Author: Mahler K.  

Tags: mathematics   mathematical physics   mathematical analysis  

ISBN: 0-521-23102-7

Year: 1981

Text
                    KURT MAHLER
Department of Mathematics, Institute of Advanced Studies
Australian National University
p-adic numbers and
their functions
Second edition
CAMBRIDGE UNIVERSITY PRESS
CAMBRIDGE
LONDON NEW YORK NEW ROCHELLE
MELBOURNE SYDNEY


Ifct^^jy.^.^^-^-^^ UNIVERSITATS- BiBLIOTHBK LUBWaiMIBUHliJlM-ii ,--6261 Published by the Press Syndicate of the University of Cambridge The Pitt Building, Trumpington Street, Cambridge CB2 IRP 32 East 57th Street, New York, NY 10022, USA 296 Beaconsfield Parade, Middle Park, Melbourne 3206, Australia Cambridge University Press 1981 First published 1973 Second edition 1981 Photosetting by Thomson Press (India) Limited, New Delhi Printed in Great Britain at the University Press, Cambridge Library of Congress Cataloguing in Publication Data Mahler, Kurt. p-adic numbers and their functions. (Cambridge tracts in mathematics; 76) First published in 1973 under title: Introduction to p-adic numbers and their functions. Includes index. 1. p-adic numbers. 2. Numerical functions. I. Title. II. Series. QA241.M22 1980 512'^f 79-20103 ISBN 0 521 23102 7 ^d^dition (ISBN 0 521 20001 6/1 st edition) i i ^^^b^*-^*****'* Standort: D 31 Signatur: TFC 1712 (2) Akz.-Nr.: 84/9753 ld"Nr-: C8 20315128
Sayings of Confucius from the Analects (Lun-Yii) The Master said: 'The ancients were reserved in their speech lest their actions might not come up to their words.' (IV-21) The Master said: 'A cornered vessel that has no corners. What a cornered vessel! What a cornered vessel!' (VI-23) The Master said: 'It is not easy to find a man who after three years of study has never thought of reward.' (VIII-12) The Master said: 'In hearing lawsuits, I am no better than other men, but my aim is to bring about the end of lawsuits.' (XII-13) 'What would you say of those now in government?' 'Ugh', said the Master, 'Those ricebags! They are not worth taking into account.' (XIII- 20) The Master said: 'In education there is no class distinction.' (XV-38) Taken from The sacred books of Confucius, by Ch'u Chai and Winberg Chai, New York, 1965
Contents page Preface ix Preface to the first edition xi PART I: NUMBERS 1 1 g-adic values of rational numbers 3 2 Pseudo-valuations and valuations 17 3 g-adic and /?-adic numbers 33 4 The arithmetic of Qg and Qp 42 5 The decomposition of Qg into /?-adic fields 53 6 The quadratic extension fields of Qp 65 PART II: FUNCTIONS 83 7 Elementary topological properties of R, Qp, and Qg 85 8 First properties of continuous g-adic functions 104 9 The interpolation series of a g-adic function 121 10 Characterisation of functions with the properties (N) and (W) 138 11 Further properties of /?-adic functions 160 12 Remarks on functions of two variables 180 13 The derivative of a function on J or I 188 14 Higher derivatives 220 15 The Dieudonne integral 234 16 The van der Put series and integral 252 17 Definite integrals and difference equations 275 18 Functions on the quadratic extension fields of Qp 301 References 316 Notation 318 Index 319
Preface The main changes in this new edition concern the second part on functions of a p-adic variable where new chapters with new results have been added. The first five chapters have been checked for errors, but have otherwise been little changed, except that more examples have been added. In a new Chapter 6 all the distinct quadratic extension fields of the p-adic field have been determined, and the p-adic valuation has been continued to these extension fields. The second part, on functions, is, however, almost entirely new. It starts with some basic facts on metric spaces and ordered rings, for the purpose of making the similarities and the differences between real and p-adic functions more intelligible. For the same reason I deal in Chapters 8-10 with the more general case of functions of a gr-adic variable. In Chapter 10, necessary and sufficient conditions for such functions to be uniformly approximable by polynomials are obtained. It turns out that every continuous p-adic function, but not every continuous gr-adic function, has this property. For this reason, the remaining chapters are restricted to functions of a p-adic variable. Chapters 11-14 treat first and higher derivatives. Then, in Chapters 15 and 16, two essentially different definitions of the indefinite integral, due to Dieudonne and van der Put, respectively, are studied and the surprising fact is proved that both lead to the same result. Finally Chapter 17 is concerned with a special kind of definite integral and with its relation to the solutions of a certain difference equation. The last chapter deals with functions on the integers of a quadratic extension of the p-adic field which can be expanded into interpolation series. My intention has been to write an elementary and self-contained text on the calculus of p-adic functions. The main stress lies on continuous and differentiable functions, while little is said about
x Preface analytic functions because there are now many excellent books on these. The book should present little difficulty to students who have taken courses on elementary calculus and algebra, say to second year honours students at British universities. In writing this book, I have been greatly indebted to R. Bojanic for his help with the first ten chapters. Unfortunately this cooperation could not be continued owing to the distance between Columbus and Canberra. My grateful thanks are also due to other colleagues and in particular to J. W. S. Cassels, C. S. Weisman, and M. Waldschmidt for many helpful remarks, and to Arnold E. Ross for his help with checking the manuscript. I also wish to express my gratitude to Miss Sutherland of C.U.P. for her careful preparation of the manuscript for the printer. Canberra K. Mahler November 1978
Preface to the first edition This set of notes contains an elementary introduction to the theory of p-adic numbers and their analysis. These numbers were introduced by K. Hensel some eighty years ago and have slowly become of importance in more and more parts of mathematics. Nevertheless, while many recent books on algebra have short chapters or paragraphs on the subject, a really good introduction to p-adic numbers from the standpoint of elementary analysis still does not seem to exist. Hensel's book, Zahlentheorie (1913) is still one of the best elementary books, but it has become somewhat out of date. An excellent introductory presentation from the standpoint of valuation theory is given in G. Bachmann's book, Introduction to p-adic Numbers and Valuation Theory (1964), and another detailed treatment from this same viewpoint can be found in the first chapters of my little book on Diophantine Approximations (1961). For a more advanced presentation, the neatest approach to the p-adic field and its algebraic extensions can perhaps be found in the first chapter of O'Meara's book, Introduction to Quadratic Forms (1963). Of special interest is the new book by A. F. Monna, Analyse Non-archimedienne (1970). We shall begin by studying the g-adic rings and p-adic fields, and then finally investigate continuous and differentiable functions of a p-adic variable. A course similar to this presentation was given repeatedly at the Ohio State University. Columbus, Ohio K. Mahler November 1971
I. NUMBERS
g-adic values of rational numbers (i) 1 Rational integers We shall try to develop everything from first principles, but there are a few ideas from algebra and later from elementary analysis which will be assumed. Z denotes the ring of rational integers -2-10123 That Z is a ring (more exactly a commutative ring with unit element 1) means that if a, b, c lie in Z, then a + b, a — b, ab lie in Z; 0 + a = a, a — a = 0, la = a; a + b = b + a9 ab = ba; (a + b) + c = a + (b + c), (ab)c = a(bc); a(b + c) = ab + ac9/ (a + b)c = ac + bc. (The third, fourth, and fifth lines state the commutative, the associative, and the distributive laws of addition and multiplication.) A product of integers vanishes if and only if at least one factor vanishes; i.e. there are no zero divisors in Z. In general, if a =£ 0 and b are integers, then b/a = c need not be an integer. If c is in fact an integer, then we say that a divides b and write a\b, and we otherwise say that a does not divide b and write ajb. Any two or more integers al9a2,... ,an not all zero have a greatest common divisor d =^(au a2,..., an) > 0 such that d\ak for k = 1, 2,..., n; but d' does not divide all of if d' > d.
4 g-adic values of rational numbers An important theorem states that there are n integers xl9 x2,..., xn such that axxy + a1x1 + ...+ anxn = d. From this property one can easily deduce that if a|be and (a, ft)=l, then a\c. Of particular importance are the primes which are integers p > 1 which have + 1 and + p as their only divisors. The first primes are 2,3,5,7,11,13,17,19,23,29,..., and there are infinitely many. An integer > 4 which is not a prime is said to be composite; e.g. 4 = 2x2 and 6 = 2x3 are composite. Every composite number is the product of finitely many primes, and this representation is unique except for the order of the factors. On adjoining to Z the set of all rational numbers a/b where a and b > 1 are integers, we obtain the field Q of all rational numbers. In this field, addition, subtraction, multiplication, and division are always possible in just one way, except that division by 0 is not allowed. The rules (1) hold also in Q. Every number in Q has a unique simplified representation a/b, where a, b are in Z, b > 1, (a, ft) = 1. 2 Real numbers The field Q of rational numbers can next be extended to the field R of real numbers. Here real numbers are limits of convergent sequences of rational numbers; e.g. i 111 r £ 1 e = 1+T7 + 2T + 3T + -=hm ^fcT is a real number, and so are all rational numbers and numbers like ^/2,7i, e71, and infinitely many others. The rules (1) hold also in the field R. The elements of R (and similarly those of Q) split into three disjoint sets consisting, respectively, of the one number 0, the positive numbers > 0, and the negative numbers < 0.
Two lemmas 5 If a is positive, then — a is negative, and vice versa. If further a and b are positive, so are a + b and ab. Every positive number a can be written as a decimal fraction 00 a= £ ak10~k, k = f where f is a certain integer (= 0, > 0, or < 0), and the coefficients or digits ak have one of the ten values 0, 1, 2, 3, 4, 5, 6, 7, 8, or 9. This representation can be generalised to the representation to the basis g. Here (as throughout this chapter) g is an integer > 2, and the positive number a is written in the form 00 a= Z ak9~k- k=f Here / is again a certain integer which depends on a, and the coefficients ak are now restricted to the set {0,1,2,...,0-1}. Elements of this set will be called digits to the basis g, or simply digits. We note that the exponents — k of g in this formula for a are descending and tend to — oo. In the remainder of this chapter we shall be concerned with similar formulae for rational numbers (not for general real numbers) where the exponents of g are ascending and tend to + 00. The simplest case of such a representation is that of a positive integer n <*= Z akGk> k = 0 where n is a certain non-negative integer, and the ak are again digits. The more general formula n k= -/ where f is a positive integer, represents a rational number with the denominator gf. 3 Two lemmas Lemma 1 Let G, r, s fee integers such that G > 2, s > 1, and
6 g-adic values of rational numbers (G, s) = 1. Then a unique pair of integers A and R exists such that 0<A<G-1, r/s = A + (GR/s). (2) Proof of the existence of A and R. Since (G, s) = 1, there are integers x and y such that sx + Gy = 1, hence s(rx) + G(ry) = r, and therefore also s(rx — kG) + G(ry + ks) = r. (3) Choose the integer k such that 0 < rx - kG < G - 1, and with this choice of x, y, and k put A = rx — kG, R — ry + ks. Then, by (3), sA + GR = r, r/s = A + (G R/s), as asserted. Proof of the uniqueness of A and R. If a second pair of integers A' and R' exists such that 0<A'<G-1, r/s = A' + (GR'/s\ then s(A' -A) = G(R - R'). Since (G, s) = 1, this implies that GM'-A On the other hand, 0 < A < G - 1 and 0 < A' < G - 1, hence -(G-1)<^'-^<G-1. It follows then that A' = A and hence also R' = R, as was to be proved. Lemma 2 Let r, s9 and g be integers such that r^O, s>l, (r,s)=l, g>2. Then there exists a unique integer f (= 0, > 0, or < 0) and a pair of integers R9 S such that gfr/s = R/S9 g\R9 (R,S) = to,S)=l. Proof. lig\rr denote by g4*, where </>>!, the highest integral power of
Two lemmas 1 g that divides r. On putting R = g~<f)r and S = s, we have gj[R and (#, 5) = (g9 S) = 1, and further g-*r/s = R/S, proving the assertion with f — — </> < 0. Next, if g\r and (g, s) = 1, the assertion holds with f = 0, R = r, Finally let grJV and (g, s) > 1. Then s can be factorised as 5 = 5^2 (sx >0, s2>0) such that all prime factors of sx divide g, but that (g, s2) = 1. Similarly 0 can be written as a product 0=0102 (01>O,02>O) such that all prime factors of gl divide sl9 but that (g2, sx) = (#2, s) = 1. There is a smallest positive integer \jj such that s^g* and hence also s±\g%. In the equation 0V = (0tAl)(027S2)r the quotient g\/sl is an integer. Put therefore R = (0iMgir and S = s2. Then g*r/s = R/S, glR, (R,S) = (g9S)=l9 proving the assertion with f = \jj > 0. Definition If the notation is as in Lemma 2, and if a = r/s9 so that a / 0, then we put \a\„ = qf, 101=0. \J 7 I IU 10 » ? I~|0 The so-defined function \x\g of x is called the g-adic value of x. From the proof of Lemma 2, the inequality \r/s\g<l holds exactly when (g, s) = 1. Rational numbers with this property are called g-adic integers.
8 g-adic values of rational numbers 4 Properties of the g-adic value The absolute value \a\ of a rational (or real) number a is defined by |a|=a if a>0; \a\=—a if a < 0. It has the following properties. (A) |0| = 0; |a|#0 if a#0. (B) \a ± b\ < \a\ + \b\ (triangle inequality). (C) \ab\ = \a\\b\. (D) |na| = n|a| for n = 0, 1, 2,... In the terminology of the next chapter, \a\ is an archimedean valuation. As we show now, the #-adic value \a\ of a rational number satisfies somewhat analogous laws. The first three properties are easy consequences of the definition and of Lemma 2. It is obvious that the analogue of (A) is satisfied. (a) \a\g = 1 if and only if a = r/s where gfr, (g, s) = 1. (b) \a\ = gf if and only if \gfa\g = 1. (c) For every integer </>, \g*a\g = g~*\a\g. Proof. The assertion is obvious when a = 0. Excluding this case, let \a\n = gf. Then i \g o \gfa\g = \gf~*-0H = 1 whence l?H = ^/"0 = flf"0N«- These three properties have no analogues for the absolute value. (d) \a±b\g< max (\a\g9 \b\g) (triangle inequality). Proof. When a = 0 or b = 0, this inequality obviously holds because | — b\ = \b\g. So assume that a / 0 and b / 0 have the #-adic values \a\g = gf and \b\g = g<f> where, without loss of generality, /<</>. The denominators of both g^a and g^b are prime to g; hence the same is true for the denominator ofg+ia + b). But then \gHa±b)\g<i9 and it follows from (c) that \a±b\g<g<f) = max(\a\g9\b\g), as asserted.
Properties of the g-adic value 9 If \a\g^ \b\g9 say \a\g < \b\g9 that is/ < 0, more can be proved. Now the numerator of g^a, but not the numerator of g^b, is divisible by g. Hence neither is the numerator of g* (a ± b) a multiple of g9 and it follows that \a±b\g = \b\g = max (\a\g,\b\g) if \a\g<\b\g. The triangle inequality for \a\g is thus stronger than that for \a\9 for (d) implies of course that \a±b\g<\a\g + \b\g. By induction on the number of terms, the triangle inequality (d) can easily be generalised to sums of more than two rational numbers, in the form |ax +a2 + ... +an\g < max (1^1^, \a2\g9..., \an\g). On putting here all ak equal to the same rational number a9 it follows that \na\g < \a\g (n= 1, 2, 3,...). This inequality is quite different from the property (D) of the absolute value. The next two properties deal with the #-adic value of products. (e) \ab\g<\a\g\b\g. Proof The assertion is again obvious if a = 0 or b = 0. Let then a / 0 and ft # 0, say K = gf, \b\g = g*. Then gfa = R/S and g(f>b = P/I where gIR, (g,S)=l9 and g\P9 (g9Z)=l9 hence also Therefore (e) follows from gf +fab = RP/SZ. (f) If g = p is a prime, then \ab\p = \a\p\b\p. Proof The properties pfR and pfP imply now that also pJRP.
10 g-adic values of rational numbers The product equation (f) does not in general hold when g is not a prime. By way of example, 2|4=1, but |2x2|4 = i<|2|4x|2|4=l, 2|6 = |3|6 = 1, but |2x3|6=i<|2|6x|3|6 = l. In the terminology of the next chapter, \a\ and \a\ are a non- archimedean pseudo-valuation, and a non-archimedean valuation, respectively. 5 The g-adic expansion of a rational number We begin with the case when a = r/s is a rational #-adic integer, thus when (9, s) = 1. Denote by n an arbitrary positive integer. On applying Lemma 1 with G = gn, it follows that there exists a unique pair of integers An9 rn such that a = An + gnrn/s, 0<An<gn-l, hence by \rn/s\g < 1 also \a-An\g<g~n. In the same way, there exists a unique pair of integers An + 1, rn + 1 such that a = AH+1+gn+1rH+1/s9 0<An+1<gn+i-l, and hence also \a-AH + 1\g<Zg-i"+1>. From these formulae, -gn<0-(gn-l)<An+1-An<(gn + 1-l)-0<gn+\ and 14,+ 1- An\g = \(a ~ An) ~ (a ~ An + l)\g <mzx(\a-An\g9 \a-An+l\g)<g-". Hence the integer An+1— Anis divisible by gn9 say An+l=An+ "nQ\ (4) and here -gn<angn<gn+1.
The g-adic expansion of a rational number 11 Therefore 0<an<g- 1, so that an is a digit 0, 1, 2,..., g — 1. On applying the formula (4) repeatedly, with A0 = 0, a0 = Al9 we find that A1=aQ9 A2=a0 -\- a^g, A^=a0-\-a1g-\-a2g >••• and generally ^n = a0 +a±g + .. .-\-an_1gn~1 (n = 1, 2, 3,...), where the afc are digits. This representation is unique, and from it, a = r/s = a0 + ayg + ... + an _ ^gn ~ l + #n(rn/s) (rc = 1,2, 3,.. .), (5) where all the afc are digits, and rn is an integer. This representation (5) can be extended to all rational numbers a = r/s. Assume that a is not a g-adic integer, but has the g-adic value \a\g = 9f> where f > 0. Then, by Lemma 2, gfa = R/S9 where #/#, (#, 5) = (g, S) = 1. Hence, by (5), R/S has for every positive integer N a representation of the form R/S = b0 + big +... + bN _ lQN ~ l + gN(RN/S), where the bk are digits, and RN is a certain integer. Choose here N = f + n and put ak = bk + f (k=-f,-f + l9...9n-l). It follows then that a = a_ fg~ f + a_ f + ±g~ f + l + ... + a0 + ayg + ...+an_1gn-1+gn(Rf + n/S). (6) Here the coefficients ak are digits, n can be any positive integer, and Rf + n is an integer. We call this representation a g-adic expansion of a. The suffixes of the terms akgk have been selected such that the terma0 is free of factors gj where j ^ 0. The expansion (6) implies that n- 1 a ~ Z akGk k= ~f <g~n- (7) 9
12 g-adic values of rational numbers Since then lim n -*• oo n- 1 k= -f = 0, 9 we may formally allow n to tend to infinity and symbolically write 00 or in an abbreviated form, a — a_ fa_ f + l .. .a0, a1a2a3 ... (g\ (8) where the comma stands after the digit a0. When a is a g-adic integer, this abbreviated form simplifies to a = a0, a1a2a3... (g). If \a\ < 1, one or more of the first digits a0, aua29... may be 0, and if a = 0, then all the digits vanish. A detailed study of. the #-adic expansion will be given later. 6 Periodicity of the £-adic expansion of a rational number The g-adic expansion (8) is said to be periodic, of period length P, where P is a positive integer, if there exists a suffix m such that The ordered sequence of digits amam +1-' 'am + P - 1 (") is then called a period of a. With P also every multiple nP9 where n is a positive integer, is a period length since we may simply repeat the period (9) n times. For this reason one chooses P as small as possible. Also, instead of starting the period at the suffix m, it may be started at any later suffix, leading possibly to a cyclic permutation of the original period (9). As a short notation for periodicity, we write (8) in the form a — ci- fd_ j- + 1 . .. a0, a1 a2 • .. am _ \&m&m + i • • • ^m + p - i \g\ (1^) where the bar is placed over the period. Theorem 1 A g-adic expansion (8) represents a rational number if and only if it is periodic.
Periddicity 13 Proof. First assume that the expansion is periodic, say has the form (10). On terminating the expansion after n repetitions of the period, we obtain a number a(n) which is given explicitly by m — 1 m + nP — 1 a(n)= X akgk+ £ akgk. k = — f k = m Here, by periodicity, m + nP-l m + P-1 X afc/= X ak(gk + gk + p + gk+2P+... + gK + (»-»p), k = m k = m where the geometric progression ,nP gk + gk+P + tf + 2P + m9m+gk + (n-l)P = Lji_k 1-0 Hence m — 1 m + P — 1 ~fc «(*)= Z ^ + Z a^—p(i-#nP), k= -f k = m i ~ 9 whence m — 1 m + P — 1 ~fc a(n)- Z <W*- Z akT—Zl k= - f k = m l ~ (J <g-m-nP As n tends to infinity, a(n) becomes the expansion (10), and so we find that a is the rational number m — 1 m + P — 1 ~fc a= Z a*0* + Z a k= - f k = m 1 — 9 Secondly, we shall prove that the #-adic expansion of a rational number is periodic. It evidently suffices to consider a rational number a = r/s which is a #-adic integer so that (r, s) = (g, s) = 1. By § 5, there exists to every positive integer n a pair of integers An, rn such that a = r/s = AH + g"(rJs)9 0<An<gn-l, hence and therefore (r - fa" - l)s)/0" < rn < r/0".
14 g-adic valines of rational numbers For sufficiently large n this implies that - s < rn < 0, so that the integer rn has only finitely many possibilities. Further, with the digit an, and with n replaced by n + 1, a = An + g^ = An+1+gn+ir^^ = An+ang- + g"^r^^. s s s From this it follows that for all n, rn=ans + grn+l. Since rn has only finitely many possible values, there exist a suffix m and a positive integer P such that rm~rm + P> hence (11) so that \am ~am + P)S = Qvm + P + 1 — Vm + l)' It follows then from (g, s) = 1 that #|am —am + P. Here both am and am + P are digits 0, 1,..., g — 1, and therefore ^m — ^m + P' On substituting this in (11), we next find that also rm+ 1 ~rm + P + 1> which is the original formula rm = rm + p, but with m replaced by m + 1. We can thus repeat these considerations successively for m, m + 1, m + 2,... and find that both rn = rn + p and an = an + P (n = m, m + 1, m + 2,...), which proves that not only the sequence of the digits ak9 but also that of the numerators rk has for«>ma period of length P. 7 Numerical examples A few numerical examples will explain the last investigations, First let a = f and g = 10; since r = 2 and s = 7, the conditions #JV
Numerical examples 15 and (0, s) = l are satisfied, and therefore \a\g = 1. We find that 2 7 4 7 6 7 2 7 3 7 1 7 7 4 7 6 + 10( 8 + 10( 2+10( 4+10( 1 + 10( 7 + 10( 5 + 10( 8 + 10( f) f) 4) 4) (12) etc. The last equation is identical with the equation (12), and it follows that P = 6 and f = 6, 82417 5 (10). Conversely, 6,82417 5 (10) 8 + 2 x 10 + 4 x 102 + 1 x 103 + 7 x 104 + 5 x 105 = 6+10 1-106 5714280 40_2 ~ 999999 ~ ~~T~1' As a second example, let r = — 1, s = 1, and g > 2. For every integer rc> 1, (0«-1)/(0-1)= 1+0+ 02+... + 0«-i, hence -1=(^-1) + (^-1)^ + (^-1)^ + ... + (^-1)^^+^^(-1), and therefore P = 1 and -1 = (0-1),(0-1) (0). On dividing this equation by g — 1, it further follows that -1/(0-1) = 1,1 (0). In both these examples the period could have been started at the digit before the comma.
16 g-adic values of rational numbers 8 Problems 1 Find the g-adic expansions and periods of the following rational numbers for the given values of g. | and ^ = 5; ^- and g = 6; ^- and g = 7; f and g = 2; || and 0 = 7; iff^r and 0 = 9. 2 # > 2 is a fixed integer. Find the 0-adic expansions and periods for 1/(02 + 1); g/(g - 1); g/(g2 - l)2; (¾*_- 20 - 1)/(02 - 1). 3 g > 2 is a fixed integer, and a, ft, c are digits 0,1,..., 0 — 1. Find the 0-adic expansion and period of (a — bg — cg2)/(g2 + 1), and determine the numbers 0, abc (g) and a, abbcc (g). 4 Determine the numbers 12,123456(7) and 0,0012345679(10). 5 Determine the 0-adic values of the following rational numbers: " and 0 = 7; fff and 0 = 11; £§$ and 0 = 36; 1¾ and g = 91; i^o" and 0 = 90. 6 Find |0mL„ and |0" m| n, where m and rc are positive integers, and g is an integer at least 2. 7 0 > 2 is a fixed integer. For which rational numbers a is 8 ft > 0 is an integer. Prove that \n\Y\\n\p=\, p where the product is extended over all primes. 9 Denote by [x] the integral part of x, i.e. the largest integer not exceeding x. It is proved in number theory that, for every positive integer n and every prime p, the highest power pN of p dividing n! is given by iV = [n/p~\ + [n/p2~\ + [n/p3~] + ... where the series breaks off after finitely many terms. For which n is (i) |n!|2 = 2"(n" X); (ii) |n!|5 = 5" 19? Determine the 6-adic value of 100! and of 1/100! 10 Put sn= Yj ~T' ^ry to Prove tnat \sn\i -*0 as fl-^ 00. k= 1 ^
2 Pseudo-valuations and valuations 1 Definitions and properties Let K be a commutative ring with the unit (identity element) 1. Definition A map w from K into the set of non-negative real numbers is called a pseudo-valuation if it has the following properties. w(0) = 0, w(a)>0 if aeK is not 0. (1) w(a ± b) < w(a) + w(b) for all a.beK. (2) w(ab) < w(a)w(b) for all a,beK. (3) If (2) holds in the stronger form w(a + h)<max(w(a),w(h)) for all a9beK9 (2') then w is said to be a non-archimedean pseudo-valuation; otherwise it is said to be archimedean. If further (3) holds in the strengthened form as an equation, w(ab) = w(a)w(b) for all a,beK, (3') then w is called a valuation. By (1), w(l) > 0. Therefore by (3) and (3'), w(l) = w(l x 1) < w(l)w(l) for pseudo-valuations, w(l) = w(l x 1) = w(l)w(l) for valuations w, and hence w(l) > 1 for pseudo-valuations, w(l) = 1 for valuations. Next, by (2), w( — a) = w(0 — a) < w(0) + w(a) = w(a)
18 Pseudo-valuations and valuations and similarly w(a)< w( — a), hence w( — a) = w(a) for ag^. In particular, when w is a valuation, then w(l) = w(-l)=l. Again by (2), since a = b + (a — b), w(a) < w(b) + w(a — fe), and similarly w(fo) < w(a) + w(a — fe), hence |w(a)- w(b)\ <w(a-b). (4) When w is a non-archimedean pseudo-valuation or valuation^ the inequality (2') can be strengthened to w(a±b) = max(w(a),w(b)) if w(a)^w(b). (2") For let say w(a) < w(b). Then both b=a — (a — b)9 hence w(fe) < max (w(a — ft), w(a)), and b = (a + b) — a9 hence w(ft) < max (w(a + ft), w(a)), and therefore each of the two assumptions that w(a ±b)< w(b) leads to a contradiction. Each of the properties (2), (2'), (3), and (3') may be applied repeatedly and leads for every positive integer n and any n elements al9 a2,... ,an of K to n w\ £ ak)< ,k = 1 < max w(ak) if w is non-archimedean, k and t n n w\ I\ak){ vfe= 1 < n wK)> n = PJ w(ak) if w is a valuation. k= 1
Sequences in K 19 2 Sequences in K We begin now with the study of three important kinds of sequences {an} = {al9a2,a39...} of elements an of K not necessarily all distinct. (The suffix n will occasionally run over other increasing sequences of integers.) Definition A sequence {an} is said to be w-bounded if there is a constant C > 0 such that w(an) < C for all n; a null sequence if lim w(an) = 0; n -*• oo a fundamental sequence if lim w(am— an) = 0, m -*• oo ) «-*• oo (A null sequence is also said to have the w-limit 0; and a fundamental sequence is said to be w-convergent.) By the definition of real limits, this means that {an} is a null sequence if and only if, given any e > 0, there is a positive number p(e) depending only on e such that w(an) < e for all n > p(e); and {an} is a fundamental sequence if and only if, given any e > 0, there is a positive number g(e) such that w(am —an)< e for all m>q(e) and all n > q(e). It is clear that if the sequence {an} has one of these three properties, the same is true for the sequence { — an) = { — #i, — #2, ~ a3> - • •}- The three types of sequences satisfy the following laws, (a) Every fundamental sequence is bounded. Proof. Let e and g(e) be as in the definition, and let q0 be any integer greater than g(e). If n > q0, 0 ^ w(an) = w(aqo + (an- aj) < w(aj + w(an - aj ^ w(aqo) + e, = Cx say.
20 Pseudo-valuations and valuations Now, for all suffixes n, 0 < w(an) < max (w^), w(a2),..., w{aqo _ x), CY)9 = C say, as asserted. (b) Every null sequence is a fundamental sequence. Proof Let e and p(s) be as in the definition, and assume that both m and n are greater than /?(f e). Then 0 < w(am - an) < w(a J + w(an) < \z + \e. = e, as asserted. (c) Let {an} fee a fundamental sequence, and let {nl9 n2, n3,...} be an increasing sequence of positive integers. If the subsequence \ani,an2, an3,...) of {an} is a null sequence, then {an} itself is a null sequence. Proof Let e, p(e), and g(e) be as earlier defined; let k be so large a suffix that nk > max (p(|e), q(^e))9 and let m > q(^e). Then 0 < w(aj = w(ank + (am - anJ) < w(ank) + w(am - aj < \z + ^e = e, as asserted. By this theorem a fundamental sequence which is not a null sequence cannot contain a subsequence {ani, an2, an3,...} which is a null sequence. Hence the following result holds. (d) If {an} is a fundamental sequence, but not a null sequence, then there exist two positive numbers c and N such that w(an)>c if n>N. The next two theorems are concerned with operations on fundamental sequences and null sequences. (e) If {an} and {bn} are fundamental sequences, then so are K + K), K~fen}> and {anbn}. Proof. As m and n tend to infinity, w(am - an) -► 0, w(bm - bn) -+ 0. Hence the assertion for sum and difference follows from the formulae 0 < w((am + bm) - (an + bn)) < w(am-an) + w(bm - ftn)->0, 0 < w((am - b J - (an - bn)) < w(am - an) + w(bm - bn) -► 0. In order to prove the assertion also for products, we note that, by (a), there exist two positive numbers Cl and C2 such that w(an) < Cl and
The ring {K}w 21 w(bn) < C2 for all n. Therefore 0 < w(ambm - anbn) = w(am(bm - bn) + (am - an)bn) < w(am)w(bm - bn) + w(am -an)w(bn) < w(fem - bn)C1 + w(am -an)C2 ->0. (f) tf {an} and {^nlare nuM sequences, so are {an + bn} and {an — bn}. If further {an} is a null sequence and {bn} a bounded sequence, then {anbn} is a null sequence. Proof The first two assertions follow from 0 < w(an ± bn) < w(an) + w(fcnH0. For the third assertion, w(bn) < C for all n, and hence, as n-^ oo, 0 < w(anbn) < wWwffcJ < w(an)C-^0. 3 The ring {K}w Denote now by {K}w the set of all fundamental sequences {an} = {al9a2,a39.. .} where aneK. Definition For any two sequences {an} and {bn} in {K}w, their sum {an} + {bn}9 their difference {an} — {bn}9 and their product {an} {bn} are defined by K) + {bn} = K + bn}9 {an} - {bn} = {an - bn}9 and {an}{bn} = {anbn}. By (e), these new sequences are again fundamental sequences and hence lie in {K}w. By this definition, {K}w becomes a commutative ring. Its identity element under addition is the sequence {0} = {0, 0, 0,...}, and its identity element under multiplication the sequence {1} = {1,1,1,...}. The ring {K}w is not a field because it contains divisors of zero, e.g. {1,0,0,0,...}{0, 1,0,0,...} = {0}. For every a in K the fundamental sequence {a} = {a, a, a,...}
22 Pseudo-valuations and valuations lies in {K}w. Hence {K}w contains a ring isomorphic to K as a subring. Of particular importance is the set, P say, which consists of all null sequences. By (b), such null sequences are also fundamental sequences; hence P is a subset of {K}w. In fact, P is an ideal in {K}w. For if {an} and {bn} lie in P, then, by (f), so also {an} ± {bn}; and if {an} belongs to P, and {bn} is any element of {K}w, then, by (a), {bn} is bounded, and therefore, by (f), {an} {bn} lies in P. These two properties, however, define P as an ideal in {K}w. All this is true when w is any pseudo-valuation of K. Let us now impose on w the condition that it is a valuation of K, and consider any two sequences {an} and {bn} in {K}w which are not null sequences, hence do not belong to P. There exist then, by (d), four positive numbers c, c', N9 and N' such that w(an)>c if n>N9 and w(bn)>c' if n>N'. Hence, if N* is the larger one of N and N\ then w(an)>c and w(bn)>c' if n>N*. Since w is a valuation, this implies that also w(anbn)>cc' if n>N*. It follows that {an} {bn} = {anbn} is not a null sequence and so does not lie in P. Therefore a product of two elements of {K}w can only then belong to P if at least one factor lies in P. This proves the following result. (g) If w is a valuation of K, then P is a prime ideal We stress that this property need not be true when w is only a pseudo- valuation. 4 Residue classes (mod P), and the ring Kw Assume again for the present that w is a pseudo-valuation of K. Two sequences {an} and {a'n} in {K}w are said to be congruent modulo P, K) = {<} (mod p\ or simply, {an} = {<}, if the difference sequence {an} — {a'n} = {an — a'n} lies in P. Here the sign = defines an equivalence relation since the following three proper-
Residue classes {mod P\ and the ring Kw 23 ties are easily proved, (i) R} = R}- (ii) If R} = R}> then also R) = R}- (iii) If R} = R) and R) = {<}, ^ also R} = R'}. As one usually does with equivalence relations, partition the ring {K}w of all fundamental sequences into congruence classes (mod P) by putting into the same class all those fundamental sequences that differ only by null sequences. Let us call the set of all such residue classes Kw = {K}w/P- Denote by A and B any two residue classes in Kw9 say with the fundamental sequences {an} and {a'n} in A and {bn} and {b'n} in B. By (f), the right-hand sides of the equations R + K) - R + K) = R - <} + R - K)> {an - bn} - R - b'n} = R - a'n) - {bn - Vn}9 RU - {<K} = R - a'n) {bn} + {<} {bn - b>n) are null sequences since {an — a'n} and {bn — b'n} are null sequences. These equations imply therefore the following three congruences, {an + bn} = {a'n + K), {an - b„) = {a'n - b'n}, {anbn} = KKl Hence we may define sum, difference, and product of residue classes (mod P) as follows. Definition If R} is any fundamental sequence in the class A and {bn} any fundamental sequence in the class B, denote by A + B the class containing {an} + R}, by A — B the class containing R} — R}, and by AB the class containing {an} {bn}. These new classes are well defined because, by what was just been proved, A + B, A — B, and AB do not depend on the special fundamental sequences used to fix the classes A and B. With this definition, also Kw becomes a commutative ring. Next let a and b be any two elements of K. The fundamental sequences {a} = {a, a, a,...} and {b} = {fe, fe, fe,.. .}
24 Pseudo-valuations and valuations lie in {K} w. In the ring Kw we denote by (a) the residue class of {a}, and by (ft) the residue class of {b}. It is then obvious, by the definition just given, that (a) + (b) = (a + ft), (a) - (b) = (a- b\ (a) (b) = (ab). Hence Kw contains a subring which is isomorphic to K. For convenience this subring is identified with K, and we do not distinguish between the element aofK and the residue class (a) in Kw. The identity element of Kw under addition is (0) which is the set P of all null sequences; and the identity element under multiplication is (1). 5 When K is a field and w a valuation, then also Kw is a field If there is no restriction on K and w, the residue class ring Kw may contain divisors of 0 and so certainly not be a field. An example will be formed by the #-adic ring studied in the next chapter. There is, however, one important case when Kw becomes a field, (h) When K is a field and w a valuation, then also Kw is a field. Proof Let A be any residue class in Kw distinct from the zero class (0) = P, and let further {an} be any fundamental sequence in A; hence {an} is not a null sequence. Therefore, by (d), there exist two positive numbers c and N such that w(an) > c if n>N. Define a new sequence {a*} by putting * _J° if l<n<N-\, a*~{l/a* if n>N. This sequence is a fundamental sequence. For if both m>N and n > AT, by the valuation property of w, (1 1 \ w(aw — a„) ~ 0<w(a*-a*) = w = ; w /;<c-2wam-an, V*m aj w(am)w(an) whence lim w(a*-a*) = 0. m -»oo «-*■ oo Denote then by ^4-1 the residue class (mod P) of {a*}. Then
The limit notation 25 AA~ x =(1) because N — 1 zeros K)K) = (0,...,0,1,1,1,...}, where the fundamental sequence on the right-hand side differs from {1} by the null sequence N-1 -ls {-1,..., -1,0,0,0,...}. Hence every element A ^ (0) of Kw has a reciprocal A~ *, thus proving that K is a field. This proof does not work when w is only a pseudo-valuation. 6 The limit notation It is convenient to have a short notation for the residue class A (mod P) which contains a given fundamental sequence {an}. We write A = w-lim an. n -*■ oo Thus, by way of example, if {an} is a null sequence, w-lim an = (0), n-+ oo and if a is any element of K, and lim w(aB — a) = 0, n-» oo then evidently, w~liman = (a). n -*• oo From the definition in § 4, and from (h), the following result holds. (i) U A = w-liman and B = w-lim bn, n-+ oo n -*• oo then also A + B= w-lim (an + fen), A — B = w-lim (an — fen), /r-* oo n -* oo AB = w-lim anbn. n -*■ oo // further K is a field and w a valuation, and the fundamental
26 Pseudo-valuations and valuations sequence {bn} is not a null sequence, then A/B = w-lim(an/bn) n-+ oo where the finitely many suffixes n for which bn = 0 are omitted. In the special case when K is the rational field Q, and w(a) = \a\ is the ordinary absolute value, Kw becomes the field of real numbers, and our limit notation becomes identical with that of real analysis. Naturally, this was the reason for choosing this notation. 7 The extension of w to K w In general K is a proper subring of Kw, and therefore the pseudo- valuation or valuation w is originally not defined on the whole of Kw. We shall now give a meaning to w(A) when A is any residue class in Let {an} be a fundamental sequence in K and A = w-lima n n-+ oo the corresponding residue class (mod P) in Kw. If A = (a) lies in X, then {an — a} is a null sequence and therefore lim w(an — a) = 0. n-+ oo This implies, firstly, that w(an) = w(a + (an — a)) < w(a) + w(an — a) and therefore lim w(an) < w(a\ n-+ oo and secondly that w(a) = w(an — (an —a))< w(an) + w(an — a) and therefore w(a) < lim w(an). n -*■ oo Hence w(A) = w(a) = lim w(an) if A = (a) lies in K. n -*■ oo Consider now the case when the class A is not of the form A = (a) and thus does not belong already to K. We now define w(A) as follows.
