and the Imams in Shi‘i Islam – at the Friday
noon congregational prayer.41 When Shah Ismail was warned against the promulgation of the Imami Shi‘i creed among the largely Sunni urban population of Tabriz – the capital of the Aq Quyunlu (1378–1508 c e ) – whom he had defeated to ascend the throne, he invoked Imam Ali’s authority through the recounting of a dream whereby the Imam had advised him to have his armed Qizilbash warriors (the Turkmen clan supporting the Safaviyya order and the shah) encircle the worshippers during the Friday prayer so as to contain any unrest during the delivery of the sermon.42 In the absence of the twelfth Imam in the Imami practice of Shi‘ism, the king (in this case the Safavid shahs, who were the first to establish an imperial rule in the framework of Imami Shi‘ism) had to find theological support to justify their dual role as the chief purveyor of spiritual and temporal authority. The intervention of an imported and patronized cohort of Shi‘i scholars from Jabal Amil and the holy cities of Iraq-e Arab (corresponding roughly to the Iraq of today, as against the Iraq-e Ajam, an area commensurate with the central and western parts of present-day Iran) played a crucial role. With a juridical philosophy sympathetic to the imperial designs of the Safavids, the Friday prayer sermon, during the sixteenth century, was gradually incorporated into a legalistic rendition of Imami Shi‘ism, culminating in the prominence, albeit not without clerical resistance and debate, granted by Shah Abbas I to the views of Shaykh Lotfallah Maysi, whom he held in highest regard as the court mujtahid (‘jurisconsult’), especially for his unwavering support of the imperial ideology and its legitimatization through Friday prayer, arguing for the obligation of its performance.43 Popular resistance and protestation to the centralizing of religious authority and its imperial appropriation was articulated through the debate on the status of the Muslims’ religious obligations, especially regarding the intertwined authority of the ruler and the performance of Friday prayer. The objections, voiced by the old elite of the city underscored the economic as well as political anxiety in the face of centralizing efforts by the Safavid household. Members of the merchant and guild communities associated with the old Friday Mosque of the city (the predominantly Saljuq structure of the masjed-i jum’a at the centre of the old pre-Shah Abbas I Isfahan) had objected to the authority of Shaykh Lotfallah and had accused him of fabricating legal prescriptives. The Shaykh’s refutation of those objections is in turn
justified by evidence he offers in his treatise, al-I’tikafiyya (‘Seclusion’, or ‘Spiritual Retreat’), where he says that Shah Abbas I intended to build him ‘a congregational mosque which can fit from a thousand to two thousand people, facing my house that Turks, slaves and every other willing person including myself, may come to you’.44 The intention, if not the actual mosque of Shaykh Lotfallah, which is a small, single-domed chapel mosque without congregational capacity, speaks to the significance of the restoration of the Friday prayer as an integral aspect of making the capital city the imperial centre of the Imami Shi‘i polity, whose legitimacy was questioned by Sunni rival states, especially the Ottomans and the Shaybanid Uzbeks.45 As the shaykh al-Islam, his support was sought and rewarded by Shah Abbas I as an integral facet of the establishment of Isfahan’s maydan and its two mosques, in particular the large congregational mosque, as an element of statehood. The foundation in 1603–4 of a royal chapel mosque, which was also affiliated with the site and functions of the madrasa where Shaykh Lotfallah taught, and its location directly across from the principal gate into the palace precinct articulated the primacy of the favourable legal opinion and its capacity to be recruited in lending legitimacy to the political foundation of Safavid rule. At the same time, such patronage helped secure the clerical assumption of Imamate authority under their tutelage. It is in light of the significance of the spiritual mapping, so resolutely pursued at Isfahan and its maydan, as suggested here, that we must search for its currency across the Safavid imaginary of the imperial centring and its capacity to be subtly evoked in projects carried out simultaneously in Mazandaran and a bit earlier in Kerman. Mazandaran At the Caspian region of Mazandaran, Shah Abbas I sponsored the founding of two new cities: Farahabad (near Sari, a small village then and a large city today) was to serve as the principal urban entrepôt for the large-scale silk industry, its production and processing for distribution from the region; Ashraf (today’s Behshahr) was to be a regional royal retreat.46 By virtue of their location along the shore of the
Caspian Sea, with fish- and prey-rich environs, a lush, subtropical landscape and forested mountains, they were more than ‘pleasant retreats’ illustrative of a presumed peripatetic habit of kingship.47 Indeed, Farahabad was planned on a scale suited to its function as the principal royal commercial hub and provincial capital (fig. 5.10). So significant was this urban project that it prompted a transfer of populations from north-west Iran and the Caucusus, including Armenian, Georgian and Tabrizi silk-workers and other loyal subjects. 5.10 Sketch plan of the complex at Farahabad, Mazandaran Province, showing 1) the maydan, 2) the congregational mosque, 3) the royal precinct (gardens and pavilions). Much of Safavid Farahabad is lost to us, but what remains, and what is relayed through contemporary sources, indicates such grandeur of conception, of which only fragments survive, still awaiting thorough archaeological investigation. Nevertheless, the remains clearly demonstrate that it was intended as a fullyfledged city with a plan that included the principal features of a Safavid metropolis:
a public maydan, a daulatkhana, a Friday mosque and bazaars, as well as madrasas, hammams, houses, roads, bridges, and so forth. In 1618, when Pietro Della Valle was seeking an audience with Shah Abbas I while the king was in Mazandaran, Farahabad was already built up enough for the Italian to note that there were streets so long that they made the city’s un-walled circumference equal to if not greater than that of Rome or Constantinople.48 He describes wide avenues with houses neatly facing one another. The avenues were lined with water channels for the purposes of catching rainwater from the houses. Unlike the houses that were built using local construction materials and methods (mud and thatch, for example), as he underscores, a vast new caravanserai, a public hammam and the shah’s residence were constructed from baked brick and had tiled decoration. One of the most striking features of Farahabad was the fact that the river Tajine ran through the middle of the city, providing a riverfront opportunity to build houses with open talars that utilized the vistas (fig. 5.11). A single bridge spanned the river at its most concentrated traffic point, presumably accommodating some major artery.
5.11 Remains of the Safavid bridge over the Tajine River, along which houses were built with balconies and talar porches, Farahabad, Mazandaran Province. Della Valle further elaborates on the diversity of the populations brought to Farahabad, among whom he singles out the Christian Armenian and Georgian silkworkers who enjoyed royal protection and ‘could build as many houses and churches as they wished’. Such ‘privileges’ as accorded the Christian communities had parallels in Isfahan, where Julfan Armenian merchants were forcibly relocated in 1604–5 and where land for the founding of a residential quarter, New Julfa, was granted by royal decree. In the wake of Ottoman–Safavid conflicts over territories of historical Armenia, the shahs’ patronage was motivated by pragmatism: the mercantile and farming skills of these Christian communities provided crucial support to the economic designs of the court.49 The enormous investment in resources and manpower for developing Farahabad on such a vast scale and the fullness of the urban planning and the rapid pace of construction bear witness to the centrality of the city in view of the politicoeconomic plans that included refashioning the imperial household as much as the
administrative structure of the Safavid polity.50 Two features of the new city mark it as an imperial project of urban–political weight comparable, albeit on a secondary level, to Isfahan. One is the maydan, described by Molla Jalal Monajjem as a rectangular space of a ratio suitable for polo playing and for the mixed ceremonial use we know so well from Isfahan (fig. 5.10).51 The significance of the public square here is less visible to us as so little is known. But to deduce how important such a scheme had been, we need to turn to the most surprising building addition in Farahabad: the integration of a royal-sponsored Friday mosque in the city (figs 5.12, 5.13). The four-ayvan-plan mosque, built on a monumental scale, was decorated with glazed tiles and had fine vaulting systems executed in typical Safavid brickwork. Fragmentary survivals of the tilework, the fine brickwork and the complex brick-patterned vaults bespeak of an impressive building. It is, however, in the very planning of a Friday congregational mosque of imperial scale along with the city in 1611–12 that we find a sign of the extraordinary meaning loaded in the urban project at Farahabad. And again, it is the contemporaneity of the commencement of construction of the congregational mosques of Farahabad and Isfahan that denotes the enormity of the politico-religious accomplishment.
5.12 The south qibla ayvan (the porch towards the direction of prayer) of the Congregational Mosque, Farahabad, Mazandaran Province.
5.13 View of the courtyard and north ayvan with remains of the central pool, Congregational Mosque, Farahabad, Mazandaran Province. Thus, the Farahabad mosque may be best understood as a pendant gesture to the one in Isfahan, which had been planned earlier but also commenced at the same time as the one in Farahabad; both were also accompanied by constructions at Mashhad and Ardabil. Whereas in Farahabad the design and construction campaign simultaneously completed the maydan, mosque, daulatkhana and other features of the urban development, at Isfahan the project was so massive that it took nearly two decades to give the main features of the city’s new sector, including the first imperial mosque of the Safavids, full shape. Kerman The third of the grand maydan constructions of this period is in Kerman, the city on the south-eastern Iranian plateau with considerable antiquity (plate 5.14). Kerman assumed its reputation as an important mark on world trade maps in the period under consideration here. Safavid Kerman was the centre for the procurement,
storage, distribution and export of two of the most important manufactured goods in Safavid Persia: blue-and-white ceramics and wool carpets.52 Under the patronage of Ganj Ali Khan (d. 1625 c e ) – the governor appointed by Shah Abbas I, a close childhood friend of the shah’s and a member of the shahsevan (‘devotees of the shah’) – Kerman was built up to serve its expanded role as a node on trade routes linking India and Persia with their European clients of ceramics and carpets through transport routes to the port city of Bandar Abbas on the Persian Gulf. As such, Kerman constructions partake in the same infrastructural campaigns of building for the promotion of trade as those that accompanied Farahabad and Isfahan. In its formal layout, Ganj Ali Khan’s urban centre resembles the great maydan of Shah Abbas I in the capital city, the construction of which had begun some six years earlier (fig. 5.15). Even though the maydan in Kerman is much smaller in area (the one in Isfahan measures more than 85,000 square metres; the one in Kerman about 5,000 square metres), and though its peripheries are architecturally less complex in comparison to those of Isfahan, Ganj Ali Khan’s maydan recalls the Safavid public square of Isfahan in terms of its conceptualization of an urban centre. The rather obvious link here, however, does not sufficiently explain the particularities of the Kerman solution and its place within the larger cultural scheme propositioned in this chapter. The following discussion on the maydan project in Kerman, therefore, demands a deeper excavation of its component parts and their social and urban meanings for it to be understood in light of a spiritual–imperial mapping as I posit in this chapter. For a variety of reasons, including difficulty of access, this ensemble has attracted surprisingly little scholarly attention despite its relatively good state of preservation.53
5.15 Sketch plan of the Ganj Ali Khan complex, Kerman, showing (1) the maydan, (2) the small private mosque, (3) the caravanserai, (4) the bazaar artery, (5) the mint, (6) the bath, (7) the cistern. Urban renewal of Kerman began in 1596, the year Ganj Ali Khan was appointed the governor of Kerman. The building campaign included an enclosed, long bazaar and a maydan with attendant buildings. The two principal components were spatially and architecturally distinct, but their functional relevance is made visible by the integration of the bazaar into the peripheral arcades around the maydan, thus marking the maydan as the navel of the city’s urban space. Indeed, like an umbilical cord connecting to this navel, the bazaar artery pulled together disparate urban centres of the old city by linking the venerated fourteenth-century congregational mosque of Kerman with the old citadel that had served as the seat of the provincial government in the medieval period through a remarkably straight line on the maydan’s south side. The eastern side of the maydan of Ganj Ali Khan is dominated by the façade of a large and handsomely decorated caravanserai (plate 5.16). This also forms the most
monumental feature of the maydan with its massive rectangular frame of the vaulted recess of an ayvan. Although the composition is interchangeably used in a variety of building types, ranging from mosques to tombs to caravanserai, it is rare to find a façade with an upper zone that soars so high above the roofline of the adjoining buildings.54 Its location and dominance over the maydan façade endows this caravanserai with subtle but still legible conceptual and formal significance on a level not immediately perceptible. One such signal, to which we shall return later, is the location of a little mosque on the north-eastern corner of the maydan; its recessed, unassuming entrance is flush with the façade of the adjoining shops that run along the east side of the square and are dominated by the entrance gate of the caravanserai. Tucked behind the arcades on the other cardinal points of the maydan are buildings that serve public and governmental functions: a mint (zarrabkhana) on the north side (undated but probably built along with the whole complex between 1598 and 1619), the famed hammam of Ganj Ali Khan on the south side (completed 1611), fed by an underground water channel (qanat) known as Shahrabad which was excavated by Ganj Ali Khan and gathered at the cistern (abanbar) on the west side (completed in 1619, but associated with the name of Ganj Ali Khan’s son and successor) (plate 5.17).55 Unlike the façade of the caravanserai, the other nodal points of the maydan – the mint, the subterranean cistern and the hammam – are inscribed on the maydan with tiled, framed arches that rise ever so slightly above the roofline. Their principal façades each consisting of a small but intensely decorated ayvan lie hidden behind the arcades and are structurally and formally welded into the sequence of bazaar functions and spaces. Each, nevertheless, complements the grand urban narrative of Ganj Ali Khan’s ensemble. The mint and the cistern, architecturally insignificant edifices in Persian practice, charge the site with meanings far more potent than their forms: in the case of a polity where the imperial centre exerts economic and political control, the mint signifies royal sanction; in an arid region, the cistern’s facilitation of water supply elicits cultural significance as an act of charity and piety. While the mint and cistern are modest in aesthetic terms, the hammam is an architectural gem still awaiting serious study (plate 5.18).56 Located on the axis of
the mint, it consists of a series of gorgeously tiled and exquisitely proportioned vaulted spaces that serve as hot and cold baths and gathering halls. The hammam in Islamic practice is a space consecrated to activities of purification, understood to be both religious and hygienic in its import. The hammam was, moreover, iconic of royal privilege in patronage. Following the Romano-Byzantine practices inherited by the first Muslim dynasty, the Umayyads (661–750 c e ) of greater Syria, the early histories of building in Islam are bonded with rich representations of imperial patronage through the construction and decoration of bathhouses.57 Hammams are ubiquitous throughout Muslim lands, their function integrated into the urban fabric and especially the market complexes. Often tucked inside an enclosed bazaar and rarely placed prominently or as a freestanding monumental structure, the hammam building does not seem to balance on the same axis as a governmental institution like the mint here in Kerman. A comparable axially coordinated pairing is found in the Mughal Red Fort schemes in Agra and Delhi, where the Diwan-e Khass and the bathhouse stand together, both dating to the mid seventeenth century.58 Ottoman Istanbul acquired a great many baths commissioned by imperial and sub-imperial patrons alike. Some have been situated to evoke imperial support for the provision of urban public amenities.59 None, however, as far as I can tell, partakes in the schema of Isfahan and Kerman. Closer to home was the pairing in Isfahan of the hammam-e shahi (royal bathhouse) and the zarrabkhana.60 Those two, however, stood as components of the complex of the Qaysariyya and were interlinked with the royal dar al-shafa (hospital). As it is, the imperial patronage was the source of these foundations and all were integrated into the urban planning of Isfahan at the turn of the seventeenth century. Unlike the Mughal forts, the Safavid royal hammams, at both Isfahan and Kerman, stood outside the inner sanctum of the royal precinct. (Their disappearance or partial preservation makes it difficult fully to understand how they related spatially). At any rate, the alignment of Ganj Ali Khan’s hammam and mint across the maydan alludes to the staging of such functions in the context of the imperial precinct in Isfahan. Such evocations of royal centre may appear devoid of a persuasive link with the religious–spiritual authority that must be embedded in its articulation. Here in Kerman, however, the functional and ritual meanings of the urban-square scheme
articulate the same conceptual narrative as in Farahabad and Isfahan, but they do so in surprisingly subtle elements and situations, especially revealed through the caravanserai–mosque pairing. The caravanserai has puzzled Iranian scholars, with its function as an inn or madrasa the subject of some disagreement among Iranian researchers (plates 5.19, 5.20).61 The madrasa camp, represented by the late Dr Bagher Shirazi, hinges on a Qur’anic passage in an epigraphic band whose portions were discovered about two decades ago. My research into the architectural evidence concurs with the caravanserai conclusion, but also complicates and enhances the subject by suggesting that the structure had additionally served the governor as a ceremonial seat in the city. The edifice behind the façade consists of a two-storey multi-unit structure composed around a courtyard. In its broad conceptualization, the caravanserai is laid out on the classic four-ayvan plan with a deep entrance corridor leading from the monumental gate (on the maydan) through a shallow ayvan into the courtyard. Deep ayvans open on either side of the courtyard, while directly across lies a matching ayvan chamber that is elaborately decorated and serves as an elevated ‘seat’ instead of the ground-level porch form ordinarily associated with the ayvan. The location of the main axis on the short side of the courtyard departs from the norm and thus conceives of the principle facing ayvans along the main axis of the building as a processional route and a ceremonial space. Such a space is scarcely suited to the functions of a caravanserai; this was, after all, a temporary depot and resting place for travellers. My contention that the building also had a ceremonial function rests on the placement of visual emblems of princely authority along this processional axis. Before entering the caravanserai, the portal already hints at what lies ahead. Despite their badly damaged and fragmentary condition, carved stone panels, tile work, muqarnas elements (the honeycomb- or stalactite-shaped ornamentation filling the void inside a vault) and especially the foundation inscription intimate a far more rarefied building than ordinarily expected at a caravanserai.62 The inscription is signed by Ali Reza Abbasi, the greatest calligrapher of the age, whose designs also graced the royal foundations at the Maydan-e Naqsh-e Jahan in Isfahan.63 Immediately upon entering, two small arched panels in relief stucco flank the
sides of the corridor with a pair of seated figures engaged in a board game, with two servants fanning them, and a dragon motif. These panels are thematically recognizable for their princely connotations. The princely decorative scheme of the entrance corridor – complemented by a complex geometry of the subtly chromatic brickwork in its vaulting – finds its echoes in the main porch directly across from the entrance unit. Here again their miserable state of preservation allows only a glimpse of what must have been an uncommonly opulent space for a caravanserai. Details of brickwork, tiled inscriptions, carved stucco panels and, most surprisingly, murals in the reception room behind the ayvan, where the kingly prerogative of the hunt is the main theme, denote ceremonial functions (fig. 5.21).64 In both style and thematic import, and through the signatures of the artists and architects, the paintings and other decorative features of this ayvan seat and the entrance corridor are associated with Isfahan, the imperial centre of cultural production. 5.21 Detail of wall paintings in the chamber behind the main ayvan seat at the caravanserai of Ganj Ali Khan, Kerman, with textile-like patterns drawn in delicate lines and a subtle palette with images of hunters on horseback and prey animals.
The preceding emphasis on the royal signals in the caravanserai underscores what I contend to be an echo of the idea of an imperial emporium for which the spiritual authority emanates from the Safavid narrative of legitimacy as discussed in its Imami Shi‘i formulation. The interior markers – mural decoration and a quality not commonly encountered in caravanserai – are reinforced by the placement of the little mosque of jewel-like quality on the north-eastern side of the square and attached to the caravanserai. We can tease out the royal weight, the ceremonial intentions and the aspirations of the patron of this urban ensemble from this unusual pairing of the caravanserai and the mosque in Kerman and their intriguing visualizations of the cultural tonalities that inspired the main urban squares of Safavid Persia. The mosque is an enigma: a small vaulted single room with a balcony and a mihrab inscribed with the name of Ganj Ali Khan as the humble servant and ‘slave’ of the shah (plate 5.22).65 This would not have been curious if it had been tucked away in some corner of a neighbourhood or if it were not so opulently decorated. Internally, the tall and narrow space is capped by a soaring vault, its transition from a square base to the domed apex is facilitated through a sequence of muqarnas-filled pendentives, a sixteen-sided clerestory zone and a segmented dome interior that compensates for the small floor space by transferring the experience of largeness vertically. The theatricality of the architecture is further heightened by the multimedia articulation of the surfaces with a variety of epigraphic and decorative motifs and by the placement of a small balcony opposite the qibla wall. The walls of the balcony are covered in murals of intertwined patterns of animal and floral motifs. There is indeed no precedence in Persian mosque architecture of the Safavid or earlier periods for such a balcony and its murals. The balcony can be considered as an alternative rendition of the protected royal space in mosques (the maqsura), the type of royal balcony of which the Shaykh Lutfallah mosque provides the closest parallel, making that mosque a site of imperial devotion by virtue of its maqsura.66 On religious grounds, on the other hand, the figural imagery, even of animals frolicking amid vegetation, would be anathema in a mosque. The closest parallels to the mural decoration in this balcony are to be found in the ceremonial spaces of houses and palaces and indeed are found also in the ayvan-seat at the adjoining caravanserai.