w(A) *s a pseudo-valuation or valuation 21 Definition If {an} is any fundamental sequence in A, put w(A)= lim w(an). «-*• 00 Two conditions have to be satisfied if this definition is to be valid: (i) the limit w(A) must exist, and (ii) this limit may not depend on the special fundamental sequence {an} used to fix the class A. The first condition is satisfied because by formula (4) of §1 \w(am)-w(an)\<w(am-an% which implies that the real sequence {w(an)} is a fundamental sequence relative to the absolute value and so has a limit in the real sense. Next, if both fundamental sequences {an} and {a'n} lie in A, then {an — a'n} is a null sequence and therefore, again by (4), 0 < lim |w(an) — w(a'n)\ < lim w(an — a'n) = 0, n -*■ oo n -*■ oo whence lim w(an) = lim w(a$. n -*■ oo n -*■ oo 8 w(A) is a pseudo-valuation or valuation on Kw It will next be proved that w(A) is a pseudo-valuation on Kw9 thus has the following three properties. (1) w(0) = 0, w(A) > 0 if AeKw is distinct from (0) = 0. (2) w(A ±B)< w(A) + w(B) if A and B lie in Kw. (3) w(AB) < w(A)w(B) if A and 5 lie in Kw. Let the residue classes A and .B be defined by the fundamental sequences {an} and {fen}, respectively. Firstly, if A = 0, then {an} is a null sequence and therefore w(A) = 0; if, however, ^4/0, then {an} is not a null sequence, and so, by property (d), in § 3, there exist two positive numbers c and N such that w(an) > c for n>N, and hence also w(A) > c> 0. Next, by the properties of real limits, w(A ±B)= lim w(an ± bn) < lim (w(an) + w(fen)) n -*■ oo n -*■ oo = lim w (an) + lim w(fen) = w(A) + w(B),
28 Pseudo-valuations and valuations and similarly, w(AB)= lim w(anbn)< lim w(an)w(bn) n -*■ oo n -*■ oo = lim w(an) lim w(bn) = w(A)w(B\ n -*■ oo n -*• oo which proves also the properties (2) and (3). In the special case when w is a valuation of K, in the last formula w(anbn) = w(an)w(bn% and the same proof shows that w(AB) = w(A)w(B), so that w(A) is also a valuation on Xw. Similarly, if w(a) is non-archimedean on K, then lim w(an + bn) < lim max (w(an\ w(bn)) n -*■ oo n -*■ oo < max ( lim w(an), lim w(ftn) I = max (w(A% w(B)). \n -*■ oo n -*• oo J whence w(^ + B) < max (w(^), w(5)), so that w(A) is also non-archimedean on Kw. We call the pseudo-valuation or valuation w(A) the continuation of w(a) to Kw. 9 The approximation of elements of Kw by elements of K When K = Q is the rational field and w(a) = |a| is the ordinary absolute value, which is a valuation on K, then Kw becomes the field of real numbers R, with w(A) = \A\ the absolute value on R. Every element A of KW = R can be arbitrarily well approximated by elements of K = Q. For this purpose write simply A as an infinite decimal fraction and break off this fraction after a sufficiently large number of digits. We prove now that also in the general case the elements of K lie dense in Kw. For this purpose let A = w-liman «-*• 00 be an arbitrary element of Kw defined by means of any fundamental sequence {an} in the residue class A. As m runs over the positive
X as the completion of K 29 integers, (am) is by definition the residue class of the special fundamental sequence and therefore A — (aJ = A-am can be defined as the w-limit A - am = w-lim (an -am) (m = 1, 2, 3,.. .). n -»■ oo The definition of w(A) in §7 implies therefore that w(A - am) = lim w(an - am) (m = 1, 2, 3,.. .). «-*• 00 Here {an} is a fundamental sequence, whence lim w (A- am) = lim w(an - am) = 0, m -*■ oo m -*■ oo «-*• oo which proves that for sufficiently large m the number w(A —am) is arbitrarily small. Thus, relative to w, the elements of K are everywhere dense in Kw9 just as the elements of Q were in i^ relative to the absolute value \a\. 10 Kw as the completion of iiT relative to w As constructed, the ring Kw has the pseudo-valuation (or possibly the valuation) w(A) which continues w(a) from the subring K to Kw. We can therefore now define bounded sequences, fundamental sequences, and null sequences in Kw9 in analogy to the definitions in §3, so perhaps coming to an extension ring of Kw which we might denote by (Kw)w. As will now be proved, such a repetition of the construction is unnecessary because it leads to nothing new. For let \An} = \Al9 A2-> A3,.. .} be any fundamental sequence relative to w(A) formed by elements of Kw. We shall prove that there exists an element A of Kw such that lim w(An — A) = 0. n -*• oo To begin with, the fundamental sequence {An} has the property lim w(Am-An) = 0. m -*■ oo n -*• oo Next, by the last section, to every element An of {An} there exists an
30 Pseudo-valuations and valuations element an of K such that *>(An-an)<\/n. Hence {An — an) is a null sequence and so, by property (b) in § 3, also a fundamental sequence. The sequence K) = (4.} ~ (4, ~ an) is therefore likewise a fundamental sequence in Kw9 and it is in fact a fundamental sequence in K because its elements an lie in K. It has then a limit A = w-lim an «-*• 00 in Xw. Moreover, both {^-aj and {^n-an} are null sequences in Kw9 and hence their difference {A - An} = {A- an) - {An - an} also is a null sequence in Kw. This implies that lim w(A — An) = 0. n -*• oo It follows that the fundamental sequence {,4} = {A, A, A, .. .} in Kw has the same w-limit in (Kw)w as the sequence {An} = \Al9 A29 A$9 . . .}, A = w-lim An in (KJW. «-*• 00 But ^4 lies already in Xw, and hence (Xw)w is identical with Kw. On account of this important property Kw is called the completion of K relative to w, or the w-completion ofK. Thus, for example, R is the completion of Q relative to the absolute value. In the next chapter, we shall similarly consider the completions of Q relative to the different g-adic values, in particular the p-adic values. 11 Problems 1 Let {an} = {au a2, a3,...} be a fundamental sequence with respect to the pseudo-valuation w of K. Let further mu m2, m3,... be a strictly increasing sequence of positive integers. Prove that the
Problems 31 sequence {amn} = {ami, am2, am3,.. .} is a fundamental sequence with the same w-limit as {an}. (Suggestion: show that the difference of the two sequences is a null sequence.) 2 If w is non-archimedean, prove that {an} is a fundamental sequence if and only if the sequence {ax —a2,a2 —a3,a3 — a4,...} is a null sequence. 3 K is a ring, and w0 is defined by w0(0) = 0, and w0(a) = 1 if aeK and a =£ 0. Show that w0 is a pseudo-valuation, and determine all the corresponding bounded sequences, fundamental sequences, and null sequences, and hence find KWQ. Under which additional conditions is w0 a valuation? 4 If wx (a) and w2(a) are two pseudo-valuations of K, prove that also W(a) = Wl(a) + w2(a) and W*(a) = max(w1(a), w2(a)) are pseudo-valuations of K. Show that W and W* have the same bounded sequences, the same fundamental sequences, and the same null sequences. 5 Let Z be the ring of rational integers. Put v(0) = 0. If further a e Z does not vanish, and n is the largest positive integer such that n! \a, put v(a) = \/n. Show that v(a) is not a pseudo-valuation of Z, determine which properties of a pseudo-valuation are satisfied by v9 and prove that v(ab) <max(y(a), v(b)). 6 Let Kbea ring, w a pseudo-valuation of K, x an indeterminate, and K[x] the ring of all polynomials A =a0 +alx + ... +arxr in x with coefficients in K. Put W(A) = w(a0) + w(ax) + ... + w(ar) and P^*(^4) = max(w(a0), w(ax),..., w (a,)). Show that both W and W* are pseudo-valuations of K[x], and that W*(A) is non-archimedean if w(a) is non-archimedean. 7 Let w be a pseudo-valuation of K, and c> 1 and C > 0 be real constants. Prove that also cw is a pseudo-valuation, and that if w is non-archimedean, then wc is a pseudo-valuation. 8 Let C be the complex number field, x an indeterminate, and C(x)
32 Pseudo-valuations and valuations the field of rational functions in x with coefficients in C. Further let c be any complex number. To every rational function r =f= 0 in C(x) there exists a unique integer f such that (x — c)fr(x) is finite and not 0 at x = c. Put wc(0) = 0 and wc(r)=ef if r =/=0. Prove that wc is a non-archimedean valuation of C(x). 9 Let the notation be as in problem 8. Every r =j= 0 in C(x) can be written in a unique way as the quotient r = p/q of two polynomials without common zero where q is monic. Put w*(0) = 0 and w*(r) = edegreeof^-degreeof<? if r=j=0. Show that w* is a non-archimedean valuation of C(x). 10 Let the notation be as in problems 8 and 9. Construct a sequence of elements of C(x) which is a fundamental sequence with respect to wc, but not to w*, and also a sequence which is fundamental with respect to both wc and w*.
3 g-adic and p-adic numbers 1 The g-adic ring Qg and the />-adic field Q Denote by g > 2 any integer, and by p any prime. The rational field Q has the absolute value \a\ which is a valuation of Q, and the completion of Q with respect to \a\ is the real number field R. But, in addition, Q has also all the g-adic pseudo-valuations \a\g and all the p-adic valuations \a\p as defined in Chapter 1. Denote by Qg and Qp the completions of Q relative to \ag\ and to \a\p9 respectively. Then Qg is a ring and Qp a field. We shall soon prove that Qg is not also a field if g has at least two distinct prime factors; for then we shall construct divisors of zero. Qg is called the g-adic ring, and its elements are called g-adic numbers; similarly Qp is called the p-adic field, and its elements are called p-adic numbers. We shall obtain a better understanding of these numbers by expanding them into a simple kind of series, of the type already considered for rational numbers in Chapter 1. 2 Convergent series in K Let K be again any ring with a pseudo-valuation w(a) and the corresponding completion Kw. In analogy to what one does in real analysis, it is often convenient to define elements of Kw not as the limits of fundamental sequences, but as the sums of infinite series Ai+A2+A3 + ...= £ An n> 1 where the terms An lie in K or more generally in Kw. Such a series is called w-convergent, with the w.-sum S, if the sequence n {SJ = {Si, S2, S3,...}, where Sn= £ Ak *= i (?i = 1, 2, 3,...)
34 g-adic and p-adic numbers is a fundamental sequence relative to w, with the w-limit S = w-lim S. We then write «-*• oo 00 S = w-£ A- n= 1 The necessary and sufficient condition for this convergence is that lim w(Sm - Sn) = 0. m-+ oo n -*• oo Since w(Sm — £„) = w(Sn — iSm), we may without loss of generality assume that m> n, hence that m k = n+ 1 This leads immediately to the following convergence test. The series £ An is w-convergent if and only if n> 1 lim w(An+1+An + 2+... + AJ = 0. (1) m -*• oo «-*• oo In the real field, this becomes the usual Cauchy condition for convergence. In particular, on taking m = n + 1, it follows that lim w(^m) = 0 (2) m -*• oo / is a necessary condition for convergence. However, it is wot in general a sufficient condition, as we see when K = Q and w(a) = |a|, for then the harmonic series n> 1 n satisfies (2), but is known to be divergent. There is one important case in which the condition (2) can be shown to be also sufficient. Let wbea non-archimedean pseudo-valuation ofK. Then £ An is n> 1 w-convergent if and only if (2) is satisfied. (3) Proof. It only remains to be shown that this condition is sufficient, and
Reordering of the terms of a series 35 this follows from w(An + ! + An + 2 +... + Am) < max (w(An + ±)9 w(An + 2),.. ., w(^J). Thus, in particular, since \a\g and \a\p are non-archimedean, it follows that every infinite series in Qg or Qp converges if and only if its terms form a null sequence. (4) 3 Reordering of the terms of a ^-convergent series Consider first again the case when the ring K has a non-archimedean pseudo-valuation w. We shall often have opportunity to apply the following result. 00 tfw~ X An exists, and if £ A'n is a series with the same terms, n = 1 n > 1 oo but in a different order, then also w-£ A'n exists and is equal to n= 1 oo w-IX. (5) n= 1 Proo/ Denote by e an arbitrarily small positive constant and by N so large a positive integer that w(An) < e and w(A'n) < e for n > N and that further / oo N \ w(w- X 4,- Z 4,)<e. (6) \n=l n=l / Put 5= J An and 5'= £ ^, n= 1 n= 1 and further denote by Sx and Si the sums of all the terms of S for which w{An) > e, and of all the terms of S' for which wK)>e, respectively. It is clear that S1 and Si have the same terms, hence that
36 g-adic and p-adic numbers Next, S differs from Sl only by terms satisfying w(An) < e, and 5" from Si only by terms such that w(A'n) < e, It follows therefore that w(5-51)<e and w(S'-Si)<e, hence also w(S - S') < e. On combining this with (6) and the definition of 5", we see that / oo N \ \n=l n= 1 / and as e tends to 0 and N to oo, we obtain the assertion. In particular, The terms of every convergent series in Qg or Qp may be reordered in any way without changing its convergence or its sum. (7) The results (5) and (7) are quite different from those in real analysis. There the terms of a series may only then be reordered without changing its convergence or its sum if the sum of the absolute values of the terms is itself convergent, a theorem due to Dirichlet. The property (7) is the more surprising because, similarly as in the real case, the following result holds. There exists a convergent series £ An in Qg such that the real n> 1 00 series £ \An\g diverges. (8) n= 1 Proof. Choose as the consecutive terms of the series 1; #, g times repeated; g2, g2 times repeated; #3, g3 times repeated; etc. These terms tend to 0, and so the series converges. On the other hand, 00 Z \An\g = i +q-q~1 +g2-g~2 + g3-g~3 + ... = 00. n= 1 4 The canonic expansion of a g-adic number According to the notation of Chapter 2 the #-adic and p-adic limits should be denoted by |a|g-lim and |a|p-lim, respectively. This notation
The canonic expansion 37 is rather clumsy, and we therefore use from now on the simpler 9 P lim and lim. We shall further denote the sum in Qg or Qp of £ An by n > 1 00 00 X An (gf) and £ A« 0>X n = 1 n = 1 respectively. In this notation, every element A of Qg may be defined as the limit 9 A = lim an n -*■ oo of a suitable fundamental sequence {an} in Q relative to \a\g. Here, by Chapter 2, § 7, |4|,= lim |ajg. n -*■ oo We can have ^ = 0 only if {a„} is a null sequence. Let this case be excluded; then \A\g ^ 0 and therefore \A\g = gf, where /is a certain integer (> 0, < 0, or = 0), As is set as problem 1, Chapter 2 § 11, the fundamental sequence {an} may be replaced by any infinite subsequence without changing its limit, Hence we are allowed to assume that this sequence has the following two properties, — nf an\a = 9J (n=l, 2, 3,...); (9) \am-an\g<g-N if nhn>N (N = 1, 2, 3,...). (10) Each an is a rational number. By Chapter 1, § 5, it can be written in the form <*n=<*n,-f9~f+<*n,-f+l9~f+1+'..+<*n,N-l9N~1 + 9 (Rn, N/Sn, Nh where the coefficients an, - /' an, - f + 15 * • * •> an, N - 1 are digits 0,1,..., g — 1, with in particular
38 g-adic and p-adic numbers and where further Rn N and Sn N are integers satisfying (Rn N, Sn N) = (g, Sn N) = 1. There is a similar representation am=am, - fG +am,-f+lQ + • • • + am, N - 1 G + GN(Rm,N/Sm,N) for am. It follows that R k=-f \^m,N um \, N Here \G> ^m,N^n,N)= ^ hence for ra, n>N, by (10), N - 1 l^m ^nlgf I (am,k-an,k)Gk k= -f <G~". (11) - N 9 In the sum, all the factors am, k an, k are differences of digits 0, 1,..., g — 1 and hence satisfy -{g-V)<amk-ank<g-\. They can thus only then be divisible by g if am, k = an, k' On considering successively in the sum in (11) the terms divisible exactly by g~ f, g~ f + \..., gN ~ \ respectively, they all are necessarily equal to 0, and hence it follows that where for m,n>N the new digits ak no longer depend on the suffixes m or n. This result is valid for all N, and it follows in the limit as N -► oo that the #-adic number A can be written as the convergent series A =a_fg-f + a_f+lg-f + 1+a_f + 2g-f + 2 + ... fer), (12) where the coefficients ak are digits. If A ^0 and \A\g = gf, then a_fi=0; if, however, A = 0, then all the digits are equal to 0.
g-adic and p-adic integers 39 This series for A is called the canonic series of A. The canonic series of A is unique. (13) It suffices to prove this when A =£ 0. A second canonic series would begin with the same power g~f of g and have the form A=a'_fg-f+a'_f + 1g-f+1+a'_f + 2g-f + 2 + ...(#), (14) where also a,- f, a~/ + 1? a '_ f + 2,. •. are digits and a'_ f^=0. We assert that ak=a'k (k= -f -/+1, -/ + 2,...), so that the two developments for A are identical. If this were false, there would be a smallest suffix r such that ar ^=a'r. Then on subtracting the two series (12) and (14), it would follow that 0 = (ar — a'r)gr + terms in higher powers of g, which is evidently impossible. The g-adic expansion of rational numbers studied in Chapter 1 is a special case of the expansion (12) of any element A oiQg. As we found, a canonic series represents a rational number if and only if it is periodic. Also in the case of the general canonic series in Qg we shall follow Hensel's notation and write (12) in the abbreviated form <**- -— a_ ^a — r _\_ ^a_ r _\_ 2• • *^o> ^ia^a^• • • \gu where the comma stands again between a0 and ax. What has been proved for general g carries over without change to the case when g = p is a prime. We then obtain the canonic series of a p-adic number. 5 g-adic and /i-adic integers A g-adic number A is called a g-adic integer if \A\g <1, and similarly for p-adic integers. The two sets of g-adic integers, Ig say, and p-adic integers, Ip say, both form rings. For if, for example, \A\g <1 and \B\g < 1, then by the properties of a non-archimedean pseudo-valuations also \A+B\g<l, \A-B\g<l, and \AB\g<l.
40 g-adic and p-adic numbers The canonic series of a g-adic integer has the special form A=a0+a1g + a2g2 + .. ■ =a0,a1a2a3... (g). As a special case, such an expansion holds for p-adic integers. All rational integers are also g-adic and p-adic integers; thus Z is a subset of both Ig and Ip. If the g-adic number A is not a g-adic integer, thus if \A\g = gf where f> 1, then, on putting R = gfA9 S = gf, A becomes the quotient A = R/S of two g-adic integers. In the language of algebra this means that Qg is the quotient ring ofIg. On the other hand, Qp is the quotient field ofIp because it is a field. A g-adic unit is any g-adic number A satisfying the two relations \A\g=l and 1^-^ = 1. As will soon be proved, this means that the canonic series of A has the form A=a0,a1a2a3.. .(g) where (g, a0) = l. When g is a prime p, the condition for a0 takes the simpler form a0 =^ 0. 6 Problems 1 Show that 9 lim an n -» oo exists if and only if 9 lim (an +1 - an) = 0. n -» oo 2 Let {an} be a sequence of p-adic numbers (p prime) such thatan ^ 0 for all n, and let bn = a1a2. ■ .an.
Problems 41 (i) Prove that 00 p [] an = lim bn n = 1 n-> oo exists and is distinct from 0 if and only if p lim a„ = 1. n -*■ oo (ii) Show that the analogous #-adic result does not hold if g is divisible by at least two distinct primes, 3 Show that every a ^= 0 in Qp (p a. prime) can be written as a convergent infinite product 00 a = pfa0 x 11 (l+anpn) (/?), n= 1 where f is a rational integer, a0, al9 a29... are digits 0, 1,..., p — 1, and #q ^ 0. 4 Decide whether the following limits exist, and determine them if they do. 9 0 gn +a lim n\: lim where b is not a zero divisor in Qn, i.e. be ^0 _* ^ n^ -\- h 9 n -* oo w -► oo »* • i t/ 6 for all c ^ 0 in Q^; lim 43n. « -> 00 5 Which of the following p-adic series are convergent (p prime) ? v I v pn V fnl\ V ^ «>1 «>ln! n>l\n/ n>ln~T~l 6 Let 0 = 99, and let S = £^ x w! (99). Show that |S|99 = 1/99. 7 Find the sums of the following #-adic series. 00 00 00 00 E «xn!(g); X g"; £ n9"l I(-l)n«V- «=1 «=1 n= 1 «=1 8 Determine the canonic series of ^, y, ^, and |, for p = 2, and hence that of^ + ^ + ^ + i 9 Determine the six first digits of the 3-adic number Yj7= i n •• 10 Show that the #-adic infinite product Y\„= i (1 + 02 ) (o) converges and that it is a rational number.
4 The arithmetic of Q and Qp Arithmetic operations (addition, subtraction, multiplication, and division) in the real field R are usually carried out using decimal fractions. We shall for the same purpose in Qg and Qp apply the canonic series and Hensel's abbreviated form of the same. As was shown, every #-adic number A ^= 0, say with \A\g = gf, can be written as A=a_fg~f+a_f + 1g~f+1 + ...+a_1g~1 + a0 +axg +a2g2 + ... where the coefficients an are digits 0,1,..., g — 1, with a_f^0. In particular, if A is a #-adic integer, the terms in negative powers of g are missing, and A=a0+a1g +a2g2 + ... =a0,a1a2. •. (g). Here, for \A\ < 1, one or more of the first digits a0, al9a2,.. - may vanish. If (j) is any negative or positive integer, the abbreviated form of the canonic series of g* A is obtained by moving the comma |</>| steps to the right if <f> < 0, and <f> steps to the left if </> > 0. It suffices therefore often to consider only #-adic integers. The arithmetic of p-adic numbers is simply the special case of #-adic arithmetic when g = p is a prime. 1 Reduction of a general series to canonic form Before studying the arithmetic in Qg, it is convenient first to prove a simple reduction theorem for a class of series more general than the canonic one.
Reduction to canonic form 43 Let 00 n= ~f where the coefficients un are rational integers which need not be digits. Since _n |wn#n|,<0 n, this series converges. The following construction allows us to express it as a canonic series. This construction is based on the identity ungn = (un-gvn)gn + vngn+1. Here vn can be chosen as a rational integer in exactly one way such that 0<un-gvn<g-l, thus that un — gvn becomes a digit 0, 1,..., g — 1. The reduction of the series for A now runs as follows. First choose the integer v_f such that u_f-gv_f,=a_f say, is a digit and apply the equation u_fg~f + u_f + 1g~f+1 =a_fg-f + (w_/ + 1 + v_f)g~f+1. Secondly choose the integer v_f + 1 such that (u_f+1+v_f)-gv_f + 1,=a_f + 1 say, is a digit and apply the equation (u_f+1+v_f)g-f + 1+u_f + 2g-f + 1 = a_f+1g~f + 1 +(u_f + 2 + v_f+1)g-f + 2. Thirdly choose the integer v_f + 2 such that (u_f + 2 + v_f+1):-gv_f + 2,=a_f + 2 say, is a digit and apply the equation (u_f + 2 + v_f+1)g-f + 2 + u_f + 3g-f + 3 = a_f + 2g-f + 2 + (u_f + 3 + v_f + 2)g-f + 3. Continuing in this way, determine the consecutive digits it is then clear that A has the canonic series 00
44 The arithmetic qfQ and Q 9 The same kind of reduction can even be applied when the coefficients un are not rational integers, but are either rational numbers satisfying K\g<l or more generally are #-adic integers in Qg. In the first case one applies Lemma 1 of Chapter 1 § 3, with G = g, and in the second case one replaces un by the first digit of its canonic series. 2 Addition and subtraction Suppose now that A and B are two #-adic numbers satisfying, say, \A\g>\B\g and \A\g = g'. Let their canonic series be 00 00 A= t anGn to) and B= £ bngn {g\ n=-f n=-f where thean and bn are digits. Here a _ f^0, but it is possible that one or more of the first digits b_ f, b_ f + l9 b_ f + 2,... are equal to 0. For A ± B we obtain immediately the convergent series 00 \ a±b= ^ K±K)Gn (g), n= ~ f which, however, in general will not be canonic. It can immediately be changed into a canonic series by means of the reduction process just discussed. By way of example, let 00 A = l, B= ^ (g-l)gn (g). n = 0 On carrying out the reduction, we find then successively that 00 A + B = g+ ^ (0-1)0" n = 1 oo = 0+0-01 + Z (0-1)0" n = 2 00 = o + oV+0-02+ Z (0-1)0", n = 3
Addition and subtraction 45 etc., and on repeating this indefinitely, 00 A + B= ^ 0-0- = 0(0). n = 0 Hence 00 B= £ (g- 1)3» = - 1 (g), n = 0 an equation obtained in a different manner in Chapter 1 § 7. In the same way we find that 00 0-<T0+ Z (g-l)gn = 0(g). n= -<f>+ 1 Hence if the B above satisfies \B\g = g^, so that b_(j) is its first digit distinct from 0, then 00 -B = (g-b_<p)g-*+ £ (g-bn- \)g"(g) evidently is the canonic series for — B. Instead of subtracting B from A, we may add — B to A using this series. Naturally also more than two #-adic numbers may be added, and the same reduction process allows us to find their sum. As an example, let us find the first eleven digits in the 2-adic series for o _ 2 , 4 ■ 8 ■ 16 ■ 32 , 64 , 128 , 256 , 512 , 1024 ^ — 1+2 + 3+4+5 + 6-1- ? -f- g -f- 9 -f- 10. An easy calculation gives the abbreviated forms of their canonic series for the successive terms as 0,1000000000 + 0,1000000000 + 0,0011010101 + 0,0100000000 + 0,0000101100 + 0,0000110101 + 0,0000001110 + 0,0000100000 + 0,0000000010 + 0,0000000010 2) 2) 2) 2) 2) 2) 2) 2) 2) 2)
46 The arithmetic ofQg and Q so that, on simply adding digits in the same column, the sum becomes 0,21113 22432(2). On reducing this, it follows finally that, apart from an error not greater than 2~ 10, 5 = 0,0000000001(2). In fact, 1024 x 73 S = 32 x 5 x 7 3 Multiplication Multiplication can be carried out in almost the same way. Let OO 00 A= £ a„gn(g) and B= £ bjfig) n= - f n= - <f> be two g-adic numbers in canonic form where \A\g = gf and \B\g = g*9 so that the first digits a _ f and b_(f) are distinct from 0. On multiplying the series term by term and rearranging the terms, we find that 00 AB= ^ un9n(G\ n= ~ f~4> where u- f-<t> + l = a- f + r°-4> +a-/k-</, + i> etc. This series is in general not canonic, but again the method of §1 allows us to reduce it to canonic form. As an example, let us find two 6-adic numbers not 0 the product of which vanishes; thus the two 6-adic numbers are divisors of 0. We may assume that both numbers are 6-adic integers, thus of the form OO 00 A= Z a„6" (6) and B= £ b„6" (6). n=0 n=0 Here the coefficients are digits 0, 1, 2, 3, 4, or 5. Since \AB-a0b0\6<%,
The reciprocal of a g-adic number 47 the hypothesis that AB = 0 implies that a0b0 must be divisible by 6. This condition is satisfied if a0 = 2 and b0 = 3. Then 00 where AB= ^ "„6"(6) n = 0 w0 = 6, ul = 2bx + 3al9 u2 = 2b2 + ax b1 + 3a2, w3 = 2ft3 + axfe2 + a2^i + 3a3, w4 = 2ft4 + a1b3 + a2ft2 + a3^i + 3a4, w5 = 2b5 + axft4 + a2ft3 + a3b2 + a4&i + 3a5, etc. It is necessary that all the digits in the canonic series for AB are equal to 0. We must therefore successively satisfy the following conditions in digits, 6\2b1 + 3a1 + 1, solution al=b1 = l; 6\2b2 + 1 + 3a2 + 1, solution a2=0, b2 = 2; 6\2b3 + 2 + 0 + 3a3 +1, solution a3 = 1, fe3 = 0; 6|2b4 + 0 + 0 + l + 3a4 + l, solution a4 = 0, fe4 = 2; 6|2b5+ 2 + 0 + 2 + 0 +3a5 + 1, solution a5 = 1, fe5 = 2, etc. Therefore ,4 = 2,10101... (6) and B = 3,12022... (6). On multiplying these two numbers we obtain ,4£ = 6,5555(5+ 6). ..(6), which in reduced form is AB = 0,00000... (6), as required. There is no difficulty in evaluating more places of A and B. The theory of zero divisors in Qg will be studied in the next chapter. 4 The reciprocal of a g-adic number Let A = a0,a1a2a3 .. .(g) be a g-adic number satisfying
48 The arithmetic ofQg and Q hence a0 ^ 0. The problem arises whether there is a reciprocal A ~ 1 of A such that AA~1 = 1. If (a0, g) > 1, this may or may not be so. Thus 2 = 2,000 ... (6) has the reciprocal \ = 30,000 ... (6). On the other hand, if A = 2,10101 ... (6) and B = 3,12022 ... (6) are the two zero divisors given in § 3, then AB = 0, and so the equation AA~ 1 = 1 would imply that ABA~ 1 =0.^4" * = B = 0 which is certainly false. Thus A has no reciprocal. For this reason assume that (a0, 0)=1. It is then possible to construct a reciprocal A'1 = c0, c1c2c3... of A. This requires that AA'1 = (a0c0), (a^Q + a0c^) (a2c0 +alcl+ a0c2) (a3c0 + a2c1 + a1c2 + a0c3) (g) is equal to 1. Digits c0,cu c2,... satisfying this condition can be found as follows. Since (a0, g) = 1, there is a digit c0 such that a0c0 = l+gdl9 where d1 is a certain non-negative integer. There is secondly a digit cx such that a^Q + a^ + dx =-0 + gd2, where d2 is a non-negative integer. Thirdly, there is a digit c2 such that a2c0+a1c1+a0c2 + d2 = 0 +gd3, where d3 is a non-negative integer. This construction can be continued indefinitely and leads to the canonic series of A~ 1. In the special case when g = p is a prime, it follows from a0 ^= 0 that (a0, /?) = 1, hence that ^4 ^ 0 has a reciprocal. This is of course to be expected since Qp is a field. 5 Division Let again A = a0, ala2a3... (g) and B = b0,b1b2b3.. .(g)
Division 49 be two g-adic integers written in the canonic form. The question arises whether the quotient A/B exists, and if so, to determine its canonic series. As we know already from the last section, the existence of this quotient is doubtful if (fe0, g) > 1; a full answer will not be given until the next chapter. Let therefore Then a5_1 exists such that BB~ 1 = 1, and the quotient is given by A/B = AB~K There is, however, a more direct method for finding A/B which corresponds to the division of decimal fractions in the real field. This method begins by constructing a table of the multiples dB, where d = 0, 1,..., g — 1, each multiple being written in the abbreviated canonic form. First, since (fe0, g) = 1, there is a digit d0 such that d0B = a0,... (g) and therefore A — d0B = 0, a[a2a'3... (g), where al9 a2, a3,... are certain digits which can be calculated. Secondly, there is a digit dl such that dj$g = 0, a\.. . (g) and therefore A - (d0 + dyg)B = 0,0 a'^ ., . (g). Thirdly, we can find a digit d2 such that d2Bg2 = 0,0 a'2\ .. (#) and hence A-{d0 + dxg + d2#2)£ = 0,00 a(3).., (#) In this way we can continue, making more and more digits of the difference equal to 0; the result is that A/B = d0,d1d2d3 ... (g). By way of example, let g = 10 and A = 1 - 1,000 ... (10), B = 1 = 7,000 ... (10).