Single-room mosques are ordinarily small and simple, and are associated with the neighbourhood’s need for the daily use of a convenient sanctuary, usually met with limited local resources. The sole example in Persia of a single-room mosque conceived on a grand architectural and decorative scale is, however, not a neighbourhood mosque, but the private royal chapel mosque of Shaykh Lotfallah on the east side of the Maydan-e Naqsh-e Jahan in Isfahan. Accessed from the palace precinct either from the maydan or through a subterranean passageway, the Shaykh Lotfallah mosque in Isfahan, discussed above, is especially noted for its ingenious vaulting system, its tiled decoration, and its rarely discussed but crucially relevant – to this discussion – royal balcony that overlooks the domed hall and faces the mihrab. The design of Ganj Ali Khan’s mosque also eschews the ‘normal’ congregational mosque plan – the courtyard-centred, usually four-ayvan type – in favour of a single-domed structure, which is rarefied in scale as well as in formal terms: sophisticated vaulting, epigraphic, painted and gilded decoration and, above all, the placement of a royal balcony that faces the mihrab. It may be suggested then that as the royal sanctuary–retreat in Isfahan harmonized with the seat of rule by spatially communicating across the short axis of the maydan, so too Ganj Ali Khan’s mosque–caravanserai pairing at one side of a maydan ensemble conflates and compresses the emblems of a princely seat of authority with its corollary space in the sanctuary, placing them in close proximity to one another. The architectural enigma of Ganj Ali Khan’s mosque, indeed of the entire maydan ensemble, may thus be resolved by looking at it as a collation and reconfiguration of the royal exemplar. As an urban space, in fact the principal public square of the city, Ganj Ali Khan’s maydan and its constituent parts configure the stage for a wide spectrum of action and interaction. As on a theatrical stage, the maydan and its architecture become the site where public life is ordered, encoded and performed: a zone of contact and reciprocity between actors and spectators, between the absent ruler and the daily life of the denizens of Kerman. As in the case of the other Safavid maydan, it is the performance of kingship – articulated through the privileges of a mint, a hammam, a ‘royally’ enhanced mosque and caravanserai, and bazaars – in its conceptual fullness as both spiritual and imperial, religious and political, social and economic, that animates the urban experience. Here again, the visual and the ceremonial coalesce into a collective representational enterprise, activating the
architectural space through the prismatic enunciations of authority. The incongruities in the mosque – the intimate size in comparison to the grandiose conception of space, the decoration and the collapsing of normative distinctions between piety and authority in a mosque – indicate at once the limitations and the extensions of the authority endowed from the centre onto the shahsevan governor. Above all, however, the melding of the royal, spiritual and economic at the urban centre in Kerman, and the very fact that the mosque with its pronounced royal connotations maintains a discretely subsidiary role to the otherwise public, albeit subtle, enactments of authority in the maydan itself, further enunciates these ambiguities inherent in the new Safavid imperial paradigm. As a theatre for the unfolding of human activity, for public rituals and private moments, the maydan ensemble of Ganj Ali Khan recreates and suggests through the medium of architectural memory the fixed stage of the imperial maydan in Isfahan. The maydan’s conjunction of functions and kinetics is most perceptible to the pedestrian in the space of the shared arcade on the south flank. Viewed from any other side of the maydan, the clustering of relations between the bazaar artery and the maydan is signalled by the domed edifice of the chaharsu (the crossing of the maydan arcade and the bazaar artery) at the south-western corner. As markers of shift in traffic patterns of bazaars, chaharsu crossings are always crowned with a monumental vaulted ceiling, but they are rarely if ever given an external visual prominence such as we find in the maydan of Ganj Ali Khan. So here again hierarchies of space and their architectural articulation reinforce the functional centrality of the ensemble as an emporium. The maydan, however, was not simply a space for commerce. Rather, it stood in the province as the proxy for the Safavid imperium itself. t he c once pt of p e r f o r mat iv e p u b lic s pac e Maydan, or a variation on the concept of maydan (Arab. midan) as a public urban space (akin to the plaza/piazza/place/platz) is a familiar feature of nearly all cities across the lands of Islam. In contemporary experience, the rise to prominence of the space of Tahrir Square (Midan Tahrir) in Cairo since the Egyptian revolution in January 2011 has cast new light on the significance of such urban spaces. Indeed,
even the late twentieth and early twenty-first centuries, events in Iran, for instance, document the utility and relevance to public action of major urban squares: the 1978 beginnings of the Iranian revolution unfolded around a series of bloody encounters at the Maydan-e Jaleh in Tehran; the ensuing anti-Shah protests in 1979, as well as the uprisings of 2009, took place at the famous Shahyad (now Azadi) Square (the former was its designation prior to the collapse of the Pahlavi regime, the latter its name after the revolution); and perhaps most poignantly for our purposes, the images of the 2009 Green Movement and their representation of the continued public relevance even of the old maydans, as in the case of the rallies in Isfahan.67 The utility of these contemporary squares as the place of encounter with the ruling apparatus in the modern era are demonstrably related to the historic location of the idea of maydan/midan in Muslim cities. In its most common functional definition, the maydan denoted a public space of social interaction, especially to accommodate the need for temporary or daily markets and as a place to showcase the conduct of justice (grants of privilege and public executions). In the lands dominated by various cultural practices of Islam, the architectural concept of the maydan may have taken myriad shapes, reflecting also the etymological hybridity of the term itself. Partly Arabic, partly Persian, the term and its spatial–urban concept are so malleable and prevalent to make it unnecessary, in my view, to seek an authentic place of origination. Indeed, the idea of an articulated public urban space in the early cities of Islam on the shores of the Mediterranean was also related to the shared urban spaces of Late Antique period, where newly arrived or converted Muslim denizens assimilated into their urban planning the functional and spatial possibilities presented by the survival and memories of the Roman fora and Byzantine hippodromes. It is in the Persian-speaking side of the Islamic lands, in the terrain we associate with the changing geographies of the Greater Iran of antiquity, that the idea of the maydan was more specifically designed to relay representations and practices of kingship and its public–royal interactions and reciprocities (fig. 5.23).68 The seventeenth-century Maydan-e Naqsh-e Jahan in Isfahan, with its bazaars, mosques and the palace, as well as its open public space dedicated to daily markets, court-sponsored spectacles, martial performances and polo and other equestrian sports, represents this sort of urban centre at its most complex. This is the maydan
par excellence not only for its assemblage of civic, royal and religious functions, but also for its potential to exploit the theatrics intrinsic to such a space. 5.23 Reconstructed plans of the three Safavid urban ensembles, evoking the formal and functional variations on the concept of performative space. Drawn to scale. (For keys to numbering see figs 5.7, 5.10 and 5.15.) In its aspect as the mediating social space between the seats of authority, at once political and spiritual, and of public life of the city, the Safavid maydan also accommodated a variety of daily performances. On the quotidian side, the large rectangular maydans were fitted with a scattering of important functions: places of worship and learning (mosques and madrasas); places for public access to personal hygiene (hammams); daily market stalls about which we hear a great deal regarding the hierarchies and organization by guild and the placement of tents; the permanent shops along the peripheral walls of the square; coffee houses and places of entertainment and sociability – both licit and illicit.69 The maydans in Qazvin and Isfahan originally carried the generic name of maydan-e asb (‘equestrian square’) in accordance with their primary function as
sites for mustering armies and for military and equestrian exercises. As such, they stood outside the walled medieval city. The architecturally articulated rectangular spaces of the squares in Qazvin and Isfahan appropriated that original idea of the vast maydan and adapted it to the needs of large urban communities. For equestrian games, the squares were fitted with permanent goal posts for chowgan (‘polo’, of ancient Persian origin) and for qoboq-andazi (an archery game on horseback), for which a single post would be raised at the centre of the square.70 The court and the denizens of these cities watched the matches from balconies or the sides of the field (fig. 5.2). The Safavid historian Iskandar Beg Monshi reports of the shah’s love for the Maydan-e Naqsh-e Jahan, which he considered to be ‘the picture gallery of the seen [sovari] and the Spring-like place of the unseen [ma’navi]’ and where he and his courtiers often went to play chowgan and qoboq-andazi.71 Such matches constituted a part of the entertainment programmes for foreign envoys and visitors as well. At a reception given in 1611 in honour of Vali Mohammad Khan, the deposed Uzbek ruler who was then in Isfahan to garner assistance, the Maydan-e Naqsh-e Jahan was decked out for chowgan matches and elaborate fireworks, which involved a poor elephant whose fearful reaction to all the noise was found entertaining by the khan. The shah and his guests watched the events from the balcony in front of the palace of Ali Qapu and then went out to stroll in the maydan and the nearby bazaars.72 Equally impressed by the social functions and urban appeal of the maydan were the European visitors to Qazvin and Isfahan in the seventeenth century. The Englishman John Cartwright, famed as ‘the Preacher’, visited Safavid Persia in 1600–1 and described the major public squares in Qazvin and Isfahan.73 Merchant stalls and the variety of goods preoccupy his description of the one in Qazvin; the maydan in Isfahan, which he refers to as ‘At Maidan’ (at is Turkish for ‘horse’), attracts greater attention. That, he notes, is the greatest marketplace or high street of Esfahan. Round about this place are erected certain high scaffolds where the multitudes sit to behold the warlike exercises performed by the King and his courtiers […] In this place, too, is to be seen several times in the year, the pleasant sight of
fireworks, of banquets, of music, of wrestling, and of whatsoever triumphs else there is to be shown, for the declaration of the joy of this people.74 Perhaps as significant is the observer’s other point about the square pointing to the obligation in Muslim kingship of safeguarding justice and its public performance, for which, as Cartwright says, ‘the King, very often, in this place in the presence of the peers of the realm, will give judgment in several causes.’ Even before the construction of the Maydan-e Naqsh-e Jahan, the performative dimension of the maydan as an urban idea is underscored in the retelling of events when the shah and the populace meet. When a royal visit took place just before the issuance of the commission to commence building Isfahan as the capital, the historian Afushta Natanzi tells us that the shah received the full measure of pishbaz (also known as esteqbal; that is, ‘welcoming’) ceremonies, a cultural practice of widespread currency in the Persianate world.75 In this case, the urban guilds and notables of the city put up a spectacular show along a predetermined route; they decorated the streets through which the shah would pass; every skilled craftsman and guild master created, even invented, new objects of wonderment for display along the route; the urban elite, all decked out, and the denizens prepared to welcome the shah. With jubilation and much fanfare, the processional began from the first gathering place just at the entrance to the city. This was the old Maydan-e Ilchi, a public square located at a major northerly gate into the city, about which we know little but that served as an official entrance point for many an envoy (ilchi being the Turkic term for ‘envoy’). Afushta Natanzi adds that one clever person had built out of wood a kiosk with a platform whereby a camel was installed walking and turning a grinding wheel. Having thus established the rapport, so to speak, between the shah and the people of Isfahan, other awe-inspiring inventions accompanied the shah as he was guided from the maydan to the royal residence. A weaver had devised a mobile weaving contraption that would turn as the master weaver turned his attention, and as the shah proceeded, the weaver continued with his business, finishing at the end of the route a stretch of velvet cloth. Even though the Maydan-e Ilchi does not seem to have had the fixed royal architectural features of the soon-tobe-built main square of the city, the centrality of a maydan to the ceremonial encounter between the ruler and his subjects is conveyed in such reports.
Welcoming ceremonies speak to the protocols of reciprocity: power and authority on the one hand, submission and celebration on the other. Their space of performance extends across the city but is concentrated in and embodied by the conceptualization of a square where ‘the king addresses his citizenry within their place’ as in the story of Achaemenid Jerusalem. A significant component of the relationship is between the sacred nature of that authority, articulated in the Safavid case through the language of Imami Shi‘i Islam and its obligations towards the society it encompasses. Architectural and urban enunciations of this sacred– civic formula are visible at the Maydan-e Naqsh-e Jahan in the composition and spatial relationship established among mosques and the palace. But it is in the ceremonial or daily evocations of the interlacing of authority and its sacred legitimacy that the square in Isfahan and other Safavid cities is made so eloquent. Ceremonies of gifting, for instance, render a conspicuous display of diplomatic gifts into a subtle performance of royal detachment from worldly things and reliance on spiritual authority. At the Maydan-e Naqsh-e Jahan the envoys – in one famous case those of Muscovy – were obliged to present their gifts in a public processional that began in front of the great congregational mosque on the south side of the square and concluded at the Ali Qapu palace. All along, as the Frenchman Jean Chardin describes, the ambassador’s gifts were carried by 74 men who paraded the trays in front of the shah and his honoured guests as they watched from the palace overlooking the maydan in view of the public assembled around the square.76 This manner of passing the gifts from the mosque to the palace was, Chardin reiterates, intended to showcase the celestial source of authority to which the shah appealed and upon which his rule rested. In short, the Safavid maydan concentrated and concretized, in its architectural solids and its spatial voids, the social functions of the capital city and its imperial emplacement. It did so by weaving the functions and symbolics of a social contract that ties the ruler and the ruled within the parameters of an Imami Shi‘i model of kingship. As this chapter suggests, both it and its offshoots across the Safavid dominion capture and disseminate a Persian casting of the idea of urban centring and the empire in an act of remembering that has its roots in the cultural specificity of architectural theatrics, notions of kingship and their interlinked operations. Given this book’s emphasis on the longevity of the ideas of kingship, palaces in
Safavid Persia would offer a natural point of convergence. They have been tried out as parallel – indeed, almost imitative – representations of the Isfahan talar-fronted palaces (hypostyle hall with flat roof intended for ceremonial functions) of the Achaemenid Apadana type. Their architectural representations of familial, formal relationships remain relevant, but here I wish to reiterate some important adjustments. One adjustment, based on the contention that Safavid palaces are simply a variant of an unbroken tradition in Persian architecture, leaves unexplained the imperative of the historicity of the material evidence: the Safavid palaces, I have argued, served as both a passive stage and an active conduit for the social–cultural–historical specificities of the Safavid configuration of rulership and its performance of authority. We know of no other quasi-Apadana type of palace or audience hall until the buildings of the talar palaces in the first half of the seventeenth century in the Mazandaran region of the Caspian Sea and in Isfahan. It is then the historical location in the Perso-Shi‘i agendas and inclinations of the Safavid dynasty that must also be considered as the framework for the Safavid model of kingship in Islam. Safavid shahs and their patronized ulema constructed a discourse rule distinct from their Sunni contemporaries. Theirs was a rule not only on behalf of the Prophet, but more importantly on behalf of the Imams, as the Imams – especially Imam Ali – served as the intercessor, the intermediary link, thereby necessitating accessibility and the installment of ceremonial conditions that made such proximity to the body of the king visible and practical. Particularly the Safavid royal audiences and gifting ceremonies included convivial gatherings for which new types of palaces were conceived on a massive scale with their banqueting halls purpose-built. These banquets, with their impressive shows of illuminations, acrobats, wrestling, martial exercises, dancing and music, accompanied by a multi-course meal presented on sumptuous tableware and amid richly clad people and textile-covered surroundings, were set up for hundreds of high-ranking local officials and foreign guests. The shah resided at and personally hosted an assembly of codified exercises in sharing food, wine and conversation, through which the business of the court and the imperial representations of authority were relayed, displayed and reinforced. Those ceremonies, I have suggested, occasioned the architectural invention of a new type of palace in Safavid Isfahan of the seventeenth century. The talar palaces, of which
at least five are documented or surviving, configured out of familiar forms and typologies a space specifically suited to those convivial gatherings in Isfahan. That sort of visual or architectonic familiarity – the formula of pillared hypostyle audience halls – was not exactly a matter of unqualified formal continuity either. The pillared halls of Persepolis were, in principle, enclosed hypostyles: rows of equidistant columns supporting a flat roof. It was instead in the pillared hall porches, in the loggia-like sides of such palaces as the Apadana, opening outwards through a spatial–architectural ‘extension’, that parallels reside both in conceptual terms and in architectural–functional appropriations. The point to reiterate here is that the hypostyle talar of the palaces in Isfahan, while serving as a signal of the longue durée purchase of a form, are more compellingly invested in the way the form may have functioned or are imagined to have functioned vis-à-vis vistas and open spaces. It is in the way the practices of Persianate kingship and its ceremonials and symbolics of power drew from deep-seated cultural habits and the practices of encounter between the king and the citizenry that we find the ritually meaningful form of the pillared halls (talars) in Isfahan’s palaces relevant to those of the famous Apadana and other halls at Persepolis (and, presumably, Susa). Seventeenth-century descriptions of nowroz (Persian New Year) audiences locate ceremonies at the talars in the palaces of Isfahan, where paying homage to the king included the offering of gifts, and protection and favour was reciprocated by the grant of nowrozi (gifts in celebration of New Year). Indeed nowroz audiences underscore the ritual parallels between the Safavid pillared halls and the Achaemenid Apadana, on the great staircase of which the famous march of nowrozi gift-bearers appears in low relief.77 One can also cite a suspected but never contextualized formal revival of valorized Persian antiquity in the presence of finely carved, softly rounded lowrelief stone bases that support slender wooden pillars on the four corners of an ornamental pool in the talar of the Chehel Sotun Palace in Isfahan (fig. 5.24). With the exception of passing notes on their charm, these lions have received little scholarly or historically ‘appreciative’ attention. Such sculptural stone bases with animal motifs may be found elsewhere in the vast Persianate cultural region and history (including in post-Achaemenid Asia Minor and in the nineteenth-century
stone carvings of the Qajar period).78 Yet it is in their two-pronged royal associations that we might locate the significance of the Persepolitan references to the animal motifs and the pillared halls: the embodiment of the seat of authority at the ceremonial space of this largest of the Isfahan palaces where the talar and the ayvan embrace the throne, where the king sits in majesty at nowroz audiences and oversees the protocols of gift exchange. 5.24 Looking out onto the large pool and gardens at the Chehel Sotun Palace, Isfahan, as seen from the side of the small pool in the middle of the talar with the stone-lion bases of the wooden pillars. The column bases, carved of stone in low relief, in an architectural ensemble of brick and wood, stand out as a visual marker of a different sort of remembrance than direct quotations or spolia appropriations. Indeed, the point to highlight is the task at hand: to take the architectural pulse of that difference, to rely not so much on tracing the physical imprint of an antiquarian interest, but on its survivals in a category one might label ‘taste’, a penchant. Yet the unmistakably ‘antique’ stylistic and formal evocations of slender pillars with animal motifs are also a conduit for reappropriations of conceptual links to the first Persian king, Jamshid, and the Iranian world’s Islamicate traditions of connecting Jamshid to Imam Ali, the king of the faithful for Shi‘as, especially those of Safavid Persia. The interlaced meanings
and images here are especially compelling, for Imam Ali is remembered as asadallah, the ‘Lion of God’, the title bestowed upon him by the Prophet. This brings us back to the suggestion that the architectural and urban features of Safavids in the seventeenth century subtly provoke remembrances of an understanding of kingship that is alert to the multiple strands in its make-up, the representations of which also depend on images, spaces and performances. Cities in Safavid Persia witnessed the predominance of the urban model of organization centred on the functional triangulation of the royal, religious and commercial, through the geometry of space at the principal maydan. The particularity of that geometry of space in Safavid maydans further lent them a certain spiritually singular experience that suggests the coeval performances of urban kingship and social action analogous to what we encountered in the story of Esther. Although Isfahan represents an apogee, it has been in fact the phenomenon of the maydan – in principle and in the principal cities of Safavid Persia – that helps solidify this argument. Taking the urban–architectural–functional–political pulse of the maydan ensembles in the cities of Isfahan, Farahabad and Kerman help us better imagine the experiential encounter between public space and the placement of imperial monuments in their main squares. Collectively, they evoke the means for remembering and picturing the ceremonials of pre-Islamic kings and reconstituting notions of Iranzamin through urban life at the maydan. no tes 1 John W. Wright, ‘A tale of three cities: Urban gates, squares and power in Iron Age II, Neo-Babylonian and Achaemenid Judah’, in Philip R. Davies and John M. Halligan (eds), Second Temple Studies III: Studies in Politics, Class, and Material Culture (London and New York, 2002), p. 47. 2 Ibid., p. 48. 3 Jean Guillaume, ‘Styles and manners: Reflections on the longue durée in the history of architecture’, in Thomas DaCosta Kaufmann and Elizabeth Pilliod (eds), Time and Place: The Geohistory of Art (Hampshire and Burlingston, 2005), pp. 37–58, esp. p. 42. 4 Interpretations of the archaeological evidence are in constant flux, an observation especially applicable to Iran for the instabilities of the past three decades. For an overview and a good example, see Encyclopaedia Iranica, s.v. ‘Susa i. Excavations’, available at http://www.iranicaonline.org/articles/susa-i-excavations. 5 Dick Davis, The Legend of Seyavash (London, 2004). 6 Yeki shahr did andar an dej farakh [He saw a city in that vast fortress] / por az bagh o maydan o ayvan o kakh [full of gardens, maydans, ayvans and palaces] (author’s translation).