50 The arithmetic qfQg and Q For the multiples of B we obtain the table 0x7 = 0,0 1 1x7 = 7,0 1 2x7 = 4,1 1 3x7=1,2 I 4x7 = 8,2 I 5x7 = 5,3 ( 6 x 7 = 2,4 1 7 x 7 = 9,4 il 8x7 = 6,5 1 9 x 7 = 3,6 J :io), (10), ;io), ;io), ;io), :io), (10), (10), (10), (10). Only the first digits after the comma have been given because all the further ones are 0. Compare with the multiplication table in the real case! Since (10),999999. .. = 0 (10), we can write 1 = 1,(10)999999... (10). The division runs now as follows. 7,000.. .|1,(10)9 99999... = 3,417582(10) 1 2 8999999... 82 799999... 70 99999... 94 5 999... 53 699... 65 49... 41... o. . .
A solution of x2 + 1=0 in Q5 51 The canonic series for j is of course periodic, and the bar over the six digits 417582 denotes that these form the period. To verify this result, 7 x 3,417582... = (21),(28)(7)(49)(35)(56)(14)... = 1,000000... (10), as follows by the reduction method of § 1. 6 A solution of x2 + 1 = 0 in Q5 As a further example in g-adic and p-adic arithmetic, let us find a square root of — 1 in Q5, say /i. —— @r\) U1U2W3. . . \3)' On squaring, we find that A2 + 1 = (#o + 1)> (2a0a1)(2a0a2 + al)(2a(/i3 + 2axa2) (2a0a4 + 2axa3 + a\){2a0a5 -\-2axa4 + 2a2a3)... (5) which must be made equal to 0. Firstly, a\ + 1 is to be divisible by 5, which is true for both a0 = 2 anda0 = 3; let us choosea0 = 2. From here on all the further digits are determined uniquely, and we find successively 22+ 1 = 5 = 0+1x5, hence ax = 1, so that 2^^ + 1 = 5 = 0+1x5, a2 = 2, so that 2a0a2 + a\ + 1 = 10 = 0 + 2x5, a3 = 1, so that 2a0a3 + 2axa2 + 2= 10 = 0 + 2x5, a4 = 3, so that 2a0a4 + 2a1a3 +a\ +2 = 20 = 0 + 4x5, a5 = 4, so that 2a0a5 + 2axa4 + 2a2a3 +4 = 30 = 0 + 6x5, etc. This gives A = 2,12134... (5) or if the process is continued a little further, ,4 = 2,1213423032...(5). Naturally also -,4 = 3,3231021412...(5)
52 The arithmetic ofQg and Q is a solution. But since Q5 is a field, there are no further solutions. We can check the calculations by forming A2 + 1 = 5,4(9)(8)(18)(26)(29)(38)(31)(52)(48)... = 0,0000000000 (5), as follows by the usual reduction. 7 Problems 1 Let A = 2,10101... (6) and B = 3,12022... (6) be the zero divisors obtained in § 3. Show that in neither number are the digits periodic. 2 Find the first five digits of the two 3-adic solutions of A2 — 7. 3 Show that there is no 7-adic number A — 2,a1a2a3.,. (7) such that A3 + A2 - 2A - 1 = 0. 4 Is there a 5-adic number A — 3, aya2a3 ... (5) such that A3 + 3,4 + 1=0? 4 42 43 5 Determine the first ten digits of 1 + — + — + — +... (2) and of 3 32 33 1+l!+2! + 3!+---(3)- 6 It has been found by A. C. M. van Rooij & W. H. Schikhof (1971) that {1,00110000101111...(2), 0,01210110202120...(3), 3,22240032010313...(5). Verify these results! 7 Carry out the following calculations (Hensel 1913). 2,3102114 + 3,141202132 (5), 1,314 x 0,2103 (5), 3,12053 1 x 4,435024(6), 3,12 :4,21 (5). 8 Write in canonic form the 5-adic numbers 95 952 953 954 evaluating the first eight digits and showing that these converge. 9 Divide 1 by 2,12134 (5), and 2,12134 (5) by 3,3231 (5), 10 Find a pair of 10-adic numbers A = 29a1a2a3... (10) and B = 5, b1b2b3... (10) such that AB = 0.
5 The decomposition ofQg into p-adic fields In Chapter 4 § 3 an example of a pair of zero divisors in Q6 was constructed, showing that Q6 certainly is not a field. In this chapter, we shall study for general g > 2 the structure of Qg and establish a result by Hensel (1913) that this ring is the direct sum of p-adic fields. 1 The special case when g is a power of a prime As an example, let g = pr be the rth power of a prime p where r > 2. It is easily shown that for all a in Q, \a\p< \a\pr<pr~1\a\p. (1) Hence a sequence {an} of elements of Q is bounded, is a fundamental sequence, or is a null sequence, relative to \a\pr if and only if it is the same relative to \a\ . The construction of the completion in Chapter 2 shows then the complete identity of Qpr with Qp. It is in fact not difficult to express every pr-adic number A as a p-adic number, and vice versa. For let 00 a= I An(Py n= ~f be the canonic series for A; here/is some integer, and the coefficients An are pr-adic digits 0, 1,.. ., pr — 1. To the basis p these coefficients can then be written as r- x An = 2j Unr + k P k = 0 (n=-f, -/ + 1, -/ + 2,...), (2) where the new coefficients aMf. + /c are p-adic digits 0,1,..., p — 1. Hence A can be expressed as the p-adic number
54 The decomposition qfQ Conversely, a p-adic number of the form (3) can again be written as a pr-adic number by combining all terms ampm for which m lies between nr and nr + r — 1, using the formulae (2). By way of example, 2,1213423032... (5) = 2,78(22)(15)(17) .. .(25). 2 The ring Qg for integers g with the same prime factors The result Qpr = Qp can be generalised. Denote by pl9p2, • • •, Pk finitely many distinct primes, and put 9 = fi.-'tf? and 0' = Pi--.P* where ru ... ,rk and r'l9..., r'k denote two distinct sets of k positive integers. We assert that % = Q.~ It is in fact not difficult to find two positive constants cl9 c2 such that cMg<\^\g'<C2\a\g for all numbers in Q. Therefore, just as in the case k = 1, a sequence {an} in Q is bounded, is fundamental, or is a null sequence, relative to \a\ , if and only if it is the same relative to \a\ . From this the assertion follows at once. It is again possible to write every #-adic number as a #'-adic number, and vice versa; but the change is a little less simple. The identity Qg = Qg> shows in particular that it suffices to consider only those g-adic rings Qg for which g = p1p2-.-Pk (4) is a product of distinct primes. 3 The components of a #-adic number Assume that g has the form (4) where k is at least 2. Put further 9*=PlP2'-Pk-l- The two completions Qg and Qg* are distinct. For a rational integer like g*n is for large n divisible by a high power of #*, but is not even divisible by the first power of g. Hence the sequence {#*, #*2, #*3,.. .}
The components of a g-adic number 55 is a null sequence relative to \a\g*9 but is not a null sequence relative to 1/71 whence the assertion. \U\g9 Much more can be proved. Consider a fundamental sequence {an} in Q relative to \a\g where g is as in (4). This means that, for all sufficiently large suffixes m and n9 the numerator of am — an is divisible by an arbitrarily high power of g9 while the denominator is prime to g. This implies that the numerator of am — an is also divisible by arbitrarily high powers of each of the primes pl9..., pk and that the denominator is not divisible by any one of them. It follows at once that the existence of the #-adic limit 9 A = lim an n -*• oo implies the existence of the k /?K-adic limits Pk lim an = AK9 say (k = 1, 2,..., k). n -*■ oo Conversely, the existence of all the limits AK evidently implies that of A Definition AK is called the pK-adic component of A, and one writes A = \A}, A2, • • • ? Ak/9 where the numbering of the components AK is the same as that of the corresponding prime numbers pK. The following property of the components is important. The components AK of A do not depend on the special fundamental sequence {an} by which A has been defined. (5) Proof. If {a'n} is a second fundamental sequence such that 9 A = lim a'n9 n -*■ oo then {an — a'n) is a #-adic null sequence. Hence, for all sufficiently large ?2, the numerator of an — a'n is divisible by an arbitrarily high power of g9 while the denominator is prime to g. This implies again that the numerator of an — an is divisible by arbitrarily high powers of each of the primes pl9..., pk9 while the denominator is not divisible by any of
56 The decomposition ofQ them. Hence {an — a'n} is a null sequence relative to each of the valuations \a\ ,..., |a|Pk, and so the two sequences {an} and {a'n} have for k = 1, 2,..., k the same pK-adic limit. In particular, if the g-adic number A is defined as the sum of an infinite series 00 a= Y,an (g), n= 1 then the components AK of A are simply the series 00 Ak= £ an (PK) (k; = 1, 2,..., k). n= 1 Assume in particular that the g-adic number g is given by its canonic series 00 A= I anQn (#)' n= -/ In order to find, say the component Ak of A, we write g = g*pk and obtain the formula 00 n= -/ This is not yet the canonic /vadic series for ^4fc, but the reduction method of Chapter 4 § 1 allows us to determine the canonic series. The terms in negative powers of g may have to be treated separately; but they are finite in number and so have a rational sum. From the general rules for the sum, difference, and product of g- adic and p-adic limits it follows that if B is a second #-adic number, with the components B = <#!, B2,..., Bk}, then A + B = (Ax+Bl9A2 + B29...9Ak + Bk\ A-B = (A1-Bl9A2-B29...9Ak-Bky9 AB = (AlBl9A2B2,...,AkBky. By way of example, let us again consider the two 6-adic numbers A = 2,10101... (6) and B = 3,12022... (6) constructed in Chapter 4 § 3 which had the property that AB = 0.
The numbers E{K) 57 Since A = (AuA2y and B = {BUB2}, where Ax and B1 denote the 2-adic components, and A2 and B2 the 3-adic components of A and B, respectively, and since 0 = <0, 0>, and therefore iAtBl9 A2B2} = <0, 0>, the components of A and B satisfy the equations A1B1=0 and A2B2 = 0. Since the components lie in fields, it follows that at least one of the two 2-adic numbers A x and Bu and at least one of the two 3-adic numbers A2 and B2, are equal to 0. In fact, ,4 = 2 + lx6 + 0x62 + lx63+0x64 + lx65+... (6), therefore Ai = 2 + 3 x 2 + 0 x 22 + 27 x 23 + 0 x 24 + 243 x 25 +... (2), and after reduction, v41=0 + 0x2 + 0x22+0x23+0x24 + 0x25+... (2). Similarly, £ = 3 + lx6 + 2x62 + 0x63 + 2x64 + 2x65+... (6), hence £2 = 3 + 2x3 + 8x32 + 0x33 + 32x34 + 64x35+... (3), and after reduction, £2 = 0 + 0x3 + 0x32+0x33+0x34 + 0x35+... (3). We see then that A1 and B2 are the vanishing components of A and B, respectively. 4 The numbers E (K) The question now arises whether it is possible to choose the components Al9 A2,..., Ak of a #-adic number A arbitrarily in the respective fields Qpi, Qp2,..., Qpu. We shall prove that this is the case. To begin with, let us construct for each suffix k = 1, 2,..., k a g- adic number £(K) which has 1 as its Kth component, while the other components are 0. For this purpose put Pk = PiP2--PJPk (k = 1,2,..., k)
58 The decomposition ofQ and 4K) = PnJ(pnK + K) (k = 1, 2,..., k; n = 1, 2, 3,...). Then i-4k) = Pk/K + ^)- By hypothesis the k primes pu ..., pk are all distinct. Therefore the denominator p" + P" of 4° and 1 — 4° is divisible by none of these primes and so is relatively prime to g = pr ... pk. It follows that, for k, X=l 2,..., /c, {4K)} is a /vadic null sequence for AJ=k, and {1 — 4K)} is a pK-adic null sequence. This means that all the /vadic limits exist and have the values PJL lim n -*• oo ■fi :<^ if if , say, k; = /I, K=f= X. \JC) A — 1, .Zi, ..., /CI From this it further follows that also the g-adic limits lim 4K) = E(K\ say, (k = 1, 2,..., k) n -*■ oo exist and that they have the components E(K) = <Ku $K2, -•>, Kk> (k; = 1, 2,..., k). Moreover, /7(k) /7(A) _ ) (0 if k^, and £(D + £(2) + ...+ £(*) = < 1, 1, . . . , 1 > = 1. 5 The £-adic ring as a direct sum of pK -adic fields As A = (Au ^42> • • • j A> runs °ver the #-adic ring Qg, each of its components AK describes a certain subset Q* of the /?K-adic field. As was proved by Hensel, Q* is in fact identical with Qp .
n as a direct sum of pK-adic fields 59 Theorem 1 Let AK,for k = 1, 2,..., /c, be an arbitrary pK-adic number. Then there exists one and only one g-adic number A such that A = \Ai, A2, • • • , Ak/. Proof. For each suffix k = 1, 2,..., k denote by {ajj0} a pK-adic fundamental sequence of rational numbers such that A„ = hm aiK). k n n -*• oo There is of course no reason why for X =£ k the sequence {a^} should also have p^-adic limits, and it may not even be bounded relative to the valuation \a\ . We therefore apply the fact that the sequence {4K)} has the pK-adic limit 1 and for X =£ k the p^-adic limit 0. It follows that an infinite subsequence {e™} can be chosen such that £„ fl(K)e<K> = K if k = X, ,,^ " r" [0 if K + X. Hence lira a<,K»e<Kn) = < 0,..., ^,,...,0), n -» oo with the component ^4K at the jcth place, and components 0 elsewhere. Define finally a sequence {an} of rational numbers by an = I aW (n = 1, 2, 3,...). K= 1 As a sum of /c ^-adic fundamental sequences it is itself a fundamental sequence, and it evidently has the g-adic limit g k lim an = £ <0,..., AK,..., 0> = (Au A2, • • ., Ak} = A. n-+ oo k = 1 If a second g-adic number A' has the same components as A has, then all the components of A — A' are equal to 0, and so A — A' is the limit of a g-adic null sequence. This, however, requires that A — A' = 0, as was to be proved. In the language of algebra, Qg is the direct sum Qg = QPl®QP2®-..®QPk of the fields Qpi, Qp2,..., Qpk. It is for this reason that one usually neglects the g-adic rings and deals only with p-adic fields.
60 The decomposition qfQ 6 Zero divisors and divisibility in Q Let A, B9 and C be three g-adic numbers such that A = BC9 and let A = (Al9 A2,..-, Ak}, B = <£1? B2,..., £fc>, C = <^ (^, G2, ..-, Cfc/ be their decompositions into pK-adic components. Then Ai = B1C1, A2 = B2C2, • • •, Ak = BkCk, where all the components lie in fields. Hence the following result holds. The equation BC = 0 is satisfied if and only if in each pair of components {Bl9 Ct}9 {B2, C2},..., {Bk, Ck} at least one of the two elements is equal to 0. (6) More exactly, let Bp9 where p = pl9 pl9..., pr9 be all the vanishing components of B9 and let Ba9 where o = al9 o29..., as9 be the components that are distinct from 0. The equation BC = 0 requires then that Ca = 0, where o = ouo29... 9os9 but it imposes no restrictions on the remaining components Cp9 where p = pl9 pl9..., pr. Furthermore, under the same assumption for B, the quotient A/B = C exists if and only if Ap = 0, where p = pl9 pl9..., pr9 while the remaining components Aa9 where o = al9 ol9..., gs9 may be chosen arbitrarily in Qp. If r > 1 and these conditions are satisfied, then the quotient C may be one of infinitely many #-adic
Numerical calculations 61 numbers; for its components Cp, where p = pu p2,..., pr, may be arbitrary pp-adic numbers, and only the remaining components are fixed by C<r = AJB<n Where 0- = 0-1,^---^5- The result (6) shows that Qg always contains zero divisors when k > 2, thus when g has at least two distinct prime divisors. From what has been proved it further follows that in this case, for any given k, there are always infinitely many #-adic numbers with the same /?K-adic components. 7 Numerical calculations There is another and more convenient way of finding the number E(K) of § 4. The prime pK and the product PK as there defined are relatively prime, and the same is true for their nth powers. If now n g-adic digits of E(K) are wanted, determine a pair of integers u and U such that pnKu + PnKU = l. The most convenient way of doing this is by means of the Euclidean algorithm, as explained in elementary number theory. The number e=l — pnKu has now the properties |e-l|PK<pK"n, and |e|w<£ft" for X±k. Hence e — E(K) is divisible by gn, and e agrees with E(K) in the first n digits. By way of example, take g = 2 x 3, pl = 2, Pl = 3, and n = 7. The equation 27w + 37L/=l has the solution u = — 598 and U = 35. Therefore, in the conventional notation to the basis 10, e= 1 + 598 x 27 = 76545, and on converting to 6-adic notation, 8 = 3,120531(6).
62 The decomposition ofQ It follows that £(1) = 3,120531 ... (6), where this number has the 2-adic component 1 and the 3-adic component 0. Since £(1) + £(2) = 1, we find further by subtraction that £(2) = 4,435024 ... (6) has the 2-adic component 0 and the 3-adic component 1. Naturally £<D + £<2) = 1, £(1)2 = £(D? £d)£(2) = 0, £(2)2 = £(2)? and this can also easily be verified to seven digits by direct calculation from the given values for £(1) and £(2). By way of example, the 6-adic number with the 2-adic component 2 and the 3-adic component 3 is 2£(1> + 3£(2) = 3,535024 ... (6). Generally, the 2-adic component of AE(1) and the 3-adic component of AE(2) are the same as those of A itself. These components can thus be obtained in 6-adic form by a simple multiplication, but have still to be changed over into the 2-adic and 3-adic forms, respectively. There is yet another and more direct way of finding the #-adic number A with given components. Let us say we want to find the first digits of the 6-adic number A = a^axa1a2i. .. (6) which has the 2-adic component At= -1 = 1,111 ...(2) and the 3-adic component ^2=-1=1,111...(3). This requires that 1 + 1x2 + 1x22 + 1x23 + ... = a0 + ax x 6 + a2 x 62 + a3 x 63 + .. . = a0-\-3a1 x 2 + 9a2 x 22 + 27a3 x 23 + ... (2), and 1 + 1x3 + 1x32 + 1x33 + ... = a0 + ax x 6 + a2 x 62 + a3 x 63 + ... = a2 + 2a1 x 3 + 4a2 x 32 + 8a3 x 33 + ... (3).
Problems 63 Here apply the reduction process to the right-hand side series and compare with the left-hand sides. It follows, first, that a0 — 1 is divisible by both 2 and 3, hence that a0 is the 6-adic digit 1. Secondly, 3ax — 1 is divisible by 2 and 2al — 1 by 3, hence ax is the 6-adic digit 5. Since 3ax — 1 = 7 x 2 and 2ax — 1 = 3 x 3, it follows next that 9a2 + 7 - 1 is divisible by 2 and 4a2 + 3 — 1 by 3, hence that a2 is the 6-adic digit a2 = 4. Continuing in this manner, we find that A = 1,542015 ... (6). 8 Problems 1 Here and in the following problems let g = pl p2.. .pk, where k > 2, be a product of distinct primes. Prove that every #-adic number has a unique representation as a product of #-adic factors A = A™A<2K..A<k\ where A(K\ for k = 1, 2,..., /c, has as its jcth component a certain pK-adic number, while all its other components are 1. 2 Let g be as in Problem 1, and let A be the #-adic number Find the polynomial P(x) = xn + P1xn"1+... + Pn with rational coefficients and of lowest degree n for which P(^4) = 0. Show that P(x) can be factorised into linear factors with rational coefficients. Also determine the number of #-adic roots of the equation P(x) = 0. 3 Show that a #-adic number A is rational (i.e. lies in Q) if and only if all its pK-adic components are equal to one and the same rational number. Prove that the digits in the canonic series of E(K) do not form a periodic sequence. 4 Calculate the first digits of each of the three numbers E(1\ E(2\ and £(3) when # = 2x3x5 = 30. Also determine all 30-adic numbers which satisfy the equation X2 — X = 0.
64 The decomposition of Q 5 Find the first digits of the 10-adic number with the 2-adic component ^ and the 5-adic component \. 6 Determine the first digits of the 2-adic and 3-adic components of 00 ^6 n = 0 7 The g-adic integer A has the components A = (Au A2,..., Aky. Find the pK-adic component of 00 B= Y. nlA"- n= 1 8 Let K = Q(x) be the field of rational functions in x with coefficients in Q, and let P be a polynomial in x with coefficients in Q, at least of degree 1. Show that to every element a =£ 0 of K there is a unique integer f( > 0, < 0, or = 0) such that the numerator of Pfa is not divisible by P and the denominator is prime to P. If ,, fO if a = 0 W(a)=\2f if a ±0, show that w is a pseudo-valuation of K. 9 Let the hypothesis be as in problem (8), and let w0, wl9 and w2 be the pseudo-valuations corresponding to the three polynomials P0 = x(x — 1), Px=x, P2 = x—1. Further denote by Kwo, KWl, and KW2 the completions of K relative to w0, wl9 and w2, respectively. Show that KWi and KW2 are fields, and that K„„ is the direct sum of these two fields.
6 The quadratic extension fields ofQp The field Qp of all p-adic numbers is often called the field of rational p- adic numbers because it is the completion of Q relative to the p-adic valuation. In the present chapter we shall construct all the different quadratic extensions of Qp that exist. 1 A distinction in the behaviour of the real field and the /?-adic fields A field K is said to be algebraically closed if every algebraic equation xn + axxn ~ x + a2xn ~ 2 + ... + an = 0 with coefficients in K has one and therefore n roots in K. It is proved in the algebra of fields that to every field K there is a smallest algebraic extension field which is algebraically closed. This extension is called the algebraic closure of K. Consider in particular the real field R and the p-adic field Qp. Neither is algebraically closed, for in R the equation x2 + 1 = 0 and in Qp the equation x2 - p = 0 have no roots. For the square of a real number is either 0 or positive and so cannot be equal to — 1; and the square of the p-adic value of every p-adic number is a square and so cannot be equal to p~ 1. It was first proved by Gauss that the real field R has as its algebraic closure the field C = R(i) of all complex numbers A = a + bi where i2 = — 1, and a and b lie in R. On C, the valuation \a\ of R can be continued into the valuation |^|= +(a2+b2)112 of C which coincides with \a\ when A lies in R. Moreover, C is
66 The quadratic extension fields of Q complete relative to \A\. In other words, there is only one single extension field C of R. By contrast, the p-adic field Qp has infinitely many distinct algebraic extension fields, e.g. all the extension fields generated by roots of the algebraic equations xn - p = 0 (n = 2, 3, 4,...). The algebraic closure of Qp, Qp say, is therefore of infinite degree over Qp. One can continue the p-adic valuation \a\p into a valuation of Qp, but then the further complication arises that Qp is not complete with respect to this continued valuation. We shall not deal with the general algebraic extensions of Qp, but shall be satisfied with constructing only all the distinct quadratic extension fields of Qp. As will be seen, there are only finitely many. Later in Chapter 18 we shall investigate a class of functions defined on such a quadratic extension field of Qp. 2 An equivalence relation A quadratic extension field of Qp is obtained by adjoining to Qp a root of some quadratic equation with coefficients in Qp. Without loss of generality, this equation has the form x2-d = 0, (1) where d =/= 0 is a p-adic number which is not the square of a p-adic number. As a consequence, the equation (1) cannot be solved in Qp itself. On denoting a formal solution of (1) by y/d, the quadratic extension field, Kp say, is then derived from Qp by adjoining ^/5, Kp = Qp(y/d). The elements of Kp can be written as A = a + by/d, where a, beQp. Two distinct elements d and d' of Q neither of which is 0 or the square of a p-adic number, evidently produce the same extension field, if and only if the quotient d/d' is the square of a p-adic number, a
Factors of d =^0 67 property which will be denoted by d ~ d'. Since evidently d ~ d; if d ~ d\ then d' ~ d; if d ~ d' and d' ~ d", then d ~ d", the symbol ~ defines an equivalence relation. We can therefore subdivide the set of all non-zero elements of Qp into disjoint equivalence classes by putting into the same class all numbers d ^= 0 that differ only by a square factor. Our next problem will be to select in each such equivalence class one representative. 3 Factors of d ± 0 Every p-adic number d =£ 0 has a unique representation d = paS, where \d\p = p~a and 131,= 1. (2) Here S is a p-adic unit with the canonic series S = S0 + S'1p + S'2p2 + ... where S0, S[, S'2, ... are digits 0, 1,..., p — 1, and where in particular <50 =£ 0 and therefore \S0\p = 1. Hence 3 can be written in the form S = S0(l + S1p + S2p2+ ...), (3) where also Su S2, • • • are digits 0,1,..., p — 1. From now on denote by Sp the set of all p-adic numbers A satisfying p/8 if P = 2, The following definitions and facts from elementary number theory will further be assumed. If again g > 2 is a rational integer, two rational integers x and y are called congruent modulo g, written x = y (mod g\ if |x — y\g < 1/g, i.e. if g divides x — y. Further x is said to be a quadratic residue modulo g, or a quadratic non-residue modulo g, according to whether x is, or is not, congruent modulo g to the square of a rational integer. If the rational integer y = 2n+l is odd, its square y2 = 4n(n +1)+1 is congruent to 1 modulo 8. Therefore of the four
68 The quadratic extension fields of Qp odd numbers + 1, — 1, — 3, and + 3 the first is a quadratic residue modulo 8, while the other three are quadratic non-residues modulo 8. If further p > 3 is a prime, not all the integers prime to p are quadratic residues modulo p, and hence there is a smallest positive quadratic non-residue, N say. As can be shown, every integer not divisible by p is now congruent modulo p to just one of the p — 1 integers l2, 22,..., (i(p - l))2, l2Np, 22Np,..., (i(p - l))2Np. Here the first \(p — 1) integers are quadratic residues, and the last \{p — 1) integers are quadratic non-residues. Consider now the formula (3) when p = 2. The factor S0 is then equal to 1, and the second factor 1 + ^1x2 + ^2x22 + ... agrees in its first three terms with exactly one of the four canonic series + I = l+0x2 + 0x22 + ..., -I = l + lx2+lx22 + ..., -3 = l+0x2+lx22 + ..., +3 = l + lx2 + 0x22 + ... which are 2-adic units. Therefore S has a unique representation <5 = (-l)*(-3)cA, where each of b and c is either 0 or 1, and where A = 1 (mod 8), hence A lies in S2- Thus we have proved that for p = 2 every 2-adic number d^O can in just one way be written as d = 2a(-lf(-3)cA, (4) where a is some rational integer, each ofb and c is either 0 or 1, and A is in S2. Consider next the case when p > 3. Now the digit <50 has one of the /7—1 possible values 1, 2,..., p — 1, and so there is a rational integer x satisfying 1 < x < ^(p — 1) such that either <50 = x2 (mod p\ or <50 = x2Np (mod p). By putting b = 0 in the first and b = 1 in the second case, this implies that \S0 - Nbpx2\p < \jp and hence also |<50(A^x2)- x - \\p < l/p. Therefore S0 = Nbpx2A\ where A'eSp. Since the second factor 1 + d1 p + S2p2 + ... in (3) also lies in S the
The elements ofSp are squares 69 same holds for the product (1 + S1p + S2p2 + .. .)A' = A, say. We arrive therefore at the result that for p > 3 every p-adic number d =^ 0 can in a unique way be written in the form d = paNbpx2A, (5) where a is some rational integer, b is either 0 or 1, N is the smallest quadratic non-residue modulo p, x is one of the integers 1, 2,..., \(p — 1), and A is an element of the set Sp. This representation of d is quite similar to the representation (4) in the 2-adic case. 4 The elements of SP are squares The representations (4) and (5) of d will now be further simplified by proving that the elements of Sp are squares of p-adic numbers. This is done by means of the p-adic analogue of the binomial series for (l+x)1/2. We first assert that there exists a formal power series f(x) = c0 + CiX + c2x2 + c3x3 + ..., where c0 = 1, with rational coefficients such that its formal square oo / m \ /(x)2 = l + 2Clx+ X X ckcm_k)xm m=2\k=0 / consists only of the first two terms, f(x)2 = 1 + x. This assertion evidently is satisfied if we choose c -i cl — 2 and define the coefficients ck with m > 2 by the recursive formulae m 2j CkCm-k~v, k = 0 that is, m — 1 cm^-\Yu ckcm-k (m^2,3,4,...). (6) k = 1 These formulae (6) show immediately that all the cm are rational numbers. For p > 3, it is evident by induction on m that \cm\p<l (m = l, 2, 3,...). (7)
70 The quadratic extension fields of Q If, however, p = 2, only the weaker estimate |cj2 ^2^-1 (m= 1,2,3,...) (8) is true. For it certainly is satisfied if m = 1. If, however, m > 2 and the estimate has already been proved for all suffixes up to m — 1, then it also holds for the suffix m because, by (6), |cj2<2x max 22*"1 x 22{m~k)- x =22m~ K 1 < k < m - 1 We are interested mainly in the partial sums fn(x) = 1 + cxx + c2x2 + ... + cnxn (n = 1, 2, 3,...) of/(x). Their squares have the form fn(x)2 = l + x+ £ Cmnxm (9) m = n + 1 where, by (6), the terms in x2, x3,..., xn are missing and the new coefficients Cmn are for n + 1 < m < 2n given by mn n ^mn ~ 2j CuC k^m - k' k = m — n Hence, by (7) and (8), \Cmn\2< max 2^-^2^-^-^22^2 if p = 2; m — n < k < n |CmJp<l if p>3. (10) Next denote by x an arbitrary p-adic number such that 1/8 if p = 2, X]p- ' 1/p if p>3. In other words, 1 +x lies in Sp. By (7) and (8), as m-> oo, 0<|cmxm|2<2|2m"1)_3m = 2-m-1 ->■() if p = 2, and 0<|cmxm|p</Tm^0 if p>3. Therefore the limit p oo lim/n(x)=l+ £ <^n*n =/(*)> say, n-* oo n = 1 exists for both p = 2 and p > 3. Next, by (10), as n -> oo, In c mn 0< / ^ ^J*!^-^ m = n + 1 < max 22m-2x2~3m<2-n-3->0 2n+l<m<2n if p = 2,
The distinct quadratic extensions ofQp 71 and 0< In c mn 2j ^r"*X < max lxp"m<p"""UO if p>3, n + 1 < m < 2n m = n + 1 so that, by (9), again for both p = 2 and p > 3, f(x)2 = 1 + x. Finally apply this result to x = A — 1 where A is any element of Sp This leads to the relation (/(A - 1))2 = A, and thus gives the following lemma. Main Lemma Every element ofSp is the square of a p-adic number. 5 Enumeration of all distinct quadratic extensions of Qp The formulae (4) and (5) and the Main Lemma allow us now to make the following statements. Every 2-adic number d / 0 has a unique representation d = 2a(-l)\-3)cX2 (11) where each of the exponents a, fe, and c is either 0 or 1, and where X / 0 is a p-adic number. For p>3 every p-adic number d^O can in just one way be written as d = paNbpX2 (12) where Np is the smallest quadratic non-residue modulo p, each of the exponents a and b is either 0 or 1, and X / 0 is a p-adic number. In the 2-adic case d is a square only when a = b = c = 0, and in the p- adic case when p > 3 it is a square only if a = b = 0. For if/? = 2, then d certainly is not a square if a = 1; and if a = 0, but at least one of b and c is not 0, then the factor (-l)6(-3f is not congruent to 1 modulo 8 and therefore is not a square. Further, if p > 3, then d is not a square if a = 1; and if a = 0, but b = 1, then again Nbp is not congruent to a square modulo p and so is not a square. In the equivalence notation of § 2 there are for p = 2 exactly 8
72 The quadratic extension fields of Qp distinct equivalence classes which correspond to the 8 distinct triplets (a, ft, c) where each of a, ft, and c is either 0 or 1. If further p > 3, then there are 4 equivalence classes corresponding to the pairs (a, ft) where again each number a or ft is either 0 or 1. We need only consider the equivalence classes that do not consist of squares. To each of the remaining equivalence classes we obtain then 7 corresponding distinct quadratic extensions of Q2, and for p > 3 there are 3 distinct extensions of Qp, as follows. Theorem 1 There are exactly 7 distinct quadratic extensions of Q2, and these may be represented by 22(7^6), Q2(^6) (13) If p > 3, then Qp has exactly 3 distinct quadratic extensions, and these may be represented by QPk/N~P), QP{-Jp), QPkfWP\ (14) By way of example, 22(v^) is tne same extension field as 22(V' ~ 3), and 22(\/T7) is identical with Q2 itself; for — 3 ~ 5 and 1 ~ 17 because -=3^- and 17 lie in S2. Further, if p > 3 and d ± 0 is not divisible by /?, then Qp(s/d) coincides with either Qp or with Qpiy/Np), depending on whether d is a quadratic residue or non-residue modulo p. 6 The arithmetic in the quadratic extension fields of Qp For both p = 2 and /7 > 3 denote by Xp = 2^(^/¾ any one of the 7 + 3 quadratic extension fields (13) or (14). On putting formally every element z of Kp can be written in the form z = x + yj, where x and y are in Qp. In the abstract definition of the quadratic extension Kp one forms the ring Qp[f\ of polynomials in an indeterminate t with coefficients in Q but identifies any two polynomials when their difference is divisible by t2 — d. Then j is the
Continuation of \x _ to Kn 73 class of all polynomials that differ from i by a multiple of the polynomial t2 — d. It is easy to show that if z' = x' + y'j is a second element of Kp9 sum, difference, product, and quotient of z and z' are given by the equations z + z' = (x + yj) + (x' + y'j) = (x + x') + (y + y')j9 z-z' = (x + yj)-(x' + y'j) = (x-x') + (y-y')j, zz' = (x + yj)(x' + y'j) = (xx' + dyy') + (xy' + yx')j9 — - x' + y'J _ (**' - dyy') + (xy' - yx'),/ z x + yj x2 — dy2 Here division is possible exactly when z =£ 0, thus when at most one of the p-adic numbers x and y is 0, for then x2 — dy2 ^= 0 since d is not a square. These four formulae for z + z\z — z', zz', and z'/z are analogous to those in the complex number field; note, however, that x, y, x', and y' are now p-adic and not real numbers! Also in analogy to the complex field, the conjugate z of z = x + yj is defined by z = x- yj, and the trace S(z) and the norm N(z) by S(z) = z + z = 2x and Af(z) = zz = x2 — dy2. Both S(z) and AT(z) lie in Qp9 and they are connected by the quadratic equation Z2 - S(z)Z + N(z) = 0 (15) which has the two roots z and z. Evidently for all z and z' in Xp, S(z + z') = 5(z) + S(z')9 N(zz') = N(z)N(z'). 7 The continuation of the/i-adic valuation | x\p to iS^ The p-adic field Q 'has the non-archimedean valuation IxL. It is a general theorem that this valuation can be continued to every algebraic extension of Qp. We shall now show, as a special case, that
74 The quadratic extension fields of Q \x\p can be continued to a valuation of Kp, and that then Kp is complete with respect to this continuation. The proof is based on the following result. Theorem 2 If the number z = x + yj of Kp satisfies the two inequalities \S(z)\p^p, |AT(z)|p<l, then z lies in Qp. Proof The quadratic equation (15) has the roots z and z given explicitly by ${S(z)±{S(zf-4N(z))1'2}. They lie in Qp if and only if S(z)2 — 4N(z) is the square of a p-adic number. This is the case exactly when the expression A = 1 - 4N(z)/S(z)2 is a square. But, by the hypothesis, |A-1|2<2"4 if p = 2, and \A-l\p<p~2 if p>3. Hence in both cases A belongs to the set Sp and hence, by the Main Lemma, is the square of a p-adic number. For every element z = x + yj of Kp put now w(z) = \N(z)\1p'2 = \x2-dy2\1J2, where the square root is taken with the positive sign. If z lies in Qp9 so that y = 0, then w(z) = \x\p coincides with the original p-adic valuation of Qp. We show now that w(z) is a non-archimedean valuation on Kp. Since N(z) vanishes only when z = 0, it is clear that (i) w(0) = 0, but w(z)>0 if z^O. Secondly, the equation N(zz') = N(z)N(z') implies that (ii) w(zz') = w(z)w(z'). Thirdly, we show that w satisfies the triangle inequality in the non- archimedean form, (iii) w(z + z')< max (w(z), w(z')).