7 See below, note 27. 8 The main empirical data for the following discussion of public squares in Safavid Persia were gathered during successive field trips to Iran, the last of which focused on Kerman. Preliminary considerations of the idea of the public square in Kerman and Farahabad were delivered as papers, while the Isfahan maydan has preoccupied my ‘urban’ thinking for a long time and has been especially central to my understanding of Isfahan in the seventeenth century; Sussan Babaie, Isfahan and Its Palaces: Statecraft, Shi‘ism and the Architecture of Conviviality in Early Modern Iran (Edinburgh, 2008), especially ch. 3. For a study of early Kerman, including a brief consideration of the Safavid period, see Lisa Golombek, ‘The “citadel, town, suburbs” model and medieval Kirman’, in Salma K. Jayyusi, Renata Holod, Attilio Petruccioli and André Raymond (eds), The City in the Islamic World (Leiden and Boston, 2008), pp. 445–63. 9 While the notion of a planned economy and its validity in the Safavid case has been the subject of some disagreement, my point here is to emphasize the significant timing and functional planning of these projects, all of which were enormously effective as infrastructural economic ventures. They included road, bridge and caravanserai constructions and facilitated extra urban safety and the mobility of trade activities that emanated from cities. 10 These have been amply demonstrated by historians of Safavid economy; see: Rudi Matthee, ‘The East India Company trade in Kerman wool, 1658–1730’, in Jean Calmard (ed.), Etudes Safavides (Paris and Tehran, 1993), pp. 343–83; Rudi Matthee, Willem Floor and Patrick Clawson, The Monetary History of Iran: From the Safavids to the Qajars (London and New York, 2013); Ina Baghdiantz-McCabe, The Shah’s Silk for Europe’s Silver: The European Trade of the Julfa Armenians in Safavid Iran and India (1530–1750) (Atlanta, 1999). 11 Much scholarship has been devoted to the process of turning Safavid Persia into the Shi‘i state apparatus it became and continues to be as the Islamic Republic of Iran, the sole predominantly Shi‘i state. For a classic study of the historical processes leading to this phenomenon, see Said Amir Arjomand, The Shadow of God and the Hidden Imam: Religion, Political Organization and Societal Change in Shi‘ite Iran from the Beginning to 1890 (Chicago, 1984). 12 For an accessible synthetic overview of Safavid history, including the transition to Shi‘i Islam and transfers of the capital, see Andrew J. Newman, Safavid Iran: Rebirth of a Persian Empire (London and New York, 2006). 13 Kishwar Rizvi, ‘Sites of pilgrimage and objects of devotion’, in Sheila Canby (ed.), Shah ‘Abbas: The Remaking of Iran (London, 2009), pp. 98–115. 14 On the significance of Shah Abbas I’s pilgrimage on foot to Mashhad and the site’s politico-spiritual utility, see Charles Melville, ‘Shah Abbas and the pilgrimage to Mashhad’, in Charles Melville (ed.), Safavid Persia: The History and Politics of an Islamic Society (London, 1996), pp. 191–230. 15 Waqf endowments generated by members of the dynasty and their close associates played a significant economic and political role in the process of Shi‘ification in Persia. As an instrument of rule and social engineering, these charitable endowment deeds bore profound social implications for the Safavid dynasty’s narrative of authority. Studies of the waqf documents may be found in Alexander H. Morton, ‘The Ardabil shrine in the reign of Shah Tahmasp’, Iran xii (1974), pp. 31–64; and Alexander H. Morton, ‘The Ardabil shrine in the reign of Shah Tahmasp (concluded)’, Iran xiii (1975), pp. 39–58. The architectural campaigns and transformations of the Ardabil shrine have been studied by Kishwar Rizvi, The Safavid Dynastic Shrine: Architecture, Religion and Power in Early Modern Iran (London and New York, 2010). For Mashhad, see May Farhat, ‘Islamic piety and dynastic legitimacy: The case of the shrine of Ali al-Rida in Mashhad (10th–17th century)’, Ph.D. dissertation (Harvard University, 2002). 16 See Chapter 3 of this volume.
17 On the spiritual in Iranian kingship, see Abolala Soudavar, The Aura of Kings: Legitimacy and Divine Sanction in Iranian Kingship (Costa Mesa, 2003). For the Safavid articulation of spiritual authority and statehood, see Rula Jurdi Abisaab, Converting Persia: Religion and Power in the Safavid Empire (London and New York, 2004). On its implications for notions of Persianate kingship, see Kathryn Babayan, Mystics, Monarchs and Messiahs: Cultural Landscapes of Early Modern Iran (Cambridge, MA, 2003). Babayan makes an especially important argument regarding the survival of ancient Persian traditions into the Safavid period and the interweaving of Mazdean and Shi‘a thoughts as narratives of loyalty to Imam Ali through popular mystical practices such as that represented by the noqtavi (or nuqtavi) movement; see Babayan, Mystics, Monarchs and Messiahs, pp. 66– 70. 18 Shaykh Baha’i, Jami’-i Abbasi (Tehran, n.d.). 19 Abisaab, Converting Persia, p. 58; Abisaab quotes from Baha’i, Jami’-i Abbasi, p. 3. For further discussion of Shaykh Baha’i’s role in Isfahan’s urban planning, see Babaie, Isfahan and Its Palaces, pp. 98–9. 20 Since the 1980s, the subject has been extensively studied; however, see especially the translation of the writings by the Ayatollah in Hamid Algar (ed.), Islam and Revolution: Writing and Declarations of Imam Khomeini (1941–1980) (Berkeley, 1981). 21 The etymology of the term maydan, variously transliterated and spelt in Persian, Arabic, Turkish and Urdu – as well as its translations and adaptations in French, Italian and Portuguese – is discussed by Philip Durkin, ‘Loanword etymologies in the third edition of OED’, in Christian Kay, Carole Hough and Irené Wotherspoon (eds), New Perspectives on English Historical Linguistics, vol. 2: Lexis and Transmission (Amsterdam and Philadelphia, 2004), pp. 78–90, esp. pp. 83–4. 22 Arthur U. Pope, ‘Isfahan palaces’, in Arthur Upham Pope and Phyllis Ackerman (eds), A Survey of Persian Art, vol. 2 (Tokyo and London, 1965), p. 1192; Ingeborg Luschey-Schmeisser, Encyclopaedia Iranica, s.v. ‘Čehel Sotūn, Isfahan’ [online]; Eugenio Galdieri, Esfahan, Ali Qapu: An Architectural Survey, Restorations 5 (Rome, 1979), p. 28; Robert Hillenbrand, ‘Safavid architecture’, in Peter J. Jackson and Laurence Lockhart (eds), The Cambridge History of Iran, vol. 6: The Timurid and Safavid Periods (Cambridge, 1986), pp. 759–842, esp. p. 797. 23 Ebba Koch, ‘Diwan-i ‘Amm and Chihil Sutun: The audience halls of Shah Jahan’, Muqarnas xi (1994), pp. 143– 65, esp. p. 152. Also see her most recent discussion of these Mughal pillared halls and a suggestion that they may have preceded the Safavid ones in ‘The wooden audience halls of Shah Jahan’, Muqarnas xxx (2013), pp. 351–89. 24 Here, I wish to acknowledge the centrality of Ebba Koch’s research to this argument. Her work and our conversations over the years have been a constant source of inspiration. 25 Lindsay Allen, ‘“Chilminar sive Persepolis”: European reception of a Persian ruin’, in Christopher Tuplin (ed.), Persian Responses: Political and Cultural Interaction with(in) the Achaemenid Empire (Swansea, 2007), pp. 313–42. 26 This provocative point is found in two footnotes in Koch, ‘Diwan-i ‘Amm and Chihil Sutun’, pp. 161–2, notes 42 and 44, with references to the Persepolis-Tschehelminar engraving added to Fischer von Erlach’s Entwurf einer historischen Architektur in Abbildung unterschiedener berümten Gebäude des Alterthums und fremder Völker, which was published first in 1721 in Vienna and presented to the Emperor Charles VI. Independent of this point, I had the chance to see and study an original of the Entwurf during my residency at the Getty Research Institute (2008–9), where I developed a research project linking the idea of the Baroque drama of public space in urban design to European knowledge of Safavid Isfahan and especially its maydan. This image, too, constitutes a constant in European descriptions and images of Safavid Persia and especially of seventeenth-century Isfahan. Since then, aspects of my project on Fischer von Erlach and the European
representations of the maydan of Isfahan have been presented in two conference papers; an essay is projected for publication in the near future. 27 The Ayvan-e Kasra or Taq-e Kasra is described and referenced in many Arabic and Persian sources. A famous qasida (poem) by the Persian poet Khaqani Shirvani (c.1121–c.1190 c e ) provides an elegiac contemplation of the ruins at Ctesiphon; see Julie Scott Meisami, ‘Khāqānī, elegy on Madā’in’, in Stefan Sperl and Christopher Shackle (eds), Qaṣida Poetry in Islamic Asia and Africa, vol. 2: Eulogy’s Bounty, Meaning’s Abundance: An Anthology (Leiden, New York and Cologne, 1996), pp. 162–9. In a eulogy for Shah Abbas II and in celebration of the completion of the Chehel Sotun Palace at Isfahan, the Safavid poet Sa’eb-e Tabrizi draws on the trope of the great ayvan of the Ayvan-e Kasra; see Lotfallah Honarfar, Ganjina-ye asar-e tarikhi Esfahan (Isfahan, 1344 [1965–6]). For its evocations of Cairo in Mamluk architecture, see Bernard O’Kane, ‘Monumentality in Mamluk and Mongol art and architecture’, Art History xix/4 (1996), pp. 499–522. 28 Jean Chardin visited Isfahan twice, each time residing in the city for an extended period of time. His chronicle of Safavid Persia and especially the city of Isfahan is among the most detailed, believable and fascinating of the travelogues of this period of Iranian history; see Jean Chardin, Voyages du Chevalier Chardin, en Perse, et autres lieux de l’Orient, ed. L. Langles, 10 vols (Paris, 1811), vol. 7, p. 338. 29 For the Safavid royal precinct and these two gateways, see Babaie, Isfahan and Its Palaces, pp. 78–80, 113 ff. 30 Ottoman Istanbul is perhaps the most compelling of the contemporary urban scenes into which the past is almost archaeologically integrated; see Çig ̆dem Kafescioğlu, Constantinopolis/Istanbul: Cultural Encounter, Imperial Vision, and the Construction of the Ottoman Capital (University Park, 2009). 31 Andrew Leach, What is Architectural History? (Cambridge, 2010), p. 75. 32 Assadullah Souren Melikian-Chirvani, ‘Le royaume de Salomon: Les inscriptions persanes de sites achéménides’, in Le Monde Iranien et l’Islam i (1971), pp. 1–41; here the discussion of the graffiti is in the context of Solomonic tropes. See also Priscilla P. Soucek, ‘The influence of Persepolis on Islamic art’, in Études arabes et islamiques, Histoire et Civilisation 4 (Paris, 1975), pp. 195–200. 33 Dream narratives and their utility as links to mythical and historical kings of the ancient Iranian pasts and as instruments of legitimacy are features of the historiographic interventions of Safavid chronicles. Sholeh Quinn has analysed the subject in Historical Writing during the Reign of Shah ‘Abbas: Ideology, Imitation and Legitimacy in Safavid Chronicles (Salt Lake City, 2000), esp. pp. 63–76. See also Babayan, Mystics, Monarchs and Messiahs. 34 Mahmud ibn Hedayat-Allah Afushta Natanzi, Noqavat al-asar fi zekr al-akhyar, ed. Ehsan Eshraqi (Tehran, 1366 s h [1987]), p. 350. 35 The maydan, or city square, is not unique to these or even to major cities. Here, however, the surviving examples or better-known ones among the principal cities during the Safavid period stand out on multiple levels: scale, complexity, urban centring, functions, and so on. See also below on the maydan in general. 36 Eugenio Galdieri, ‘Two building phases of the time of Šāh ‘Abbās I in the Maydān-i Šāh of Isfahan: Preliminary note’, East and West xx (1970), pp. 60–9; Heinz Gaube, Iranian Cities (New York, 1978); Heinz Gaube and Eugene Wirth, Der Bazar von Isfahan (Weisbaden, 1978); Stephen P. Blake, Half the World: The Social Architecture of Safavid Isfahan 1590–1722 (Costa Mesa, CA, 1999); Babaie, Isfahan and Its Palaces. 37 Farahabad is briefly discussed with some references to archaeological studies in Wolfram Kleiss, Encyclopaedia Iranica, s.v. ‘Faraḥābād’ [online]. See also: Yves Porter, ‘Les jardins d’Ashraf vus par Henry Viollet’, in ‘Sites et monuments disparu d’après les témoignes de voyageurs’, Res Orientales viii (1996), pp. 117–38; Yves Porter and Arthur Thévenart, Palaces and Gardens of Persia (Paris, 2003); Mahvash Alemi, ‘The royal gardens of the Safavid period: Types and models’, in Attilio Petruccioli (ed.), Gardens in the Time of the
Great Muslim Empires: Theory and Design (Leiden, New York and Cologne, 1997), pp. 72–96. 38 On Kerman, see Golombek, ‘The “citadel, town, suburbs”’. 39 Seyed Mohammad Ali Emrani, a recent graduate of the Technische Universität München, suggests quite convincingly a rethinking of the urban axis, giving the gardens and the Chahar Bagh Promenade greater prominence; see Seyed Mohammad Ali Emrani, The Role of Gardens and Tree-Lined Streets in the Urban Development of Safavid Isfahan (1590–1722): A Comparative Approach (Paris and Versailles in the 17th century) (Munich, 2013). For a discussion of the building history of the city as the capital and a review of the relevant literature, see Babaie, Isfahan and Its Palaces, pp. 65–112. 40 For the debate on the legitimacy of Friday prayer, see: Devin J. Stewart, ‘Polemics and patronage in Safavid Iran: The debate on Friday prayer during the reign of Shah Tahmasb’, Bulletin of the School of Oriental and African Studies lxxii (2009), pp. 425–57; and as a process of conversion, Abisaab, Converting Persia, esp. p. 161. The intensity of debates regarding the Friday prayer may be gleaned also from the number of treatises written on the subject, especially in the later sixteenth and early seventeenth centuries. For the impact of the debate on architectural patronage and the building of mosques, see Sussan Babaie, ‘Building on the past: The shaping of Safavid architecture, 1501–76’, in J. Thompson and S. Canby (eds), Hunt for Paradise: Court Arts of Iran, 1501–76 (London and New York, 2003), pp. 26–47. 41 For a discussion of the Friday prayer as an instrument for ‘tailoring Shi‘ism to statehood’, see Abisaab, Converting Persia, pp. 20–2. 42 Quoted in Abisaab, Converting Persia, p. 21. 43 Abisaab, p. 56 and p. 86 for a discussion of the opposition to Shaykh Lotfallah’s blanket approval, a point not completely espoused even by such close associates of Shah Abbas I’s as Shaykh Baha’i, the other prominent jurist, scholar and shaykh al-Islam of Isfahan. 44 Translated and quoted in Abisaab, Converting Persia, p. 84, notes 224 and 225. 45 Abisaab’s reading of the self-aggrandizement by Shaykh Lotfallah ignores other contemporary sources and the architectural features of the mosque. The mosque could not possibly have been intended as a congregational prayer space to accommodate 1,000 people. For contrary views of the function and intent behind the construction of the Shaykh Lotfallah Mosque, see Robert McChesney, ‘Four sources on Shah Abbas’s building of Isfahan’, Muqarnas v (1988), pp. 123–4; Babaie, Isfahan and Its Palaces, esp. pp. 96–8. 46 For Shah Abbas I’s commencement of urban constructions in Mazandaran, see Jalal al-Din Monajjem, Tarikh-e Abbasi ya ruzname-ye Molla Jalal, ed. Sayfallah Vahidniya (Tehran, 1366 s h [1987]), pp. 333–6. 47 We probably owe our fixation on celebrating the ‘royal retreat’ aspect of the Mazandaran constructions to the European visitors in the seventeenth century. Della Valle credits the reason for building these cities, in addition to the region’s exceptional climate and beauty, to Shah Abbas I’s matrilineal links with Mazandaran. Thomas Herbert in the 1620s focused the chronicle of his journey to the region on the palatine city of Ashraf and the Caspian Sea, which he states ‘is deservedly ranked amongst the wonders of the world; for greatness, taste, and colour, resembling the ocean’. Later in the seventeenth century, Thevenot thought that ‘Mazandaran was the only lovely province of all Persia’. The inadequacy and anachronistic aspects of this reading of the subject have been taken up elsewhere; see Babaie, Isfahan and Its Palaces, pp. 128–9, 169–78. 48 Mahvash Alemi’s publications on the gardens in Mazandaran are important contributions, especially for her suggested reconstructions. Della Valle’s quotes and my plan of Farahabad derive from Mahvash Alemi, ‘I giardini reali di Ashraf e Farahabad’, in Attilio Petruccioli (ed.), Il giardino islamico (Milan, 1994), pp. 201–16; ‘Documents: The Safavid royal gardens in Sari’, Environmental Design: Journal of the Islamic Environmental Design Research Centre i (1996), pp. 98–103.
49 Baghdiantz-McCabe, The Shah’s Silk for Europe’s Silver, rightly considers the Armenian role to have been central, while Rudi Matthee, in The Politics of Trade in Safavid Iran, seems more inclined to distribute the responsibility among European, Muslim Persian and Armenian chief players in Safavid economic affairs. 50 These building campaigns were entrusted to Saru Taqi (d. 1644 c e ), the gholam (the slave elite) governor of Mazandaran. On Saru Taqi’s architectural patronage, and for the link between these economic and political motivations and Saru Taqi’s appointment to the governorship of Mazandaran, see Sussan Babaie, ‘Launching from Isfahan: Slaves and the construction of the empire’, in S. Babaie, K. Babayan, I. Baghdiantz-McCabe and M. Farhad, Slaves of the Shah: New Elites of Safavid Iran (London, 2004), pp. 80–113. Saru Taqi, it is argued there, was by virtue of his being a eunuch-gholam a member of the royal household who worked as a surrogate patron on behalf of the monarchs on imperial designs, while also securing his own political career and social standing through influence and access to funds. Until his assassination in 1644, he remained one of the most powerful men in the Safavid realms, rising to the position of grand vizier under Shah Safi and Shah Abbas II. His considerable building expertise and architectural patronage launched from the Farahabad– Ashraf platform and included works in Najaf and in Isfahan. For a different view on Saru Taqi’s patronage, see Willem Floor, ‘The rise and fall of Mirza Taqi, the eunuch grand vizier (1043–55/1633–45)’, Studia Iranica xxvi (1997), pp. 237–66. 51 Monajjem, Tarikh-e Abbasi, p. 335. 52 For Kerman’s ceramic industry, see Lisa Golombek, Persian Pottery in the First Global Age; the Sixteenth and Seventeenth Centuries (Toronto, 2013). For the wool trade (and hence carpets) in Kerman, see Matthee, ‘The East India Company trade in Kerman wool’. 53 Golombek, ‘The “citadel, town, suburbs”’. 54 The transposition of a canonical mosque–façade formula of a pishtaq (an ayvan or vaulted porch, framed, as it is here, to create a pishtaq) at the maydan façade in Kerman is worth further exploration. 55 See also Mohammad-Ebrahim Bastani Parizi, Encyclopaedia Iranica, s.v. ‘Ganj-‘Alī Khan’ [online]. 56 This bathhouse along with the Ganj Ali Khan complex require a monographic study. For a brief discussion of the whole complex, see Hillenbrand, ‘Safavid architecture’, pp. 793–4. 57 Qusayr Amra and Khirbat al-Mafjar, both now in Jordan, are perhaps the best known. 58 Ebba Koch, Mughal Architecture: An Outline of its History and Development (1526–1858) (Munich, 1991). The proximity and axial arrangements of the administrative space (the diwan) and the bathhouse are visible, for instance, on the plan of the Red Fort in Delhi; see p. 110 (marked with numbers 8 and 9). 59 Kafescioğlu, Constantinopolis/Istanbul; for baths built by Mehmed II, Bayezid II and the members of the royal household and viziers. 60 For the public Hammam-e Shahi near the hospital and the mint as part of the bazaar entranceway (Qaysariyya) complex commissioned by Shah Abbas I, see Gaube and Wirth, Der Bazar von Isfahan, pp. 158–60. Another royal bathhouse is noted by Chardin to have stood to the south of the Harem Gate; see Chardin, Voyages, vol. 7, p. 328. I had previously thought that to be the only royal bathhouse; here revised in light of the Kerman scheme, which has made me re-research the functions of the ensemble. See Babaie, Isfahan and Its Palaces, p. 137. 61 In personal conversations, in Bamberg and Tehran during the summer of 2003, Dr Bagher Ayatollahzada Shirazi suggested that this was a madrasa and not a caravanserai, although he was ready to ‘change his mind’. His deep and vast erudition on the architectural heritage of Iran was unmatched and is sorely missed. The Kerman historian Mohammad-Ebrahim Bastani Parizi, relying on Safavid histories of Kerman and the endowment document of Ganj Ali Khan, has upheld the caravanserai function.
62 Royal caravanserai are indeed rarefied and very elaborately decorated; an example is the mid-twelfthcentury Rabat-e Sharaf in north-eastern Iran. The point here, however, remains tied to the location and distinctive integration of the ‘fancy’ caravanserai into the urban ensemble of Kerman. 63 Honarfar, Ganjina, pp. 401–15, 427–42, for the epigraphic programmes at the Shaykh Lotfallah and the Royal Mosque respectively. 64 Additionally, a series of panels with inscribed poetry are located in an odd room behind this ayvan; they clearly allude to palaces – a subject not yet fully digested. 65 The slave status of Ganj Ali Khan is discussed in Babaie, ‘Launching from Isfahan’. 66 The idea of a royal zone, a maqsura, is most famously examplified at the Great Mosque of Córdoba; see especially Nuha N N. Khoury, ‘The meaning of the Great Mosque of Cordoba in the tenth century’, Muqarnas xiii (1996), pp. 80–98. An example closer in form and indeed in architetcural pedigree is the royal balcony at the Yeșil Cami in Bursa, built in 1419–21 c e for Sultan Mehmed I. 67 For a jaw-droppingly impressive aerial photograph of a pre-‘Green’ assembly of people at the Maydan-e Naqsh-e Jahan in Isfahan, taken at a rally just before the elections in June 2009, see http://windowsoniran.files.wordpress.com/2009/06/isfahan-greets-khatami.jpg (accessed 23 November 2013). Given the pre-modern relevance to public life of the maydan, it would be misleading to ignore the historical place of the square as an urban space of action in favour of attributing its social role to European constructions of urban encounter. While this may be true for the Tahrir experience in Cairo, as Nasser Rabbat has suggested in ‘Circling the square’, Art Forum (April 2011), pp. 183–91, it does not apply to the experience of other cities in the lands dominated by Islam, either historically or in a modern and contemporary context. 68 The Ottoman urban engineering of Istanbul represents a number of parallel spaces of social encounter. There, however, the overlaying and intersecting of pre- and post-Ottoman city makes for a very different and complex narrative; see Kafescioğlu, Constantinopolis/Istanbul. 69 For the guilds of Isfahan see, Mehdi Keyvani, Artisans and Guild Life in the Later Safavid Period: Contributions to the Social-Economic History of Persia (Berlin, 1982). For the bazaars and especially the organization of trades, see Gaube and Wirth, Der Bazar von Isfahan. 70 Safavid historians report that Shah Abbas I both played and watched such games; see below. See also: McChesney, ‘Four sources’, p. 106; Mahvash Alemi, ‘Urban spaces as the scene for the ceremonies and pastimes of the Safavid court’, Environmental Design: Journal of the Islamic Environmental Design Research Centre i (1991), pp. 98–107, an especially useful (albeit brief) overview, drawing mostly from the important letters by Pietro Della Valle, the Italian traveller to Safavid Persia. 71 Iskandar Beg Monshi, Tarikh-e alam ara-ye Abbasi, ed. Iraj Afshar, 2 vols (Tehran, 1350 s h [1971]), p. 838. 72 A similarly elaborate welcoming ceremony accompanied by fireworks, decked-out shops and the shah’s evening stroll through the bazaar is reported by Monajjem, Tarikh-e Abbasi, pp. 330–2. 73 Kenneth Parker (ed.), Early Modern Tales of the Orient: A Critical Anthology (London and New York, 1999), pp. 113–21. 74 Ibid., p. 116. 75 Afushta Natanzi, Noqavat al-asar fi zekr al-akhyar, p. 373–4. Given that the historian is writing ex post facto, his retelling, just before he reports on the royal order for the vast building campaign in Isfahan, of the events of the entry and welcoming ceremonies and the great display of wealth and ingenuity of the people of Isfahan seems like an appropriate preamble to – and a compelling justification for – the shah’s decision.
76 Chardin, Voyages, vol. 3, p. 170; Babaie, Isfahan and Its Palaces, pp. 238–9. 77 For these references and their discussion, see Babaie, Isfahan and Its Palaces, pp. 233–4. 78 For the appropriation of these lion motifs in the Qajar period in the 1916 Anjoman fire temple in Tehran, see Talinn Grigor, ‘Parsi patronage of the Urheimat’, Getty Research Journal ii (2010), pp. 53–68, esp. p. 60. bib lio gr ap hy Abisaab, Rula Jurdi, Converting Persia: Religion and Power in the Safavid Empire (London and New York, 2004). Afushta Natanzi, Mahmud ibn Hedayat-Allah, Noqavat al-asar fi zekr al-akhyar, ed. Ehsan Eshraqi (Tehran, 1366 s h [1987]). Alemi, Mahvash, ‘Urban spaces as the scene for the ceremonies and pastimes of the Safavid court’, Environmental Design: Journal of the Islamic Environmental Design Research Centre i (1991), pp. 98–107. —— ‘I giardini reali di Ashraf e Farahabad’, in Attilio Petruccioli (ed.), Il giardino islamico (Milan, 1994), pp. 201– 16. —— ‘Documents: The Safavid royal gardens in Sari’, Environmental Design: Journal of the Islamic Environmental Design Research Centre i (1996), pp. 98–103. —— ‘The royal gardens of the Safavid period: Types and models’, in Attilio Petruccioli (ed.), Gardens in the Time of the Great Muslim Empires: Theory and Design (Leiden, New York and Cologne, 1997), pp. 72–96. Algar, Hamid (ed.), Islam and Revolution: Writing and Declarations of Imam Khomeini (1941–1980) (Berkeley, 1981). Allen, Lindsay, ‘“Chilminar sive Persepolis”: European reception of a Persian ruin’, in Christopher Tuplin (ed.), Persian Responses: Political and Cultural Interaction with(in) the Achaemenid Empire (Swansea, 2007), pp. 313–42. Amir Arjomand, Said, The Shadow of God and the Hidden Imam: Religion, Political Organization and Societal Change in Shi‘ite Iran from the Beginning to 1890 (Chicago, 1984). Babaie, Sussan, ‘Building on the past: The shaping of Safavid architecture, 1501–76’, in J. Thompson and S. Canby (eds), Hunt for Paradise: Court Arts of Iran, 1501–76 (London and New York, 2003), pp. 26–47. —— ‘Launching from Isfahan: Slaves and the construction of the empire’, in S. Babaie, K. Babayan, I. Baghdiantz-McCabe and M. Farhad, Slaves of the Shah: New Elites of Safavid Iran (London, 2004), pp. 80– 113. —— Isfahan and Its Palaces: Statecraft, Shi‘ism and the Architecture of Conviviality in Early Modern Iran (Edinburgh, 2008). Babayan, Kathryn, Mystics, Monarchs and Messiahs: Cultural Landscapes of Early Modern Iran (Cambridge, MA, 2003). Baghdiantz-McCabe, Ina, The Shah’s Silk for Europe’s Silver: The European Trade of the Julfa Armenians in Safavid Iran and India (1530–1750) (Atlanta, 1999). Bastani Parizi, Mohammad-Ebrahim, Encyclopaedia Iranica, s.v. ‘Ganj-‘Alī Khan’ [online], available at http://www.iranicaonline.org (accessed 22 November 2013). Blake, Stephen P. Half the World: The Social Architecture of Safavid Isfahan 1590–1722 (Costa Mesa, CA, 1999). Chardin, Jean, Voyages du Chevalier Chardin, en Perse, et autres lieux de l’Orient, ed. L. Langles, 10 vols (Paris, 1811). Davis, Dick, The Legend of Seyavash (London, 2004).
Durkin, Philip, ‘Loanword etymologies in the third edition of OED’, in Christian Kay, Carole Hough and Irené Wotherspoon (eds), New Perspectives on English Historical Linguistics, vol. 2: Lexis and Transmission (Amsterdam and Philadelphia, 2004), pp. 78–90. Emrani, Seyed Mohammad Ali, The Role of Gardens and Tree-Lined Streets in the Urban Development of Safavid Isfahan (1590–1722): A Comparative Approach (Paris and Versailles in the 17th century) (Munich, 2013). Farhat, May, ‘Islamic piety and dynastic legitimacy: The case of the shrine of Ali al-Rida in Mashhad (10th–17th century)’, Ph.D. dissertation (Harvard University, 2002). Floor, Willem, ‘The rise and fall of Mirza Taqi, the eunuch grand vizier (1043–55/1633–45)’, Studia Iranica xxvi (1997), pp. 237–66. Galdieri, Eugenio, ‘Two building phases of the time of Šāh ‘Abbās I in the Maydān-i Šāh of Isfahan: Preliminary note’, East and West xx (1970), pp. 60–9. —— Esfahan, Ali Qapu: An Architectural Survey, Restorations 5 (Rome, 1979). Gaube, Heinz, Iranian Cities (New York, 1978). —— and Eugene Wirth, Der Bazar von Isfahan (Weisbaden, 1978). Golombek, Lisa, ‘The “citadel, town, suburbs” model and medieval Kirman’, in Salma K. Jayyusi, Renata Holod, Attilio Petruccioli and André Raymond (eds ), The City in the Islamic World (Leiden and Boston, 2008), pp. 445–63. —— Persian Pottery in the First Global Age: The Sixteenth and Seventeenth Centuries (Toronto, 2013). Grigor, Talinn, ‘Parsi patronage of the Urheimat’, Getty Research Journal ii (2010), pp. 53–68. Guillaume, Jean, ‘Styles and manners: Reflections on the longue durée in the history of architecture’, in Thomas DaCosta Kaufmann and Elizabeth Pilliod (eds), Time and Place: The Geohistory of Art (Hampshire and Burlingston, 2005), pp. 37–58. Hillenbrand, Robert, ‘Safavid architecture’, in Peter J. Jackson and Laurence Lockhart (eds), The Cambridge History of Iran, vol. 6: The Timurid and Safavid Periods (Cambridge, 1986), pp. 759–842. Honarfar, Lotfallah, Ganjina-ye asar-e tarikhi Esfahan (Isfahan, 1344 [1965–6]). Kafescioğlu, Çiğdem, Constantinopolis/Istanbul: Cultural Encounter, Imperial Vision, and the Construction of the Ottoman Capital (University Park, 2009). Keyvani, Mehdi, Artisans and Guild Life in the Later Safavid Period: Contributions to the Social-Economic History of Persia (Berlin, 1982). Khoury, Nuha N.N., ‘The meaning of the Great Mosque of Cordoba in the tenth century’, Muqarnas xiii (1996), pp. 80–98. Kleiss, Wolfram, Encyclopaedia Iranica, s.v. ‘Faraḥābād’ [online], available at http://www.iranicaonline.org (accessed 22 November 2013). Koch, Ebba, Mughal Architecture: An Outline of its History and Development (1526–1858) (Munich, 1991). —— ‘Diwan-i ‘Amm and Chihil Sutun: The audience halls of Shah Jahan’, Muqarnas xi (1994), pp. 143–65. —— ‘The wooden audience halls of Shah Jahan’, Muqarnas xxx (2013), pp. 351–89. Leach, Andrew, What is Architectural History? (Cambridge, 2010). Luschey-Schmeisser, Ingeborg, Encyclopaedia Iranica, s.v. ‘Čehel Sotūn, Isfahan’ [online], available at http://www.iranicaonline.org (accessed 22 November 2013). McChesney, Robert, ‘Four sources on Shah Abbas’s building of Isfahan’, Muqarnas v (1988), pp. 123–4. Matthee, Rudi, ‘The East India Company trade in Kerman wool, 1658–1730’, in Jean Calmard (ed.), Etudes Safavides (Paris and Tehran, 1993), pp. 343–83. —— The Politics of Trade in Safavid Iran: Silk for Silver 1600–1730 (Cambridge, 1999). —— Willem Floor and Patrick Clawson, The Monetary History of Iran: From the Safavids to the Qajars (London and New York, 2013).
Meisami, Julie Scott, ‘Khāqānī, elegy on Madā’in’, in Stefan Sperl and Christopher Shackle (eds), Qaṣida Poetry in Islamic Asia and Africa, vol. 2: Eulogy’s Bounty, Meaning’s Abundance: An Anthology (Leiden, New York and Cologne, 1996), pp. 162–9. Melikian-Chirvani, Assadullah Souren, ‘Le royaume de Salomon: Les inscriptions persanes de sites achéménides’, in Le Monde Iranien et l’Islam i (1971), pp. 1–41. Melville, Charles, ‘Shah Abbas and the pilgrimage to Mashhad’, in Charles Melville (ed.), Safavid Persia: The History and Politics of an Islamic Society (London, 1996), pp. 191–230. Monajjem, Jalal al-Din, Tarikh-e Abbasi ya ruzname-ye Molla Jalal, ed. Sayfallah Vahidniya (Tehran, 1366 s h [1987]). Monshi, Iskandar Beg, Tarikh-e alam ara-ye Abbasi, ed. Iraj Afshar, 2 vols (Tehran, 1350 s h [1971]). Morton, Alexander H., ‘The Ardabil shrine in the reign of Shah Tahmasp’, Iran xii (1974), pp. 31–64. —— ‘The Ardabil shrine in the reign of Shah Tahmasp (concluded)’, Iran xiii (1975), pp. 39–58. Newman, Andrew J., Safavid Iran: Rebirth of a Persian Empire (London and New York, 2006). O’Kane, Bernard, ‘Monumentality in Mamluk and Mongol art and architecture’, Art History xix/4 (1996), pp. 499–522. Parker, Kenneth (ed.), Early Modern Tales of the Orient: A Critical Anthology (London and New York, 1999). Pope, Arthur Upham, ‘Isfahan palaces’, in Arthur Upham Pope and Phyllis Ackerman (eds), A Survey of Persian Art, vol. 2 (Tokyo and London, 1965), p. 1192. Porter, Yves, ‘Les jardins d’Ashraf vus par Henry Viollet’, in ‘Sites et monuments disparu d’après les témoignes de voyageurs’, Res Orientales viii (1996), pp. 117–38. —— and Arthur Thévenart, Palaces and Gardens of Persia (Paris, 2003). Quinn, Sholeh, Historical Writing during the Reign of Shah ‘Abbas: Ideology, Imitation and Legitimacy in Safavid Chronicles (Salt Lake City, 2000). Rabbat, Nasser, ‘Circling the square’, Art Forum (April 2011), pp. 183–91. Rizvi, Kishwar, ‘Sites of pilgrimage and objects of devotion’, in Sheila Canby (ed.), Shah `Abbas: The Remaking of Iran (London, 2009), pp. 98–115. —— The Safavid Dynastic Shrine: Architecture, Religion and Power in Early Modern Iran (London and New York, 2010). Shaykh Baha’i, Jami’-i Abbasi (Tehran, n.d.). Soucek, Priscilla P., ‘The influence of Persepolis on Islamic art’, in Études arabes et islamiques, Histoire et Civilisation 4 (Paris, 1975), pp. 195–200. Soudavar, Abolala, The Aura of Kings: Legitimacy and Divine Sanction in Iranian Kingship (Costa Mesa, 2003). Stewart, Devin J., ‘Polemics and patronage in Safavid Iran: The debate on Friday prayer during the reign of Shah Tahmasb’, in Bulletin of the School of Oriental and African Studies lxxii (2009), pp. 425–57. Wright, John W., ‘A tale of three cities: Urban gates, squares and power in Iron Age II, Neo-Babylonian and Achaemenid Judah’, in Philip R. Davies and John M. Halligan (eds), Second Temple Studies III: Studies in Politics, Class, and Material Culture (London and New York, 2002), pp. 19–51.