The Kp-integers 75 For this purpose it may be assumed that z ^ 0 and, say w(z) < w(z'). On putting Z = zjz' and using the property (ii), the assertion (iii) takes the equivalent form, If w(Z)<l, then also w(Z+1)<1. This property certainly is true when Z lies in Qp. Let therefore Z be in Kp, but not in Qp. The hypothesis w(Z) < 1 is equivalent to \N(Z)\p < 1. Since Z is not an element of Qp, Theorem 2 shows that also \S(Z)\P<1. Hence \N(Z + 1)1, = |(Z+ 1)(2+ 1)1, = |ZZ + Z + 2+II, = |iV(Z) + S(Z)+l|p<l, implying (iii). The three properties (i), (ii), and (iii) together show that w(z) is a non-archimedean valuation on Kp9 and we have already seen that on Qp it is identical with |x| . This is what we mean by saying that w(Z) is a continuation of \x\n. It can be proved that |x| has no other continuations on Kp, but since this property will not be needed, the proof will be omitted. In future, we shall write \z\ for w(z) even when z belongs to Kp. 8 The i^-integers Denote by IK the set of all elements z of Kp for which 1*1,^1. Such elements of Kp will be called Kp-integers. It is obvious from what has been proved that the set Ip of all p-adic integers is a subset of IK. It is possible to give a simple characterisation of the X,-integers z = x + yj in terms of properties of x and y. This characterisation will, however, be slightly different for the one extension field Q2(V^) = Kt say,
76 The quadratic extension fields of Q compared with the other extensions (13) and (14). Theorem 3 Let z — x + yj be a Kp-integer. Then max(|x|p, \y\p)<l if Kp*K%, max(131,,13^2 if Kp = K%. Proof Since z is a j^-integer, necessarily \z\2p = \x2-dy2\p<\. (16) Excluding the trivial case when z = 0, there is an integer f such that max(\x\p9\y\p) = pf. (17) If / < 0, the assertion is true; let therefore, without loss of generality, The 7 + 3 fields (13) and (14) have the property that d is divisible by at most the first power of p, so that \dy2\p>p~1\y\p and therefore, by (17), max (I*2!,, \dy2\p)>p2f~l>p. It follows then from (16) that \AP = \dy2\r (18) This equation next shows that d cannot be divisible by p because otherwise the left-hand side would be an even power and the right- hand side an odd power of p. Hence Kp must be one of the four fields Q2(V^)> QiiV^, QziVl) where p = 29 and Qpiy/Np) where /?>3, for which d is not divisible by p, and (18) takes the simpler form i*2ip = iA, (2°) and so, by (17), \x\p = \y\p = pf- Put now A = dy2/x2. Since f > 1, it follows from (16) that |1 -A|p = \x-% = p-2'<p-2. (21) This allows us already to exclude the possibility that p = 2 and / > 2 or that p > 3 and f > 1; for in either case it would follow from the
The field Kp is complete 77 Main Lemma that A and hence also d were squares in Qp9 which is false. That leaves only the case when p = 2, and Kp is one of the first three fields (19). Here the two fields Q2(J^i) and Q2{~J?>) can also be excluded. For the quotient y2/x2 is a square with the 2-adic value 1, hence, as is easily shown, has a canonic series with the first terms 1 + 0x2 + 0x22 + ... The assumption that d= — 1 or d = 3 leads therefore to the equation |l-A|2=i contrary to (21). The last remaining field Q2{\f — 3) = i£* does in fact contain numbers z with f = 1, as the example of the Xf-integer z = i(l+y^3) with AT(z) = (A)2-(-3)(A)2 = l shows. This concludes the proof. 9 The field Kp is complete with respect to its valuation Whenever the element z = x + yj of Kp does not vanish, there is a unique rational integer g such that f~'<\z\p<f, hence also \P9AP < 1. Hence p9z is a j^-integer, and so by Theorem 3 maxflxl,, \y\p)<2p* <2p\z\p. (22) This estimate allows to prove the following theorem. Theorem 4 Every quadratic extension field Kp ofQp is complete with respect to its valuation \z\p. Proof. Let {zn}, where zn = xn + yj with xn and yn in Qp9 be an arbitrary fundamental sequence in Kp with respect to \z\p. This means that to every positive number e there is a positive number g(e) such that \zm — zn\p<s if m>q(s) and n>q(s).
78 The quadratic extension fields of Qp By (22), this further implies that also max(\xm-xn\p9\ym-yn\p)<2pe if m>q(s) and n>q(e); for xm = xn and ym = yn if zm = zn. Hence both {xn} and {yn} are fundamental sequences in Qp and so have certain p-adic limits p v x = lim xn and y = lim yn. n -*■ oo n -» oo Denote by z the element z = x + jtf in j£p. Then, as n tends to infinity, 0 < \zn - z\p < max(|xn - x\p9 \yn - y\p\j\p)^>0. Hence {zn — z) is a null sequence, and therefore {zn} is a fundamental sequence, relative to the valuation \z\ in Xp, and this fundamental sequence has the limit z. This proves the assertion. 10 A basis representation of the Kp -integers The set IK of all Xp-integers was defined by the inequality \z\2p = \x2-dy\<l. Therefore z certainly is a j^-integer if x and y are p-adic integers; and if Kp is not the special field K*9 then, by Theorem 3, this sufficient condition is also necessary. If, however, Kp is the special field j£f, then put r = i(_l+x/33). This number is a Xf-integer since its norm has the 2-adic value U*l2 = l(-i)2-(-Wl2 = i. Every element of Xf can now be written in the form z = x* + y*j* = (X* - $y*) + i^V^I, (23) where x* and y* are suitable 2-adic numbers. In this notation, 1*1! = l(** - h*)2 - (~ 3)(iy*)2|2 = I**2 - x*y* + y*2\2. Hence z is a Xf-integer if and only if |x*2 — x*y* + y*2|2 < 1. We assert that this inequality is satisfied if and only if both x* and y* are 2-adic integers. That this condition is sufficient is clear; it only remains to be proved that it is also necessary.
Ramified and unramified fields Kp 79 If we assume that z is a Xf-integer, it follows from Theorem 3 and from (23) that max(|x*-^*|2, \?y*\2)<2. It follows immediately that |y*l2<l, hence that either |x*|2<l or |x*U = 2. The second possibility can be excluded because it would imply that |x*2 — x*y* + y*2|2 = \x*2\i > 1j against the hypothesis that z is a Xf-integer. Hence, with a slight change of notation, the following assertion has been proved. Theorem 5 Let Kp = Qp (y/d) be one of the 7 + 3 distinct quadratic extensions (13) and (14) of Q 9 and let further . f Vd if Kp + K-t, J U(-1+7^3) if Kp = Kl Then z = x + yj is a Kp-integer if and only if x and y are p-adic integers. 11 Ramified and unramified fields Kp Let/ be as in Theorem 5, and let z = x + yj be a Kp-integer. Since x and y are p-adic integers, they can be written as canonic series x = x0-\-x1p-\-x2p2 + ...(/?) and y = y0 + ytp + y2p2 + .. . (/?), where the coefficients xn and yn are digits 0,1,..., p — 1. This gives for z itself a development z = (x0 + yj) + (x1 + yj)p + (x2 + y2j)p2 + ...(/?) which evidently is unique. This development can be simplified, but in two different ways, depending on whether Kp is one of the 6 + 2 fields Q2(J^X QiUfi), 62(73¾ Qiiyfh Qi(J^>\ e2(%/6); 6p(>/p), QP{y/WP\
80 The quadratic extension fields of Q P = or is one of the 1 + 1 fields (U) QiU^Y QPUN~Py Here p > 3. First let Kp be one of the fields (R). Put 1+j if Kp = Q2(^A) or Kp = Q2( j for the other 6 fields (R). A simple calculation shows that for all 8 fields, IPI =P"1/2 \a \p f ? and that p can in Kp be factorised in the form p = EP\ where E is given in the following table, 3) (24) E= - E = l E= -1 £ = 2- £=+i £=1 £ = 1/JV, 1 = 1-P 3 = 3-P if if if if f f f f Kp = Q2(y/2\ KP = Q2(^2\ Kp = Q2(y/3\ Kp = Qp(y/P\ Kp = QJ^/^A P = 2, P = 2> V = X P = 2, P = 2, P>\ P>3. s equal to 1. Hence not only £, but In each case the p-adic value of £ also E" 1 is a Kp-integer. In the fields Kp the prime p becomes essentially a square; for this reason the fields (R) are called ramified. It is easily verified that for each such field both numbers j and £ are linear polynomials in P with integral p-adic coefficients. The earlier development of z can therefore be replaced by one of the form z = z0 + z1P + z2P2 + ...(F), (25) where the coefficients zn still are digits 0, 1,..., p — 1, but where p has now been replaced by P. This series (25) holds for the Xp-integers. For general elements of Kp we have to add finitely many similar terms in negative powers of P. Secondly, let Kp be one of the two fields (U), and let j be as in Theorem 5. If z = x + yj is a Xp-integer, then by this theorem both x
Problems 81 and y are p-adic integers. The norm of z is N(z) = x2 - xy + y2 if Kp = Q2(y/^3\ and N(z) = x2 - Npy2 if Kp = Qp(y/N~p), and it is not divisible by any odd power of 2 or of p, respectively. It follows that, unlike the case of ramified fields, there exists no Kp-intQgQr P satisfying IPI =v~112 and therefore p cannot be factorised in the ring ofKp-integers. It is for this reason that the two fields (U) are said to be unramified. For each of the fields Q2, and Qp where p > 3, we have thus found exactly one unramified quadratic extension. This is a special case of a general theorem on algebraic extensions of Qp. The general i^-integer z in such an unramified field has the expansion Z = ZQ+ ZyP + Z2P2 + . . . in powers of p where, however, the new digits Zn have the form r + sj, where r, s = 0,1,..., p — 1. If z is not a j^-integer, then finitely many terms in negative powers of p must be added, but these have as coefficients digits of the same form. In the last chapter of this book, we shall apply the preceding results to the study of functions on IK with values in Kp. Also there the distinction into ramified and unramified extensions will play an important role. 12 Problems 1 Determine with which of the fields (13) or (14) or Qp the following quadratic extensions are identical. e5(V-iooi),e5(yiooo). 2 Decide whether the fourth root>7 — 1 lies in Q2 or in one of its seven quadratic extensions. 3 Decide whether ^/- 1 lies in Q5 or in one of the three quadratic extensions of this field.
82 The quadratic extension fields of Q 4 A formal power series 00 /=1+ X dkx> satisfies the formal identity /3 = l+x. Show that the coefficients dk are rational numbers, give recursive formulae for them, and derive upper estimates for \dk\p (£=1,2,3,...), when (i) p = 2, (ii) p = 3, and (iii) p > 5. 5 If dk is as in Problem 4, study the coefficients Dmn in 1 + £ dk*k )= 1 + * + Z ^--^ 3n fc=l / m=n+l and establish upper estimates for \Dmn\P (n + 1 < m < 3n; n = 1, 2, 3,...), when (i) /? = 2, (ii) p = 3, and (iii) /? > 5. 6 Apply the results of the last questions to determine an integer t (which may depend on p) such that if A is a p-adic number satisfying |A-l|,<p-f, then A is the cube of a p-adic number.
II. FUNCTIONS
7 Elementary topological properties of /?, Qp, and Qg Now that we have dealt with p-adic and g-adic numbers and their arithmetic in the first part of this book, the second part will treat of functions of such numbers. It will be concerned mainly with p-adic valued functions of one variable on the set IP- \x\p£l of p-adic integers, or on the set J={0, 1,2,...} of all non-negative rational integers. But since a great deal of the theory carries over with little change to this more general case, we shall in the beginning also consider #-adic valued functions on the set of g-adic integers, or on the set J. We shall try in particular to learn to understand the similarities and the differences of this kind of function as compared with that of real- valued functions on an interval a < x <b in the real field, as discussed in real analysis, and we shall compare the properties of continuity and differentiability of p-adic functions with those of real functions. 1 Rings with a pseudo-valuation as metric spaces The similarities and differences in the behaviour of such functions can be understood best in terms of the elementary topology of the real field on one hand, and of the p-adic field and the #-adic ring on the other hand. These fields and rings can be interpreted as metric spaces, owing to the distances derived from their valuation or peudo- valuation.
86 Elementary topological properties of R, Qp, and Qg Any set S of arbitrary elements a,b,c,... becomes a metric space (S, d) if a real valued function d(a, b) of any two (equal or distinct) elements a.boiS is given which has the following properties. (i) d(a, a) = 0, d(a, b)>0 if a =£ b. (ii) d(b,a) = d(a,b). (iii) d(a, c) < d(a, b) + d{b, c). We call d(a, b) the distance from a to b. If E is any subset of S, d is defined also on £, and hence the pair (£, d) is a metric subspace of(S, d). In this book we are interested mainly in those metric spaces that can be derived from rings K with a pseudo-valuation (or valuation) w(a). By Chapter 2, such pseudo-valuations have the following properties. w(0) = 0, w(a)>0 if a ^0. w( —a) = w(a). w(a + ft) < w(a) + w(fe). Hence, on putting d(a, b) = w(a — b\ d satisfies the properties (i), (ii), (iii) of a distance, and so (K, d) is a metric space. The same is true for (E, d) where E is any subset of K. In the opposite direction, (X, d) can possibly be enlarged. Let Kw be the completion of K relative to w, and w(A) the continuation of w(a) on K to the elements A ofKw. Then w(A) is a pseudo-valuation on Kw, and hence (Xw, d) where d(A, B) = w(A - B) (A, B in KJ is again a metric space; it evidently contains (X, d) as a subspace. We found in Chapter 2 that to every e > 0 and every ^4 in Xw there is an a in K such that w(^4 — a) < a, thus d(^4, a) < e. In other words, the elements of (X, d) lie everywhere dense in (Kw, d). 2 Notations and definitions The following notations will be used. The symbols e, ¢, c=, u, n have their usual meaning from set theory; however, the sign c= does not exclude identity.
Notations and definitions 87 The elements of a metric space are also called its points; this name of point will in particular often be used for the elements of a set of real, p-adic, or g-adic numbers. The letter £, with or without suffixes, will denote subsets of the whole set K, and 0 will be the empty set. A collection of sets is called disjoint if no two of its sets have a point in common. If a is any point of (K, d) and p is a real positive number, the ball U(a, p) is the set of all points of (K, d) satisfying w(x — a) < p. We call a the centre and p the radius of U(a, p). It follows easily from the property (iii) of d that if b e U(a, p\ and if a = p — w(a — b\ then the ball U(b, a) is a subset of U(a, p). The set E is said to be bounded if it is contained in some ball U(a, p) and therefore is a subset of the larger ball £/(0, p + w(a)) with centre atO. If E is bounded, then every sequence {an} of points of E is w-bounded. The complement %?E of E (relative to K) consists of all points of K which are not in E. Hence Ev%E = K and En<£E = 0. The point a of K is a point of closure ofE if for every a > 0 the ball U(a, a) contains at least one point x of E. The point a of K is an interior point ofE if there exists some positive number a such that the ball U(a, a) is a subset of E. The closure E of E is the set of all points of closure of E, and the interior JE of E is the set of all interior points of E. Here EczE, E=E, and JEaE, J(JE) = JE. The set E is said to be closed if E = £, and it is said to be open if E = J>E. If E is an arbitrary subset of K, then E is always closed, and JE is always open. All balls V(a, p) are open sets, and as we shall see, in the case of (Qg, d) they are also closed, but not in that of (R, d). The frontier 3FE is defined by ^E = En^E and is always a closed set.
88 Elementary topological properties of R, Qp, and Qg A set £ is dense in K if E = K. By way of example, K is dense in Kw. The set E is said to be (sequentially) compact if to every infinite sequence {an} = {a1? a2, a3,...} of points of £ there exists an infinite subsequence {ari, ar2, ar3,...}, where 1 < r1 < r2 < r3 < ..., and a point a of £ such that lim w(a — ar ) = 0, n -*■ oo This means in the notation of Chapter 2 that w-lima,. =a. n -*■ oo rn A collection of finitely many closed subsets £1? £2,..., En of £, where n > 2, is said to form a partition of E if (i) any two of these subsets are disjoint, and (ii) E=\J Ek. k= 1 If E has no such partition, then it is called connected. The meaning of these definitions for the balls in £, Qp, and Qg will soon be studied. But we first state without proof a number of well- known properties of closed or open sets. The two complementary sets K and 0 are both open and closed. IfE is open, then %?E is closed, and ifE is closed, then %?E is open. The union of finitely many, and the intersection of any collection of, closed sets is closed. On the other hand, the intersection of finitely many, and the union of any collection of, open sets is open. 3 The balls as finite intervals in R As a first example take for K the real field R with the valuation w(a) = \a\, so that the distance becomes d(a, b) = \a — b\. Now the ball U(a, p) is the open interval \x — a\<p or a — p < x <a + p on the real line, and its closure U(a, p) becomes the closed interval \x — a\<p or a — p <x <a + p. The frontiers of both U(a, p) and U(a, p) consist of the two points a — p and a + p.
The balls in Qg 89 The general open and closed intervals a < x < b and a<x <b are identical with the ball U(\(a + b\ \(b—a)) and its closure U{\{a + b\ \(b—a)\ respectively. Thus finite intervals are not both open and closed, and the two half-open intervals a<x <b and a <x<b are neither open nor closed. It can be proved that finite intervals are connected. 4 The balls in Qg Next let K be the #-adic ring Qg with the pseudo-valuation w(a) = \a\ , hence with the distance d(a, b) = \a — b\ . The only values assumed by the g-adic pseudo-valuation are 0 and rational integral powers of g, and this pseudo-valuation is non-archimedean. As a consequence the balls in (Qg, d) have properties quite different from those in (R, d). It is clear that we need only consider balls U(a, p) where p is an integral power of g, say p = g~s+1 where s denotes a rational integer. This ball will in future be denoted by U(a; s); it consists of all #-adic numbers x satisfying \x—a\g< g~s+1, or equivalently, \x—a\g<g~s. The following lemmas describe a number of properties of such balls. Lemma 1 IfbeU(a; s), then U(b; s) = U(a; s). In other words, every point of U(a; s) is a centre of this ball. Proof. Let x be any point of U(b; s). Then by the hypothesis, \a-b\g<g~s and \b-x\g<g~\ and therefore, by the non-archimedean triangle inequality, \a -x\g = \(a-b) + (b- x)\g < max (\a - b\g, \b - x\g) <g~s. Hence every point x of U(b; s) lies in U(a; s), whence U(b; s)czU(a; s). Now the condition \a — b\n<q~s for b to lie in V(a\ s) is identical with that for a to lie in U(b; s). It
90 Elementary topological properties of R, Qp, and Qg follows that also U(a;s)czU(b; s), proving the identity of the two balls. Lemma 2 The set U(a\s) is both open and closed. Proof. From the definition of open sets it follows at once that U(a; s) is open. In order to prove that V(a\s) is also closed, it suffices to show that the complementary set ^U(a; s) is open. Let b be any point of ^U(a;s); hence b does not belong to U(a; s). Assume there exists a point c of U(b; s) which does not lie in ^U(a; s) and so lies in U(a; s). Then, by Lemma 1, both U{c; s) = U(a; s) and U(c; s) = U(b; s), and therefore U(a;s)=U(b; s). This implies that b lies in U(a; s), contrary to the hypothesis. We conclude then that no such point c can exist, hence that U(b;s) is contained in (€V(a\s) and that therefore ^U(a; s) is an open and U(a;s) a closed set. Lemma 3 The frontier &rU(a\s)ofU(a\s) is the empty set (/) Proof. ^V(a\s) is the intersection of the closures of V(a\s) and ^U(a; s). But these two sets are both closed and disjoint, giving the assertion. Lemma 4 The ball U(a; s) is not connected. Proof. We must show that there exists a partition of U(a; s). Now every point b of V(a\ s) can be written in the form b = a + gsx, where x is a certain #-adic integer. Therefore x can be put in the form x = x0 + gy, where x0 is one of the digits 0, 1,..., g — 1, and y is again a #-adic integer. Now b = (a + gsx0) + gs+1y. If in this formula x0 is a fixed digit, and y runs over all #-adic integers, then b runs over all points of the ball U(a + gsx0; s + 1). Since two such balls belonging to different digits x0 evidently are disjoint, it
Two properties of compact sets 91 follows that U(a; s) is the union 0-1 U(a;s)= [j U(a + gsx0\s+l). *o = 0 This is a partition of U(a; s) into g > 2 disjoint closed sets and shows that U(a; s) is not connected. The set of all balls U(a, p) in R is not countable. For, as Cantor proved, the set of positive real numbers is not countable. The same is therefore true of the set of centres a, and the set of radii p, and so even more of the set of all balls U(a, p). A completely different result holds for the set of all balls U(a;s) in Qr Lemma 5 The set of all balls U(a; s) in Qg is countable. Proof Write the centre a of [/(a; s) as a canonic series 00 a= Z anGH n= ~f and put s- 1 A= Z anQ\ n= ~f so that A is a rational number. Evidently A e V(a\ s) and therefore, by Lemma 1, U(A;s)=U(a;s). Here both the centres A and the integers s form countable sets. The same is then true for the product set of all pairs (A, s) and so also of the set of all balls U(A; s). 5 Two properties of compact sets For the moment let K be again any ring with a pseudo-valuation w(a), and let (K; d) be the metric space with the distance d(a, b) = w(a — b). Further let £ be a compact subset of K. Lemma 6 The compact set E is bounded. Proof. If the set E is not bounded, then an infinite sequence {an} of points of E can be selected as follows.
92 Elementary topological properties of R, Qp, and Q The point al is arbitrary in E\ the point a2eE is chosen such that w(a2-a1)> 1, and from here on the points are chosen in E such that w{an + 1—a1)> w(an — ax) + 1 (n = 2, 3, 4,.. .). Then w(am — a^ > w(an — ax) + 1 if m> n, hence w(flm ~an) = w((am -ax) - (an -at)) > |w(am -ax) - w(a„ -^)1 > 1. This inequality shows that no subsequence of {an} is a fundamental sequence and that the hypothesis is therefore false, hence that E is bounded. Lemma 1 Every compact set is closed. Proof Denote by a an arbitrary point of closure of E. There exists then an infinite sequence of points {an} of E with the w-limit a, and every infinite subsequence {arJ of {an} has the same w-limit a. The definition of compact sets implies then that a belongs to E9 and this shows that E is closed. In the special cases of balls U(a, p) in R and U(a; s) in Qg we shall prove that the closed and bounded sets t/(a, p) and U(a; s) are also compact. This is in fact true for all closed and bounded sets in these spaces, but will not be used. 6 The closed balls in R are compact In the study of continuous functions in the real field R, with the distance d(a, b) = \a — b\, a basic property used states that the closed interval i :a<x < ft, or equivalently, the closed ball U(\(a + ft), \(b —a)\ is a compact set. Let us sketch a proof of this property. Choose an integer f( > 0, < 0, or = 0) such that max(\a\,\b\)<10-f,
The balls in Qg are compact 93 and take an arbitrary infinite sequence {an} of points in i. Each element a of this sequence can in at least one way be written as an infinite decimal fraction 00 a„ = enZ am„lQ-f-m+1 (n= 1,2,3,...), m = 1 where each sn is either + 1 or — 1, and where the coefficients amn are decadic digits 0,1,..., 9. We call sn the sign, andamn the mth digit ofan. Here it is important that each of the numbers sn and amn has only finitely many possible values. To prove the compactness of i, it suffices to find a convergent subsequence of {an}; for since i is a closed set, the limit lies then also in i. For this purpose it is now possible to select in {an} an infinite sequence of consecutive subsequences Zk = {<*?} (k = 0, 1, 2,...) with the following properties, (i) Z0 is a subsequence of {an}, and Ik is a subsequence of Zk _ x for k>l. (ii) The signs of all the terms of I0 and hence also the signs of all the terms of every following sequence Ik have the same value, e say. (iii) For every suffix k the /cth digit of every term of Ik9 and hence also the /cth digit of every term of II where I > k, have the same value, a{k) say. Having in this manner chosen the sequences Ik9 we select a final subsequence of {an}. It is clear from the construction that this sequence has the limit 00 e ^ 0(-)10-/--+1. m = 1 and since i is a closed set, it contains this limit. Hence I is compact. 7 The balls in Qg are compact We gave the last proof because an almost identical construction allows us to show that also every ball U(a;s) in Q is compact.
94 Elementary topological properties of R, Q and Q There is no loss of generality in restricting the proof to balls U(A; s) where A is a rational number with the canonic series A= 'Z Amgm m= - f as in the proof of Lemma 5. The general element x of U(A; s) has then the canonic series s — 1 00 *= Z 4.0" + Z ^0^ n = — f m = 0 here both the coefficients ^4m and xm are digits 0, 1,..., g — 1. Let now {an} be an arbitrary sequence of elements of U(A; s). Its elements an have by the last formula the form s — 1 00 a„= Z Am9m+ Z amnQm + s (n= 1,2, 3,...), m = — f m = 0 where the new coefficients am„ are again digits 0, 1,. .., g — 1. We call amn the mth digit of an. It is again essential that each of these digits has only finitely many possible values, 0, 1,..., g — 1. On account of this property, it is possible to select successively in {an} an infinite sequence of subsequences *k = K°} (* = 0, 1, 2,...) with the following properties, (i) Z0 is a subsequence of {an}, and Ik is a subsequence of Ik _ x for k>\. (ii) For every suffix k > 0 the /cth digit of every term of Ik, and therefore also the /cth digit of every term of Zt where I > /c, have the same value, a(k) say. We finally form the subsequence of {aj. From its construction, I* has the #-adic limit s — 1 00 z ^»0m+ z a<my+s. m = — f m = 0 Since £/(^4; s) is a closed set, it contains this limit, proving that U(A; s) is a compact set. We shall soon discuss the importance of compactness for the theory of functions on the balls of R and Q
Ordered rings 95 8 Ordered rings The real field R is not only a field with the valuation \a\, but it has the further important property of being ordered. Here a ring K is said to be ordered if for its elements x an order relation > can be defined which has the following two properties. (a) Every element x of K satisfies one and only one of the relations x = 0 or x > 0 or — x > 0. (b) If x and y are two elements of K satisfying x > 0 and y > 0, then also x + y > 0 and xy > 0. (c) If xeK is distinct from 0, then x2>0. This is obvious from (b) if x > 0. If, however, — x > 0, then x2 = (-x)2>0. The real field R is ordered because the sign > can be given the usual meaning of greater than and then satisfies these conditions. A ring K cannot be ordered if it contains finitely many elements xl9 x2,. •., xn distinct from 0 and satisfying x{ + x\ + . . . + x2 = 0. This follows immediately from (b) and (c). Therefore the complex field C is not ordered; for l2 + ;2=0 where i =^/^1. Neither is the p-adic field Qp ordered. For by the Main Lemma of Chapter 6 § 4, Q2 contains an element x #= 0 such that - 7 = 1 - 8 = x2, and Qp for p > 3 contains an element y #= 0 such that l-p = y2. Hence in Q2 the equation 7 terms x2+I2+ 12+ ... +1^ = 0, and in Qp for p > 3 the equation p - 1 terms y2 + 'l2 + l2 + ... + l2= 0, are satisfied, proving the assertion.
96 Elementary topological properties of R, Qp, and Qg More generally, if g > 2 is any integer, then the g-adic ring Qg is not ordered. It suffices to prove this in the case when g = p1p2- ■ ■ Pk is a product of k > 2 distinct primes; hence the largest of these primes, pk say, is at least 3. Denote by yk the /vadic number for which 1 ~ Pk = yl> and Put A, = <0, 0,..., 0, yk\ A2 = Az = ... = APk = <0, 0,..., 0, 1 >. These #-adic numbers are all distinct from 0, but it is obvious that A\ + A\ + . .. + ^=0, proving the assertion. As will be seen, this negative property of Qp and Qg has important consequences for the theory of p-adic and #-adic functions. 9 Functions on a ring with a pseudo-valuation Let again K be a ring with the pseudo-valuation w(a), and let (K, d) be the corresponding metric space with the distance d(a, b) = w(a — b). A function where £ is a subset of K, associates with every point x of E a unique point y = f(x) of K. Such a function is said to be bounded on E if there is a positive constant c such that w(f(x))<c for xeE. If further x0 is any point of £, then f is said to be continuous at x0 if there exists to every positive number S a second positive number s = s(S, x0) depending only on S and x0 such that w(/(x) — /(½)) < S if xeE and w(x — x0)<8. In the notation of balls this is equivalent to f(x)eU(f(x0\ S) if xeE and xeU(X0, a). Finally, / is said to be continuous on E if it is continuous at every point x0 of E. A function which is not continuous at a point or on a set is called discontinuous. Continuity on a set is a rather weak kind of continuity. By way of example let (K, d) be (R, d) where R is the real field and d(a, b)
Functions on a ring with a pseudo-valuation 97 = \a — b\, and where we choose for E the set Q of all rational numbers. The function f :Q^R defined by /(x)=l/(x-v/2) is continuous on Q because -Jl is irrational, and hence the denominator x — y/2 does not vanish on Q. However, f is not bounded on Q. For like every real irrational number,-Jl can be approximated arbitrarily closely by rational numbers r, and then \f(r)\ is arbitrarily large. There is an important further kind of continuity. The function f : E -» K is said to be uniformly continuous on E if to every positive number S there exists a second positive number s = s(S) which depends on <5, but not on x or x0, such that w(f(x) — f(xo))<^ if x> x0eE and w(x — x0)<e. (1) The distinction between continuity on E and uniform continuity on E lies thus in the dependence or not of e on the variable point x0 on E. For functions on compact sets this distinction becomes void, and the following theorem holds. Theorem 1 Let Ebea compact subset of K, and let f :E-^Kbe continuous on E. Then f is uniformly continuous and bounded on E. Proof First assume that E is compact, but that f is not uniformly continuous on E. There exists then a positive number S such that, however small the positive number e is chosen, the property (1) is not true. Apply this fact successively for e = 1/n where n runs over the positive integers. It follows that there exist two sequences {xn} and {x°} of points of E such that w(f(xn)-f(x°n))>S and w(xn - x°n) < 1/n (rc = 1,2,3,...). (2) Next, by the compactness of £, we can select an infinite subsequence {x°ri, x°r^ x°3,...}, where 1 ^ rx < r2 < r3 < ..., of {x°} such that the limit w-lim x°rn, = x0 say, n -» oo
98 Elementary topological properties of R, Qp, and Qg exists and therefore lies in E. Since {xn — x°} is a null sequence, also w-lim xrn = x0. n-* oo By the continuity of f at x0, w-lim f(xrn) = w-lim/(x°n) = f(x0), n -> oo n -> oo from which it follows that lim W(f(xJ - /■«,)) = w(/(x0) - f(x0)) = 0, n-* oo contrary to (2). Secondly, assume that f is not bounded on E. There is then a sequence {xn} of points of E such that lim w(/(xn))=oo. (3) n -» oo But £ is compact. Hence an infinite subsequence {xrn} of {xn} can be obtained such that w-lim xrn = x0 n -* oo exists, hence, by the continuity of/at x0, w-\imf(xrn) = f(x0\ n -» oo contrary to (3). This concludes the proof. 10 Continuous functions on a closed interval in R Let again i^ be the real field with the valuation \a\ and (R, d) the metric space with the distance d(a, b)=\a — b\. Let further i :a < x < b be a closed and therefore compact interval on the real line. In any first course on calculus, one mainly considers functions f :i-^R continuous or differentiable on such an interval i. Of the theorems then proved, the following ones are particularly basic. (a) If f is continuous on i, if further f(a) ^ f(b\ and c is any number between f(a) and f(b), then the equation f(x) = c has at least one solution x on i. (b) If f is continuous on i, then f assumes on i both its infimum (greatest lower bound) and its supremum (smallest upper bound).