6 Kingship Hybridized, Kingship Homogenized: Revivalism under the Qajar and the Pahlavi Dynasties talinn g rigor
6.1 Map of Iran under the Qajar and Pahlavi dynasties, 1796–1979. A r t i s t i c appropriation as a mode of identity formation has been a deeprooted tradition in the politics of Persian kingship. As this volume reveals, rulers from antique, Islamic and modern periods were keen on borrowing artistic vocabulary from the past in order further to construct an expressly Iranian cultural and political distinctiveness. This espousal often involved a highly self-aware process of adoption and synthesis that produced a renewed definition not only of forms and icons, but also of kingship and Persian identity as malleable categories of knowledge. By focusing on a shifting moment in Iran’s modern history – the decline of the Qajar dynastic rule between the 1890s and 1910s to the formation of the Pahlavi secular monarchy in the 1920s and 1930s – this chapter aims to divulge a fundamental paradigm shift in the use of architecture as a signifier of royal legitimacy (fig. 6.1). While Qajar visual adoption of the pre-Islamic past was primarily iconographic, under the Pahlavis a morphological dimension was added to
this Qajar innovation. An ideological shift underpinned this architectural development that nevertheless remained committed to an enduring idea of the conception of Iran. The former invested in the grandeur of Iran’s monarchical (art) history in order to promote the opulence of the Qajar court and the prosperity of the weakening empire under its rule, while the latter secularized and nationalized the domain of patronage and kingship not only to legitimize itself as the rightful owner of the Persian crown, but also to transform the Qajar Empire into a modern nation state. While by no means a survey of the architectural history of Qajar and Pahlavi revivalistic structures, this chapter explores the various techniques deployed by the Qajar and later the Pahlavi royal court and upper class between 1823 and 1979. Each in its own manner appropriated Iran’s pre-Islamic architectural and visual culture so as to shape a royal image, while at once coming to terms with the untamable forces of colonialism and modernization. In both cases, the commitment to the institution of Persian monarchy was unyielding. For each, select visual imagery proved a source of inspiration for the invention of a new language to mediate the invention of the modern self. The rapidly shrinking kingdom under the Qajars and the hastily secularized nation state under the Pahlavis were recast through architectural tropes into the everlasting vision of Persian kingship: the Qajar ‘Guarded Domains of Iran’ and the Pahlavi adoption of the Sasanian Iranshahr (‘Dominion of the Aryans’).1 These visual appropriations were varied in form and had a distinct purpose for each royal court. Ultimately, this chapter aims to tackle the rather problematic and fragmented historiography of artistic revivalism in nineteenth- and twentieth-century Iran in relation to the Persian institution of kingship. The three major dynasties that ruled the Iranian high plateau before the Arab conquest of the mid seventh century were the Achaemenid (559–331 b c e ), the Parthian (247 b c e –224 c e ) and the Sasanian (224–651 c e ) dynasties. Both the Qajar and the Pahlavi ruling elite admired the cultural, linguistic, sociopolitical and even genetic material of the Achaemenids and the Sasanians. While antique Iran had attracted rulers from Alexander the Great to Shah Jahan, it was not until the early twentieth century that, with the exception of Susa, the Achaemenid and Sasanian palatial and funerary complexes – the most prominent among them
Persepolis (Takht-e Jamshid), Pasargadae and Naqsh-e Rostam – were brought into the realm of scientific knowledge. Between the 1890s and 1925, explorers, geologists and archaeologists like Captain Truilhier, Sir Henry Rawlinson, William Kenneth Loftus, Jane and Marcel Dieulafoy, as well as Jacques de Morgan, excavated Susa.2 The Délégation française en Perse, directed by de Morgan, has been described as ‘the most important archaeological expedition that has left Europe’.3 Subsequent quarrels over excavation rights between Western interest groups and the Qajar authorities yielded an official agreement.4 In May 1895, exactly a year before his assassination, Naser al-Din Shah Qajar (r. 1848–96) decreed an agreement, signed on 11 August 1900 by his son, Mozaffar al-Din Shah (r. 1896–1906), which ‘conceded to the French Republic the exclusive and perpetual right to excavate in the entire expanse of the empire’.5 The diplomatic concessions between Qajar kings and Western governments resulted in the French authorities having monopoly on all archaeological sites within the borders of modern Iran in the 1910s and 1920s. Containing 11 articles, the treaty gave French scholars and scientists a free hand to excavate wherever they deemed necessary except ‘the holy places, mosques, and Muslim cemeteries’.6 However, the French focused their excavation efforts on a single site: Susa, also known as Shush, the Achaemenid capital in south-western Iran. Since the 1850s, the choice of Susa had been politically significant both for the French and the Iranian states. The reign of the Achaemenid dynasty, founded by Cyrus II (r. c.559–529 b c e ) and expanded by Darius I (r. 522–486 b c e ), stretched from Egypt to India from 559 b c e to its defeat by Alexander the Great in 331 b c e .7 Susa was the first capital city of what was considered the first ‘Persian Empire’, the empire to which the Sasanians linked themselves and thus invented a myth of lineage: the Iranshahr. This was, it was believed then, where Iran’s art and ethnic history had begun. This period of the country’s past, furthermore, became significant for Iranian reformists and Westerners alike, for whom the Achaemenids embodied the lost and forgotten splendour of Persian monarchy. Alluding to the spirit of the nation, this selected history became the source for the invention of national heritage supported by those who excavated the site and those who propagated the revival of its cultural and military might. As the central authority of the state and the court declined in the first two
decades of the century, both Iranian and various Western powers began to find ways to disregard the 1895 agreement and encroach upon French rights to excavate archaeological sites. By the late 1920s, when the accord was reassessed by members of Reza Shah Pahlavi’s (r. 1925–41) first cabinet (most of whom were also founders and members of the Society for National Heritage), the very notion of cultural heritage and its relationship to the institution of monarchy had altered.8 By then, while most of these archaeological sites were singled out for their merit as evidence of Iran’s ancient grandeur, purported to have been wrecked and neglected by 13 centuries of Arab Muslim domination, the selections were in part conditioned by their superior architectural qualities, large-scale and fine craftsmanship, persistence over the centuries, enduring legacy in both oriental and local oral and written histories and, above all, their accessibility within the modern borders of Iran. They were now chosen to express – through patronage, excavation and display – the modernity of the Pahlavi king and that of the secular nation state. q ajar h y br idit y During much of the nineteenth century, allusions to Iran’s antiquity, including the reproduction of its stylistic motifs, were a pivotal aspect of Qajar royal taste and its strategy of political legitimacy. In a characteristically nineteenth-century manner of collage and eclecticism, Qajars were also incorporating in their art and architecture the Safavid patrimonial legacy, which, as Sussan Babaie has demonstrated, since the fourteenth century had masterfully retooled the language of kingship in order to bind ancient Iranian and Shi‘i Muslim identities into a discernible and unique whole.9 The formal appropriation and adoption of such historic architectural elements as the talar (pillared hall) and the pishtaq (portal projecting from the façade) demonstrates Qajar ingenuity to eclectic malleability in navigating Europe’s hegemonic cultural and political clouts throughout the Long Century. Edifices bearing a mix of pre-Islamic and Safavid iconography were erected in urban centres as of the turn of the century. The second Qajar king, Fath Ali Shah (r. 1797–1834), whose personality coincided with the mandates of royal extravagance, initiated the appropriation of pre-Islamic visual culture into contemporary practices. The need to shift from a tribal ruling system to a model of kingship gave further impetus to this
new artistic movement. Given the Western colonial pressures on various Qajar kings, the ‘formal façade’ of their rulership as dubbed by historian Abbas Amanat, was as pivotal to the sovereignty and survival of the Persian Empire as the informal processes of running the empire.10 Architecture, thus, was essential to this representation of royal power, of this formal façade. One could push further and argue that the appropriation of ancient visual culture in the nineteenth century was the representational expression of the three major paradigm shifts that occurred in the Long Century: the replacement of tribal loyalties with those of monarchy and bureaucracy; the sociopolitical and cultural encounters with European powers; and the engagement of various social groups in state affairs which questioned the legitimacy of the monarchical system.11 Moreover, the pressures brought upon the ulema by various reformist movements during the second half of the nineteenth century, for instance by Babism, created an urgency in Qajar kings to legitimate their reign as a time-honoured Shi‘i monarchy.12 For those at the helm of Iranian society, the heaviest psychological blow was inflicted in the aftermath of the Perso-Russian Wars by the signing of the treaties of Golestan (1813) and Turkmenchay (1828). These effectively rendered Iran, an impressive empire under the Safavids, a colonial plaything in Europe’s Great Game. The very image of Iran as a superpower was debased to a ‘weak and vulnerable buffer state’.13 While before that Europe was marginal to Iranian self-perception, now it served as ‘a model of change’, as noted by Monica Ringer.14 Upper-class Iranians began to see and probe the reasons for Iran’s ‘deficiency’ in relation to Western civilization. Military, institutional, infrastructural, as well as socio-cultural ways of doing things were scrutinized to determine the malaise that had befallen the empire. Subsequent patronage of architecture, as one of the most visible of these healing attempts, aimed to restore the image of Iran as a civilized nation with an enduring tradition of kingship. It should come as little surprise then that it was precisely at this moment that a revivalistic architecture was initiated, took an explicit form and occupied a special place in the politics of patronage.15 To (re)present the empire as majestic was to cling to its sovereignty. To emblemize the nation as such was to counter-narrate the colonial discourse on oriental decadence and backwardness. Throughout the course of the nineteenth and the twentieth centuries, upper-class Iranians – be they
conservative members of the royal household or vocal advocates of liberal reforms – practised the evocation of ancient imagery as a symbolic confirmation of monarchical and national worth. This served the double purpose of fortifying domestic legitimacy by perpetuating the Persian tradition of kingship and simultaneously repudiating Western cultural and political expansion in Iran. The interpretation of the structures with explicitly pre-Islamic iconography must be seen in the larger context of imperial strategies of power – foreign and domestic alike. In adapting a new architectural language to express royal might, Qajar kings were instituting a paradigm shift in the domain of representation. Akin to the espousal of European dress, furniture, artistic technology, and so on, the need for the representation of royal might went beyond the military need for the defence of the empire into the domain of cultural signs. The new architectural formulas expressed ‘a Qajar desire to set forth a new example of monarchy’, notes Amanat, ‘that was more disciplined and forceful, an image deemed necessary to mend the injured legitimacy of the monarchy and mindful of Iran’s need to bridge its growing material gap with the outside world’.16 Fath Ali Shah masterfully deployed visual imagery to transform the tribal image of rulership into a full-blown tradition of Persian monarchy. Having at his disposal the financial and institutional tools necessary, the royal image was enhanced by his own claim ‘as the rightful heir to a tradition of Persian kingship rooted in the past’.17 Of the eight known Qajar rock carvings that have survived – duplicating the techniques and styles of the Sasanian reliefs at Naqsh-e Rostam and other preIslamic sites – seven were executed under Fath Ali Shah’s patronage: his portraits and those of his heirs near the Qur’an Gate in Shiraz and in the Sasanian grotto of Taq-e Bostan (fourth century c e ) (plate 6.2).18 His two rock reliefs at the Cheshmeye Ali in Rayy – The Court of Fath Ali Shah (1823) and Fath Ali Shah at the Hunt (c.1820–30) by Abdollah Khan – while distinctly Sasanian in style and composition, were meant as an expression of the king’s status as Persia’s legitimate monarch and the Qajar adoption of the imagery of monarchy (fig. 6.3).19 Rather than exalting the nation’s pre-Islamic history through a peculiarly orientalist classification of knowledge that perceived the birth of Islam as a point of partition and an essential marker of difference, these reliefs denoted the ideal image of Persian kingship. In Rayy, Kermanshah and other similar reliefs, Fath Ali Shah was ‘responding to the
challenge of Iran’s imperial past’, as noted by Layla Diba, ‘fashioning an image as resplendent as anything mythologized in the Shahnameh or memorialized in Sasanian rock-reliefs’.20 While in the Muslim political context the Qajars were not unique in utilizing the power of figural painting as a tool of propaganda and legitimization, their deployment of figural portraits in painting and figural reliefs in architecture emerged as an ‘emblem of the monarchy’ peculiar to nineteenthcentury Qajar visual culture.21 Elsewhere during this same period, revivalism of ancient Persian architecture among the affluent Parsis of West India was as active as that in Iran, if not more so.22 Noted examples of Neo-Achaemenid and Neo-Sasanian fire temples that were commissioned by philanthropists and industrialists include: Thuthi Adrian in Bombay (1859); Vachha Adrian in Fort, Bombay, by Dinshaw Mistry (1881); Manekji Sett Adrian in Fort, Bombay (1891); Iranshah, Athornan Anjoman Atash Bahram in Udwada, again by Mistry (1894); Anjoman Atash Bahram, Bombay (1886–97), and Modi Atash Bahram in Surat (1931), by Mistry and Bhedwar. While meant to project an ethno-national lineage to ancient Persia, the Parsi temples reinforced the discursive endurance of a tradition of Persian kingship outside the borders of Iran. Operating from multiple margins, wealthy Parsis did not just rework Indo-Persian politics by challenging Qajar autocracy: they envisioned a new kind of revivalistic architecture that claimed to be very pure, very old and authentic. Parsis often prided themselves on never having been affected by Islam, and thus saw themselves and their new architecture as the truthful carriers of ancient Persian traditions – including, above all, that of kingship. In comparison, we witness a parallel but different kind of revival in Iran by the Shi‘i aristocracy and in India by Parsi philanthropists. Qajar kings and aristocrats copied and affixed Achaemenid and Sasanian reliefs onto Muslim structures. Parsis injected revived – often from inaccurate (Western) sources – architectural attributes into radically modified Sasanian palatial floor plans and classical Western morphologies. In Qajar Iran, that architecture confirmed and reinforced the image of a ruling aristocracy and the prosperity of the empire under its command. On the Indian subcontinent run by the British Empire, the style enabled a tiny congregation of Parsis among a sea of religions and sects to begin to see itself as a noble (white) race, heir to a civilization foundational to the development of modern Europe.23
While appealing to the allure of Persian kingship, the practice of revival aimed at establishing an ethno-national linkage between the Parsis of the British Raj and the kingdoms of ancient Persia. In so doing, an ethno-historical legitimacy was provided to the self-perception of progressive Parsis, who were given a special place in the larger matrix of the British Empire. In the Parsi context, revivalistic architecture served a fundamentally different function.24 The political use of pre-Islamic imagery in Qajar Iran was so well ingrained into the monarchic description of identity that it was carried on by Fath Ali Shah’s grandson, Mohammad Shah (r. 1834–48), when he ascended the throne. Contemporary orientalists who began to focus their studies on Iran and thus helped shape a discourse on the racial superiority of Iranians as a branch of oriental Aryans further encouraged the revival of pre-Islamic art as a form of self-assertion.25 As early as the mid nineteenth century, the main advocate of Nordic superiority, the French diplomat and aristocrat Joseph-Arthur, Comte de Gobineau, had remarked about Iranians’ self-perception as a nation ‘very ancient, and as they say themselves, perhaps the most ancient in the world that had a regular government’.26 Insisting that Europeans ‘are indebted to the Oriental Aryans’, Gobineau believed that the migration of ancient Iranians from Central Asia had exposed them to the Semitic tribes of Mesopotamia.27 He went as far as to suggest that the Sasanians, esteemed by the Qajar aristocracy, were tainted by these contacts and hence were already in decline. The invading Arabs, according to him, sealed the fate of Aryan Iran with the import of Islam. In 1893, the English scholar and renowned orientalist Edward Granville Browne similarly elaborated on the topic. It was in this ideological context that the first Persian-language translation of Darius’ cuneiform script at Bisotun, located near Kermanshah, was presented to Mohammad Shah by Sir Henry Rawlinson in 1835 and 1843 (fig. 6.4).
6.3 Rock-cut carving of Fath Ali Shah and his successors, Cheshmey-e Ali, Rayy, 1823.
6.4 Darius’ cuneiform script in Old Persian, Elamite and Babylonian languages, Bisotun, near Kermanshah, 521 b c e. Naser al-Din Shah Qajar (r. 1848–96) continued this practice of revival and hybridization during his long and influential reign. He revamped Tehran with a lucid awareness of both contemporary and distant historical aesthetics.28 In the late 1860s, his government destroyed parts of Tehran’s city walls and decreed the expansion of the royal palace of Golestan, borrowing its design ideas from antique, European and Safavid architectural repertoires. The ‘fateful Perso-European style’ of these new additions to the palace aimed to enhance the image of the Qajar house under his rule and hence ‘reflected the spirit of the age’.29 He then ordered his architect, Mohammad Ali Kashi, to erect the 1867 Sun Palace on the eastern edge of Golestan Palace. It connoted his aspiration to monumentality, eclectic opulence and royal prestige, rather than a peculiarly nationalist exaltation of the pre-Islamic past. The mechanical clock, visible from the royal courtyard on one side and the public Naser Khosrow Avenue on the other, was ‘a manifestation of the king’s conception of “progress” as a device to be purchased and brought to Iran’ (fig. 6.5).30 The use of the clock in the larger context of urbanism was not necessarily an exclusively European influence on Qajar architectural practices; rather, Naser al-Din Shah was
looking back to Safavid Isfahan, where the royal bazaar faced the ceremonial and social space of the Maydan-e Naqsh-e Jahan.31 As in the Safavid case, Qajar royal architecture and strategies of urban signage – displayed to the public and carrying either a historical or a technological message of travel through time – aimed to evoke the everlasting claim of the king and his monarchy. The clock was a symbol of much wider shifts in the realm of royal representation. Naser al-Din Shah and his reform-minded advisors aimed to provide a model of cultural restructuring that would restore the image of the monarchy as ancient, forward-looking and powerful. 6.5 Street façade of the Sun Palace (shams al-emareh), showing the mechanical clock tower, Golestan Palace, Tehran, 1867. The anxiety to restore Iran’s international status in diplomatic and military spheres prompted a cultural outburst among the small but influential intelligentsia that came of age during the late nineteenth century. By the 1880s, Qajar aristocratic residential houses outside the capital city followed the desire for visual richness and artistic synthesis of Islamic, Western and Achaemenid–Sasanian architecture.
Commissioned in 1879 by Ebrahim Khan, the governor of Fars, Shiraz’s Narenjestan Palace was completed in 1886 by another member of the aristocracy, Mohammad Reza Khan Qavam (plate 6.6).32 Restored by the patronage of Empress Farah Pahlavi (r. 1959–79) in 1965–6 to house the Asia Institute – a research centre and library founded by American art historians Arthur Upham Pope and Phyllis Ackerman – it borrowed its decorative programme from Persepolis and its general morphology from Achaemenid and Safavid palaces, employing an amalgam of Perso-Islamic craftsmanship and the chahar bagh model of landscape design. In the details of the decorative programme and the general layout of the structures, a masterful play between Safavid mirror-work (ayneh kari) and tilework (kashi kari), Qajar and Zand reinterpretation of Safavid talar design, and Achaemenid relief architecture is revealed with an awareness of modern artistic media, such as photography (plate 6.7, fig. 6.8).33 6.8 Decorative arch above doorway showing Safavid-style mirror-work framing Naser al-Din Shah’s photograph, main hall, Narenjestan, Shiraz, 1886. Commissioned by the Qavam family in Shiraz, the Afifabad Palace was similarly
inspired by ancient palace typology, with a blend of Achaemenid, Sasanian, Safavid and Qajar architectural and decorative motifs and construction techniques (plate 6.9). On the principal façade, a typically Qajar-style pishtaq carries a multicoloured tile reproduction of Ardashir I’s investiture from Naqsh-e Rostam (fig. 6.10). The loan of the relief was comprehensive not only in the change of material from rockcut to multi-glazed tile, but also in formal details and composition. A deliberate process of ‘cut and paste’ was operational here. In its nineteenth-century (re)appropriation the figures were multiplied, and a sun along with a calligraphic inscription was added at the centre of the image, now decorated by lush landscaping as background composition. As in Qajar royal ceremonies and their setting, the narrative is embellished with objects and stories. The pishtaq, in turn, was supported on four Persepolitan bull-headed capitals in Achaemenid style, forming a Safavid-style – or rather transformed Safavid – talar overlooking a large shallow pool. Within the talar, stone reliefs run below the ceiling on three sides. Here again, one of Naqsh-e Rostam’s best-known reliefs is replicated: the triumph of the Sasanian king Shapur I over the Roman emperor Valerian and Philip the Arab (plates 6.11–6.12). With little ambiguity, the selection of this image reveals the nobility’s anxiety over the fate of the Qajar Empire.
6.10 Rock relief of the investiture of Ardashir I, Naqsh-e Rostam, Fars, 226–42 c e. On this same façade, a series of individual reliefs decorate the ground floor. These depict standing soldiers from the various periods of Iran’s military history. As Judith Lerner demonstrates in other such constructions, these copies, far from being ‘fakes’, are ‘genuine works of Persian art – but of the 19th century a . d . , that is, art of the Qajar period’.34 What is of further importance here is not exclusively the binary that juxtaposes a fake against an original – a predominantly Western concern premised on aesthetic and economic parameters. Instead, what is important is the mechanics of assimilation, appropriation and adaptation of fragmented parts into a holistic visual discourse in order to contest a politico-aesthetic metanarrative of colonialism. The prominent display of high reliefs depicting nineteenth-century British and Iranian soldiers on the main façades of both Afifabad and Narenjestan indicate a local awareness of contemporary political reality and an up-to-date artistic contribution to it.35 The images revived at Afifabad and Narenjestan not only paralleled Achaemenid and Sasanian reliefs, but also echo
the iconography of the numerous Qajar larger-than-life royal portraits. As Layla Diba has demonstrated, this was an artistic tradition as enduring as that of kingship.36 Such figures were set in a parallel architectural context – as opulent and as majestic as the paintings themselves.37 The art and architecture that synthesized the ancient and the contemporary deployed the opulence of visual imagery in order to restore the injured image of the Persian monarchy under the Qajars. Valerian’s prostration in front of Shapur I was perhaps the most telling of these selections. That as late as the sixteenth century Valerian’s humiliating defeat at Edessa was vivid in elite European imagination – as in Hans Holbein the Younger’s 1521 painting – speaks to the potency of an event that was produced and reproduced in late-nineteenth- and early-twentieth-century Iran.38 The recycling of old images to perpetuate deep-rooted stereotypes and thus to demonstrate supremacy of power, at least symbolically, remains very much an enduring practice. Zack Snyder’s 2007 blockbuster movie, 300, which exalts violence by vilifying the Achaemenid royal court and army amid the United States’ invasion of Iraq is a case in point.39 As the tradition of Iranian kingship stepped into the twentieth century, the practice of synthesizing Islamic and pre-Islamic images proliferated among the upper classes and began to trickle down. With the rise of the bourgeoisie, the members of the secularist middle class deployed the revival of pre-Islamic icons as a manifest form of nationalism. After the Constitutional Revolution of 1905–6, the authority of an absolute monarchy was challenged by a new social force, which reused images to claim power for itself. During the last two decades of Qajar reign, reform-minded members of the ruling class commissioned residential buildings, predominately in the capital city, with neoclassical features. A few exceptional examples still stand, which elsewhere I have described as the hybrid style.40 The Seyr al-Eslam building on the east side of Naser Khosrow Avenue in Tehran of c.1915 displays an amalgam of Italian early-Renaissance sculptures, classical Corinthian columns and Islamic tilework and brickwork. Below a Greek entablature, the Zoroastrian faravahar (the ‘Guardian Spirit’) appears prominently on its street façade. The pediment is composed of three figures, probably Shem and Japheth, who cover their drunken father, Noah, mocked by his older son Cam. Japheth – who, according to the Bible is the forefather of the northern, white peoples of
Europe – had a son, Madai, of the Median dynasty, who after a century of rule over greater Persia conceded power to Cyrus and formed the Achaemenid Empire. The façade is further adorned with four niches: in the southern one, a seminude female is seated at the foot of a young man. It is probably a reinterpretation of Donatello’s Judith and Holofernes, commissioned for the Palazzo Medici Riccardi’s garden. Originally placed next to Donatello’s David (1430), both sculptures depicted tyrant-slayers and were perceived by the Medicis as triumph over despotism. In the midst of a constitutional struggle where Iranian reformists were bent on curbing the absolute power of the Qajar kings, the pedestal inscription – ‘Kingdoms fall through luxury, cities rise through virtues. Behold the neck of pride severed by the hand of humility’ – might have had a special resonance in spite of the fact that the formal appropriation of the Italian composition was total. Next to this, the figure of Saint Christopher, the Christian patron saint of pilgrims and travellers, carries Christ on his shoulder and leans on a large staff, as in numerous medieval and later depictions of the saint. In the northern niches, two female figures recall those in Bernini’s Tomb of Pope Urban VIII (1627–47 c e ) in Saint Peter’s Basilica, Vatican City, located on the northern wall of the main apse. The allegorical figures of Charity and Justice that flank the tomb have been transmuted into the northern niches of Seyr al-Eslam. These and the entire façade are organized within horizontal and vertical bands of polychrome ceramic tiles, multicoloured glazed tiles, floral stuccos and decorative brickwork typical of contemporary Qajar architecture. Further north, near the vicinity of Ferdowsi Square in Tehran, the Fazel alEraqi House (now the hospital belonging to the Ministry of Justice and known as bimarestan-e dadgostari) of the same period is another example of late-Qajar hybridity in architecture (plate 6.13).41 The building erected on a late Safavid plan, and probably initially a symmetric floor plan with an outdoor and an indoor shallow pool (hoz), was bought by Masum Fazel al-Eraqi, a reformist judge in the postrevolutionary Ministry of Justice. Disinheriting his daughter over a family dispute in the 1940s, he endowed the building to the Ministry of Justice to be used as a hospital for women.42 The brick elevation of the extended courtyard, similar to Seyr al-Eslam’s brickwork, is decorated with some 30 tile medallions, depicting Achaemenid and Sasanian reliefs, framed in bands of glazed tiles and strategically
positioned on top of openings or corners. A manifestation of a sophisticated, highly self-conscious mind, its makers did not move from Tehran for its production. Instead of roaming around Persepolis, they instead browsed through Mohammad Naser Forsat Shirazi’s Asar-e ajam, published by a Parsi press in Bombay in 1896.43 Fazel al-Eraqi House was, in fact, an architectural manifesto of Asar-e ajam, itself one of the most influential revivalistic texts of nineteenth-century Iran. Like the book’s methodological conception, the structure underpinned a pedagogical intent, where the inscriptions spell out that ‘this is the likeness of’ soand-so, providing the exact site and location of the ancient reliefs where, too, the very language of the inscriptions is identical to Forsat’s textual descriptions. However, this copying was not mimetic: an autonomous practice of collage and framing governs the decorative programme of the façade. Craftsman and patron had freely and self-consciously picked from the pages of Asar-e ajam and placed selected images in a new visual order that reinforced the aesthetic and narrative quality of the architectural experience. The faravahar, the slaying of a lion, the investiture of different Sasanian kings, as well as various sceneries from archaeological sites are given a new architectural narrative by their collage on a single façade. Inside, the walls of the main hall are covered by a series of ten tile portraits of various preIslamic and Muslim monarchs of Iran. They included Shapur I, Shah Abbas I (r. 1571–1629 c e ) and Karim Khan Zand (r. 1749–79 c e ). As in the reuse of Zand architectural elements and imagery in palaces and portraits commissioned by Aqa Mohammad Khan Qajar (r. 1794–7 c e ) and Fath Ali Shah, the late Qajar nobility methodically incorporated ancient and modern rulers as signifiers of ‘the ideal image of Persian kingship’.44 In so doing, they confirmed the notion of an enduring institution – notwithstanding its differing religious affiliations. The selected images and their modern reproductions – for instance, Valerian kneeling in front of Shapur I and the investiture of Ardashir I – further speak to the technique of reproduction as well as a specific politics of self-description (fig. 6.14, plate 6.15). Qajar revivalism then returns to its own history. The same images were often recycled and re-recycled as if to strengthen the royal attempts to reclaim majestic grandeur, while at once resisting Western cultural and military hegemony in Iran.
6.14 Decorative medallion on the upper east façade of the Fazel al-Eraqi House, depicting the triumph of Shapur I over the Roman emperor Valerian and Philip the Arab, Tehran, early twentieth century. The style and craftsmanship of both the Seyr al-Eslam and Fazel al-Eraqi houses, while lending itself to a reading of artistic or technical amateurism, does not evoke a naive political representation. Their patron-builders were fully aware of the implication of their aesthetic and design choices in terms of modern imperial politics. While novel in their compositions, vocabulary and social meanings, these examples also reveal a commitment to the continuity of Qajar architectural constants, such as an emphasis on exterior façades, employment of familiar architectural elements, embellishment of ‘overpowering richness’ and urban setting as a signifier of power and class.45 That the duplication of historical motifs often seems a bit off the mark owes as much to the technique of their transference and means of reproduction as to intentional aesthetic choices. It is worth noting, too, that most of the examples analysed here were duplicated either from memory by those who had returned from European or domestic trips – not unlike Naser al-Din Shah’s own travels and architectural commissions – or from photographs and
etchings. Therefore, while distinctly Western-, Islamic- or pre-Islamic-looking, these reproductions do not qualify as simple, poor imitations; their effectiveness in synthesizing pre-Islamic, Western and Islamic traditions has rendered them original works of the late Qajar era. Therein resides their artistic ingenuity. Furthermore, while explicitly Achaemenid and Sasanian in looks, these Qajar palaces, aristocratic houses, rock-cut reliefs and decorative programmes were by and large intended as ‘eternal expressions of kingship’ and thus were accoutrements to royal and class power. Qajar kings who revived Iran’s antiquity and formulated its first artistic expressions upheld Islam, Shi‘ism and the ulema as central to their power and legitimacy.46 Their artistic revival as a modern visual language of taste and fashion was, therefore, the manifestation of an appeal to a rich monarchical tradition, regardless of religious affiliations. Or, rather, the celebration of kingship was equated to the perpetuation of Shi‘ism as profoundly and uniquely Iranian. It was a belief in the tradition of an Iranian kingship that enabled its longevity. As Pio Filippani-Ronconi argues, ‘ancient Persians did not actually consider the kingship necessarily dependent on a particular religion’,47 further adding that ‘this was the attitude that allowed the royal ideology to pass almost unscathed from Zoroastrian antiquity to the Islamic Middle Ages, and safely reach modern times’. As the rulers of the Shi‘i Empire, they not only did not reject Islam in lieu of a monarchy, but rather celebrated Shi‘ism through the visual language of the distinctively Iranian kingship, as argued by Babaie.48 This is evident in the postage stamps printed on the occasion of Ahmad Shah’s coronation in 1914–15, which depicted architectural elements from Persepolis (plate 6.16). In fact, Shi‘ism and Iranian monarchy were so intertwined that when in 1924 Prime Minister Reza Khan urged the parliament to abolish the Qajar dynasty and institute a secular republic in its place, the ulema mobilized the masses and pressed him to take the royal throne. Unlike the architectural economy and historiography that was instituted by the Pahlavi royal house, few of the revivalist tendencies under the Qajars underpinned or were supported by exclusivist theories that strictly segregated Islam, nationalism and Iran’s long history of kingship. p ah lav i h o mo g e n e it y
The reigns of the two Pahlavi kings, Reza Shah (r. 1925–41) and Mohammad Reza Shah (r. 1941–79), were characterized by a resolute commitment to industrial, economic and infrastructural expansion, invariably pushing architecture to the forefront of the nation-building project. Technological and infrastructural development in administration, judiciary, economy, education, transportation and communication were seen as a concrete means of modernizing the Iranian society. Nevertheless, Reza Shah’s commitment to rapid industrialization was paralleled by an equally steadfast sanction on political growth and liberalization. His son and successor also sustained a similar policy of control on political narratives. While modernization dominated, the early Pahlavi visual discourse on kingship was linked to the aspirations to the royal throne of Reza Shah, an officer with valiant military but common cultural background. He surrendered himself with a group of highly educated and culturally sophisticated reformists who set the structural and artistic parameters of modern Iran. In Reza Shah they found an iron fist that was willing to eliminate the ulema from the equation of monarchy and to racialize the Persianization of the Iranian life-world. Thus, what distinguished these reformists from their Qajar sovereigns was their demand for rapid, heavy-handed and acrossthe-board secular reforms – that is, a utopic burning desire to erase ‘everything’ and ‘start over again’, as later noted by Abdolhossein Teymourtash, Reza Shah’s court minister.49 Their reforms were conditioned by secular, constitutional and nationalist ideologies that marginalized the ulema, the tribes, the traditionalist merchants and the conservative segment of the landed aristocracy, upon whose consensus hinged much of Qajar power. In order to legitimize Reza Shah’s ascendancy to the throne and to justify their own radical policies, the reformists began to portray the entire Qajar era as ‘an age of decadence and corruption’, ‘a time when the chance for reform and equality with the West was missed’.50 Kings were mocked in the early Pahlavi historiography of the long Qajar century, as in the case of Naser al-Din Shah’s depiction as the ‘ignorant tyrant’ who neither resisted Western imperialism nor made an effort to modernize Iran. Fath Ali Shah was accused of having been ‘an unqualified calamity to Persian art’ and a man with ‘no taste’.51 Mozaffar al-Din Shah’s capitulation of the archaeological excavation rights to the French was portrayed as ‘the ignorance of a Sovereign who […] had no right to traffic […] the nation’s heritage’.52
Orientalist fantasies and personal gains fused with a civilizational discourse at whose core stood the epistemic bond between king and culture. European as well as Iranian scholars, diplomats and ideologues, who helped formulate these conceptions of the past, were often its direct beneficiaries. To legitimize the reign of Reza Shah, who had no claim to the Persian throne other than military genius and strength of character, the recent past was demonized and a return to the grandeur of antiquity was promised. It was believed that through this kind of return – this kind of purification – genuine modernity would be accomplished. Well into the 1980s, both inside and outside Iran, the Qajar epoch was known as the dark ages and a time of ignorance and backwardness. The radical break with the Qajar past and the linkage with antiquity relied on the successful appropriation of the Persian tradition of kingship. Reza Shah’s failed attempt to make Iran a secular republic in 1924 was an expression of how that tradition was malleable enough to absorb the multilayered and multifaceted nature of Iranian socio-religious and ideological structures. Only after coming to power did Reza Shah began to hone the tools and tropes of the monarchical institution in order to create a secular nation state. Thereafter under both Pahlavi kings, not only a process of erasing the Qajar past, but also a complete reworking of the idea of kingship – which was secular – was to serve as a link to a modernist utopia. In the royal use of architecture there was a shift from the Qajar hybrid to a neo-antique style that corresponded in no ambiguous ways to the change in an outlook predicated on secularist and nationalist ideology and the heavy-handed policies that sustained it. In contrast to the Qajar kings, who remained an aristocratic class at the top of society, the Pahlavi state’s agenda to homogenize that society was pervasive in most forms of cultural production: language, dress code, schooling, photography and architecture, among others. A modern middle class was being formulated, which used royal iconography not only to praise the reigning dynasty, but also to celebrate a nation with a long history that included one of the legendary traditions of monarchy. At the pinnacle of Reza Shah’s rule, when the hybrid style was appropriated as the official visual language of the nation state, it was stripped of its Renaissance and Islamic elements, while the Achaemenid and Sasanian features were refined and perfected. The proportions and decorative details of these new structures were
adjusted to conform more accurately to their pre-Islamic prototypes, which were in turn going through major excavations during the course of the 1930s. The desire for linguistic and cultural homogeneity rose from the heterogeneous nature of what was being portrayed as pure. The cleansing of European and Islamic architectural elements from the hybrid style was in reality a small part of a much larger project of manufacturing a homogeneous nation led by a modern reformulation of the institution of monarchy. In the context of this new formula, the hybrid became homogeneous; the proto-national, nationalistic. Erected under the watchful eyes of Reza Shah and his ministers, prominent examples of the Pahlavi Neo-Achaemenid and Neo-Sasanian architecture consisted of the first and main post office, the building of the justice ministry (1936), the first national bank (1935), the police headquarters (1933), as well as the different ministries, legislative headquarters and secondary administrative and educational buildings in the heart of Pahlavi Tehran (fig. 6.17). All were syntheses of Western modernist morphology and pre-Islamic royal iconography. Other examples include the French architect André Godard’s Archaeological Museum (1939) and Maxime Siroux’s National Library – both fashioned after the last Sasanian palace at Ctesiphon in present-day Iraq (fig. 6.18). In October 1934, Reza Shah inaugurated the new mausoleum of Ferdowsi, the author of the celebrated Shahnameh, the first among a long list of national landmarks that were undertaken by the Society for National Heritage throughout the Pahlavi era.53 Revivalistic in form and icon, the tomb and all the events associated with it occasioned the rewriting of the nation on the constructs of antique purity, monarchical longevity and national rebirth. The faravahar along with the bull-headed columns appeared prominently on its main façades.
6.17 Police headquarters, Tehran, 1933.
6.18 André Godard, main and southern façade of the Archeological Museum of Iran, Tehran, 1936–9. These revivalist practices served as a backdrop to the state’s public declarations in official literature. ‘We forget,’ wrote the royalist newspapers Ettela’at and Le Journal de Téhéran, ‘that we have always been firm defenders of the Aryan race against the avalanche of Tartars, Arabs, Mongols, and other hordes hostile to our collective race’ and that ‘we are the architects of that [one] civilization that the human kind glorifies today.’54 During the following decades, Le Journal de Téhéran continued to publish articles with titles such as ‘Iranian origins of Gothic architecture’, ‘Iran’s contribution to Europe’s awakening and global culture’ and ‘Iran and Italy: The two greatest cradles of civilization’, the arguments of which were supported abroad by, for example, the Neo-Achaemenid pavilion at the Brussels International Exposition in 1935.55 Until the dawn of the Iranian Revolution of 1978–9, the official architectural vocabulary of the Pahlavi state was deeply affected by Qajar and aristocratic models of visual hybridity and revivalism. However, the need for the consolidation of a nation and its collective sense of
belonging, purification and claims to scientific accuracy precondition the making of a secular nation state. Although Pahlavi official architecture was a stylistic development and at times a direct loan from Qajar eclectic revivalism, any trace of such borrowings was concealed in subsequent Pahlavi and orientalist art historiography. Embedded in its modernist ideology was an urge to create a tabula rasa. Modernism erected its founding myth on the idea that it is new. Pahlavi modernism was no different. To erase what was identified as hybrid and traditional was not only a modernistic act, but also one that would, it was hoped, modernize the society.56 As part of the king’s massive project of urban renewal in the 1930s, Qajar structures in general, and the hybrid buildings in particular, were targeted for demolition along with one-third of Tehran’s city fabric. Surviving Qajar examples of the hybrid style that outlived the urban renewal of this period include: the south-western wing of Golestan Palace; the Sahebqarai-ye Palace of Ahmad Shah on the grounds of Niavaran Palace; the building of the Bagh-e Ferdows; the building of the first Tehran Radio Station, used today as the Cinema Museum; the Qavam al-Saltaneh House, later turned into the Abgineh Museum of Glassware and Ceramics and the Nobahar Academy; the first Zoroastrian temple in Tehran, the Anjoman-e Adrian; the four buildings of Hasanabad Square; Reza Shah’s first commission, the Green Palace on the grounds of the Sadabad Palace; and the now obscure, but fascinating, Pirnia House in Tehran.57 Those that are difficult to document include the building of the National Consultative Assembly or the Parliament in Baharestan Square and the Post and Telegraph Building in Sepah Square (destroyed in the 1960s). The urban-renewal project of Tehran was so radical and rapid that those who had hitherto supported the reformists in their drive for modernization and had collaborated with them in their architectural undertakings voiced their criticism. In 1932 German archaeologist Ernst Herzfeld confessed to Charles Calmer Hart, the American attaché to Iran: ‘It is a system of ruining established authorities of old, without replacing them with anything at all. Everything we see [is] a methodic destruction.’58 By 1940, the American embassy estimated that the number of residential structures demolished by the state ranged from 15,000 to 30,000.59 Historians have noted, ‘Qajar domestic architecture has been a prime victim of modern urbanization projects, and outstanding examples of this style have been
suffered to decay.’60 Seyr al-Eslam’s neglected state until the 1990s is a case in point. Those that survived were noted as manifestations of bad taste because of their overt eclecticism in an age of nationalism. When the Pahlavi dynasty was overthrown in 1979, Qajar art was again exposed to vandalism, this time by the revolutionary crowd who took issue not with its eclectic looks, but with its royal significance (plate 6.19). Only in the 1990s did the Islamic Republic begin actively to promote the preservation of the nineteenth-century art of Iran. As one of the three influential orientalists working in Iran, Arthur Upham Pope encouraged Reza Shah and his cabinet to erase traces of Qajar culture. Forecasting – and to a great degree provoking – the elimination of Qajar architecture, he insisted in 1925 that Fath Ali Shah’s ‘grotesque and stupid carving of himself’ at Rayy, after a Sasanian original, ‘will remain as one of the greatest artistic scandals in the history of the world’.61 Again lecturing to state officials and intellectuals in 1934, he maintained, ‘the Qajars know nothing and cared nothing for Persia’s great tradition in the arts, but were profoundly impressed by […] modern Europe’.62 Linking architecture to race in this new conception of the nation and its monarchical past, he claimed that ‘the badness of Persian modern architecture is not a native badness’ and that in order to revive the national artistic spirit ‘foreign styles […] should be ignored’.63 As numerous art historians after him, Pope carried on his public efforts to belittle late Safavid and Qajar architecture into private discussions. In a 1937 letter, he warned Iran’s Minister of Culture, Ali Asghar Hekmat, that the contemporary architecture ‘threatens to break Iran’s great tradition, to impose upon her, as if she were a conquered country, the architecture of another time and place that is wholly contradictory to the spirit of Iranian art’.64 Hekmat had endorsed Pope’s arguments by writing the introduction to the publication of his 1925 lecture.65 In another dispatch to his good friend, Court Minister Hossein Ala, Pope confessed, ‘I grieve over the ineptness of most of the architecture being built in Iran today […] the rebuilding of the country and the revival of Iran’s artistic spirit is being damaged and deflected.’66 Until the end of his life, Pope pursued the same rhetoric on Qajar architecture. ‘The palaces of the Qajars in the nineteenth century,’ he wrote in a posthumous publication, ‘were mostly hastily built and of dubious taste’, further adding that ‘if Persian Architecture […] survived the vicissitudes of