Further remarks on real, g-adic, and p-adic functions 99 Next let x0 be an interior point of i so that a <x0<b. The derivative or differential coefficient at x0 is defined as the real limit r,( , I- f(x)-f(XQ) f\x0)= km x -»x0 X Xq if this limit exists. In the next three properties the assumption is that f is continuous on i and differentiable at all interior points of i. (c) (Rolle's theorem) If f(a) = f(b\ then there exists at least one point x0 satisfying /'(x0) = 0, a<x0<b. (d) (Mean value theorem of differential calculus) There exists a point xx such that f(b) -f(a) = f'ixJib -a), a<xx< b. (e) If f is continuous on i, and if fix) = 0at all interior points x of i, then f is a constant. The proofs of these five theorems make essential use of the fact that the real field R is ordered. On the other hand, as we saw in § 8, neither the p-adic field Qp nor the g-adic ring Qg can be ordered. It will therefore not come as a surprise that, as we shall see later, the theorems (a) - (e) have no analogues for p-adic or g-adic functions. There is, however, one important property of real continuous functions which carries over at least to p-adic continuous functions (but not always also to g-adic functions!) and which plays a big role in our theory. This is Weierstrass's theorem on polynomial approximations of continuous functions. (0 Iff is continuous on i, and if S is any positive number, then there exists a polynomial P(x) with real coefficients such that \f(x) — P(x)\<S for xei. 11 Further remarks on real, g-adic, and />-adic functions It is sometimes useful to study real continuous functions not on the compact interval i:a<x < ft, but on some non-compact subset E which is dense in i. Let, say, E = i n Q be the set of all rational points on i. Then a function f :E^R continuous on E need be neither
100 Elementary topological properties of R, Qp, and Qg bounded nor uniformly continuous, as is obvious from the earlier example f(x) = (x -^/2)- *. Exactly the same difficulty arises with p-adic and g-adic functions. The set J = {0, 1, 2,...} now is dense in Ip and Ig9 but it is not closed or compact. A function may therefore be continuous on J without being bounded or uniformly continuous. However, if f : J -► Qg is uniformly continuous on J, then it can always be continued into a function F:Ig-^Qg such that F(x) = f(x) for xeJ and that F is continuous and therefore (Theorem 1) uniformly continuous on I Since every point on I is the g-adic limit of a fundamental sequence of elements of J, F is by its continuity uniquely determined from its values on J. The next chapter contains a fuller discussion of this relation. All this holds of course also in the special case when g = p is a prime. 12 Uniform limits and uniformly convergent series The notion of uniformity met in § 9 in connection with the continuity of a function is also of importance with regard to limits, or equivalently, with regard to the convergence of an infinite series of functions. Let again K be a ring with a valuation w(a). Let £ be a subset of K, and let {/„(*)} be an infinite sequence of functions fn:E-^K. Assume that the limit w-\im fn(x) = s(x), say, (4) n -» oo exists at all points x of E. This means that to every positive number S there is a positive number N = N(S, x) depending on both S and x such that w(/n(x) - s(x)) <S if n > N. If the number N is independent ofx for all x on £, then the limit (4) is said to be uniform on E. Not essentially different is the definition of a uniformly convergent series. Let the elements fn(x) of the sequence {/„(*)} above have the special form n fn(X) = Z ak(X)> fc= 1
Uniform limits and uniformly convergent series 101 where the an:E-^K are given functions on E. The limit (4) now becomes the infinite series 00 s(x) = w- Z an(x). n= 1 If the limit is uniform on £, then the series is said to be uniformly convergent on E. This will be the case if and only if to every positive number S there exists a positive number N = N(S) independent ofxeE such that wl Yj ak(x) ~ s(x) I < <5 for n>N, xeE. (5) Similarly as in real analysis, the following test holds. Theorem 2 Let 00 n= 1 be a convergent series of positive real numbers cn, and let {an(x)} be a sequence of functions an:E-^K such that w(an(x)) < cn for xeE (n = 1, 2, 3,...). 00 Then w- Z an(x) converges uniformly on E. n= 1 Proo/ Since the series C converges, there exists to every positive S a positive N = N(S) such that 00 £ cfc < S if ft > AT. k ~n + 1 Hence for n> N and for all x on £, / « \ / 00 \ 00 w s(*) - Z a*(*) = w Z flfcW ) < Z wK(*)) \ fc = 1 / \fc = n + 1 / fc = n + 1 00 fe-n + 1 The importance of uniformly convergent series lies in the following consequence. Theorem 3 Let {an(x)} be a sequence of uniformly continuous oo functions an:E-^K, and let the series w- Z an(x) be uniformly n= 1
102 Elementary topological properties of R, Qp, and Q convergent on E. Then its w-sum s(x)also is uniformly continuous on E. Proof. Let S and N be as in (5). Since the functions an are uniformly continuous on £, we can to the given S find a second positive number e independent of x and y such that w(ak(x) — ak{y)) < S/(N + 1) if x, yeE, w(x — y) < e (fc = 1, 2,..., n\ N < n < N + 1), and therefore under the same conditions, Since s(x) - s(^) = - ( Z afeW - sW) + ( Z afcCv) - s(y) \k=l J \k = 1 + ( X ^ w - Z afcCv) i \fe = 1 k = 1 / it follows that w(s(x) — s(};)) < S + <5 + S — 3^ if x, yeE, w(x — y)<s. Since here ^ may be arbitrarily small, this proves the assertion. 13 Problems 1 Let K be a ring, and let ,, f0 if a = 0, Wo(a) = |l if a #a be the trivial pseudo-valuation of K. In the metric space (K, d) with the distance d(a, b) = w0(a — b) show that every set is both open and closed, and that a set containing at least two distinct points is not compact. 2 Let L be an arbitrary field, t an indeterminate, and K the field of all formal series 00 A= Z^n n=f where the coefficients An are in L and f is some rational integer. Put w(0) = 0,
Problems 103 and if A / 0 and, without loss of generality, Af / 0, put w(A) = 2~f. Verify that w is a valuation of K which on L reduces to the trivial valuation. The distance d(A, B) = w(A — B) makes K into a metric space (K, d). Prove that every ball of K is compact if L is a finite field, but that this is false if L contains infinitely many distinct elements. 3 Let p be a prime and w(a) = max (\a\, \a\p). Show that w is a pseudo- valuation of Q. Put d(a, b) = w(a — b\ and denote by (Q, d) the corresponding metric space. Is the ball w(a) < 1 in (g, d) (i) closed, (ii) open, and (iii) compact? 4 Let p be a prime, and denote by /n: J -+Qp and gn: J -^ Qp the functions /n(*)= , 1 , n aild 9n(x) = ( (^2=1,2,3,...), x + 1 + pn \X J where y\=1 hn\_pn(pn-1)(/-2)...(p"-x+1) for ^>x fi J ' \x / 1 x 2 x ... x x "~ Decide whether the limits lim fn(x) and lim #n(x) «-» oo n-* oo exist for xe J and whether they are uniform on J. 5 Let p be a prime. For real r denote as usual by [r] the integral part of r, i.e. that rational integer [r] for which [r] < r < [r] + 1. For xe/p put 00 /.(*) = I P*"0** (« = 1. 2, 3,.. .)• k= 0 Find the largest ball L/(0; s) in which p lim /„(x) n-> 00 converges uniformly, and determine the limit. 6 Decide whether the following g-adic series converge uniformly on h- oo / „^,\n oo (gx)" n= 0 n' n = 0 E ^f and £ ( 1 - |x|« )x».
8 First properties of continuous g-adic functions 1 Introductory remarks From now on, we shall be concerned mainly with the study of continuous or differentiable functions defined on the set I : \x\p < 1 of p-adic integers. However, since the beginnings of this theory work without essential changes equally well for g-adic valued functions on the set Ig: |x| < 1 of g-adic integers, let us for the present consider this more general kind of function. Even more generally, we shall consider functions defined on some subset of Ig. Here of particular importance are functions where ./={0,1,2,...} is the set of all non-negative rational integers; such functions may also be considered as infinite sequences {/(0),/(1),/(2),...} of g-adic numbers. Many properties can be obtained for quite arbitrary functions of this kind. The functions f :Ig-^Qgmay be considered as the analogues of the functions/ : i -> R in real analysis which are defined on closed intervals i:a<x<b. These closed intervals are identical with the closed balls V(\(a + b\ \(b — a)) and correspond to the balls U(a; s) in Q which,
Operations with continuous functions on E 105 as we saw, are both closed and open. The linear transformation x->(x — a)g~s maps every ball U(a;s) onto the special ball U(0;0) = Ig:\x\g<l. Functions f :U(a;s)-^Qg on general balls U(a;s) are thus not essentially different from functions on I On the other hand, the g-adic integers in I have particularly simple canonic series. 2 Operations with continuous functions on E Let E be any subset of Ig, x0 any point of £, and f :E-^Qga #-adic valued function on E. According to Chapter 7 § 9, applied with K = Qg, w(a) = \a\g, this function /is said to be continuous at x0 if to every positive number S there exists a second positive number s = e{S, x0) independent of x such that \f(x)-f(x0)\g<S if xeE and \x-x0\g<e. Here, without loss of generality, it evidently suffices to choose for S and a numbers of the form S = g1~s and s = g1~t. The definition just given can therefore be expressed in the following equivalent form. / is continuous at x0 if there exists to every positive integer s a second positive integer t = t(s; x0) independent of x such that \f(x)-f(x0)\g<g-s if xgE and \x-x0\g<g-\ (1) It will be in this form that we shall always define continuity. Equivalent to this definition is the following one. / is continuous at x0 if and only if 9 lim f(xn) = f(x0) for every sequence {xn} of points ofE satisfying n -*■ oo 9 limxn = x0. (2) n -*• oo Proof First assume that / is continuous at x0, and denote by {xn} an arbitrary sequence of points in E with the limit x0. Then, as soon as n
106 First properties of continuous g-adic functions is sufficiently large, \xn - x0\g < g~l and therefore, by (1), \f(xn) - f(x0)\g <g~s. Here s may be arbitrarily large, showing that the sequence {f(xn)} has the limit f(x0). Secondly, let/be discontinuous at the point x0. There exist then a positive integer s and an infinite sequence {xn} of points of £ such that 9 lim xn = x0, n-+ oo while at the same time l/(x„) ~ f(xo)\g >9~s (n = 1, 2, 3,.. .)• Hence the property (2) is not satisfied. Consider now two functions f :E-^Qg and /* :£->Q which are continuous at x0eE. Then, by (2), 9 9 9 \imf(xn) = f(x0) and lim/*(xj = /*(x0) if limxn = x0. n-*oo n-*oo n-*oo (3) By the laws for w-limits of Chapter 2 § 6, it follows that also 9 9 lim (f(xn) o /*(xn)) = f(x0) o /*(x0) if lim xn = x0 n -*■ oo «-*• oo where the sign ° may stand for either +, —, or x . This proves: Theorem 1 (i) If the functions f :E-^Qg and f* :E-^Qg are continuous at x0e£, then so are f + f*, f — f*, and ff*. (ii) If the functions fand f* are continuous on £, then so aref + /*, f-f*,andff*. Here, by the definition of continuity on £, the second assertion is an immediate consequence of the first one. By way of example, the two functions f(x) = c where c is a #-adic constant, and/(x) = x are continuous on every subset £, as is obvious from (2). On applying this property finitely many times, it follows more generally that every polynomial P(x) = P0 + P1x + ... + Prxr with coefficients in Qg is continuous on every set £.
Quotients of continuous functions 107 3 Quotients of continuous functions In the special case when g = p is a prime and therefore Qp is a field with the valuation \a\p, the limit law for quotients of Chapter 2 § 6 shows that Theorem 1 has the following analogue. (i) If the functions f:E-> Qpandf* : E -> Qpare continuous at the point x0eE and if /*(x0) =£ 0, then f/f* is continuous at x0. (ii) If the functions fand f* are continuous andf* is distinct from 0 on E, then f/f * is continuous on E. (4) We wish to generalise this result to functions in the general ring Qg. It suffices to consider the case when g = p1 p2... pk is the product of k distinct primes pl9p2, - - - ,Pt where k > 2. As was found in Chapter 5 § 5, Qg is the direct sum Qg = QPl@QP2®.--@QPk of the pK-adic fields QPk (k = 1, 2,..., k\ and it contains divisors of 0. The ring Qg contains the subset Q*k of all elements with the decomposition < 0,..., 0,4c, 0,...,0), (5) where the Kth component AK lies in QPk and the other components are equal to 0. By the rules for addition, subtraction, multiplication, and division, of Chapter 5 § 3 and 6, Q*k forms a field isomorphic to Q We shall identify Q*k with QPk, thus shall not distinguish between the g-adic number (5) and the /?K-adic number AK. Assume now again, firstly, that the two functions f :E-^Qg and f* :E-^Qg are continuous at the point x0 of E. These functions have, say, the decompositions /= </i,/2, ■■.,/*> and /* = </f,/J,...,/f>. (6) If EK = \oKl9 0k2, ..., oKk) is defined as in Chapter 5 § 4, thus has the Kth component 1 and all other components 0, then by (6), and £(K)/ = <0,...,0,/K,0,...,0> £<*>/* = <0,..., 0,/*, 0,..., 0>, where the Kth components of/ and /* are in the Kth place and the
108 First properties of continuous g-adic functions components are 0 elsewhere. Here E{K) is a constant, hence is continuous at x0; therefore by the hypothesis and by Theorem 1 also E(K)f and E{K)f* are continuous at x0. The same is then true of the pK-adic components fK and /*. We can now apply the property (4) and the rule of Chapter 5 § 6, for the division of two g-adic numbers and arrive at the following result. Theorem 2 (i) If the functions f :E-^Qg and f* :E-> Qg are continuous at x0 e E, and iff* (x0) is not a divisor ofO, then f/f* is continuous at x0. (ii) If the functions fandf* are continuous on E, and iff* (x) is not a divisor of0 for any x on E, then f/f* is continuous on E. Here the assertion (ii) is again an immediate consequence of (i). As an application consider an arbitrary rational function R(x)=P° + PlX+-+PrXr, where Qsj=0 60 + ^ + --- + 6,^ and where all the coefficients Pp and Qa lie in Qg. By the remark to Theorem 1 on polynomials and by Theorem 2, it follows immediately that R(x) is continuous at all points x0 for which 20 + 2ixo + • • • + Qsxs0 is not a divisor of 0. If this denominator is not a divisor of 0 at any point of E, then R(x) is continuous on E. 4 Some examples of discontinuous functions In the last chapter we copied the terminology of real analysis and called a function f discontinuous at x0 or on E if it was not continuous at this point or on this set. Further the function is bounded or unbounded on E according as to whether its g-adic value is bounded or unbounded on E. As a first example of a discontinuous function consider f :J->Qg with f{x) = l/(x - c), where c = <cl9 c2,..., cfc> is a g-adic integer, g = p1p2- • • Pk being as in the last section. If none of the pK-adic components cK of c lies in J, then none of the components x — cK of x — c vanishes when x runs
Examples of discontinuous functions 109 over J, and therefore, by Theorem 2, f is continuous on J. However,/ is not bounded on J. For since c is a g-adic integer, we can find elements x of J for which |x — c\g is arbitrarily small and therefore |/| arbitrarily large. If one or more of the components of c lie in J, then xeJ can be chosen such that x — c is a divisor of 0, and / is not continuous at this point. This function/can be continued to a function F : I -> Q0 by putting fl/(x — c) if xe/g and x — c is not a divisor of 0, [ 0 if xg/ and x — c is a divisor of 0. By Theorem 2 this function is continuous at all points xelg for which x — c is not a divisor of 0, but at points where x — c is a divisor of 0 it evidently is discontinuous. It is clear that F is not bounded on I The next examples are of a completely different kind and have no analogues in real analysis. Denote by {an} = {a0, au a2,...} an arbitrary sequence of #-adic numbers such that 9 ani=0 for all n, and lim an = 0. n -*• oo Thus {an} is a #-adic null sequence. We associate with this sequence the two functions f :Ig->Qg and /2 :Ig-► Qg defined by /l (*) = and /2(*)= but xelg. if x e J, if x^J, but x£lg. Both functions /x and /2 are discontinuous at the points of J because for xeJ, 9 9 lim /x (x + gn) = lim ax + gn = 0, but /x (x) ^ 0, «-*• oo «-*• 00 and similarly for /2. Next let x be an arbitrary point of I which does not lie in J, and let further {xn} be a sequence of distinct points of Ig with the limit x. As n tends to infinity, f (xn) has the #-adic limit 0 independent of whether x lies in J or not. On the other hand,/2 (xn) has in the first case the limit 0 and in the second case the limit 1. We obtain thus the result that
110 First properties of continuous g-adic functions /i is discontinuous at all points of J and continuous at all points of I that do not lie in J, and /2 is discontinuous at all points of Ig, whether in J or not. 5 Uniformly continuous functions Let again £ be a subset of I and let f : E -> Qg be a function on this set. By Chapter 7 § 9, this function is called uniformly continuous on E if there exists to every positive number S a second positive number a = e(S) independent of x or x0 such that \f(x)-f(x0)\g<S if x,x0eE and \x-x0\g<8. It suffices again to take S = g1~s and s = g1~t where s and t are positive integers, so giving the following equivalent definition. f is a uniformly continuous on E if there exists to every positive integer s a second positive integer t = t(s) independent ofx and x0 such that (7) \f(x)-f(x0)\g<g~s if x,x0eE and \x-x0\g^g-'. (8) By Theorem 1 of Chapter 7, such functions have the following property. Theorem 3 Every function f :I ->Q continuous on I is uniformly continuous and bounded on Ig. Proof By Chapter 7 § 7, the ball Ig = L/(0; 0) is compact relative to the metric defined by d(a, b) = \a — b\g. For many of the later considerations, the following theorem is of importance, particularly in the special case when E = J and hence E = Ig. Theorem 4 Let E be a subset ofIg; let E be its closure; and let f :E-^Qg be a function uniformly continuous on E. Then there exists a unique function F :E-^Qg uniformly continuous on E and bounded on this set such that F(x) = f(x) if xeE. Proof Denote by X an arbitrary point of E. There exists then a
Uniformly continuous functions 111 sequence of points {xn} of E such that X = lim xn. (9) (If X e £, then we may take xn = X for all n. Only the case when X¢Eis of interest.) Let now s be any positive integer, and let t = t(s) be a second positive integer independent of x and x0 such that (8) is satisfied. By (9), there exists a positive number N = N(t) such that \xn-X\g<g-1 if n>N, hence also \xm-xn\g = \(xm-X)-(xn-X)\g^g-t if m,n>N, and therefore, by (8), |/(xm)-/(xn)|0<<Ts if m,n>N. This means that {/(xn)} is a #-adic fundamental sequence. Let L = lim /(*„) (10) n -*• oo be its limit. 77us /imft L does not depend on the special sequence {xn} used to fix X. For if {x^} is a second sequence of elements of E such that 9 lim x'n = X, n -*■ oo then {xn — x^} is a null sequence, and hence there is a second positive number N' = N'(t) such that \xn-x'n\g<g-' if n>N\ hence by (8), \f(xn)-f{x'n)\g<g-s ^ n>N'. Therefore also {f(xn) — f(x'n)} is a null sequence, which shows that also lim /(*;) = L. n -*• oo Since then the limit (10) does not depend on the special sequence
112 First properties of continuous g-adic functions {xn} tending to X, the function F :E-*Qg given by g _ g F(X)= lim f(xn\ whenever XeE and X= lim xn, n -*■ oo n -*■ oo where xneE for all n, is well defined. It is obvious from this definition that F(x) = f(x) when xeE. Next, the function F is uniformly continuous on E. For let s and t be as in (8), and let X and X0 be any two points of E satisfying \X-X0\q<g -1 Choose any two points x and x0 in E such that both \x-X\g<g-1 and \x0-X0\g<g~\ and \f{x)-F{X)\g<g-° and |/(x0)- F{X0)\g<g-\ It follows that \x-x0\g=\(x-X) + (X- X0) - (x0 - X0)|, < g~', whence, by (8), \f(x)-f(x0)\g<g-s. Therefore \F(X) - F(X0)\g = | - (f(x) - F(X)) + (f(x) - f (x0)) + (f(x0)-F(X0))\g<g-\ proving the uniform continuity of F on E. Finally, F is bounded on E. For otherwise there exists an infinite sequence {Xn} of points of E such that lim|F(Z„)|9=TO. (11) n -*• oo Now E and hence also E are subsets of the compact set Ig. Hence there is a subsequence {Xri, Xr2, Xr3,...}, where 1 < r1 < r2 < r3 < ..., of {Xn} such that the limit point 9 X0 = lim Xrn n -*■ oo exists. Since the points XYn lie in E and £ is a closed set, also X0 lies in E. Now F(X)is uniformly continuous on E and therefore in particular
Operations with functions 113 is continuous at the point X0. But this implies that \imF(Xrn) = F(X0), n -*• oo contrary to (11). There cannot be a second function F* with the same properties as F. For then F — F* would be uniformly continuous on E and identically 0 on E. Since E is everywhere dense in F, the continuity property would then imply that F — F* is also identically 0 on E. This concludes the proof. On applying Theorem 4 with E = J, we come to the following consequence. Let f :J -^ Qg be uniformly continuous on J. Then there exists a unique function F :I ->Qg which is continuous and hence uniformly continuous and bounded on I and has the property that F(x) = f(x) if xeJ. (12) This follows because J — I . We call F the extension offto Ig and f the restriction ofF to J. When f :J-^Qg is not uniformly continuous on J9. but only on a certain subset F of J, then Theorem 4 can still be used to extend f to a uniformly continuous function on E. Here F is now a proper subset of I , because otherwise F would be uniformly continuous on the whole of I and so in particular on J, against our assumption. 6 Operations with uniformly continuous functions Let F be again a subset of I and lot f :E-^>Qg and/* :E-^Qg be two functions that are uniformly continuous on F. There exist then to every positive integer 5 two further positive integers t = t(s) and t* = t*(s) independent of x and x0 such that \f(x)-f(x0)\g<g-s if x.xeE and \x-x0\g<g-1 (13) and \f*(x)-f*{x0)\g<g-s if x,x0eE and \x-x0\g<g-'*. (14) Denote by T= T(s) the larger one oit and t*; also T is independent of
114 First properties of continuous g-adic functions x and x0, and (13) and (14) can be combined to \f(x)-f(x0)\g<g-s and |/*(x) - f*(x0)\g<g~s if x, x0eE and \x — x0\g<g~T. (15) Next, the hypothesis implies by Theorem 4 that f and /* are bounded on E and therefore also on E which is a subset of E. Hence there is a further positive integer u such that \f(x)\g<g» and \f*{x)\g<g» if xeE. (16) Now for x, x0eE and |x — xo|0 <g~T, by (15), l(/(*)±/*(*))-(/(x0)±/*(x0))|, = |(/(x) - /(x0)) ± (f*(x)-f*(x0))\g<g-\ and by (15) and (16), |/(x)/*(x)-/(x0)/*(x0)|, = l/(x)(/*(x)-/*(xo))+(/(x)-/(xo))/*(xo)l9<0-s + ''- Hence the following result holds. Theorem 5 Let f :E-^Qg and f* :E-^Qg be uniformly continuous on £, a subset ofIg. Then also f + /*, f — /*, andff* are uniformly continuous on E. The two functions f(x) = c (c a #-adic constant) and f(x) = x obviously are uniformly continuous on any subset E of Ig. Hence every polynomial P(x) = P0 + P1x + ... + Prxr with coefficients in Qg is uniformly continuous on E. 7 The uniform continuity of quotients of uniformly continuous functions The existence of divisors of 0 in Qg presents again some difficulties when dealing with quotients of functions. However, the following result can be established. Theorem 6 Let f:E-^Qg and f*:E-^>Qg be two functions which are uniformly continuous on E, and let F :E-^Qg and F* :
Quotients 115 E-^Qgbe their continuations to the closure E ofE. IfF*(X) is not a divisor ofO at any point ofE, thenf/f* is uniformly continuous on E and F/F* is uniformly continuous on E. Proof By Theorem 4 both F and F* are uniformly continuous on E, and it is clear that F(x)/F*(x) = f(x)/f*(x) if xeE. It is then sufficient to prove that F(X)/F*(X) is uniformly continuous on E. For the quotient F(X)/F*(X) exists and is unique since F*(X) is not a divisor of 0. Let, on the contrary, F(X)/F*(X) not be uniformly continuous on E. There exist then two sequences {Xn} and {X'n} of points of £ and a positive integer s such that both \(F(Xn)/F*(X„)) - (F(X'J/F*(X'H))\g > g~s (17) and (18) lim|Z„-X;|9 = 0. n -*• oo Since I is compact and E c I , we can next find an infinite subset of {Xn}> say {Xr ,Xr,Xr,...}, where 1 < rl < r2 < r3 < ..., 1 '2 '3 such that lim Xrn = X09 say, (19) «-*• 00 exists; here X0 lies in £. By (18), {Xn — X^} is a #-adic null sequence; hence also 9 lim x;„ = x0. n -*■ oo By (17), |(F(XJ/F*(XJ) - (F(X;„)/F*(X'J)\g > g~\ which is the same as F(XJF*(XJ-F(X'JF*(XJ F*{XJF*(X'J >9 \ that is, \F(Xrn)F*(X'J-F(X'rn)F*(Xrn)\gx 1 F*(XJF*(X'J >g s, 9
116 First properties of continuous g-adic functions Here, by continuity and by (18) and (19), lim (F(Xrn)F*(X'J - F(X'rJF*(Xr)) = 0. 00 It follows therefore that lim n -*■ oo l ■F*(XJF*{X'rJ °°' (20) Suppose now that F*(X0) is not a divisor of 0 in Qg. The function F* is continuous at X0, and therefore, by Theorem 2, the same is true for 1/F*. Hence the equation (20) leads to a contradiction. From Theorem 6, we deduce immediately the following consequence. if P0 + P1x + ... + Prxr R{x) = — — is a rational function with coefficients in Qg such that 60 + 61* + • • • + Qsxs is not a divisor of 0 at any point of E, then R is uniformly continuous on F. 8 Locally constant functions, and step functions Let again F be a subset of Ig and/ : E->Qg a function on F. Definition 1 f is said to be locally constant on E if to every point x0 of E there is a positive integer s = s(x0) such that f(x) = f(x0) if xgE and \x-x0\^<g~s (21) It is obvious from this definition that/is continuous on E. The following theorem expresses an essential property of compact subsets of I . Theorem 1 Let E be a compact subset of Ig, and let further f :E-^Qgbea function which is locally constant on E. Then the set {f(x)\xeE} of all values assumed by f on E has only finitely many distinct elements.
Locally constant functions, step functions 111 Proof. Let the assertion be false. There now exists an infinite sequence {xn} of points of E such that no two of the function values f(xn) (n = 1, 2, 3,.. .) are equal. By the compactness of E, an infinite subsequence {xrJ of {xn} can be chosen such that the limit 9 lim xrn = x0, say, n -*• oo exists and lies in E. Denote by s the positive integer corresponding to x0 for which the relation (21) holds. Then \Xrn~ X0\g^Q for all sufficiently large n, while all the function values f(xrJ are distinct. Hence a contradiction arises. Theorem 7 means that the compact set E can be written as the union E= (j U(ak;sk) (22) of finitely many disjoint balls U(ak; sk) such that/is constant on each of these balls. Definition 2 Let E be a subset of Ig not necessarily compact. A function f :E-^Qg is called a step function on E if there exists a positive integer t independent of x and x0 such that f(x) = f(x0) if x,x0eE and \x-x0\g<g~' (23) The smallest integer t for which this property holds is called the order off. It is clear from this definition that a step function on E is uniformly continuous and also locally constant on E. Conversely, ifE is compact and f is locally constant on E, then f is a step function on E. For let t be the largest of the integers sk in the decomposition (22) of £ into a union of balls. By the proof of Lemma 4 in Chapter 7, each ball U(ak; sk) can then be written as the union of finitely many disjoint balls U(bji t\ and the same is therefore true for E itself. Since /is constant on each of the small balls U(bj; t), / is a step function on E.
118 First properties of continuous g-adic functions We can express the property (23) in a more explicit form. Let x = x0 + x1g + x2g2 + ...(g) be the canonic series of x so that the coefficients xn are digits 0,1,..., g — 1. On putting x — x q -r x i g ~\~. . . —r x* i g , x(0 is one of the non-negative integers # = 0,1,2,...,^-1, and \x-x«\<g-\ (24) Put therefore E(N) = En U(N; t) (N = 0, 1,.. ., g< - 1). Since the different balls U(N;t) evidently are disjoint, the same is true for the subsets E(N) of E. Thus E has the partition N= 0 into finitely many subsets E(N) such that/is constant on each of them. For general sets E one or more of the subsets E(N) may be empty, but this is not so if E = J or E = Ig. In these two special cases, N = 0,1,..., g* — 1 is an element o(E(N), and if x lies in E(N), so does x + g\ Hence every step function on J or on I has the periodicity property f(x-\-gt) = f(x) for xgE. 9 The approximation of uniformly continuous functions by step functions In real analysis, functions continuous on a closed interval can be approximated uniformly and arbitrarily closely by real step functions. An analogous result holds for g-adic functions. Theorem 8 Let E be either J or Ig. A function f :E-^Qg is uniformly continuous on E if and only if there exists to every positive integer s a second positive integer t = t(s) and a step
Problems 119 function S :E-^Qg at most of order t such that \f(x)-S(x)\g<g-s for xeE. (25) Proof (i) Assume that /and S satisfy (25). Ifx0 is a second point of E such that I* — xo\g — 9 •> then simultaneously S(x) = S(x0\ \f(x)-S(x)\g<g-\ \f(x0)-S(x0)\g<g-\ hence also |/(x) - /(x0)|, = |(/(x) - S(x)) - (f(x0) - S(x0))\g < g~ \ which proves that / is uniformly continuous on E. (ii) Assume next that/is uniformly continuous on £, and denote again by s and t = t(s) two positive integers such that \f(x)-f(x0)\g<g~s if x,x0eE and |x- x0\g<g~\ (26) Let x(t) have the same meaning as in § 8, and define a function S:E-^Qgby S(x) = f(x(t)) if xeE. Then S evidently is a step function at most of order t. By (24) and (26), \f{x)-S(x)\g = \f(x)-f(x«%<g-\ so that (25) is satisfied. Theorem 8 will later be applied when we study the approximation of continuous functions by polynomials. 10 Problems In the first three problems, x is an element of Ig and is assumed to be written in canonic form x = x0 + x1g + x2g2 + ... (g\ where the coefficients xn are digits 0, 1,..., g — 1. 1 Decide whether the following functions are uniformly continuous on J, or are continuous on Ig. f(x) = x0 + x1x2;f(x) = P(x0,x1,...,x10) where P is a polynomial in its arguments with coefficients in lg\ and f 1 if x0 = 0 [x/x0 if x0 f= 0.
120 First properties of continuous g-adic functions 2 Are any of the functions in Problem 1 locally constant or step functions ? 3 Which of the following two functions are (i) continuous; (ii) uniformly continuous; and (iii) locally constant on J? 00 00 n= 0 n= 0 4 Let p1 = 2 and p2 = 3, # = p1p2 = 6. Discuss the points of discontinuity of the function f(x) = (x — a)/(x — b) where a = < 1, 2 > and ft = < 1, 0>. 5 Let f :Ig^> Qg be defined by ,n f 0 if x = 0, JW ll/|x|, if x^O. Decide whether / is (i) continuous, and (ii) locally constant on Ig. 6 Let f : J -► Q0 be defined by „ = i x + n Decide whether this series (i) converges, and (ii) converges uniformly on J, and whether f is (iii) continuous, and (iv) uniformly continuous on J.
The interpolation series of a g-adic function From now on, the theory of functions of a p-adic or more generally of a g-adic variable will be dominated by the interpolation series 'X Z an n = 0 x" for such functions. This is somewhat analogous to the use of Fourier series in the theory of periodic functions of a real variable, or to that of power series in the theory of analytic functions of a complex variable. 1 Some preliminary formulae Let again g > 2 be a fixed positive integer. The set I of all g-adic integers contains as a subset the set ./ = {0,1,2,...} of all non-negative rational integers. If x, j, k, n lie in J, then the binomial coefficients V\ x(x — 1).. .(x — n + 1) / — x\ fn\ fj + k\ / x n)~ n\ ' V n )9\k)9 { j / \j + k, are rational integers, hence have at most the g-adic value 1. It is useful to mention the formulae )=0 if 0 < x < n, and ( ) = ——:—- if x > n > 0, nj \nj n\(x — n)\ and the following special case of the binomial theorem, The following property of the binomial coefficient I ) will soon w play an important role in our theory.
122 The interpolation series of a g-adic function If neJ and xg! , then x n <1. (2) Proof. As a polynomial in x with coefficients in Q and hence also in Q 9 the binomial coefficient x n is uniformly continuous on f (Chapter 8, Theorem 5). Let {xr} be an arbitrary sequence of rational integers in J such that lim y = x. r -*■ oo Then also lim p r -*■ oo V n X n Here, by what has already been stated, x. n <1 (r = 1, 2, 3,...), whence 72 = lim r -*■ oo X. n <1. & as asserted. 2 The interpolation series for functions/: J-*QM Denote by f : J -> Q0 an arbitrary #-adic valued function on J; this is thus essentially an infinite sequence {/(0),/(1),/(2),...} of g-adic numbers. For the next considerations this sequence need not be restricted in any manner. Definition The finite sums where neJ, are called £/ze coefficients of f.