the eighteenth and nineteenth centuries, it is not certain that it has survived the impact of European styles.’67 He finally condemned the hybrid style based on local ‘forgetful[ness]’, ‘vulnerab[ility]’ to novelty and outright ‘propaganda’.68 Exerting a significant amount of influence on kings and ministers, Pope’s lecture and scholarship turned out to have a harmful effect on the architectural legacy of the Qajar era. It comes as little surprise, then, that since 1926 the study of Qajar art has been generally neglected due in part to art historians like Pope, in part to Naser al-Din Shah’s 1867 sweeping reconstruction plan for Tehran and in part to Reza Shah’s objection to represent Iran in conceptions of the traditional. Most of all, it has suffered because the orientalist canonical historiography, both inside and outside Pahlavi Iran, invented the myth that after the fall of the Safavids, Persian architecture underwent an acute decline and hence is unworthy of scholarly attention. In A Survey of Persian Art, the history of Persian art stops with Isfahan’s religious school, the Madrasa-ye Madar-e Shah (1714).69 Furthermore, these specific buildings – the hybrid buildings – remain outside scholarly interests because, in terms of chronology, they appeared at a moment of transition and sociopolitical turmoil. Above all, in the matrix of dynastic historiography they fall between dynastic rules and are traditionally considered either products of an era of Qajar decline or a period of Pahlavi formation. While pivotal to the notion of kingship, the hybrid style was shunned by Reza Shah because it represented a gap: not only a shift in royal households, but also a conceptual transfer – secularism as a paradigm shift in the conception of Persian kingship. In July 1944 Reza Shah died, exiled in Johannesburg. The majority of his compatriots did not mourn his passing despite the fact that no other king, perhaps with the exception of Shah Abbas I, had managed to alter the individual lives of so many ordinary Iranians. Reza Shah was buried in Sunni grounds in Cairo in the following October.70 With some seven years delay his body was brought to Rayy, the ancient city south of Tehran and the site of a major Shi‘i pilgrimage destination, the shrine of Shah Abd al-Azim (Shahzad-e Abdolazim in popular parlance), wherein on a Sasanian-style rock cut and under an Achaemenid-like parasol stood Fath Ali Shah as the proud king of Persia. Reza Shah was buried under a modern reinterpretation of a Zoroastrian fire temple, the chahar taq, consisting of a
drumless dome upheld by a simple cube open on four sides (fig. 6.20). Archaeologists have now come to believe that ancient Persians did not build freestanding, detached fire temples, for such a structure, open on four sides, would have negated the strict purity laws that Zoroastrianism requires. The chahar taq of Reza Shah turns out to be yet another remaking of Persian monarchical and architectural history, itself belonging to a long-standing tradition of appropriation of the definition of architecture, Persian kingship and the complex politics of Iranian identity. 6.20 Mohsen Forughi, Keyqobad Zafar and Ali Sadegh, Mausoleum of Reza Shah, Rayy, southern Tehran, 1951, destroyed 1978–9. While inaccurately symbolizing Iran’s ancient religious practices, Reza Shah’s mausoleum masterfully encapsulated the architectural discourse of his reign. It also represented the paradigm shift in the image and role of Persian kingship under the Pahlavis, for it exposed the peculiar relation between modern architecture and contemporary history and delineated Pahlavi conceptions of Iran’s monarchic past. The architectural problem vis-à-vis the idea of kingship was singular: how to represent a ruler staunchly devoted to change, while aspiring to revive the various forms of the long tradition of Persian monarchy. The physical proximity of his tomb
to the Shi‘i holy site of Shah Abd al-Azim rendered the solution more compelling: a radical break with Qajar iconography of kingship, yet a dual allegiance to both collective Iranian nationalism and personal Shi‘i convictions. How was the tomb’s design to signal the perception of the replacement of a disgraced and shrunken Qajar Empire by a unified and robust secular Pahlavi state? The aesthetics of Reza Shah’s tomb were set against the opulent architecture of Qajar formal façades. The austerity of the structure was to project the image of a timely, fashionable and hence modernist monarch, once at the helm of a progressive bourgeoisie. White walls, simple forms, visual minimalism and abstinence from ornament: Pahlavi austerity was set in this specific case quite literally against the background of Qajar lavish use of ornamentation. The return of the king’s body to the now secularized land of Iran became a topic of public dispute. On a number of occasions Mohammad Reza Shah had tried to convince the government to organize an elaborate state funeral. In 1947 Prime Minister Ahmad Qavam had vetoed such a request.71 The ulema had rejected the proposals to bury him in either of the two major Shi‘i shrines in Qom or Mashhad. The king’s own wish to bury his father in the Sadabad palace complex was denied by clerics who took issue with the fact that Reza Shah had already been buried in a non-Shi‘a land and deserved interment near a Shi‘i shrine within Iran.72 Rayy, the city of Qajar royal burial south of Tehran, was finally agreed upon. The construction of a mausoleum began in 1948 adjacent to the Shah Abd al-Azim shrine as a strategic position to legitimize and perpetuate the traditions of Persian monarchy. Once completed in March 1950, Reza Shah’s body, embalmed in a coffin, was sent to Cairo to join a group of high-ranking Iranian officials, including his son.73 After stops in Mecca and Medina, the coffin was placed on a special train from Ahwaz to Tehran. The trans-Iranian railway was one of the legacies of Reza Shah’s reign – in architecture, the carrier of avant-gardism from the the metropolis to the peripheries of the nation. Following a slow procession through the wide streets of Tehran – yet another physical marker of his rule on the capital city – Reza Shah’s body arrived at its final resting place. On 8 May 1951, he was buried in a royal yet characteristically austere ceremony. Designed by three leading Pahlavi architects – Mohsen Forughi, Keyqobad Zafar and Ali Sadegh – the mausoleum’s evocation was multilayered: Iran’s leap
into the future under Reza Shah, its renewed bond with Zoroastrian antiquity as well as its adamant commitment to Persian monarchy and, through it, to Shi‘ism. The landmark was also deployed as a part of the discourse on the endurance and merit of the Pahlavi house after Reza Shah’s demise. In his attempt to regain power and prestige, Mohammad Reza Shah induced potential supporters into his sphere of influence by strengthening the state bureaucracy and court patronage. He appealed to the different social strata, particularly the masses, with the public image of a benevolent sovereign whose reign, in contrast to his father’s, would be marked by cooperation rather than coercion. Simultaneously, through state rituals, he appealed to the middle class by establishing forms of continuity – that is, land reform, women’s emancipation, urban renewal and infrastructural constructions – between his father’s reign and his own. The tectonics of the landmark was deployed, along with other strategies of legend-making, to divinize the king, who in 1948 was granted by the national parliament the posthumous appellation of Reza Shah the Great. His tomb was one of the most symbolic markers of the ideological rupture and link of the Pahlavi strategy of royal legitimacy – of this presence and absence. Mohammad Reza Shah’s effort to establish himself as the successor to his father often symbolically rotated around this monument, which constantly projected an image of a Derridean différance in continuity and change. The site of the tomb helped it to gain Perso-Shi‘i sanctity, while the architectural language and its construction material appealed to the universalistic taste of modernism. The religious associations of the Shah Abd al-Azim shine and the spiritual status of the adjoining cemetery enshrined a religious overtone to Reza Shah’s modern mausoleum. Locally, it invested in the juxtaposition of the building in relationship to the other Islamic shrines – Shah Abd al-Azim, Emamzad-e Hamze and Emamzad-e Taher – positioned directly behind it, and in the vicinity, Emamzad-e Abd al-Hassan and Emamzad-e Abdollah. This proximity to historically significant Shi‘i and royal landmarks endowed Reza Shah’s tomb with sanctity that it would otherwise not have emanated.74 Consisting of a dome sitting on a square room, the chahar taq was first used by the Achaemenids, the Parthians and the Sasanians for their temples and palaces and was later adopted as a funerary monument by the Samanids, the Seljuks and the Timurids. Its appropriation represented a nation which was a worthy member of the post-colonial family of
modern nations, yet at once the proud heir to an antiquity to be envied. Likewise, the obvious use of the tenets of the ‘international style’ in colour and material was another aspect of its appeal to the rightful place of the nation and its modernist king in the ranks of the ‘civilized nations’. An aesthetic difference between the Qajar past and the Pahlavi present was achieved through the building technology, modern forms, monumental expression and the use of white marble and concrete as construction materials. By altering the size, colour and material, and by keeping the main plan and elevation configuration of the chahar taq prototype, a link to the antiquity and a break from the immediate past was projected. In this tomb, architecture also managed to bridge the historical importance of Reza Shah and his technological and infrastructural achievements – his relevance for Iran’s modernity and the modern middle class. During the mid to the late Pahlavi period, avant-garde architecture, best represented by Reza Shah’s tomb, projected the legitimacy of the ruling monarchy in its operational différance. Visible to the public, avant-garde and historicist structures functioned as binary opposites that served the same epistemic regime of a shift from a traditional monarchy to an expanding bourgeois middle class. Cultural tropes of civilization – of appearing progressive – produced and represented that différance, a difference/deferral in taste. Whiteness was central not only to the making of this new image as modern, but also to the differential effect. It indicated the new veneer that enshrined the new order as such. All the bodies – from clothing, to car, to hair-do, to furniture, to houses – were enveloped in this austere minimalist whiteness. Each in turn operated as a fragment in a larger system of taste and class formation. White walls provided ‘a recognizable “look”’ to the middle class.75 This was particularity poignant given the orientalist discourse linking ornamentation to crime in architectural discussions in Europe during the first two decades of the twentieth century.76 White architecture further provided a marked departure and opposition to the opulent buildings of Qajar kings and nobilities. For the Pahlavi elite, it fed the discourse on racial superiority and modern hygiene and went on to replicate conceptions of masculinity, intellectualism, permanence and industry. Fashion and conceptions of fashionability had much to do with this relationship between the Pahlavi bourgeoisie and architecture. To be fashionable, to
be up to date was a trope of the modern middle class that it used to the fullest in all aspects of its new life(style). As architectural historian Mark Wigley notes, ‘Modern architecture did not simply become fashionable. Rather it was, from the very beginning, organized by the operations of fashion that underpinned its very attacks on fashion.’77 Reza Shah’s Uniformity of Dress Code of 1928, revised in 1936, that outlawed the traditional dress of men, made the Western clothing and the Pahlavi cap compulsory and, more radically, forbade women the wearing of the Islamic veil went hand in hand with his architectural and urban policies that aimed to create the ‘Pahlavi man’ in its (modernist) totality. Reza Shah’s tomb, like the villas and cinemas that he had championed, with their unornamented white walls signalled a difference in taste that distinguished – and shaped – the differing identity of this rising social stratum under the secular monarchy. The structure that produced and reproduced the image of a différance was the architecture of the middle class as the ultimate consumer of good taste. The last king of Iran, Mohammad Reza Shah, staged the grandest modernist architectural expression of Persian monarchy. In October 1971 he celebrated ‘the 2,500-year anniversary of the founding of the Persian Empire by Cyrus the Great’ (fig. 6.21). The ruins at Pasargadae and Persepolis were chosen not only as the authentic sites of historical reenactments, but also as the ultimate symbol of Iran’s monarchy and civilization.78 Throughout three days of royal celebrations in ancient style, Persepolis became, according to official reportage, ‘the centre of gravity of the world’.79 International invitees included the rich and famous of the time: a dozen kings and queens, ten princes and princesses, some twenty presidents and first ladies, ten shaykhs, and two sultans, together with emperors, vice-presidents, prime ministers, foreign ministers, ambassadors, and other state representatives who came to witness a ritualistic speech by the king at Cyrus’ tomb, an unparalleled sound-and-light spectacle over Persepolis, exquisite banquets in a tent city and a fantastic parade of national history.80 While the event was ‘the greatest show the world ha[d] ever seen’, as the monarch promised, it also proved to be the beginning of an anti-Shah and anti-West revolutionary mass movement.81 A mere show of political might, the Neo-Achaemenid spaces and rituals that recreated the entire history of the Persian Empire in effect asserted the endurance of the idea of Iranshahr.
6.21 Light projectors remaining from the 2,500-year anniversary celebrations at Persepolis in 1971. Since 1941 Mohammad Reza Shah had been deeply committed to the rapid modernization of the country’s economy and infrastructure while preventing the liberalization of its political institutions, much like his father. He was convinced that a better future for Iran was possible by reviving the ancient institutions and imagery and simultaneously pre-empting the pitfalls that had plagued Western modernization by concocting technological ‘shortcuts to the future’.82 The key to the realization of the king’s ostensibly classless, homogeneous and prosperous Iranian society under his kingship rested, it was thought, on the cultural tropes of the Achaemenid dynasty somehow synthesized with the technological advances of the West. The event in October 1971, therefore, is often remembered in Iran’s twentieth-century history as the most explicit and extravagant articulation not only of the grand scheme of social engineering and cultural revivalism – that is, the king’s Great Civilization (Tamadon-e bozorg) – but also of the last ritualistic and artistic expressions of Persian kingship.
By 1971 the buried fragments of Persepolis had emerged to the surface as a vast ancient city with royal palaces and throne halls, residential quarters and harems, as well as a sophisticated decorative programme with exquisite examples of high reliefs. The complex was unanimously selected to house the festivities that included five major events: the inaugural speech at the foot of the tomb of Cyrus at Pasargadae, two dinner banquets in the tent city followed by fireworks over Persepolis, the viewing of ‘the Great Parade of Persian History’ under the grand staircase of Persepolis and, finally, the conclusion of the celebration in the modern capital of Tehran. Radical architectural and technological measures were undertaken not only to render Persepolis and Pasargadae user-friendly to dignitaries, but also to provide them with a modern look without impairing their antique allure, imagined or otherwise. A finely tuned aesthetic synthesis of the ancient and the modern was to guarantee the symbolic and pragmatic success of the entire undertaking. The juxtaposition of the ancient and the modern was the exhibition of progress under the Pahlavis. At the end of the third day of celebrations the foreign dignitaries were flown back to Tehran. This change of location from Persepolis to Tehran spoke to the direct link between the ancient city of Persepolis as the capital of the Achaemenid dynasty and the modern city of Tehran as the capital of the Pahlavi dynasty – a conspicuous evocation of change and continuity, of antiquity and modernity. As put by a state spokesman, it was a jump ‘out of history into the nation’s future’.83 This was a utopic future in the making, beginning with Reza Khan’s 1921 coup that ousted the last Qajar king, Ahmad Shah (r. 1909–25). Since then, rapid modernization was filtered through the practice of revivalism in an effort to endorse both international progress and national rootedness. The first indication of this official policy was revealed when Reza Khan took the ancient Iranian term of ‘Pahlavi’ as the dynastic name. Decades later, like his father, Mohammad Reza Shah added to his name the title Aryamehr derived from Achaemenid inscriptions that were discovered by a nineteenth-century English archaeologist. Darius I had referred to himself as Aryamehr, the ‘Light of the Aryans’, and that came to replace the Qajar title of the ‘Shadow of God on Earth’.84 When the second half of the celebration was launched in Tehran, the king dedicated a large-scale modernistic museum of linear Iranian history at the Shahyad
Aryamehr Monument (fig. 6.22).85 A museum designed especially for the occasion and commissioned to the then young Iranian-Baha’i architect, Hossein Amanat, the white landmark in western Tehran was to signal the most ambitious reform programmes of the king: the 12 points of his White Revolution.86 Until the dawn of the Iranian Revolution, Shahyad acted as the architectural manifesto of the king’s monarchy and the vision for Iran’s future. It became the symbol of the modern nation, marching forward, captured in the dynamic form of the landmark and connected to the past with the general configuration of the plan and the elevation along with the decorative details and prototypes. As in the nation, in Shahyad the new and the old were omnipresent: a gate to the Great Civilization (darvazeh-ye tamaddon-e bozorg). Through its architecture, both the king and his nation were remembered and celebrated. 6.22 Hossein Amanat, Shahyad Aryamehr Monument, later renamed Azadi (‘freedom’) following the Iranian Revolution of 1979, Tehran, 1971 In October 1971, at Persepolis, the use of the Achaemenid ruins was intended to continue to legitimize the Pahlavi monarchy as well as the king’s policies of
reform. A publication sponsored by the Celebration Committee maintained: ‘Only when change is extremely rapid, and the past ten years have proved to be so, does the past attain new and unsuspected values worth cultivating’, concluding that ‘the celebrations were held because Iran has begun to feel confident of its modernization’.87 The celebrations had served their dual purpose, which, according to the monarch, was ‘to re-awaken the people of Iran to their past and re-awaken the world to Iran’.88 While past kings had been impressed by Persepolis and Pasargadae, none had hitherto claimed so explicitly and so directly to be the direct heir to the throne of Cyrus II. Understandably so, for this kind of return to a golden age is a modernist pendant to the project of nation-building. None had deployed so blatantly the proximity of architecture to evoke a historical and racial linkage and thus cultivate an enhanced foundation of the institution of Persian monarchy. In that October architecture fully served its monarchical function: after centuries of admiration, appropriation and examination, it enabled the last king of Iran to stand in front of the ancient ruins and announce to the world: Greetings to thee, O Cyrus, the Great King, the King of kings, the Achaemenian King, King of the Land of Iran, on behalf of myself – the Shahanshah of Iran – and my nation. Cyrus! We have today gathered at thy eternal resting place to say to thee: rest in peace, for We are awake, and will forever stay awake to guard thy proud heritage.89 On 30 March 1979, Iran was declared a republic. Fifteen months later, much like his father, Mohammad Reza Shah died and was buried in exile.90 Zack Snyder’s blockbuster movie, 300, caused great commotion in Iran and in Iranian communities around the world. Everyone, from the highest officials of the Islamic Republic to ordinary Iranians in the streets of Westwood, California, was appalled by the way the Persian king, Xerxes I the Achaemenid, was depicted with such vulgarity. As the barbarian personified, he was the ultimate embodiment of the diseased and the disfigured. In 300, Xerxes was the discursive embodiment of différance, a difference/deferral in taste. When asked about the film, Empress Farah Pahlavi told a journalist, ‘I do not think that our rich and ancient culture can be ever destroyed or belittled by just one film or by the attitude of a government in power that is against our heritage,’ adding, ‘a regime that for the past 28 years has
struggled against Iran’s historical heritage and culture has suddenly reacted to in defence of this heritage.’91 Be it at the zenith of power or in the abyss of exile – or, as a matter of fact, in the most bizarre projection of orientalist fantasy – the ideal image of Persian kingship, of Iranshahr, persists as a discourse to impress upon contemporary imagination, as it has always done. It endures as a visual discourse, despite itself, to influence, synthesize and invent anew the very idea of that image. Surely architecture – above all, architecture as image – will occupy an important place in the malleable processes of power politics. no tes 1 See: Abbas Amanat, Pivot of the Universe: Nasir al-Din Shah Qajar and the Iranian Monarchy, 1831–1896 (Berkeley, 1997), p. 13; Firoozeh Kashani-Sabet, Frontier Fictions: Shaping the Iranian Nation, 1804–1946 (Princeton, 1999). 2 W. Loftus, Travels and Researches of Chaldea and Susiana (London, 1857); M. Dieulafoy, L’Acropole de Suse (Paris, 1890); M. Dieulafoy, L’Art antique de la Perse, 2 vols (Paris, 1884); J. Dieulafoy, Le Tour du Monde: La Perse, la Chaldée, et la Susiane (Paris, 1883). For a Persian translation of the last of these, see Jane Dieulafoy, Safarnamah-e Madam Dieulafoy (Tehran, 1982). See also, J. Dieulafoy, At Susa: The Ancient Capital of the King of Persia (Philadelphia, 1890). The Dieulafoys travelled to and around Iran in 1881 and 1882. Jane Paule Henriette Rachel Magre Dieulafoy (1851–1916) dressed as a man in order to be able to travel and work at Susa. They eventually shipped most of their findings to the Louvre. See P.E. Van Der Meer, Mission en Susiane (Paris, 1935). 3 K.A. Niknami, Methodological Aspects of Iranian Archeology (Oxford, 2000), p. 8. Also see his own impressive four volumes: J. de Morgan, Mission scentifique en Perse (Paris, 1895–6). Supervised by the French Minister of Public Instructions, Fine Arts and Culture, it includes details of various archaeological undertakings in Iran, including ancient Hamadan or ‘Ecbatana’, maps and sketches of the Caspian Sea region, Kurdistan and Elam, among other topics. 4 See Talinn Grigor, Building Iran: Modernism, Architecture, and National Heritage under the Pahlavi Monarchs (New York, 2009), ch. 1. 5 Naser al-Din Shah was assassinated on 1 May 1896, while the archaeological agreement was decreed by him on 12 May 1895. The signature on the agreement is, therefore, that of his son and successor Mozaffar al-Din Shah’s. See Archives of the French Ministry of Foreign Affairs, Direction des Affaires Politique et Commerciales Asie-Oceanie 1919–1929, Perse 66, Fouilles archeologique, E387–3, 17, 11 August 1900, Paris. 6 Ibid. 7 Susa was the first Achaemenid capital city and is located in the south-western region of Iran, directly north of the tip of Persian Gulf. The two other important Achaemenid cities were Persepolis, excavated by the Oriental Institute of the University of Chicago, and Pasargadae, excavated by the British Institute of Persian Studies; both are located north-east of modern-day Shiraz, in the south of Iran. 8 For the history of the Society for National Heritage, see Grigor, Building Iran.