The interpolation series 123 We shall write an</> for an whenever we wish to stress the dependence of these coefficients on the function/ In the language of difference calculus, the coefficients an of/are the successive differences an = A"/(0) of/(x) at x = 0. The nth difference of/(x) at x is defined by the equation A"/to = I (- !)"" * (fcW + *)> (3) and if the difference in the variable is not 1, but an arbitrary #-adic number h, by K /(*) = I (- !)"" * U W + **)• (4) We associate with f the so-called interpolation series /*(x)= Y an( ) where xeJ. Since ) = 0 if n > x, nj this infinite series reduces to the finite sum x ' x n = 0 W and so is defined on the whole set J. Its explicit value can be found as follows. By (2), /•»-.t(,i<-iK;v<"-'>)(:' On putting j = n — k and therefore n=j + k, this becomes /*(*) = I/O) I (-l)fc/7 + KW j = 0 fc = 0 j 7V + fc.
124 The interpolation series of a g-adic function where (j + k\( x \ = (/ + *:)! x! = x! V k )\j + k) j\k\ ij + k)\(x-j-k)\ j\k\(x-j-k)\ = x\ (x-j)\ = /x\ (x -j\ (x-j)\j\k\{x-j-k)\ \j){ k J Hence Therefore by (1), /*(x) = /(x) if xeJ, and it has been established that n = 0 V7 Either series on the right-hand side of this equation is called the interpolation series off We may again sum to infinity because all terms with n > x are equal to 0. 3 Relations between/and its coefficients an The g-adic pseudo-valuation is non-archimedean. Therefore, on taking on both sides of the equations (2) and (5) the #-adic values, it follows from < 1 for k,n,xeJ 9 that max \an\g< max \f(n)\g 0 <n <x 0 <n< x and conversely, max |/(n)|g< max \an\g; 0 < n <x 0 <n< x here 'max' is an abbreviation for maximum. On combining these two 00 = Z an n = 0 X n if xeJ. (5) (-If < 1 and 9
Uniqueness of the interpolation series 125 formulae, we obtain the equation max \an\g= max \f(n)\g if xeJ. (6) 0 < n < x 0 < n < x In this formula, we are allowed to let x tend to infinity. If 'sup' stands for the least upper bound, this leads to the important equality sup |aj,= sup |/(n)|, (7) neJ neJ which will frequently be applied on the following pages. 4 The uniqueness of the interpolation series for/ The interpolation coefficients an of / : J -> Qg were uniquely determined by the formula (2) and implied the representation (5) of this function. The question arises whether there might perhaps be a second development n = 0 W of/into an interpolation series with different coefficients a'n. If this is so, put b„ = a„ — a'„ for neJ* and then n n n 'X Z bn[ )=0 identically in xeJ. n = o \n However, this identity allows us easily to prove that bn = 0 and hence a'n = an for all suffixes n. For otherwise there would be at least one suffix n such that bn =£ 0, and therefore there would also be a suffix n with this property which is as small as possible. But then, on choosing x = n, it would follow that K(n) = K = o, contrary to the choice of n.
126 The interpolation series of a g-adic function The following result has thus been proved. Every function f :J -^ Qg allows one and only one representation f(x)= £ <M ) for xeJ as an interpolation series, and here the coefficients an are defined by the formula (2). (8) 5 The generating series of the sequences {/(/*)} and {an} A simple formal identity which goes back to Euler allows us to express the relation between/and its coefficients an as an identity connecting the two formal power series 00 oo £ f(n)z» and £ anZ" n=0 n=0 which are called the generating series of the sequences {/(n)} and {an}. For this purpose denote by z and Z two indeterminates over Qg which are connected with one another by the three equivalent relations ^ = 7^, Z = t^~, (l-z)(l+Z)=l. 1 +Z 1 —z Then the following property holds. The pair of formulae (2) and (5) which connects f with its coefficients an is equivalent to the formal identity 00 00 £ f(n)z- = (1 + Z) £ a„Z*. (9) n = 0 n = 0 Proof By this identity, oo oo / y \n oo X anZ" = (l + Z)-1 I /Wj-y = 2 /(n)Z"(l+Z)—S n = 0 n = 0 \1_,_Z// n = 0 where by the binomial theorem (l+z)—'= E ,, z< = Z(-if : z* because fc = o\ ^ / fc = o V/c T'H'>fr'
Applications 127 It follows that 00 00 00 /k 4- n\ Zanz-= x Z/(«)(-i)M T z*+». n = 0 n = 0 k = 0 \ K J On comparing here the coefficients of any power ZN, where Ne J, on both sides of this identity, we find that N /N\ which is the formula (2). In the same manner, by replacing not z by Z, but instead Z by z, we can also obtain the formula (5). 6 Applications of the identity (9) The identity (9) allows many applications. A few simple examples will suffice for the present. Replace z in it by z' = — z so that z'=-lfz> Z=-TTP (1 + ^0(1 + 2) = 1. These new relations are thus symmetric in z' and Z. In this notation, (9) takes the form 00 00 X (-lff(n)z'" = (l+Z) ^ anZ«, n=0 n=0 or equivalently, 00 00 X a„Z» = (l+z') X (-iyf(n)z". n = 0 n = 0 These two identities show that the relation between the two functions (—l)xf(x) and ax, where xgJ, is completely symmetrical and hence implies the following result. If the function f :J-^>Qg has the coefficients an, then the function f° \J-^Qg defined by /°(X) = (-l)X for xgJ has the coefficients a°n = (-lff(n). (10)
128 The interpolation series of a g-adic function As another example, consider the function f :J-^Qg defined by f(x)=l/(x + l) for xeJ. Since — 1 = < — 1, — 1,...,—1> and its pK-adic components — 1 do not lie in J, it follows from Theorem 2 of Chapter 8, that f is continuous on J. But f is not bounded on J because 1/(0--1)1, = 0- (11=1,2,3,...). Hence neither is/uniformly continuous on J. Both the function values/(n) and the coefficients an in the present example are rational numbers. We are therefore allowed to apply the following considerations which involve real values of z and Z rather than g-adic numbers. By the definition of/ oo I oo „n Z /(«)*"=- z - n=0 zn=1n which is identical with the logarithmic function -(l/z)log(l-z). Hence by (9), ■■■ 00 1/Z\_1/ Z \ 1 J>-2-=TTz(tTz) "■"('-TTzJ — z1'*'^ so that by a second application of the logarithmic series, £ £(- i)nzn z «„z»= z 4rr- n=0 n=0 "n-1 This formula shows that/has the coefficients an = (-lT/(n+l). Naturally, these coefficients are not bounded in Q In explicit form, by the definition of an, j^(-l)«-*Q(/c+ I)"1 =(- 1)"(/I + I)" s a formula which belongs to difference calculus. It further follows from the property (10) that the similar function /"(*) = (-1)7(1+ x) has the coefficients a°„ = l/(n + 1).
Series with the property (N) 129 7 Interpolation series with the property (N) We are not so much interested in general functions f : J -> Qg as in functions on J which are uniformly continuous on this set. For then, by Chapter 8, (12) such functions can be extended to functions F \Ig-^Qg which are continuous and hence also uniformly continuous on J = Ig. We know already that for all x in J /<*)= 5>"(*)where fl-=ti(-^¢)^-^- Here the interpolation series for/is meaningful because all its terms with n > x are equal to 0. But this is in general no longer true when x is any number in I not in J. Now the series converges if and only if its terms tend to 0, lim an(* )=0. (11) «-*• 00 In order to arrive at a simple result, let us impose the stronger condition that the interpolation series for f converges uniformly in xelg, hence that also (11) is satisfied uniformly for all x in Ig. There exists then to every positive integer s a second positive integer n0 independent of x such that x n < g s if n>n0. 9 We assert that then (11) can be replaced by the stronger limit formula liman = 0. (12) «-*• 00 For let n be any suffix satisfying n > n0, and put x = n + gr where r runs over the successive integers. Since ( ) is a polynomial in x and W so a continuous function of x, it follows that 9 9 AA fyi lim x = n, hence lim ( ) = ( 1=1 r -*• oo r-» oo Vv \^ and therefore \an\g<g~s.
130 The interpolation series of a g-adic function Here s may be arbitrarily large, and so (12) follows immediately. Interpolation series which satisfy the limit relation (12) are said to have the property (N) (N for null sequence), and we say the same for/ Our result states then that if the interpolation series for f converges uniformly on Ig, then both the series and the function f have the property (N). (13) It is now basic for our theory that the converse is also true, as follows. Theorem 1 If f :J-^Qg has the property (A/), then its interpolation series converges uniformly on Ig and on this set defines a continuous and therefore uniformly continuous function F :Ig-^Qg such that F(x) = f(x) if xeJ. Proof If ne J and xelg, then by (2), IQI - The property (N), i.e. the relation (12), implies therefore the equation (11) uniformly in xelg. This means that the interpolation series for f converges uniformly on I Now the terms of this series are polynomials in x and hence are continuous on I It follows that the sum of this series, F(x) say, is continuous on I (Chapter 7, Theorem 3), hence is uniformly continuous on this compact set (Chapter 7, Theorem 1). That F(x) reduces to/(x) when x is in J is obvious. Corollary Iff :J -+Qg has the property (N), then f is uniformly continuous on J since J is a subset of In. When/does not have the property (N), then by the last consideration the limit (11) cannot be uniform on I I do not know whether this limit can hold on Ig non-uniformly. In § 11 a sequence {an} will be constructed which does not have the property (N), but for which the limit (11) exists on a dense subset of I which is disjoint from J.
Series with the property (W) 131 8 A function continuous on I6 which does not have the property (N) Choose for g the composite number # = 6 = 2x3. The variable x in I has a unique representation of the form x = x0 + gy, where x0 is one of the six digits 0, 1,..., 5, and y is again an element of Ig. Define a function/ :Ig-^Qg by the equation f(x) = (-1)^0, so that evidently f(x) = f(x0) if \x-x0\g<l/g. Hence f is uniformly continuous on Ig and therefore also on J. When x lies in J, the definition of/can evidently be replaced by f(x) = (-If. It follows that/has the coefficients Since — 2 is not divisible by g = 6, it follows that \an\g= 1 if neJ. Hence f does not have the property (N). 9 Interpolation series with the property (W) A classical theorem by Weierstrass (Chapter 7, Theorem (f)) in real analysis states that every real-valued function f :i-^R continuous and hence uniformly continuous on a closed interval i :a<x <b can be uniformly approximated by polynomials. More explicitly, there exists to every positive number e a polynomial P with real coefficients such that | f(x) — P(x) | < e for all x e i. In analogy to this result, it seems appropriate to introduce the following definition. The functions f :J-^Qg and F :Ig-^Qg are said to have the property (W) (W for Weierstrass) if there exists to every positive
132 The interpolation series of a g-adic function integer s a polynomial P with coefficients in Qg such that \f(x)-P(x)\g<g~s for all xeJ, (14) and \F(x)-P(x)\g<g~s for all xelg, respectively. An immediate consequence of this definition is as follows. If the function f or F, has the property (W), thenf or F, is uniformly continuous on J, or on Ig, respectively. (15) Proof Consider, say, the function f and the relation (14). As a polynomial, P is uniformly continuous on J. Hence there exists to the arbitrarily given positive integer s a second positive integer t = t(s) independent of x and x0 such that \P(x)-P(x0)\g<g-s if x,x0eJ and \x-x0\g<g-1. Therefore, by (14), applied at both points x and x0, \f(x)-f(x0)\t = |(/(x) - P(x)) + (P(x) - P(x0)) - (f(x0) - P(x0))\„ <g~° whenever x, x0eJ and |x — x0\^<g~\ proving that/is uniformly continuous on J. The uniform continuity of F on I can be shown in exactly the same way. The result of the next section will establish that the converse of (15) is not in general true. 10 The properties (N) and (W) are equivalent The following theorem gives a necessary and sufficient condition for a function to have the property (W). Theorem 2 I^et f :J-+Qg {or F :Ig-^>Qg) be uniformly continuous on J (or on lg). Thenf (or F) can on J (or on Ig) be uniformly approximated by polynomials if and only if its coefficients an satisfy the equation 9 lim an = 0. n -*• oo In other words, each of the properties (N) and(W) implies the other one.
n = 0 xW N 'X (N) and (W) are equivalent 133 Proof. It will be sufficient to prove the assertion for the function F. Assume, firstly, that this function has the property (N). Then its interpolation series oo , v i = 0 converges on I uniformly to F, which means that its partial sums N n = 0 \n, converge uniformly to F as N tends to infinity. Since these partial sums are polynomials in x, F has then the property (W). Secondly, assume that F does not have the property (N). There exists then a positive number c and a sequence I of arbitrarily large suffixes n such that Let now P be an arbitrary polynomial with coefficients in Q say of the degree r. This polynomial can be developed into a finite interpolation series n = 0 \n, with certain coefficients bn in Qg. It follows that x\ £ /x\ £ /x /(x)-P(x)= Z (an-fen)[ + X a.[ = X c. n = 0 \W/ n = r+l V^2/ n = 0 ^ W where \an — bn if 0 < n < r, n [ an if n>r + l. Restrict now x to the subset J oiIg and apply the basic formula (7). It follows then that sup|/(x)-P(x)|0=sup|cn|0> sup \cn\g xeJ nej n>r+ 1 = sup \an\g>c>0, n > r + 1 because the sequence I contains suffixes n greater than r and for these \an\g>c. This proves that F even on J cannot be uniformly approximated by polynomials.
134 The interpolation series of a g-adic function On putting d(f) = d(F) = lim ( sup \an\g r-» oo \ n > r + 1 we also see that always, for every polynomial P, sup\f(x)-P(x)\g>d(f) xe J and sup \F(x) - P(x)\g > sup | F(x) - P(x)\g > d(F). xela xej Let us in particular choose for/(x) = F(x) the function defined in § 8 which, as was shown, does not have the property (N) and hence does not have the property (W). Since in this example \an\g = 1 for all n, it follows that sup |/(x) - P(x)\g > sup \f(x) - P(x)\g > 1, xelg xe J for every choice of the polynomial P. On the other hand,/is uniformly continuous on both J and I We see from this example that the property of uniform continuity on J or on I is insufficient to ensure that the function can be expanded into a uniformly convergent interpolation series, or equivalently that it can be approximated uniformly by polynomials. By contrast, it will be established in the next chapter that when g is a prime /?, p-adic valued functions that are uniformly continuous on J or on Ip lalways have the properties (N) and (W). In the general case when g is a product of at least two distinct primes, this result will enable us to give a full characterisation of those #-adic valued functions uniformly continuous on J or on I which have the properties (N) and (W). 11 On the convergence of a special interpolation series This section deals with a special interpolation series 00 / v n = 0 v n which has coefficients satisfying lim sup \an\ = oo. |0 «-*• 00
A special interpolation series 135 but which nevertheless converges on a subset S o(Ig which is dense in Ig and which has no point in common with the set J. The construction is based on the well-known polynomial identity ;)-t(v)U) This formula may be used when x and y are any #-adic numbers, and n is any element of J. Denote by j any number in J, and put 00 X n = 0 = -j+ I 0(2n+1)2. Then x lies in Ig, but not in J. For if it were equal to a number h in J, we should have the equation 00 h+j= E 9(2" + 1)2- n = 0 Here the left-hand side is an element of J, while the right-hand side is an infinite canonic series and therefore cannot lie in J. Denote by S the set of all values of x as j runs over J. It has already been shown that S n J = 0. To prove that S is dense in Ig, it suffices to note that j can evidently be so chosen in J that the canonic series of x, 2 X = Xq ~r X>\Q v ^2^ ~r . . . ? where the xn are digits 0, 1,..., g — 1, begins with an arbitrary finite sequence of given digits. Denote now by N a positive integer, and put N - 1 oo y=-j+ £ g(2n + 1)\ hence x-y= £ 0<2» + 1>2. n = 0 n = N We assume that N is already so large that y is positive. Then 0<y<Ng(2N-V2<g4N2 (17) because for all positive integers N since g > 2. To x and y as just defined we apply now the formula (16) with n = g4N\
136 The interpolation series of a g-adic function It follows immediately from (17) that Hence it suffices to sum in (16) over the integers k = 1, 2,..., g4N2, For these values of k the two binomial coefficients V"1^ and ( y 1 k-\ ) \n-k/ are #-adic integers and have at most the #-adic value 1. Further k )~ k \ k-\ where the largest value of |(x — y)/k\ is obtained when k = g4N2. Since \x-y\g = g-ANl-4N~\ it follows that x and n as defined have the property that ,-42V- 1 9 We define the coefficients an now by x n <g-4N~K (18) ^ = ^-" if n = g^2 (JV = 1, 2, 3,...), 0 otherwise. n These coefficients an are not bounded, but by (18) for xeS, n-+ oo Hence the series 9 fX lim an ( 1=0. 'X i = 0 converges for all x in S, as was to be proved. n = 0 ^ 12 Problems 1 Assume the function f : J -^ Qg has the coefficients an, and c is a g-adic constant. Show that the function c*f(x)
Problems 137 has the coefficients 2 If f : J -» Qg has the coefficients an, find the coefficients of the function /* w = f (*)c* _ *(! -c)*/^ -fc)- 3 If f :J->Qg has the coefficients an, find the coefficients of the function xf(x\ and determine the function on J with the coefficients ann. 4 The function f :J-^Qa satisfies 9 9 9 lim f(n) = lim an = 0. n ~* oo n -*■ oo Show that/is identically 0. 5 If/ :J-*Qg has the coefficients an, show that formally oo „n ao „n ao „n E f(n)-;= E -7 E an-r- 6 The function f :J -+Qg satisfies the recursive formula n- 1 f(x + n)= E ckf(x + k) for xeJ, fc = 0 where n is a fixed positive integer, and the coefficients ck are #-adic constants. Show that the coefficients an off satisfy an analogous recursive formula, but with possibly other coefficients than ck. 7 Denote by {cn} an arbitrary sequence of #-adic numbers and by f :J -*Qg the function defined formally by 00 00 (X?\n °° Prove that/has the coefficients an = (— l)nf(n).
10 Characterisation of functions with the properties (N) and ( W) 1 The basic theorem for /?-adic functions For the present let g = p be a prime. As before, let J be the set of all non-negative rational integers, and let Ip be the set of p-adic integers. We shall give not one, but four different proofs of the following basic result. Theorem 1 Assume the functions f \J-^Qp and F :Ip-^ Qp are uniformly continuous on J, and on Ip, respectively, and have the coefficients an. Then (N) lim an = 0 n -*■ oo and (W) the functions f and F can be uniformly approximated by polynomials. By the last chapter, the two properties (N) and (W) are equivalent, and hence if suffices to prove one of these properties. It further makes little difference whether these properties are established for f or for F since we may always choose for f the restriction of F to J, and for F the extension of f to In. Next it is useful to remember that if F is continuous on Ip9 it is even uniformly continuous on this set by the compactness o(lp. The first proof of Theorem 1 was given by Dieudonne (1944). It is then appropriate that we begin with an account of his proof that F has the property (W). 2 Characteristic functions of sets Let E be any subset of Ip. The characteristic function xE:Ip^> Qp of E
The polynomials jn (x) 139 is defined by fl if xe£, Xe(x) = x(x\E) = [0 if XElpMtx^ By way of example, if E= U Ek k= 1 is the union of n subsets Ek of E which are disjoint in pairs, then n X(x\E)= ^ x(x\EJ. k = i We shall apply repeatedly one particular case of this formula. Let t be a positive integer, and let N run over the pf integers 0, 1, 2,..., pl — 1. Denote by E(N) the set of all p-adic numbers x for which \x-N\p<p~f. Thus £(JV) is a subset of Ip and is in fact identical with the ball U(N; t). Any two of the sets E(N) are disjoint, and just as in Chapter 8 § 8, N = 0 It follows then that l = 'f X(*|£W) if *e/,. (1) N = 0 This identity can be generalised as follows. Denote by S :Ip-^Qp any step function of order t on Ip so that S(x) = S(N) if xeE(N). It follows from this easily that 5(x) = Pf S(JV)*(x|E(A0) if xg/p. (2) N = 0 3 The polynomials /, (jc) Dieudonne's proof will be based on a number of simple lemmas. Lemma 1 Let n and r be positiveintegers, and let xl9 x2,..., xr
140 Characterisation of functions be r p-adic integers satisfying \xp-l\p<p-" Then also (p = 1, 2,..., r). EK -1 =i <p — n Proof The assertion is true for r = 1; assume then that r > 2 and that the assertion has already been proved for r — 1 factors. Hence -1 ru -i = i <p n and |xr—1| <p n. Therefore r- 1 f| xp = 1 + pny and xr = 1 + pnz, = l where y and z are certain p-adic integers. Since then also y + z + pnyz is a p-adic integer and since further r n *P = (i + pn>0(i + z>n*) = i + pn(y + z + z?n>>4 p = l it follows that the assertion is true also for r factors and hence is always true. From number theory we take the following special case of a classical theorem by Euler. Lemma 2 Let x0 be one of the digits 1, 2,..., p — 1, let n be a positive integer, and let Hpn) = (p-^)pn-1 be Eulefs function. Then x^pn) — 1 is divisible by pn. For x0 is prime to pn. For convenience put from now on </> = 0(p«) = (p-l)p«-i. Lemma 3 For all primes p and all positive integers n, (j) > n.
The polynomials jn(x) 141 Proof Since p > 2, by the binomial theorem, </> > (2 - l)2n" x = (1 + l)n" 1 > 1 + Next denote by jn(x) the polynomial /,(x)=l-x*. 1 = n. Lemma 4 If x is a p-adic number such that \x\ > 1, then \j»(x)\p = Mi- Proof The assertion follows immediately from |x^| > |1| . Lemma 5 If \x\ < 1, £/ze?i lin(*) ~ 1L < P" n «wd therefore \jn(x)L = 1. Proo/ By the hypothesis, so that by Lemma 3, l*L<l/p, \j*(x) — 11- = I — **L < P"^ <P"n, whence also |jn(x)l = 1. Lemma 6 // |x| = 1, tten |j„(x)|p<p-». Proo/ The p-adic integer x can be written in the form x = x0 + py, where x0 is one of the digits 1, 2,..., p — 1, and y is a p-adic integer. Hence by the binomial theorem, - Ux) = (x0 + pyf - 1 = (x* - 1) + £ (*\xt - \py)k. Here, by Lemma 2, Y</> _ 1 I < /7 ~ n (3) Further, for k = 1, 2,..., </>, >' *$_i(w)* * U-i1 ° y < 0/
142 Characterisation of functions ¢-1- since l 7 ), x0, and y are p-adic integers. Next, by the definition of </), cj)pk (P - 1)P n- 1 +fc <p — n (4) For since always k<pk,k is at most divisible by pk 1, and therefore <- for fc = 1, 2,..., 6. v P The assertion follows now from (3) and (4). 4 The polynomials hH{x; t) Denote by n and t two positive integers. For t=l put and for t>2, Here e0-> el-> • ' • ->et- 2 denote t — 1 positive integers which will depend on n and £ and which must still be chosen. It is obvious that the products hn(x; t) are polynomials in x with rational coefficients. First let x satisfy the inequality l*L<p '. Then max(\x\p,\p ^1^,...,1/7 t + 2x|P'IP"t + lxlp)<1' and it follows from Lemma 5 that \jn(p-kx)^l\p<p-n if fe = 0,l t_2,t-l. Hence by the definition of hn(h; t) and by Lemma 1 applied with r = eQ + e1 +... + et _ 2 + 1, IM*;')-i|P^p~" ^ I4,<p-'. (5) Secondly let 7 be one of the integers 0, 1,..., t — 2, £ — 1, and assume that x satisfies the equation \*\v = P '•
The polynomials hn(x; t) 143 Then (<\ if fe = 0, 1 j-1, \P~kAP <=1 if k=j, (>1 if k=j + l,j + 2,...,t-l. Hence, by Lemma 5, \Jn(p-kx)\P = l if * = 0, 1 j-1; by Lemma 6, \jn(p-jx)\p<p-"; and by Lemma 4, Un(p-kx)\p = Pik-J)* if k=j + l- 7+2,..., t-2, t-1. On substituting these values for the factors of hn(x; t\ it follows that \K(x;%<p~Uj\ where u- denotes the expression Uj = nej - </>(e, + l + 2e. + 2 +... + (t -j - 2)et _ 2 + 1). In the special case when j = t — 1, this formula must be replaced by ut_1=n. We assert now that we can choose the integers e0, eu ... ,^_2such that also u0 > n, uy > n,..., ut _ 2 > n. (6) For this purpose denote by 0 the smallest positive integer which is not less than (p — l)pn ~ 2, hence is not less than (j)/n = (p— l)pn ~ 2p/n. (We are interested only in sufficiently large integers n) Then it follows from the definition of u- that Uj > n(ej -${ej + l+2£j + 2 + -.-+(t-j- 2)et _ 2 + 1}). Let us now define the integers et _ 2, et _ 3,..., el9 e0 successively by the equations et_2 = (P + l, et.3 = 0(et_2 + l) + l9 et_4 = $(et_3+~2et_2 + l) + l, e, =0(e2+2e3 + ...+(t-3)et_2 + l) + l, e0 = 0(e1 +2e2 + ...+(t- 2)et_2 + 1) + 1.
144 Characterisation of functions It is then clear that the inequalities (6) hold, and hence we find that \hn(x;t)\p<p-n if \x\p = p~{ where ./ = 0, 1,..., f-2, f-1.. (?) Let again, in the notation of § 2, %(x\E(N)) be the characteristic function of the set E(N): \x-N\p<p-<. The inequalities (5) and (7) can then be combined in the one inequality \hn(x;t)-x(x\E(0))\p<p-n if xelp. Hence, by a simple translation, it follows that for N = 0,1,..., pl — 1 also \hn(x-N;t)-x(x\E(N))\p<p-n if xelp. (8) Here n can be arbitrarily large. Our result implies therefore the Lemma 7 All the characteristic functions x(x\E(N)l where N = 0, 1, 2,..., pl ~ \ have the property (W). It is now easy to complete Dieudonne's proof of Theorem 1. Let F :Ip-^Qp be continuous and so also uniformly continuous on I This implies that F is bounded on I say with the upper bound M = .sup|F(x)|p. xelp Denote by s so large a positive integer that already p~s <M. By (14) of Chapter 8, there exists a second positive integer t = t(s) and a step function S '.Ip-^Qp of order t such that \F(x)-S(x)\p<p-s if xelp. This inequality implies that also sup|S(x)|p = M, xe Ip hence that \S(N)\p<M for # = 0,1,...,^-1. (9) Next, by (2), S(x) can in terms of characteristic functions be written
Algebraic numbers and integers 145 as S(x)=P£ S(N)X(x\E(N)). N = 0 Put similarly H(x) = *X S(N)ha(x-N;t). N = 0 Then #(x) is a polynomial, and H(x) - S(x) = *% S(JV){As(x - AT; t) -|%(x|E(JV))}. N = 0 It follows now from (8), applied with n = s, and from (9) that \F(x)-H(x)\p<p-sM if xe/p. Since in this inequality s may be chosen arbitrarily large, it proves that F has the property (W). 5 Properties of algebraic numbers and integers A second proof of Theorem 1 (Mahler 1958) is based on certain simple properties of algebraic integers which can be found in any textbook on the theory of algebraic numbers. A real or complex number x is said to be algebraic (namely over the field Q of rational numbers) if it satisfies some algebraic equation goxi + g^-1+ ...+gd = 0, where 0O#O, with rational integral coefficients g0, gl9... ,gd; the degree d may be any positive integer. If x satisfies an equation of this form in which Go = !, then x is called an algebraic integer. Exactly the same definitions may be given for p-adic algebraic numbers and integers, but will not be required. The following important statements are proved in the theory of algebraic numbers. Sums, differences, and products of algebraic integers are again algebraic integers. (10) If an algebraic integer lies in Q, then it is a rational integer. (11)
146 Characterisation of functions 6 Rational integral valued step functions that approximate Let again f : J -> Qp be a function which is uniformly continuous on J and hence also bounded on J. Since we may, if necessary, replace f by puf where w is the integer defined by p« = sup | f(x)\p9 xej there is no loss of generality in assuming that sup\f(x)\p<l. xej This means that not only the variable x, but also the function values f(x), lie in Ip. Let now again s be an arbitrarily large positive integer. There exists then a second positive integer t = t(s) and a step function S : J -> Qp of order t such that \f(x)-S(x)\p<p-> if xeJ. The different values S(N) of S(x) where N = 0,1,... ,pf — 1 are all /?- adic integers. As we want to deal with rational integers rather than p- adic integers, we select to each of these p-adic integers S(N) the rational integer I(N) > 0 defined by \S(N)-Z(N)\P<p-\ 0<Z(N)<ps-U and then introduce a second step function Z : J -> Qp of order t by I"(x) = 2;(JV) if \x-N\p<p~\ N = 0,1,. ..,^-1. This new step function r has the convenient property that both its variable x and its values I(x) are rational integers, hence no longer involve p-adic numbers. It is clear that also \f(x)-I(x)\p<p-s if xeJ. (12) Denote again by an the coefficients oif, and similarly by bn those of I; the coefficients of f — I are thenan — bn. The formula (12) implies that sup \an - bn\p = sup \f(x) - Z(x)\p < p~s. (13) nej xe J Our aim in the next sections will be to establish that \bn\ <p~s ifnis sufficiently large. (14)
An explicit formula for bn 147 This implies by (13) that also \an\p < p~s if n is sufficiently large, and since here s may be chosen as large as we like, it proves that {an} is a null sequence, hence shows that/has the property (N). 7 An explicit formula for bn using roots of unity The step function I(x) is known completely when its pl values Z(N), where N = 0,1,..., pl - 1, are given; by our choice, these values are rational integers. It is now possible to give a simple explicit expression for the coefficients bn in terms of these values I(N) and of a p*th root of unity co, as follows. Denote by a primitive //th root of unity. Hence CDpt=l, but q)^#1 if 0<t<*-1. It follows that pt ~ 1 {p Z -m"= o n = 0 lU pl if pl\m, if pl\m. For this equation is obvious when pf\m, and it follows otherwise from pt ~ l CDmpt - 1 1 ^ = -^=1=0- n = 0 W l Now put K = Vl Z CD~mNI(N) (m = 0, +1,+2,...). (15) N = 0 Then 'L^m' if 1?\m-m'. Hence all coefficients Xm are known if the pf special coefficients /i0, /l9 ..., Apt _ ! are given.
148 Characterisation of functions The equations (15) can be solved for the values Z(N) in the form m = 0 m = 0 N = 0 pt- 1 p* - 1 = p"' E ^(^ Z com(n-N) = i;(f2) N = 0 m= 0 (0<rc<//-1). Here both sides of this equation are periodic in n of period p\ It has thus been shown that I(n) allows for all n the representation *(")= Z a CO™ m = 0 On substituting this expression in 'n K= Z (-1)^)^-/0, it follows that fen= Z (-in J I ^crf"*-*) k = 0 \V m = 0 = Z ^ Z (-iW-K*-*), m = 0 fc = 0 Vv whence by the binomial theorem, K=P*L ^,(0)--1)- (" = 0,1, 2,...). (16) m= 0 8 The algebraic integer y It will next be proved that the quotient (co-\fp-l)pt~xlp = y, say, is for t = 1, 2, 3,... an algebraic integer. The proof depends on the well-known fact that the binomial coefficients 'P\ P(p-i)...(p-k+i) k)= lx2x...xfc ~ 0=1,2,....p-U are divisible by p because their numerators, but not their denominators, have a factor p.
Conclusion of the proof 149 Denote then by <fi (x) some polynomial in x with integral coefficients which may be distinct from place to place. By the remark just made, {x + \)p = xp + \+p(f){x\ (x + \)p2 = (xp + 1 + p4>(x)Y = (xp + \)p + p<j){x) = xp2 + 1 + P(j)(x\ and generally, (x + Vf = x? + 1 + p<j>(x) ¢ = 0,1,2,...). (17) For positive integral t the quotient (x + \)pt - 1 Pt(x) = ^-1 (x+ir -l is a polynomial in x with integral coefficients since Pt(x) = (x + I^-Vp'-1 + (x + lfp~ 2)pt~x +... + (x + If'1 + 1. By (17), this polynomial is the quotient xpt + pcj)(x) Pt(x) = ,t -1 xpt~l + p(j)(x) and therefore has the form Pt(x) = x(p-1)pt~1+p(l)(x) ¢=1,2,3,...). (18) The //th root of unity co satisfies the algebraic equation xpt-l ,t -1 = x^-1>'t"1 + x^-2>'t"1 + ... + x||t"1 + l=0. x^"-l Therefore co — 1 is a root of the equation Pt(x) = 0 and hence is an algebraic integer. The same is therefore true for 0(0)-1). Since by (18). Pt(o, -1) = (cd- \){p-l)pt~x+p<j){to - 1) = 0, we obtain the assertion that y=-</>(co-l) is an algebraic integer. 9 Conclusion of the proof that | bn \p < p * for large n By the representation (16), p'K (co-l) pt ~1 (<am - 1V -„= E p'm—r =^ sa^- ^19) m = o \co — i /
150 Characterisation of functions Here co and hence also the quotients com - 1 _ f0 for m = 0, 0)-1 ~ jcom" x + of1 ~2 + ... + co + 1 for m = 1, 2, 3,... are algebraic integers, and the same is true for the reciprocal ..-1 , vP* - i CD = or Next, by the construction, the function values S(N) (# = 0,1,...,^-1) are rational integers, hence also algebraic integers. By (15), the products pl x km (m = 0, 1,..., pf - 1) are then also algebraic integers. It follows therefore from (19) that also the expressions Pn (72 = 0,1,2,...) are algebraic integers. Let now n be any suffix satisfying n>n0, where n0 = (s + t)(p—l)pt~1. Then (co - 1)" = (co - l)n"(s + tHp ~ 1)pt ~' x (co - l)(s + mp ~ 1)pt"', = oc(py)s + t say, where the new number a = (co-l)n-(s + 0(p-1)pt-1 is an algebraic integer because n-(s+t)(p~ 1)^_1>0. It follows now finally from (16) and (19) that ^~TT = P„ and therefore ^ = a/}„/ + '. Since a, j?n, and y are algebraic integers, the second equation shows that the same is true for the rational number bjps which is therefore a rational integer. This implies that \bn\p<P~s ^ n>n0, but this is exactly the assertion (14) which was to be proved.