9 See Sussan Babaie, Isfahan and Its Palaces: Statecraft, Shi‘ism and the Architecture of Conviviality in Early Modern Iran (Edinburgh, 2008). Further, on the Qajar treatment of Safavid architecture, see Sussan Babaie, ‘In the eye of the storm: Visualizing the Qajar axis of kingship’, Artibus Asiae lxvi/2 (2006), pp. 35–54. 10 Amanat, Pivot of the Universe, p. 13. 11 See ibid., p. 2. 12 I am grateful to Sussan Babaie for pointing this out to me. 13 Amanat, Pivot of the Universe, p. 17. 14 Monica M. Ringer, Education, Religion, and the Discourse of Cultural Reform in Qajar Iran (Costa Mesa, 2001), pp. 53–4. 15 In the context of painting, Diba calls this ‘the first Persian reaction to the very real possibility of foreign domination’; see Layla Diba, ‘Images of power and the power of images: Intention and response in early Qajar painting (1785–1834)’, in Layla Diba and Maryam Ekhtiyar (eds), Royal Persian Paintings: The Qajar Epoch, 1785–1925 (London and New York, 1998), p. 40. 16 Amanat, Pivot of the Universe, p. 18. 17 See Diba, ‘Images of power and the power of images’, p. 35. 18 See Judith Lerner, ‘A rock relief of Fath ‘Ali Shah in Shiraz’, Ars Orientalis ii (1991), p. 31. 19 For further discussion and images of both reliefs, see Diba, ‘Images of power’, pp. 40–1. 20 Layla Diba, ‘Introduction’, in Julian Raby (ed.), Qajar Portraits: Figure Paintings from Nineteenth Century Persia (London, 2001), pp. 9–10; Diba, ‘Images of power’, p. 31. 21 Diba, ‘Introduction’, p. 9. 22 The origin of the Neo-Achaemenid style of the 1930s has also been traced to influences coming from the Parsi community of Mumbai at the turn of the century; see Cyrus Samii, ‘Stone bulls, plaster griffins, and pitched roofs: Sources of the Neo-Achaemenian style’, Me’mar Iranian Quarterly on Architecture and Urban Design xii (Spring 2001). I have traced this influence further back to the nineteenth century; see Talinn Grigor, ‘Parsi patronage of the Urheimat’, Getty Research Journal ii (2010), pp. 53–68. 23 For the argument of Zoroastrianism as a source for both Judaism and Christianity, see T.M. Luhrmann, The Good Parsi: The Fate of a Colonial Elite in a Postcolonial Society (Cambridge, 1996), p. 104. 24 See Grigor, ‘Parsi patronage’. 25 C.H. Becker, ‘Archäologische probleme’, Islamstudien (1904), p. 278. Gobineau inspired others such as Vladimir Minorski, Pierre Loti and Marcel Proust; see Robert Irwin, ‘Gobineau versus the orientalists’, paper presented during The Study of Persian Culture in the West: Sixteenth to Early Twentieth Century Conference, State Hermitage Museum, St Petersburg, Russia, 24–8 June 2004. 26 Artur de Gobineau, Trois ans en Asie (Paris, 1905), p. 268; quoted in Kashani-Sabet, Frontier Fictions, p. 44. Between 1854 and 1858, Arthur de Gobineau (1816–82) served as first secretary of the French mission and then as France’s chargé d’affaires at the court of Naser al-Din Shah in Tehran. During his return voyage from Tehran to Paris, he passed through Ottoman Armenia, Istanbul and Egypt. He developed a theory that underpinned his basic idea that ‘race created culture’ in Essai sur l’Inégalité des Races Humaines (1853–5; translated as The Inequality of Human Races, 1915). His other works on Iran include Histoire des Perses (1869), his memoir Trois ans en Asie (1858), Traité des inscriptions cunéiformes and the short story Nouvelles asiatiques (1876; translated as Five Oriental Tales, 1925). 27 Gobineau, Trois ans en Asie, p. 268.
28 Naser al-Din Shah was renowned for his enthusiastic import of Western artefacts and architectural fashion during his European travels, notably during his 1873, 1878 and 1889 visits. For details on the construction processes and patronage of Golestan Palace and other royal structures, see Jennifer Scarce, ‘The royal palaces of the Qajar dynasty; a survey’, in Edmond Bosworth and Carole Hillenbrand (eds), Qajar Iran: Political, Social, and Cultural Changes, 1800–1925 (Costa Mesa, 1983), pp. 335, 339. See also: Jennifer Scarce, ‘The architecture and decoration of the Gulistan Palace: The aims and achievements of Fath Ali Shah (1797–1834) and Nasir al-Din Shah (1848–1896)’, in Journal of Iranian Studies xxxiv/1–4 (2001), pp. 103–16; Jennifer Scarce, ‘The arts of the eighteenth to twentieth centuries: Architecture’, in Peter Avery, Gavin Hambly and Charles Melville (eds), The Cambridge History of Iran, vol. 7: From Nadir Shah to the Islamic Republic (Cambridge, 1991), pp. 890–930. 29 Amanat, Pivot of the Universe, p. 435. 30 Ibid., p. 428. 31 See Babaie, Isfahan and Its Palaces, p. 90. 32 See: Terence O’Donnell, The Narenjestan: A Brief History and Interpretation of the House (Shiraz, 1970), pp. 5– 13; Judith Lerner, ‘Achaemenid “fakes”: A re-evaluation in the light of 19th century Iranian architectural sculpture’, Expedition xxii/ 2 (1980), p. 15. For a discussion on Qajar ‘traditionalism’ vis-à-vis revivalism and contemporary designs, see Robert Hillenbrand, ‘‘The role of tradition in Qajar religious architecture’, in Edmond Bosworth and Carole Hillenbrand (eds), Qajar Iran: Political, Social, and Cultural Changes, 1800–1925 (Costa Mesa, 1983), p. 353; A.A. Bakhtiar and Robert Hillenbrand, ‘Domestic architecture in nineteenthcentury Iran: The Manzil-i Sartip Sidihi near Isfahan’, in Edmond Bosworth and Carole Hillenbrand (eds), Qajar Iran: Political, Social, and Cultural Changes, 1800–1925 (Costa Mesa, 1983), pp. 383–401. 33 The Safavid talar, which was reworked into mainstream royal practices of building, consisted of a wooden pillared hall that flanked the façade of a royal ceremonial structure that was open on three sides. The Zands and the Qajars appropriated the Safavid talar into royal, domestic and public architecture. On the Safavid talar, see Babaie, Isfahan and Its Palaces, pp. 118, 129. 34 Lerner, ‘Achaemenid “fakes”’, p. 6. 35 For images of the reliefs, see Talinn Grigor, ‘Orient oder Rom? Qajar “Aryan” architecture and Strzygowski’s art history’, The Art Bulletin lxxxix (2007), pp. 562–90. 36 See Diba, ‘Images of power’, p. 31. 37 See Diba, ‘Introduction’, p. 10. 38 See Hans Holbein the Younger, The Humiliation of Valerian by Shapur (1521), pen and black ink on a chalk sketch, kept at the Kunstmuseum Basel, Switzerland. 39 Dan Stevens, ‘A movie only a Spartan could love’, Slate (8 Mar 2007). 40 Grigor, ‘Orient oder Rom?’, pp. 562–90. 41 See ‘Fazel al-Eraqi house in Tehran took its place in the national heritage list’, Hamshahri (1 Shahrivar 1379; 22 August 2000). 42 Author’s interview with Farah Zahedi, daughter of Fazel al-Eraqi, 25 June 2009, Tehran. I am grateful for her generosity in allowing me to see the family archives and photographs. 43 Mohammad Naser Forsat al-Dowleh, Asar-e ajam [Iranian cultural heritage] (Bombay, 1896). 44 Diba, ‘Images of power’, pp. 38–9. 45 Bakhtiar and Hillenbrand, ‘Domestic architecture’, p. 383.
46 Lerner, ‘Rock relief of Fath ‘Ali’, p. 36. 47 Pio Filippani-Ronconi, ‘The tradition of sacred kingship in Iran’, in George Lenczowski (ed.), Iran under the Pahlavis (Stanford, 1978), p. 56. 48 See: Babaie, Isfahan and Its Palaces; Babaie, ‘In the eye of the storm’, pp. 35–54. 49 British Public Record Office, FO371, 12293, E3909, Clive, 26 August 1927, Tehran. 50 Amanat, Pivot of the Universe, pp. 445–6; Ervand Abrahamian, Iran Between Two Revolutions (New Jersey, 1982), p. 10. 51 Arthur Upham Pope, ‘The past and future of Persian art’, public lecture delivered on 22 April 1925 in Tehran. For the complete English text of the speech, see Jay Gluck and N. Siver (eds), Surveyors of Persian Art: A Documentary Biography of Arthur Upham Pope and Phyllis Ackerman (Ashiya, 1996), pp. 93–110. See also Society for National Heritage 92, Majmu‘eh-ye entesharat-e qadim-e anjoman [Collection of old publications of the Society] (Tehran, 1972), pp. 99–146. 52 Archives of the French Ministry of Foreign Affairs, Direction des Affaires Politiques et Commerciales AsieOcéanie 1919–29, Perse 66, Fouilles archéologiques E387–3, 45, Court Minister to French Minister, 24 December 1926, Tehran. 53 See Grigor, Building Iran. 54 See ‘Editorial: Notre but’, Le Journal de Téhéran i (15 March 1935). 55 ‘Les origines Iraniennes de l’architecture Gothique’, Le Journal de Téhéran vii (29 March 1935); ‘Les origines Iraniennes de l’architecture Gothique’, Le Journal de Téhéran xi (8 April 1935); ‘Une mise au point historique: Contribution de l’Iran au reveil de l’Europe et à la culture mondiale’, Le Journal de Téhéran dcccvii (20 March 1938); ‘L’Iran et l’Italie: Les plus grands berceux de la civilisation’, Le Journal de Téhéran vidcxxxvi (11 September 1957); ‘Le pavilion de l’Iran à Bruxelles’, Le Journal de Téhéran lxi (2 August 1935). 56 Reza Shah destroyed most of Antoin Sevruguin’s photograph collection depicting Naserid Iran, because, according to him, it represented old Persia. See Frederick N. Bohrer (ed.), Sevruguin and the Persian Image: Photographs of Iran, 1870–1930 (Washington and Seattle, 1999). 57 See Grigor, ‘Orient oder Rom?’. 58 US State Department Archives, Hart, dispatch 1393, 891.00/1562, 25 March 1932, Tehran. 59 US State Department Archives, Engert, dispatch 1830, ‘Change in the City of Tehran’, 891.101/3, 10 May 1940, Tehran. 60 Bakhtiar and Hillenbrand, ‘Domestic architecture’, p. 383. 61 Pope, ‘Past and future of Persian art’. 62 Arthur Upham Pope, ‘Architecture in modern Persia’, public lecture delivered in April 1934 in Tehran. For the complete English text, see Gluck, Surveyors of Persian Art, pp. 283–6. 63 Pope, ‘Architecture in modern Persia’, p. 286. 64 Letter from Pope to Hossein Ala, 2 January 1937, London, Pope Papers, Box 3: General Correspondence 1934, file ‘1937 A’. 65 Society for National Heritage 92, Majmu‘eh-ye entesharat-e qadim-e anjoman [Collection of old publications of the Society] (Tehran, 1972), p. 104. 66 Letter from Pope to Hossein Ala, 22 January 1937, London, Pope Papers, Box 3: Personal correspondence 1934, file ‘1937 A’. 67 Jay Gluck (ed.), Arthur Upham Pope Introducing Persian Architecture (Tehran, 1969), p. 115.
68 Ibid. 69 See Phyllis Ackerman and Arthur Upham Pope (eds), A Survey of Persian Art, 14 vols (Tehran, London and New York, 1964–7). 70 For published primarily sources, see: Center for the Study and Publication of Political Culture of the Pahlavi Era, Reza Shah-e kabir: Safar-nameh-ye homayuni [Reza Shah the Great: Royal Travelogue] (Tehran, 1971); Iran National Archives Organization, Culture During Reza Shah (Tehran, 1997); Said Nafisi, Tarikh-e shahriyariye shahanshah Reza Shah Pahlavi [Royal History of Reza Shah Pahlavi] (Tehran, 1965); Mohammed Reza Pahlavi, Reza Shah-e Kabir (Tehran, 1940); Aghbal Yaghma’i, Karnameh-ye Reza Shah Kabir: Bonyangozar-e iran-e novin [Report-book of Reza Shah the Great: Founder of Modern Iran] (Tehran, 1971). 71 See Abrahamian, Iran Between Two Revolutions, p. 243. 72 See Ali Ansari, Modern Iran since 1921 (London, 2003), p. 104. 73 See Donald N. Wilber, Reza Shah Pahlavi: The Resurrection and Reconstruction of Iran (Hicksville, 1971), p. 222. 74 ‘A characteristic peculiar to the architecture of power and wealth in the Muslim world was that its order and sense appear less in formal compositions than in the relationship of the monument of power to other monuments.’ Oleg Grabar, ‘The architecture of power: Palaces, citadels and fortifications’, in George Michell (ed.), Architecture of the Islamic World (New York, 1978), p. 79. 75 Mark Wigley, White Walls, Designer Dresses: The Fashioning of Modern Architecture (Cambridge, 2001), p. 302. 76 See, for example, Adolf Loos, ‘Ornament and crime’, in U. Conrads, Programs and Manifestoes on 20th-Century Architecture (Cambridge, 2001), pp. 19–24. 77 Wigley, White Walls, p. 180. 78 Jacques Lowe, Celebration at Persepolis (Geneva, 1971), p. 6. 79 William Shawcross, The Shah’s Last Ride: The Fate of an Ally (New York, 1988), p. 39. 80 Ibid. 81 Quoted in Roy Mottahedeh, The Mantle of the Prophet: Religion and Politics in Iran (London, 1987), p. 326–7. 82 ‘Iran yesterday, today, tomorrow’, Art and Architecture (18 June–19 November 1973), p. 140. 83 Lowe, Celebration at Persepolis, p. 95. 84 See: Mottahedeh, Mantel of Prophet, p. 326; Amanat, Pivot of the Universe, p. 10. 85 On Shahyad, see Talinn Grigor, ‘Of metamorphosis: Meaning on Iranian terms’, Third Text xvii/3 (2003), pp. 207–25. 86 Hossein Amanat was around 30 years old when he designed Shahyad. A graduate of Tehran University’s Faculty of Fine Arts and Architecture, ‘his professional career and the opportunity to open his own office came when he won the national competition for design of Tehran’s Shahyad Monument’; quoted in ‘Iran yesterday, today, tomorrow’, p. 126. 87 Lowe, Celebration at Persepolis, p. 7. 88 Ibid., p. 95. 89 Mohammad Reza Shah’s speech during the 2,500-year celebrations of the Persian Empire in Pasargadae was delivered on 12 October 1971, standing in front of Cyrus’ tomb chamber. Parts of the celebrations also took place next to Persepolis. A. Aryanpure, A Translation of the Historic Speeches of His Imperial Majesty Shahanshah Aryamehr (Tehran, 1973), p. 50. See also Jean Hureau, Iran Today (Tehran, 1975), p. 60.
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Plates 1.2 View of the Marv Dasht looking westwards across the Apadana (left) and the Gate of All Lands (right) at twilight.
1.3c The Middle-Elamite rock relief at Kurangun, with added Neo-Elamite figures.
1.4b The Middle-Elamite cult scene at Naqsh-e Rostam with flanking royal couple added in the Neo-Elamite period and the figure of the Sasanian king Bahram II superimposed.
1.7 Royal-hero relief in a door-jamb of the Hall of One Hundred Columns, looking towards a door-jamb relief of the king and crown prince in the east door of the Central Building.
1.8 Panorama of the Marv Dasht from under the royal tombs on the Kuh-e Rahmat looking down across the Takht. 1.11 Relief of Persian guards stepping up the stairs of the Apadana east portico.
1.12 Persian nobles in equestrian garb stepping up stairs of the Central Building’s north entrance.
1.17 Persian nobles on Wing A of the Apadana, east portico, lined up behind the king and crown prince.
1.21 Elaborate floral campaniform column base of the Apadana east portico.
1.22 Glazed brickwork (restored) from the superstructure of the Apadana, south side.
1.24 View of the well-preserved Tomb of Xerxes.
1.25 Mount Bisitun, the rock-carved monument of Darius I in the afternoon light.
2.10 View of east terrace, hierothēsion Antiochos I, Nemrut Dağı.
2.12 Colossal head of Antiochos I with royal horoscope relief in background, west terrace, Nemrut Dağı.
2.13 Dexiosis scenes of Antiochos, west terrace, Nemrut Dağı.
2.23 View of the site of Naqsh-e Rostam.
4.3 Mil-e Radkan, Radkan, Iran.
4.4 Portal, Mil-e Radkan.
4.5 Inscription band, Mil-e Radkan.
4.6 Tomb tower at Lajim, Iran.
4.7 Portal, Lajim tomb tower.
4.10 Portal, Resget tomb tower.
4.11 Resget tomb tower, view from west.
4.13 Gonbad-e Qabus, Gorgan (now Golestan), Iran.
4.14 Pir-e Alamdar, Damghan, Iran.
4.15 Chehel Dokhtaran, Semnan, Iran.
4.19 Samanid mausoleum, view from north-east, Bukhara, Uzbekistan.
5.3 Maydan-e Naqsh-e Jahan, Isfahan, viewed from north-east corner.
5.5 The Ali Qapu Palace, Isfahan, seen from the Maydan-e Naqsh-e Jahan with the talar on the third floor of the front building.
5.8 Maydan-e Naqsh-e Jahan, Isfahan, viewed from south flank, with the Ali Qapu Palace on the left, the Shaykh Lotfallah Chapel Mosque on the right and two of the polo goal posts visible in front of the picture.
5.9 Masjed-e Jadid-e Abbasi, Isfahan (the New Abbasi Mosque, better known as the Royal or Shah Mosque and more recently as the Imam Mosque).
5.14 Aerial view of the Maydan-e Ganj Ali Khan and its attendant buildings (marked by red arrow), Kerman.
5.16 View of the north-east principal flank of the Maydan-e Ganj Ali Khan with the façade of the caravanserai and the entrance into the small mosque (marked by a white banner above the door), Kerman.
5.17 View over the maydan with the bazaar arcades, the domed chaharsu (four-way crossing of bazaar arteries) and the entrance ayvan façades of the hammam (bathhouse) on the left and the cistern on the right, Kerman.
5.18 Interior of the hammam (bathhouse) of Ganj Ali Khan, Kerman.
5.19 Entrance ayvan façade of the caravanserai at Ganj Ali Khan, Kerman, with fine tiles including geometric epigraphic patterns and an impressive twirl of foliage, tendrils, fantastic birds and wild animals above the pointed arch of the ayvan.
5.20 View of the courtyard of the caravanserai at Ganj Ali Khan, Kerman, with the main ayvan seat (right) across the entranceway.
5.22 Mosque of Ganj Ali Khan, Kerman, looking into the central vault with an unexpectedly high profile rising over a small square chamber, all luxuriously decorated with muqarnas, tiles and gilt and painted floral and geometric motifs.
6.2 Relief of Fath Ali Shah on his throne, Taq-e Bostan, Kermanshah, fourth century c e and 1820s.
6.6 Main talar of Narenjestan Palace facing the long garden and shallow pool, Shiraz, 1886.
6.7 Decorative details with Safavid-style mirror-work and fireplace with Achaemenid-style relief carving, Narenjestan, Shiraz, 1886.
6.9 Afifabad Palace, Shiraz, 1880s.
6.11 Reproduction of the triumph of Shapur I over the Roman emperor Valerian and Philip the Arab from Naqsh-e Rostam relief, Afifabad Palace, Shiraz, 1880s.
6.12 Rock relief of the triumph of Shapur I over the Roman emperor Valerian and Philip the Arab, Naqsh-e Rostam, Fars, 241–72 c e .
6.13 Main façade of the Fazel al-Eraqi House, Tehran, early twentieth century.
6.15 Decorative medallion on the central façade of the Fazel al-Eraqi House, depicting the investiture of Ardashir I, from Naqsh-e Rostam, Tehran, early twentieth century.
6.16 Ahmad Shah coronation stamps depicting architectural fragments from Persepolis, 1914–15.
6.19 Detail of the vandalized painting of a Qajar courtier, Golestan Palace, Tehran, late nineteenth century.