A proof using generating functions 151 10 A proof using generating functions A simpler proof of the inequality (14) can be based on the identity (9) between generating series which was obtained in Chapter 9. This proof has the advantage that it runs entirely in the rational field, hence that no properties of algebraic numbers are required. Let again/ : J -> Qp be uniformly continuous on J, and let the step function Z(x) and its coefficients bn be defined as in § 5. Our aim is again the inequality (14). The new proof is based on the fact that I(x) has the period p\ I(x) = I(x + pt) if xeJ. As in Chapter 9, let z and Z be two indeterminates connected by the three equivalent equations Z = TTV> Z = Ti-' (1-z)(l+ Z)=1. 1 + Z 1 — z Then by the general identity between generating series, 00 00 £ mzn = (1 + Z) I KZ-. (20) n = 0 n = 0 Here, on the left-hand side, the suffix n may in a unique way be written as n = N + ptm, where 0<Af<//— 1 and me J. It follows therefore from the periodicity of I(x) that oo pt — 1 oo pl — 1 £ S(n)z" = £ S(N)zN £ z^ = £ 2(^(1 - z"*)" \ n = 0 N = 0 m=0 N = 0 so that by (20), oo i p'-i / 7 \N / /7 V'N-1 .?.^-T^.?,Hrz)Hl!z)) • or, say ^/- B(Z)' where ^4 (Z) and £(Z) denote the polynomials p*-i A(Z)= ^ Z(N)ZN(l + Z)pt-N-\ B(Z) = (l + Zf-Zp\ N = 0
152 Characterisation of functions which are both at most of degree pl — 1 in Z and have rational integral coefficients. Here, by the formula (17) of § 8 applied with x = Z, B(Z) = (Zpt + 1 + p<j){Z)) -Zpt=l+ p<\>(Z\ where </>(Z) is a certain polynomial at most of degree p* — 1 in Z with rational integral coefficients. Hence 00 A (7\ °° £ ^z"=i Am= £ (-1)*-v-^z^zf-1. (21) Here each product is a polynomial in Z at most of degree Af(// — 1) with rational integral coefficients. Therefore, on comparing the coefficients of the same powers Zn on both sides of the identity (21), it follows that only those terms (_l^-i^-iy4(Z)0(Zf-1 can supply a contribution to the coefficient bn for which N(p* - 1) > n, and this contribution consists only of terms which are rational integral multiples of pN~ *. We obtain therefore the result that \bn\p<p-l{n-l)lipt-l» (22) This formula shows again that the coefficients bn form a null sequence and that therefore the inequality (14) is satisfied. 11 A proof based on recursive estimates A fourth proof of Theorem 1 is due to R. Bojanic (1974) and depends on recursive estimates for the interpolation coefficients. It is based on an identity which goes back to difference calculus. For our purpose it is convenient to derive this identity as a special case of an addition formula for functions f :J-^Qp which for the present can be arbitrary. Let as usual an be the coefficients of/so that /w- e «.(;)= i«.(;) »«>■ Further denote by y din arbitrary number in J.
A proof based on recursive estimates 153 Also f(x + y\ where ye J, is a function of xeJ and as such has certain interpolation coefficients, an(y) say, where (.2 = 0,1,2,...), (23) and then, conversely, f(* + y)= t "*&)(*) = i<*n(y)(x) ^ xeJ. (24) n = 0 \nj n = o W Here the new coefficients an(y) have the explicit values an(y)= lLan + k(k)= Z an+k[l) if y^J {n = 0, 1, 2,...). (25) Proof We apply the formula (16) of Chapter 9 which, with a slight change of notation, we write as X + y)=t(X)( " ) (- = 0,1,2,...). m J „%\n)\m-n) By the interpolation series for f(x), m = 0 \ m J m = 0 n = 0\nJ\™-n; =.?o(»)i.^(»-»)=.?•(») Joa"-(v' from which, by the uniqueness of the interpolation series, the assertion (25) follows immediately on comparing with (24). Bojanic's identity is now I «„ + *(£)= £ (-l)"~*(fcW + jO if y,»GJ, (26) which is contained in (23) and (25). Assume as before, that/ : J -> Qp is uniformly continuous on J, that s is an arbitrary positive integer, and that £ = t(s) is another positive integer such that \f(*)-f(y)\P<P~s if *,yeJ and |x - )^ </?"'. Then in particular, |/(x+ //)-/Ml, <P~S for xeJ. (27)
154 Characterisation of functions Since /is uniformly continuous on J, it is bounded on this set, and hence it may without loss of generality be assumed that \f(x)\p<l for xeJ. By the general equation (7) of Chapter 9 it follows then that also K\P<1 for neJ. (28) Now, by (26), applied with y = p\ Here the previous result (x^\)pt = xpt+\+p^{x) means that all the binomial coefficients I J in the first sum are divisible by p. Hence it follows from this equation and from (27) that \an + ^\p<max(p-1\an+1\p9p-1\an + 2\p9...9p-1\an + ^_1\p9p-sy (29) We deduce immediately from (28) and (29) that \an\p<p-1 for n>p\ On assuming next that n > pf and combining this estimate with (29), it follows that \an\p<p~2 for rc > 2//. Repeating this recursive process s times, we finally obtain the estimate \an\p<p~s for n>spl. Since s may be chosen arbitrarily large, this once more proves the assertion that {an} is a null sequence. 12 Decomposable #-adic functions We return to the study of #-adic functions/ :J-^>Q and F :I -^Q assumed uniformly continuous on J, or continuous and hence uniformly continuous on I respectively. However, let now g = plp2-.-Pk (k>2) be a product of at least two distinct prime factors pl9 pl9..., pk. As we saw in Chapter 9, these assumptions are insufficient to ensure that/or
Decomposable g-adic functions 155 F have the properties (N) and (W). Thus there remains the problem of finding the additional necessary and sufficients conditions for (N) and (W) to hold. The new concept needed is obtained as follows. Let Y— /Y(l) v(fe)\ be the decomposition of the #-adic variable x into its ^-adic component x(1),. . ., its /vadic component x(k\ respectively, and let similarly /M = </(1)(x),...,/W(x)> and F(x) = <F<1>(xX...,F(*)(x)> be those of/(x) and F(x). In general, each of these components/(K)(x) and F(K)(x) will be a function of all /c components x(1),..., x(fe) of x. Definition The functions/and F are said to be decomposable! if for every suffix k = 1, 2,. . ., k,f(K)(x) and F(K)(x) depend only on the Kth component x(K) of x. With this terminology, our problem has now the following solution. Theorem 2 Let f :J-^Qg be uniformly continuous on J, or F :Ig-^Qg be continuous and hence uniformly continuous on Ig. Then f or F, have the two properties (N) and (W) if and only if they are decomposable. Proof Since the proof is the same for/and F, it will be sufficient to consider the function F. First assume that F has the property (N), hence also the property (W), and denote by F(x)=„?/-(«) for xe/* the interpolation series for F. Here {an} is a #-adic null sequence. Therefore, if an = {a^,...,a^y (30) is the decomposition of an into its ^-adic component a{^\ . .., its pk- adic component a£\ respectively, then the corresponding ^-adic sequence {a(n1}},..., and the corresponding /?fc-adic sequence {a^} all
156 Characterisation of functions are null sequences. Hence each of the interpolation series F<-V>)= X a^[X (k=1, 2,..., k) (31) n = o \ n J converges uniformly for all x(K) in I and defines a (uniformly) continuous function F(k) :In -+Q„. The assertion is now proved if it can be shown that F(x) has the decomposition F(x) = <F(1)(x(1)),..., F(fe)(x(fe))> (32) into a ^-adic component F(1)(x(1)),..., a /vadic component F(k)(x(k)), respectively. For this purpose, let N be any positive integer. The binomial coefficients ( ) are polynomials in x with rational w coefficients, hence have the decompositions n But then, for every positive integer N, also N A,(l)\ n /uky « = 0 \At/ n = 0 \" Now, as AT grows indefinitely, the sum on the left-hand side tends uniformly to the #-adic limit F(x), while the sums on the right-hand side converge uniformly to the ^-adic limit F(1)(x(1)),..., the /?fc-adic limit F(k)(x(k)). This proves that F(x) has the decomposition (32). Assume, secondly, that F(x) is decomposable, say as in (32). Each of the pK-adic components F(k)(x(k)) is (uniformly) continuous on the corresponding set I and so, by Theorem 1, can be written as a convergent interpolation series (31) where the coefficients ajlK) form a pK-adic null sequence. This implies that the #-adic numbers an as defined by the decomposition (30) form a #-adic null sequence. Therefore m= Z 'X a. n = 0 v n is a continuous function on I with the two properties (N) and (W), as was to be proved. Theorem 2 severely restricts the class of continuous #-adic functions that can be written as convergent interpolation series.
A non-decomposable function 157 13 An example of a non-decomposable function The function f:I6 -► Q6 defined in Chapter 9 § 8 had coefficients an satisfying the equation |aj6 = l for xeJ and so did not have the property (N). On the other hand, it is a step function and therefore continuous on I By Theorem 2, it cannot be decomposable. This can be verified directly. Let * = Oi,*2> and /(x) = </1(x),/2(x)> be the decompositions of x and f(x) into their 2-adic and 3-adic components, respectively. Here/was defined as follows. We wrote x in the form x = x0 + 6y, where x0 is one of the digits 0,1,..., 5, and y is a number in /6. Then/ was given by Write the components x1 and x2 of x similarly as ^1=^10 + 2^1 and ^2=^20 + ^2, where x10 is one of the 2-adic digits 0 or 1, x20 is one of the 3-adic digits 0, 1, or 2, yl is a 2-adic integer, and y2 is a 3-adic integer. It is easily seen that x0 is given by the following little table in terms of x10 and x20- X20 *io 0 1 0 1 2 0 4 2 3 1 5 This means that (-l)xo = + 1 if x10 = 0, — 1 if x10 = 1. Since the value of f(x) = (— 1)*° lies in Q, this number has the components A(x) = /2(X) = (-If0. Hence/2(x) depends only on the first component xl of x, proving the assertion.
158 Characterisation of functions 14 Problems 1 Let f :J -^>Qpbe the function f(x) = Fx for xeJ, where Fn is the nth Fibonacci number defined by F0 = 0, F, = 1, Fn + 2 = Fn+1 + Fn (72 = 0,1, 2,...). Can the prime p be chosen such that f is uniformly continuous on J? 2 The function/ : J-^Qg is defined by /(x) = 5x for xeJ. For which integers g>2 is f uniformly continuous on Jl Is f decomposable for these values of gl 3 Let E be the subset of I6 consisting of all 6-adic numbers satisfying |x-5|0<6 -2 and let %(x) be the characteristic function of £ in I6. Determine the 2-adic and the 3-adic components of the function f(x) = x(x)(x-5) for xel6. Is /uniformly continuous on /6? Is it decomposable? 4 E = {0, 2, 4,...} is the subset of all non-negative even integers in J, and / : E -► Qp is defined by * 'x f(x)— Yj n\ f°r *e£. n = 0 \W At which points of E is /continuous? 5 The function/ :J-^>QP with the coefficients an satisfies lim f(x) = 0. n -*• oo Show that the function f°(x) = a2x for xeJ is uniformly continuous on J. 6 The Bernoulli numbers Bn and the Bernoulli polynomials Bn(X) are defined by their generating series zez °° zn ze^ *+ ^z °° zn 7= T B„~- and — = V BJX)—, C-l „^0 "n! e*-l Be0 " nV
Problems respectively. It can be proved that for every prime p \Bn\p<P (n = 0, and that Bn(X) has the explicit form Bn(X)= £^Bk(f\x»-k (n = 0, Let x be an arbitrary element of I and {xn} a seq elements of J such that p lim * =x. n n -*■ oo Prove that lim pXnBx(- n -» oo \P/ exists and defines a continuous function of x on J
11 Further properties ofp-adic functions It is convenient to collect a number of formulae connecting a function f -J^QP with its coefficients an, 1 A first set of relations We know that if the arbitrary function f :J -^ Qp has the coefficients an=t (-ir*Q/(*) (.2 = 0,1,2,...), (1) then, conversely, /(*)= £ "Jfj (x = 0,1,2,...). (2) It was also shown in the last chapter that, if ye J and ^)=1^^(^) (" = 0,1,2,...), (3) then "n(y)= io(-iy-k("j)f(k+y) (11=0,1,¾...) (4) and f(x + y)= t an(y) (*) (x, y = 0, 1, 2,..:). (5) n = 0 W To these formulae we may add, from Chapter 9 § 3, the pair of equations max \ak\p = max \f(k)\p in = 0,1, 2,...) (6) 0 < fc < n 0 < fc < n and in the limit, as n tends to infinity, sup|an(y)|p=sup|/(n)|1,. (7) ne J nej These formulae may be applied, with/(x) replaced by/(x + y\ and it
A second set of relations 161 follows then from (3), (4), and (5), that also for every integer y in J, (8) max \ak(y)\p= max |/(fc + 3>)|p 0 < fc < n 0 < fc < n and sup \an(y)\p = sup \f(n + y)\p = sup \f(n)\p. (9) ne J nej n> y Although we shall not use it, it may be mentioned that these relations remain valid for #-adic functions on J; for the original proof was given under this hypothesis. We also recall from Chapter 9 § 6 that, if/has the coefficients an, then the function /°(x) = (-l)xax for xeJ has the coefficients a°n = (-l)nf(n) for neJ. The effect of replacing/by f° in the equations (6) to (9) consists in interchanging the two sides of these formulae. 2 A second set of relations There is a second set of equations analogous to the equations (6) to (9) which, however, holds only for p-adic functions because its proof depends essentially on the property \<*b\p=\a\p\b\p of the p-adic valuation. Evidently, the function/* :J^>QP defined by /*(x) = f(x)- /(0), /*(0) = 0 has the coefficients a$ = 0, a* = an for n > 1. Hence un £ (- ir - * (I) aw - /(0)), /(*) - /(0) = t at (l Here n k n k x /c-1 < n k
162 Further properties of p-adic functions since l ) is a rational integer. It follows that |a*|p< max 1 < k < n n ^x(/(k)-/(0)) |/(n)-/(0)L< max 1 < k < n n x a * and therefore i* a n n < max p 1 < k < n f(k) - /(0) fin) - /(0) n < max p 1 < k < n a * On combining these two estimates, it follows that f(k) - /(0) max 1 < k < n = max 1 < k < n (10) hence in the limit as n increases indefinitely, f(n) - /(0) sup n> 1 n n (ii) = sup p n> 1 These two formulae may again be applied with f(x) replaced by f{x + y) where ye J. This leads to the following pair of equations, and max 1 < k < n sup n> 1 k an(y) n = max p 1 < k < n = sup p n> 1 /(' f(k + y)~ fiy) (12) fin + y)- fiy) n (13) If we subtract from/not the first terma0 = /(0) of its interpolation series, but an arbitrary partial sum N- 1 Z an n = 0 X n of this series, then further sets of analogous formulae can be obtained. In these formulae the denominator is not derived from ( J, but from x N Just as the relation (7) shows that the coefficients an are bounded if and only if/(x) is bounded on J, so (11) makes evident that the
Continuity off at x = 0 163 quotients ajn are bounded for n > 1 if and only if the quotient (f(x) — /(0))/x is bounded for x > 1. 3 Continuity of /at x = 0 As an application of the preceding formulae the question will now be discussed how the continuity of an arbitrary function f : J -> Qp at x = 0 is connected to properties of its coefficients an. To simplify the discussion it will be assumed that /(0) = 0 or equivalently a0 = 0. We further use the notations an= max \ak\p = max \f(k)\p 1 <k < n 1 <k <n and f(k) which are valid by (6) and (11). The following theorems will be proved in which n > 1. Theorem 1 Assume that An\n\p^0as |n|p->0. Then f : J-+QP is continuous at x = 0 if and only if \an\p^0 as |n|p->0. (14) Theorem 2 Assume that a„|n|p-> 0 as |n|p->0. Then f : J^QP is continuous at x = 0 if and only if (14) is satisfied. Theorem 3 Assume that f : J -> Qp is bounded on J. Then f is continuous at x = 0 if and only if (14) holds. Proof. We first note that Theorem 2 implies both Theorem 1 and Theorem 3. For ocn<An (n= 1,2,3,...), and if / is bounded on J, then {a1? a2, a3,...} is a bounded real sequence. So let the hypothesis of Theorem 2 be satisfied, and let / be ^4n = max 1 < k < n a, = max p 1 < k < n
164 Further properties of p-adic functions continuous at x = 0. By (1), |an|p < max 1 < k <, n n \f(k) < max p 1 < k < n n f(k) (15) Let s be an arbitrary positive integer. By the continuity of f at x — 0 there is a second positive integer t such that \f(x)\p<p~s if |x|„<p-<. We distinguish therefore in (15) between whether \k\p<p~' or \k\p>p~t+1. In the first case, n \f(k) <P — s and in the second case, n f(k) t-1 <p'-l\nf(k)\ Kp'-'-aJnl<p — s if -s-t+1 This proves that (14) is satisfied. Conversely, if (14) is true, then an inequality analogous to (15) holds, withan replaced by f(n) and f(k) replaced by ak. The same kind of proof shows therefore now that f is continuous at x = 0. For the hypothesis (14) means that the function f°: J -> Qp defined by /°(x) = (— 1)¾ is continuous at x = 0. Theorem 2 is due to M. Waldschmidt (personal communication 1978), while Theorem 3 was given by H. Miiller (1977). 4 An example The rational function f(x) = x/(x + l)=l-(x+iy1 is continuous at all points of J, and in particular at x = 0. By Chapter 9 § 6 it has the coefficients a0 = 0, and an = (- l)n+ 1/(n+1) for n>\. For k = 1, 2, 3,..., /V-1)=1-/>-*.
A further theorem by Waldschmidt 165 Hence f is not bounded on J, and Theorem 3 cannot be applied. But neither can Theorem 1 or Theorem 2. For apk-1= ±p~k and therefore Apk > apk > pk. Hence, as n runs over the integral powers pk of p, |n|p->0, but An\n\p>an\n\p>l. This example makes it very clear that, even when f is continuous not only at x = 0 but on the whole set J, no simple property of the coefficients an can be deduced. 5 A further theorem by Waldschmidt Waldschmidt (personal communication 1978) has obtained a further result for functions continuous at x = 0 which shows that the p-adic values of their coefficients cannot increase too rapidly. Theorem 4 Assume that f :J -+Qp satisfies /(0) = a0 = 0. If f is continuous at x = 0, then |an|p/max(l,an)->0 as |n|p->0. Conversely, if \an\p^0 as |n|p->0, then |/(n)|p/max(l, «„)--*() as |n|p-»0. Proof The second assertion is equivalent to the first one applied not to f but to f°. It therefore suffices to prove the first assertion. We proceed as in the proof of Theorem 2. Again as there, <p~s if |/cL<p-<. -t+ i p If, however, \k\ >p t+1 and therefore n k <Pf >L then n kjm <Pf ^"UfifyL^P smax(l,an) if |nL<p'
166 Further properties of p-adic functions Hence in either case. n f(k) <p smax(l, an) as soon as \n\ is sufficiently small, which is the first assertion. 6 A further example The first assertion of Theorem 4 gives a necessary, but not also a sufficient, condition for f to be continuous at x = 0, as the following example shows. Let f : J -> Qp be defined by its interpolation series X X /(X)=?/«J' n = 0 where the coefficients an are defined by -1 a = n p l if n = p\ t = 0, 1, 2,..., p-i^t-D ifn = ^-i,t=i,2,3,..., 0 otherwise. This means in particular that again /(0) =a0 = 0. By this definition, and therefore apt= max 1^ = p2' X>1 (¢=1,2,3,...) i < * < pt \an\ /max(l, an)->0 as |n| ->0. On the other hand, the function f is not continuous at x = 0. For pl / «* \ t / *j\ t /W=I<J=IpX)+Ip -(2j-1)i n = 0 Here i = o A'-<? j=i y-i = p' because -j(r <pj<p' if 0 <j < t — 1.
The function j* 167 Further It follows that \f{V% = Vt for t= 1,2, 3,..., hence that / is not even bounded in a neighbourhood of x = 0 and so even less can be continuous at this point. On considering instead of f the derived function /°, we find in the same way that also the second assertion of Theorem 4 gives only a necessary condition for \an\ to tend to 0 as \n\ tends to 0. It may be noted that the function /(x) = x/(x+l) considered in § 4 satisfies the hypothesis of the first assertion of Theorem 4. For since it has the coefficients a0 = 0, an = {-\)n+1/(n+\) for n>l, the number an= max \an\p 1 < k < n has the value where pr denotes that integral power of p for which (n+ l)/p<pr <n+ 1. It follows that aM > (n + 1)/P. On the other hand, |0„lp = 1 if l«lp<Vp> whence K\P/m3x(l> O < P/(" + l)->0 as |n|p->0, as asserted. 7 The function/* Let again f:J^>Qp satisfy /(0) = a0 = 0. So far, we have not < -(2t-l)i P'-l = \P
168 Further properties of p-adic functions obtained a simple necessary and sufficient condition in terms of the coefficients an for f to be continuous at x = 0. The following construction leads to such a condition which, however, is not particularly simple. Since/ is assumed to be continuous at x = 0, there exists a positive integer r such that \f{x)\p<\ if \x\p<p~r. Define a new function /* : J -> Qp by /*(*) =/(Prx) for xeJ, and denote by a* its coefficients. The quantity a*= max \a*\p= max \f*(k)\p 1 <k <n 1 <,k <n satisfies for all n > 1 the inequality a* < 1. Therefore both Theorem 2 and Theorem 3 lead to the result that 1**1,-0 as lnlj-0, (16) and it can conversely be proved that this relation (16) implies that /* and hence also f are continuous at x = 0. The condition (16) can now be replaced by one for the coefficients an. For where Hence a* has the explicit value B /n\ ^ /nrk\ prk <= Z(-ir'(J ZMm = Z^ fc = 1 W m = 1 \ m / m = 1 where cmn denotes the following sum, The property (16) takes now the form -+0 as 1^-+0. (17) p prk I m = 1 ®mCmn
Continuity off on J 169 However, it does not seem to be easy to find a more explicit formula for the coefficients cmn. That these are rational integers is evident. 8 Continuity off on J If f : J -> Qp is bounded on J, there is no difficulty in formulating a property of its coefficients an which holds if and only if f is continuous at all points of J. Firstly, it follows immediately from (5) and from Theorem 3 that f is continuous at the single point y of J if and only if KOOIp-^O as \n\p^0. Hence f is continuous at all points y of j if and only if \an(y)\p->® as Mp^O for every point y of J. Now an(y)= Z ak + n\l On putting here successively y = 0, 1, 2,..., the following result is obtained. Theorem 5 If f :J -+Qpis bounded on J, then it is continuous at every point of J if and only if \ak + n\P^Q as M;,->0 for k = 0, 1,2,... (18) For we find successively the limit formulae Klp->0> K+an+l\p^>0> K + ^+1+^+2^0,... as |n|p->0, which implies (18) for the successive values of k. The relations (18) need of course not hold uniformly in k. Here we say that they are satisfied uniformly in k if there exists to every positive integer s a positive integer t = t(s) such that \ak + n\p<p~s if \n\p<p~\ /c = 0, 1,2,. .. . Then every suffix m > 1 can be written in the form m = k + n where k > 0, and n = pu is the largest integral power of p which is not greater than m. Hence |w|p->0 as m->oo,
170 Further properties of p-adic functions and it follows that \am\ < p ~s as soon as m > p\ Since s may be chosen arbitrarily large, this means that |am|p->0 as ra->oo. In other words, when the relations (18) hold uniformly in /c, then f has the property (N) (see last chapter) and so is uniformly continuous on J. The converse is naturally also true. 9 A third example We next give an example of a function f :J -+Qp which is bounded on J and continuous at all points of this set, but is not uniformly continuous on J, thus does not have the property (N). Write xe J in the canonic form x = x0 + xxp + x2p2 + ..., where the coefficients x0, x1, x2,... are digits 0,1,..., p — 1. Since x is a non-negative rational integer, all digits xn with sufficiently large suffix n are equal to 0, and so there exists a smallest non-negative integer r = r(x) such that xn = 0 if n>r. This means that there also exists a smallest non-negative integer m = m(x) such that hence, if m > 1, that xn = p— 1 for ?2 = 0, 1,..., m— 1. In terms of the integer m so defined, put now /(x) = (-ir(x). The function / trivially is bounded on J. It further is continuous at every point of J. For let x and y be two elements of J satisfying \x-y\p<p-m-\ where m = m(x), and let y = y0 + yiP + y2P2 + '- be the canonic series for y. Then yn = xn for w = 0, 1,..., m,
Two upper estimates 111 hence, by the definition of m and f, m=f(x). This proves the continuity of f at all points of J. On the other hand, f is not uniformly continuous on J. For if it were, then, by Theorem 4 of Chapter 8 there would exist a function F :Ip->Qp continuous and hence uniformly continuous on I such that F(x) = f(x) if xeJ. We show now that this is false by establishing that F is discontinuous at the point — 1 of Ip. Now the p-adic sequence {p-l9p*-l9p*-l9...} has the limit — 1. Its general element pk — 1 has the canonic development ^-l=(p-l) + (p-l)p + ...+(p-l)^-i+0, so that m(pk —l) = k and therefore f(pk- 1) = (- If. By the assumed continuity of F at x = — 1 we should have lim/(/-l) = F(-l), k -* oo a formula which is false because the sequence {+ 1, — 1, + 1, — 1,...} of the values f(pk — 1) has no p-adic limit. A different example of a function which is bounded and continuous on J, but not uniformly continuous, has been given by M. Waldschmidt (personal communication 1978). 10 Two upper estimates for | f(x) —f(y)\p It is obvious from the interpolation series that if x and y are any two numbers in J satisfying x > y, then
172 Further properties of p-adic functions For the binomial coefficients are rational integers and hence have at most the p-adic value 1, and the first terms a01 I and a01 J cancel each other. This trivial estimate can be improved, as follows. Theorem 6 Let f :J -+Qp be an arbitrary function on J'Jetx and y be any two numbers in J such that x > y; and let N be a positive integer. Then l/W-/(y)lp <max(m|ajp|x —y|p, \an\p\ l<m<N—l,N<n<x). (19) (For N = 1 the terms with suffix ra, and for N > x the terms with suffix n, are to be omitted.) Proof Write = fi(x, y) + f2(x, y), say- Here for JV = 1 the first sum and for N > x the second sum are empty Evidently, l/W - f(y)\P < maxd/^x, y)\p, \f2(x, y)\p). As above, \f2(x,y)\p< max \an\p. N <n< x Next. nj \ n j k = 0 y k i \n k so that /,<,.=;i\t(T)U On the right-hand side evidently max K/k\p<n\an\p. 1 < k < n
The upper bound w(t) 173 Since the binomial coefficients have again at most the p-adic value 1, it follows then that \fi(x,y)\p<\x-y\p max n\an\p. 1 <n<N- 1 The assertion is now obtained on combining these estimates for f1 and /2. A very similar proof, which may be omitted, leads to the following result which, instead of the coefficients an, involves the sums an(y) from (3). Theorem 7 Let f : J -*<2P be any function on J; let x and y be two numbers in J such that x > y; and let N be a positive integer. Then \f(x)~f(y)\p<maxl\x-y[ flrntv) m Mn(y)V l<m<N-l,N<n<x-yi (20) (For N = 1 the terms with suffix m, and for N > x — y the terms with suffix n, are to be omitted.) In the special case when f has the property (N), thus when p lim a„ = 0, n -> oo either theorem shows that f is uniformly continuous on J. 11 The upper bound w (t) Let again f : J -+ Qp be an arbitrary function on J, and put w(t)=sup\f(x + pt)-f(x)\p. xej Here t may be any positive integer. The equation w(t) = 0 holds exactly when f(x + pt)=f(x) for xeJ. Theorem 8 The value w(t) is finite if and only if f is bounded on J.
174 Further properties of p-adic functions Proof. It is obvious that w(t) is finite if f is bounded on J. Assume next that w(t) is finite. If w(t) = 0, then f has the period // and so certainly is bounded on J. We may then assume that w(t) = p«, where u is some rational integer. Every number x in J can be written as x = x(t) + jfy, where x(t) is an integer satisfying 0<xa)<//-1, and y is in J. Denote by v any rational integer such that \f(x*)\p<pv for x* = 0,1,...,//-1. Hence, if y = 0, \f(x)\p<pv. Exclude this trivial case so that y > 1, and put xk = x(t) + /c// for k = 0, 1,..., y. Then y-l _ v(0 - X — X 2j (Xfe + 1 Xk) k = 0 and therefore \f(x) - /(x<% < max \f(xk+1) - /(xjl, < w(t) = p\ 0 <k<y- 1 from which it follows that \f(x)\p < max (|/(x«)|p, /7") < max (/7", /?*), proving the assertion. It is clear that if w(t) = 0, then also w(T) = 0 for T > t\ for if f has the period p\ it has also the period pT. Furthermore, if f has the period //, then it is uniformly continuous on J, and we have proved in Chapter 10 § 10 that if |/(x)|p^l if xeJ, then its coefficients an satisfy the strong inequality Let us exclude this case of periodicity, so that w(t) > 0 for all t. Now the following statement holds.
The upper bound w(t) 175 Theorem 9 The function f is uniformly continuous on J if and only if limw(0 = O. (21) f-*• CO Proof If f is uniformly continuous on J, then to every positive integer s there exists a second positive integer t = t(s) such that \f(x)-f(y)\p<P~s if x,yeJ and \x-y\p<p-<. But this implies that w(0<P"s, and since s may be chosen arbitrarily large, it proves (21). Conversely, assume that (21) holds. There exists then to every positive integer s a second positive integer t = t(s) such that w(t) <p~s. Consider now any two numbers x and y in J for which \x-y\p<p-\ The case when x — y is trivial; so assume that say x > y. Then x — y has the form x-y = np\ where n is a certain positive integer. Put xk = y + ki? (k = 0, 1,. . ., n\ so that *o = y> xn = x> and xk + l = xk + P* (fc = 0,1,..., n — 1). Now l/W-/001,= V (/(¾+1)-/(¾)) fc = 0 < max \f(xk + 1)-f(xk)\p<w(t)<p s, 0 <fe <n- 1 which proves that f is uniformly continuous on J. Corollary The limit relation (21) implies that the coefficients an tend to 0 as n tends to infinity. 12 Estimates for the coefficients an in terms of w(t) Let f : J->Q be any bounded function on J so that w(t) is finite for
176 Further properties of p-adic functions every positive integer t. It was proved in Chapter 10 § 11 that <w = -"i[ (¾+- + io (- i)"_ *(fc)(/(*+?') - /(fe))- Here the binomial coefficients (7 = 1,2,...,//-1) are divisible by /?, and the p-adic values \f{k + p')-f(k)\p are at most w(t). It follows therefore that k+^lp^max(p"1k+ilpJp"1k+2lpJ---Jp"1k+^-iLw(0). (22) We are assuming that / is bounded on J; more exactly, without loss of generality let |/(x)|p^l for xeJ and hence also |ajp< 1 for neJ. Therefore, on applying (22) with t = 1, it follows that \an + p\p<mzx(p-\w(l)) for n>0 and hence \an\p < max (p~ 1, w(l)) for rc > p. On combining this estimate again with (22), this time for t = 2, it next follows that \an + P2\P< max (p~ 2, p~ x w(l), w(2)) for n > p, whence \an\p<max(p~2, p~ 1w(l\ w(2)) for n>p + p2. This procedure may be carried out k times, taking successively t = 1, 2,..., /c, and it leads to the final result that \an\p < max (/?-*, p1 -*w(l), /?2 _few(2),.. ., p~ lw{k - 1), w(k)) for n > p + p2 + .. (23) Here k may be any positive integer.
A result by Ahlswede and Bojanic 111 13 A result by Ahlswede and Bojanic We combine now Theorem 6 and the estimate (23) to prove a result due to R. Ahlswede and R. Bojanic comparing the coefficients an with the function w(t). For this purpose it is convenient to make use of the Landau O- notation well known from real analysis. Let X be a positive integral variable, and let (j>(X) and \jj(X) > 0 be two real-valued functions of X such that \(j)(X)\<cil/(X) for all X, where c is a positive number independent of X. Then one writes 4{X) = ow{X)). In this notation, the following result holds. Theorem 10 Let the function f :J -+Qp satisfy \f(x)\p<l for xeJ. Denote by a a constant satisfying 0<a< 1. Then each of the two relations w(t) = 0(p~M) for t>\ (24) and |fljp = 0(n-;) for neJ (25) implies the other one. Proof. First assume that (24) is satisfied. There is then a positive constant c such that w(t)<cp~at for £>1, and here, without loss of generality, c> 1. It suffices to consider suffixes n satisfying n > p. To each such suffix there is a unique positive integer k for which pk + 2 -1 p + p2 + . .. + pk<n<p + p2 + ... + pk + 1= 1 /7-1
178 Further properties of p-adic functions and therefore pk + 2 > (p — \)n + p > n. Now, by (23), \an\p <max(p~k,p1~k-cp~a,p2~k-cp~ 2a, ...,p_1-cp"(fc"1)a,cp"te), whence \an\p<cp~ka and therefore \an\p<cp2n~\ which proves (25). Conversely, let (25) be satisfied. We now apply Theorem 6, with x and y replaced by x + pf and x, respectively. By the hypothesis (25) there is a positive constant C such that \an\p < Cn~a for n> 1. The inequality (19) shows now that w(t) < max (p" * - m\am\p, \an\p\ \<m<N — 1, N < n < x + pl). Here choose N = p\ Then, for 1 < m < N — 1, p-t'm\am\p<p-t'N'CN-a = Cp-a\ and for AT < n < x + pf, \an\p<CN~a = Cp-at. These two estimates together prove the assertion (24). Theorem 10 is only a special case of more general estimates by Ahlswede & Bojanic (1975). 14 Problems 1 Let/ :J-^Qp be defined by [ft if x = n2 is a square (neJ\ fix) = < [0 otherwise. Are there points x in J at which/is continuous?
Problems 179 2 Let f : J -+ Qp be defined by ,, vf 0 if x0 = 0, HX) \x/x0 if x0^0, where x0 is the first digit in the canonic series x = x0 + xxp + x2p2 +.. \p) of x, let / have the coefficients a„. Is it true that \an\p<\n\p (« = 0, 1,2,...)? 3 £ is the set of all integers neJ which are not divisible by p, and f : J -» Qp is defined by m = 0 neE \" n, Prove that/is continuous at x = 0. 4 Let / : J -> Qp be defined by the series Show that/is continuous on J and that, for every positive integer t, the series defines a uniformly continuous function on the subset p~'<|x + l|p^l of Ir 5 F :I -*Q is the function 00 /^X p F(X) = Yj an\ b Wnere nm ^n = 0. n = 0 \*V n-» oo Determine the limit p lim JF(n!x) n -»• oo and prove that it is uniform on Ip. 6 Is the following assertion true? If supn\an\p<l, neJ then 00 /x n = 0 V, satisfies for all x and y in Jp the inequality \F(x)-F(y)\p<\x-y\p.
12 Remarks on functions of two variables We are interested mainly in functions of one variable as considered up to now. However, in connection with the study of the differentiation of such functions, it becomes necessary to extend some of the previous theory to the case of functions of two variables. 1 The interpolation series for functions on J x J Denote by J x J and Ip x Ip the set of all ordered pairs (x, y) of two elements x, y of J, or of I respectively. We are concerned with functions f:JxJ-^Qp and F:IpxIp-^Qp, where the variables are in either J x J or Ip x Ip, and the function values lie in Qp. Consider first the function/(x, y) on J x J. For fixed yeJ,f(x, y) can be written as an interpolation series /(*,30= tfm(y)h= ZfMl m=0 \y/ m=0 \m where the interpolation coefficients fm(y) are given by These coefficients depend on the second variable y and have themselves interpolation series y /y\ £ (y fm(y)= L amn\ = L Q n = 0 \nJ n = 0 ^n where y 'n amn= Z (-ir*(k)/*(*) fc= 0 m n = i £(-ir+"-*-*( jm/(M)- (i) fc= 0 fc= 0
Uniqueness of the series 181 On substituting these series iorfm(y) in the development for/(x, y\ it follows finally that '**-.y.^Q-.y.*-(-Xi> ,2> We call this development the interpolation series for j(x, y). Since this series terminates after finitely many terms, there is of course no problem of convergence. 2 Uniqueness of the interpolation series for f(x, y) As in the case of functions in one variable (Chapter 9 § 4), the question arises whether perhaps/(x, y) can not only be written as the interpolation series (2) with the coefficients (1), but also allows a second and different representation valid for all pairs (x, y)eJ x J. On putting Kn = amn ~ <*mn f°r K n)eJxJ, such a hypothesis would imply that £ ibmn(X)(y)=0 for all (XJ)€JXJ. (3) m = 0 n = 0 \mJ W We show now that this infinite system of homogeneous linear equations for the coefficients bmn has the only solution bmn = 0 for all (m,ri)eJxJ. For assume that this assertion is false. There exists then a smallest suffix M > 0 such that not all the coefficients feMn, where n = 0, 1, 2,..., are equal to zero. More exactly, there is then a smallest suffix N > 0 such that But then li>(XK(X)=^ contrary to (3).
182 Functions of two variables This proof establishes that every function/ :J xJ -+Qp has one and only one representation as an interpolation series, namely the development (2) with the coefficients (1). 3 Relations between/and its coefficients We proved in Chapter 9 § 3 the equations (6) and (7) which connect the g-adic value of a function/of one variable with the g-adic values of its coefficients. Exactly the same proof can be applied to functions in two variables. It leads to the equation max (\amn\p; 0<m<x,0<n<y) = max (|/(m, n)\p; 0<m<x,0<n<y), (4) and in the limit, as both x and y tend to infinity, to suP(l^mnl;; ("*> ")e J x J) = sup(|/(m, n)\p; (m, n)e J x J). (5) These formulae show in particular that if/is bounded on J x J, then so are its coefficients amn, and vice versa. There is a second pair of similar formulae, analogous to the equations (10) and (11) of Chapter 11 § 2. The function/* : J x J -+Qp defined by /* (x, y) = f(x, y) - f{x, 0) - /(0, y) + /(0,0) vanishes if at least one of the two variables x and y is equal to 0, and it evidently has the interpolation series X f*(x,y)= £ £ a Since m = 1 n = 1 X m < x m for m > 1, mn n X m < n y n for n > 1, we find, just as in the last chapter, that a max "mn mn = max ; l<ra<x, 1 <n<y f*(m,n) mn ;l<ra<x, 1 <n<y (6) and in the limit, as both x and y tend to infinity, sup a mn mn ; m> 1, n> 1 1 = sup /*(m, n) mn m > 1, n > 1 . (7)
J x J and Ip x Ip as metric spaces 183 4 The sets J x J and /^x / as metric spaces In Chapter 7 § 2, we defined metric spaces, and in the remainder of that chapter collected a number of properties of such spaces, dealing mainly with metric spaces that were derived from rings with a pseudo- valuation. The more general spaces J x J and Ip x Ip are also metric spaces. For if (x, y) and (x0, y0) are any two of their points, then the function d((x, y\ (x0, y0)) = max (|x - x0|p, \y - y0\p) > 0 defines a distance between the points because obviously d((x, y\ (x0, y0)) = 0 if and only if (x, y) = (x0, y0); d((x, y\ (x0, y0)) = d((x0, y0\ (x, y)); and d((x, y\ (x1? yt)) < d((x, y), (x0, y0)) + d((x0, y0), (x1? ^J). All definitions and results of Chapter 7 can therefore be applied to the spaces J x J and Ip x Ip. In particular, we can define continuity and uniform continuity of functions, and uniform convergence of series. We can further define functions /(x, y) that are bounded on J x J or Ip x / or that are uniformly continuous in just one of the two variables x and y. It is again clear that J x J is everywhere dense in Ip x Ip. 5 Functions/: J x J-^>Qp which are uniformly continuous in x So far,/could be an arbitrary function on J x J. It is of greater interest to study functions which are uniformly continuous on this set. Let us, however, first look at the more general functions which are bounded on J x J and are uniformly continuous in just one of the two variables, say in the variable x. Since such a function can, if necessary, be multiplied by an integral power of p, there is no loss of generality in assuming that/ :JxJ^Qp has the following two properties. |/(x,>0|p<l for (x,y)eJxJ; (8) fis uniformly continuous in x uniformly in y; i.e. to every positive integer s there exists a second positive integer t = t(s) independent of
184 Functions of two variables x, x0, and y such that \f(x,y)-f(x0,y)\p<p-s if x,x0,yeJ and \x — x0\p<p~f. (9) As we know, there exists to every xeJ a unique x0eJ such that 0 < x0 < pl - 1, |x - x0lp ^ P~ '• With this choice of x0 = x0(x) define two functions /(1) :JxJ^Qp and/(2):JxJ^gpby /(1)(x,y) = /(x0,y) and /(2>(x, y) = f(x9 y)-f{1)(x, y). Then, for all (x, y)e J x J, by (8) and (9), f{1)(x + p>, jO = /(1)(x, y), |/(1>(x, y)|p < 1, (10) and l/<2)(x, y)\p = \f(x, y) - /(1)(x, y)\p = \f(x, y) - f(x0, y)\p < p~ \ (11) Next, in analogy to the coefficients fm(y) in § 1, put ■m /L1}(y)= Z (-ir"*( J/(1)(M), fc = 0 m /L2,(y)= I (-ir-h(^)/(2,(^y), fc = 0 so that L(y) = f^\y) + fZ\y). (12) By (11) and by the formula (7) of Chapter 9, |/^(>;)|p</7-s for m,yeJ. Further, by (8) and (10), and by the formula (22) of Chapter 10, \f^{y)\p< p-[{m- w"1)] for m,yeJ. Hence there exists a positive integer m0 = m0(s) independent of y such that also \f^(y)\p<p-s if m,yeJ and m>m0. On combining these two estimates for/J^y) and/J^y), it follows that 1/mMlp^P"5 if ™,yeJ and m>m0. (13) Here/m(y) has the interpolation series y ly fm(y)= L amn n = 0 n
Functions uniformly continuous on J x J 185 A second application of formula (22) of Chapter 10 leads therefore by (13) to the result that \amn\p<p~s for m>m0 and neJ. (14) Since s may be chosen arbitrarily large, this is equivalent to the limit equation p lim amn = 0 uniformly in ne J. (15) m -* oo 6 Functions uniformly continuous on J x J In analogy to the definition for functions of one variable, a function f : J x J -> Qp is said to be uniformly continuous on J x J if to every positive integer s there exists a second positive integer £ = t(s) independent of x, y, x0, tod y0 such that \f(x,y)- f(x0, y0)\p<p~s if (x,y), (x0,y0)eJx J, and max(|x-x0|p, |y -y0|p)</7_t. The following theorem gives a necessary and sufficient condition for this property. Theorem 1 The function f :JxJ->Qpis uniformly continuous on J x J if and only if |amn|p->0 as m+"n-» oo. (16) Proof We first note that J x J is dense in /p x Ip. Next, /p x Ip is compact; this can be proved by applying the method of Chapter 7 § 7 to each of the variables x and y. Thirdly, there is also a two- dimensional analogue to Theorem 4 and its corollary (12) of Chapter 8. Hence the uniform continuity of/on J x J implies that/is bounded on this set. Since f may, if necessary, be multiplied by an integral power of p, there is again no loss of generality in assuming that (8) is satisfied. The function/further has the property (9), and it also has the analogous property where x and y are interchanged. Hence, by (15), \amn\p tends to 0 not only uniformly in n as m tends to infinity, but also uniformly in m as n tends to infinity. From this (16) follows at once.
186 Functions of two variables Assume now that (16) holds. By formula (2) of Chapter 9, <1 if (x,y)elpxlp. m)\n p Therefore x\(y ^mn m \n 0 as m + n-> oo uniformly in (x, y)el x I p This shows that the series FM=ioJoa-Q(n converges uniformly on Ip x Ip. Its terms are polynomials in x and y and so are uniformly continuous on Ip x Ip. Hence also F(x, y) is uniformly continuous on Ip x /p. The same is then true for the restriction/(x, y) of F(x, y) to the set J x J. Let (x, y) be an arbitrary point of Ip x Ip. We can in many ways find a sequence {(xn, yn)} of points of J x J such that lim xn = x and lim yn = y. n -* oo n -* oo Then, by continuity, p F(x,y)= lim /(xn, yn). n -» oo Thus, in analogy to functions of one variable, the extension F(x, y) of /(x, y) to Ip x /p is well defined (namely by the interpolation series) when the values of /(x, y) at all points of J x J are given. 7 Problems 1 Discuss the convergence of the interpolation series 00 - x \(y for (xj)eLx/ p p' 2 For (x, y)e/p x I write x2y3 as a canonic series XV = Z0 + Ztp + Z2/72 + . . . (p). Is the function F(x, y) = z5 continuous on Ipx Ipl
Problems 3 Let f : J x J -> Qp be defined by /(x ) = {x if ix2+A^~3> (0 otherwise. Is /uniformly continuous on J x J? 4 Write the polynomial P :Ipx Ip->Qp defined by P(x, y) = I 5 as an interpolation series.
13 The derivative of a function on J or I. 1 The derivatives f\y) and F(y) The derivative or differential coefficient of a p-adic function is analogous to that in real analysis, except that now the limit in its definition is understood in the p-adic sense. Consider arbitrary functions/ : J-> Qp and F : I -> Qp. Let x and y for the first function be restricted to the set J, while for the second one they may both be anywhere on Ip. The derivative f' (y) of f at the point y e J and the derivative F' (y) of F at the point yelp are now defined as the p-adic limits (x =/= 0) /'00= Hm /(' + »-/0* \x\p->0 X and p F(x + y)-F(y) F'{y)= hm -^ ^ ^, |xjp - 0 X respectively, if these limits exist. Under this assumption it is clear that the functions f and F are continuous at the point y. Throughout this chapter, unless otherwise stated, it will be assumed that/is uniformly continuous on J, and F is continuous and therefore uniformly continuous on Ip. Moreover, f is to be the restriction of F to J so that f(x) = F(x) if xeJ. Conversely, F is the extension of/to I Both functions have the same coefficients an= to(-W-k("j)f(k)= io(-l)n-k(f\F(k) (neJ) and possess essentially the same interpolation series, f(x)= JT an(X) for xeJ; F(x)= £ an[ ) for xel V
The addition formula for F 189 Since both functions are uniformly continuous, by Theorem 1 of Chapter 10, (N) lim an = 0. n -*■ oo Hence the interpolation series for F is not only convergent, but is uniformly convergent on I In this chapter, we shall consider which properties of the coefficients an can be deduced from the existence off'(y) or F'(y\ firstly when y is a single point, and secondly when y runs over all points of J and Ip, respectively. 2 The addition formula for F We have already established, in Chapter 11 § 1, that, if x and y lie in J, if/is an arbitrary function on J, and if an(y) denotes the sum an(y)= Z fl*+»u} where neJ> then x ' x n=0 V*2, We prove now similar formulae for the function F continuous on I in which, however, x and y may be arbitrary points on Ip. By the property (N), the infinite series an(y)= Z fl*+»u} where neJ> W converge, and even converge uniformly on I and it is further clear that \an(y)\P->® as ft-»°o uniformly in y. (2) Therefore the series n = 0 \n, converges uniformly in x and y on I . In explicit form, j.*wG)-.y.*"b(0- ,3»
190 The derivative of a function and here ak + n\p^>Q as k + n^oo. Now, by Chapter 10 § 11, fc?0 \m - k) \k) { m ) It follows then by a permitted rearrangement of terms in (3) that n=0 W m=0 \ m J and so, finally, 'X F(x + y) = X an(y)[ for x,yelp. (4) n=0 \n/ In particular, when x = 0, Fiy) = a0(y\ whence 00 /x\ °° x (x — 1 F(x + J»-F(y) = J>n(4„)= .1^(,,^ Therefore if x =j= 0, F(x + jO-F(y) x and in particular, t^f*-1) for x,yelp, (5) = 2l — 1 for x> yeJ- (6) x n = i n \ n — 1 3 A lemma The question arises whether in (5) and (6) the limit on the right-hand side for |x| -> 0 may be obtained by substituting 0 for x in each term. The proof will depend on the following lemma. Lemma 1 Let f :J^>QP and F :Ip^Qp be as in § 1, and let moreover /(0) = F (0) = 0.
A Tauberian lemma 191 If |/(x)/x|p->0 as |x|p->0, x^O, xeJ, then also |F(x)/x|p->0 as |x|p->0, x=£0, xelp. Proof. The hypothesis is equivalent to the statement that to every positive integer s i;here exists a second positive integer t = t(s) independent of x such that \f(x)/x\p<p~s if xeJ and 0 < \x\p<p~f. Consider now an arbitrary point X of Ip satisfying o<\x\p<P-\ If F(X) = 0, then \F(X)/X\p = 0<p~s. Excluding this trivial case, it may be assumed that F(X)i=0. The function F is continuous everywhere on Ip, hence in particular at the point X. There exists then a positive integer u such that \F(Y)-F(X)\p<\F(X)\p if Yelp and \Y-X\p<p~\ hence also \F{Y)\p=\F{X)\p if Yelp and \Y-X\p<p~\ (7) Since X is a p-adic integer, we can find to it a rational integer xeJ with |x-X|p<min(/7-",|X|». Apply now (7) with Y=x. Then |x|p=|X|p and \F(x)\p=\f(x)\p=\F(X)\p. Further, by 0 < \X\p < p~l also 0<|x|p </?"', and so finally, \F{X)/X\p=\f{x)/x\p<p-\ which proves the assertion because s may be chosen arbitrarily large. 4 A Tauberian lemma The following result can now be proved.
192 The derivative of a function Lemma 2 Let {au a2, a3,.. .} beap-adic null sequence with the property that the limit lim ta~(X~^ (xeJ) o< \x\p -o„=i n \n-lj exists and has the value 0. Then also {al/\, a2/2, a3/3,...} is a null sequence, and the therefore convergent series a. Y (-l)n_1— is equal to 0. Proof The function f : J -> Qp defined by /(*)= Z an( J for xeJ has by the hypothesis the property (N) and so is uniformly continuous on J. Let F(*)= £ a»(j for xgIp be the extension of/to / ; also F is (uniformly) continuous on I . The definition of/and the hypothesis imply that /(0) = F(0) = 0. Further, by the hypothesis and by (6), the expression f{x)-/(0) = fjx) = ' ajx-i x x n=1 n \n— 1 tends to zero for xe J, 0 < |x|p->0. Therefore, by Lemma 1, also lim -^ = 0 if Xelp, X^0, (8) 0<|XL->0 % Thus /'(0) = F'(0) = 0. The new function G :Ip^>Qp defined by G(X)={ 0 for X = 0, is continuous if X ^ 0, and it is by (8) also continuous at X = 0.
A Tauberian lemma 193 Therefore G and so also its restriction g :J^>Qp given by g(x) = G(x) if xeJ are uniformly continuous on Ip and J, respectively. They have then both the property (N), and g(x) can be written as an interpolation series G(x)= Z M ) for xeJ, n=0 W where the new coefficients bn satisfy p lim bn = 0. n -» oo Next, evidently F(X) = XG(X) and so also f(x) = xg(x). Therefore identically, x /x\ * . tx Now n=l \W/ n = 0 ^ W *,»)=(x-B)u)+K»)=(B+1)(»+i)+,,u so that '^ Mr-kb\^%i)< x ' X = Z n(bn-l+K) n= 1 Since the interpolation series of a p-adic function is unique, the binomial coefficients ( ) must on both sides of this equation have the W same coefficients. This means that an = n(bn _ ! + bn) (n= 1, 2, 3,...), and therefore lim — = lim (b„ _ ± + fcj = 0, n -> oo W n -> oo which proves the first assertion of the lemma. It also follows that for
194 The derivative of a function every X in I the series y ajX-X n=i n\n-l converges uniformly. Its limit as |X|p—>0 is then obtained by simply putting X = 0 in all its terms, leading to ,xl-o„=i n \ n-\) ^^nXn-X nfi n \x\P Xelp On restricting X to the set J, the assertion is obtained. 5 A necessary and sufficient condition for differentiability The following basic result follows now easily. Theorem 1 Let f :J^QP and F :Ip^>Qp be as in § 1. The derivatives f'(y) and F'(y) exist if and only if lim^O. (9) n n -» oo If this condition is satisfied, then 00 f'(y)= Z (" ly1^ if yeJ and F'(y)= £(-1)--1^ if yelp. Proof In the special case when f(y) = f'(y) = 0 or F(y) = F'(y) = 0, respectively, the assertion is contained in Lemma 2 and its proof, provided that the null sequence {an} in this lemma is replaced by the null sequence {an(y)}. In the general case, say that of the function F(x), assume first that F\y) exists and consider the function F*(x) = F(x) - (F(y) + (x - y)F'{y)). Evidently F*(y) = F(y)-F(y) = 0.
Condition for differentiability 195 Further F*(x + y)-F*(y) = (F(x + y)- F(y)) - {(F(y) + xF'(y)) - (F(y) + W(y))} and therefore F*(x + y)- F*(y) = F(x + y) - F(y) - xF\y\ so that F*(x + y)- F*(y) F(x + y)- F(y) x x - F'iy). As |x|p -> 0, the right-hand side tends by the assumed existence of F\y) to the limit 0, and hence also F*'(y) = 0. Next, by § 2, 'X F(x+y)-F(y)= £ an{y) x and so 'X\ ., . /x F*(x + y) - F*(y) = £ 0,(3,) I J - F'iy) ( x The interpolation series for F*(x -f y) — F*(y\ 00 F*(x + y)-F*(y)= Z a*(y) n= 1 has therefore the coefficients 0*00 = 0100-^00, 0*OO = 0„OO for n>2. Since F(x) is continuous on Ip9 the sequence {a„00} and therefore also the sequence {a* 00} are nuU sequences. Again by the assumed existence of F'(y\ 0<|x|p-0 X M,-0,,= 1 n \n-l/ so that Lemma 2 can be applied. By this lemma, {a* (y)/n) and hence also {an(y)/ri} are null sequences. Further n= 1 W n=l W which establishes also the second assertion. The case of the function/ is treated in the same way.
196 The derivative of a function Assume, secondly, that the limit equation (9) is satisfied. Then the series on the right-hand side of the formula (5) in § 2 converges uniformly in x, and its limit for |x|p -► 0 is obtained by simply putting x = 0 in all its terms. This limit being F'(y\ the derivative exists and has the asserted development. 6 Differentiability at all points of J Our first deduction from Theorem 1 is as follows. Theorem 2 Let f :J^Qp and F :Ip^Qp be as in § 1. Then bothff(y) and F'(y) exist at all points of the set J if and only if lim^^ = 0 for all keJ. (10) n -» oo n If these conditions are satisfied, thenf'iy) has the interpolation series where the coefficients a'k are defined by a a > £ (_iri_*±- for keJ. (11) »=i n Further F'{y) = f'{y) if ye J. Proof By Theorem 1, the existence off'(y) or F'(y) at all points of J is equivalent to the conditions p a (v) lim -^ = 0 for all ye J, n-* oo ^ that is, 0= lim 5l= lim a" + a"+1= lim a" + ^^+a-^ n -» oo n n -» oo n n -» oo n n -*■ oo ^ and these equations, applied successively, evidently imply the conditions (10) and are themselves implied by (10). It further follows that
Dieudonne's example 197 f'{y) = F'(y)= £ -—-— E «* + » the series a'k converge. Moreover, by Theorem 1, for yeJ n= 1 W fc= 0 The interpolation series for/'(j;) has thus the asserted coefficients (11). In general, these new coefficients a'k do not form a null sequence because/'(y) need not be uniformly continuous on J, and F'(y) does not necessarily exist at any point of Ip that does not lie in J. This is even the case when {a'k} is in fact a null sequence, as the later example by Cassels will show. However, the following converse holds. Theorem 3 Letf :J^QpandF :Ip^>Qpbeas in § 1. Assume that the derivative F'(y) of F(y) exists and is continuous at all points ofIp. Then the coefficients a'k defined in (11) form a null sequence, and Proof It is clear that F'(y) has a convergent interpolation series of this form with the property (N), and it only remains to be proved that its coefficients a'k have the form (11). This follows from Theorem 1 and Theorem 2 because n=l n n= X n k=0 VfC -.?.(.?,<-v-,af)(0 As we are dealing with convergent series, the order of the terms may be rearranged. 7 Dieudonne's example of a non-differentiable continuous function on lp In real analysis, Weierstrass gave the first example of a function that is continuous on a closed interval, but without a derivative at any
198 The derivative of a function interior point. As will now be shown, a similar existence result holds for functions continuous on I ; such functions need not have a derivative anywhere on I We shall in the next section give an example by means of interpolation series. However, the first example ever given is due to J. Dieudonne (1944), as follows. This example holds under the restriction that p > 3 so that the set {0,1,2,...,/7-1} of p-adic digits has at least three elements. Consider any two elements x and y of I written as the canonic series x = x0 + xtf + x2p2 + . .. and y = y0 + yxp + y2p2 + ..., where the coefficients xn and yn are p-adic digits. We define a function F:Ip-+QponIpby F(x) = xl + x\p + x\p2 + ... and similarly, F(y) = yl + y\p + y22p2 + .-. This function is continuous on I For let t be any positive integer. If \x-y\p<p~\ then *o = 3^o» -^1 = 3^i9 • • • •> xt - l = yt- i' hence also \F(x)-F(y)\p<p-\ proving that F is uniformly continuous on Ip. However, this function F has no derivative at any point x of Ip. In order to prove this, it suffices to construct a sequence of digits (3^ y^ yi> • • •} witn tne following properties. (a) yn^Xn (72 = 0,1,2,...). (b) If zn is the smallest non-negative digit such that xn + yn — zn is divisible by /?, assume that znj^zn+1 for all suffixes n. Since each yn has at least three possible values, these conditions can be satisfied.
A non- differentiable function 199 Now put /»> = x0 + x1p + ... + xll_1p"-1+3;llp" (n = 0,1, 2,.. .), so that the sequence {y(n)} has the p-adic limit x. Evidently and similarly, F(x) - F(yW) = (x2n - y2n)pn + x2n+ lPn + 1 + x2n + 2p"+ 2 + .. ., from which it follows that we obtain the canonic development ^r^.+^v* ,"„2 x-y' where z', z",... denote certain digits. Here no two successive first digits zn and zn + 1 are the same; hence the left-hand side has no p-adic limit for n-> oo. This shows that F'(x) does not exist. 8 A non-differentiable function defined by its interpolation series Functions that are continuous, but not differentiable, on I can also be constructed by means of Theorem 1. The simplest example of such a function is given by Hx)= lpr(X)= ian(X\ rf0 \P J n = 0 W where the coefficients an have the values (pr i(n = p\ re J, n \o otherwise. From this definition, {an} is a null sequence, and hence F is continuous on Ip. For every point y in Ip, so that in particular, = LP f r = s \pr - ps = 1 + p(f + i_ps) + P\f + 2_f) + -'- = i + «s(y\
200 The derivative of a function where ois(y) is a series which from its form satisfies the inequality \as(y)\P<VP (5 = 0,1,2,...). From this estimate it follows at once that {an(y)/n} is not a null sequence, and hence, by Theorem 1, F\y) does not exist. A small change in the function just defined leads to a function with very different properties. Let us namely put so that now (pr if n = pr— 1, re J, n [0 otherwise. Again {an} is a null sequence, and therefore F(x) is continuous on I By definition, a„(y)= i>* + „(f)= I A r y , k = 0 VV pr>n+l \P n -1. Consider first the case when y — — 1. Since for r, seJ,r> s, r '! ^ = (- 1)^-^-1 =(- 1)^-^-1 = - 1, it follows that 00 *>s + 1 r = s+ 1 P — A Therefore and so {an( — l)/n} is not a null sequence. Hence F'( — 1) does not exist. Secondly let y ^ — 1. The identity 'y + l\ = l+l_/ y y — n) pr — n\pr — n — l shows that 1_ Pr(pr-n)/y + l\ + VA+1 n \pr-n)' n y + Here the summation is extended over all re J for which pr > n + 1. It follows that n is divisible by no power of p higher than pr ~ 1, so that
An example by Cassels 201 for all terms of the sum p —n n <1. Again the binomial coefficients have at most the p-adic value 1, whence *niy) n < 1 \y + il. sup pr > n + 1 P~r< 1 n\y + l This estimate proves that {an(y)/ri} is a null sequence when y ^ — 1, hence that F'(y) exists in this case. In fact, if an arbitrarily small neighbourhood of the point — 1 is excluded from I the convergence of this null sequence is uniform in the remaining set, and hence F'(y) is continuous on this set. Since, in particular, F'(y) exists for all ye J, all the series a'k converge by Theorem 1. On the other hand, {a'k} is not a null sequence. For ak + n vanishes except when k + n has the form pr — 1 for some re J. It follows that a ;= Z (-i)p-*- fc-i pr > k + 2 P which means for k = ps — 1, where s is any positive integer, thai \a„s^ 11/7 = l/p. This proves the assertion. 9 An example by Cassels Theorem 3 states that if both F and its derivative F' are continuous on Ip, then {a'k} is a null sequence and is the sequence of the coefficients of F'. This raises the question of whether the converse is true: if {a'k} is a null sequence, does this imply that F' exists, is continuous on I and has the coefficients a'k ? Surprisingly, the answer is in the negative as was first proved by J. W. S. Cassels (personal communication 1956) by means of an example. Moreover, in this example, the non-zero coefficients an of F itself do not tend too rapidly to 0.
202 The derivative of a function Theorem 4 There exists a function F :Ip-^Qp continuous on I with the following properties. lim supn\an\p= 1. (12) n -*• oo All the p-adic series 00 a <= £ (-l)""1-^ (£ = 0,1,2,...) (13) n= 1 W are convergent. {a'k} is a null sequence. (14) The derivative Ff does not exist at all points of Ip. (15) Proof. The example of a function F with these properties is defined in terms of its coefficients an, as follows. Put Uj = Pj +j and vj = pi+1 +j (j = 1, 2, 3,...) so that all the integers Uj and v- are distinct and satisfy the inequalities 0 < u1 < vx < u2 < v2 < u3 < v3 < ... If now the suffix n of an is not one of the numbers u- or vj9 let an = 0. Thus in particular £Zq —— a-^ —— ... —— av ^- u. Otherwise put % = Pj (/ = 1,2,3,...) (16) and ayj.=(-i)V+/'i; Vir1^ 0=1,2,3,...). (17) Here the formula (17) may also be written in the equivalent form £ (_iy.-i5Lt»=0. (18) n= 1 W Terms of the sum pj +i - l £ (-ly1^
An example by Cassels 203 on the right-hand side of (17) can only then be different from 0 if to their suffix n there exists a positive integer k such that either j + n = uk or j + n = vk. This requires in the first case that l<n = pk + k-j<pj+1-l, hence j + l<pk + k<pj+1+j-l and therefore j + 1 < pk + k and k < j, and in the second case that l<n = pk+1+k-j<pi+1-l, hence j+l<pk + 1+k<pj+1+j-l and therefore j + l<pk+1+k and k<j-\. We apply these remarks to the definition (17) of av., but note first that (— \y + pk — (— \)p + pk +1 = + 1 for every positive integer k. Hence av. takes the following more explicit form, a..=pi+1( £ (-1)' 1 < k < j pk + k>j + 1 1 i<k<j Pk + k-j pk + l + k > j + 1 In the lowest case whenj = 1 the first sum has only the term with k = 1, and the second sum is empty; hence <*VI = - P2' On substituting this value, it next follows that 2 2 3/ P P P av2 = P /7—1 /r /r — 1
204 The derivative of a function For larger j the value of aVj becomes even more complicated. It is, however, still possible to show that always \aVj\p<p->-1 (/ = 1,2,3,...). (20) For this estimate is certainly true for j = 1 and j = 2. Assume it has already been proved for all suffixes 1, 2,... J — 1. Then it remains valid for the suffix; because by (19), Uvjlp ^ P < n j xmax Pk + k-j j + i d + i +i-j l<k<j, pk + k>j, 1 </<;-!, pl + 1+l>j). Here under restrictions on k and I, \pk + k-j\p>\pk\p and \pl + 1+l so that the maximum is not larger than 1. Since by (16), J\P>\Pl + 1\P, lim Uj\aUJ\p= lim (p>+j)p J= 1, j -*■ oo j -*■ 00 and by (19), lim sup Vj\aVJ\p < lim (pj + l +j)p~j ~ l < 1, j -*• oo j -*• 00 and since for other suffixes n «Klp = o, this proves the assertion (12). Next, by (18), 00 00 a': = l (" 1) n-iaj + n _ V ( l\Pk + k-j-l a"k n = pj + 1 + 1 72 = I (-1)' * = j +1 Pk + k-j 00 a fk k = j + l p +K J where 0 <k—j <pk and therefore \pk + k-j\p = max(\p%,\k-j\p) = \k-j\p>l/(k and similarly |pfc+1+/c-jL>l/(/c-j). -j)
An example by Cassels 205 It follows that auk Pk + k-j <(k—j)p k and p Vk pk + 1+k-j < (k -J)P - k which proves firstly that the two series in the expansion of a,- are convergent, and secondly that, as j tends to infinity, \a-\p has the limit 0. Thus both assertions (13) and (14) are true. Finally the series has £ y k = 0 \K <■.,! W" J/ V. as its first term distinct from 0, while by (16) and (20) all its remaining terms have at least the factor pj+1. Hence, in the special case when y=-U \apj(-l)-(-iypl\p<p-J-\ from which it follows immediately that {an(— l)/n} is not a null sequence, hence, by Theorem 1, that F'( — 1) does not exist, proving also the assertion (15). Theorem 4 among other consequences establishes the fact that even if the coefficients an of F tend so rapidly to 0 that lim sup n\an\p= 1, (12) 00 the derivative F' of F still need not exist at all points of Ip, and similarly for the derivative f'offonj. This is also clear from the two examples in § 8, for the first function is nowhere differentiable, and pie second one has a derivative everywhere except at y = — 1. We shall soon prove a result due to Weisman, as follows. Let a be an arbitrarily small positive constant. Then there exists a function F :In-^Qn such that both F and F are continuous on the whole of/n, P z-'P P> but that the coefficients an of F tend so slowly to 0 that lim sup na\an\p= oo. n -*• oo We are thus forced to the conclusion that the speed with which an tends to 0 does not provide a simple law for deciding whether F' exists everywhere on I or for that matter whether /' does so on J.
206 The derivative of a function Suppose, however, that the slightly stronger inequality lim sup n\an\p = 0 n -*• oo holds. We shall then find that the derivatives /' and F' not only exist, but are uniformly continuous on J, and on I respectively. In fact, the stronger property that both functions are strictly differentiable will be established. 10 Strictly differentiable functions A function f :J -^ Qp uniformly continuous on J is said to be strictly differentiable on J if there exists a function g :J x J -^ Qp uniformly continuous on J x J such that JW-j(y)= (X ) if XlLy and (x?};)Gjxj. (21) x-y Similarly, a function F :Ip->Qp (uniformly) continuous on I is called strictly differentiable on Ip if there exists a function G: Ip x Ip-+Qp (uniformly) continuous on Ip x Ip such that -^ ^-=G(x,y) if x^y and (x,y)elpxlp. (22) x-y Let us as usual assume that f is the restriction of F to J. It is then obvious that g is the restriction of G to J x J, g(x, y) = G(x, y) if (x, y)eJ xJ. Theorem 5 If f is strictly differentiable on J, then f exists and is uniformly continuous on J. Similarly, if F is strictly differentiable on Ip, then Ff exists and is (uniformly) continuous on Ip. Proof It will suffice to give the proof for the function F. Denote by y an arbitrary point of Ip. Then, if xelp tends to y, the limit p F(x) — F(v) p FHy) = lim ^ ;_ w = lim G(x, y) = G(y,y) x -+y X y x-+ y exists because G is continuous on I x I . This hypothesis implies also that G(y, y) is continuous on I hence gives the asserted continuity of F' on Ip. Let us already stress that the converse of this theorem is not true:
The theorem of Weisman 207 There are functions F which are not strictly differentiable on I but have the property that both F and F' exist and are (uniformly) continuous on I \ and similarly with functions f on J. 11 The theorem of Weisman C. S. Weisman (personal communication 1974) has obtained the following result which establishes the connection between f or F being strictly differentiable and the speed with which the coefficients an tend to 0. Theorem 6 The function f: J -> Qp is strictly differentiable on J, and the function F :Ip-^Qp is strictly differentiable on Ip, if and only if lim n\an\p = 0. (23) n -*• oo Proof Assume first that the function/is strictly differentiable on J, and denote by /w-.?/-C) its interpolation series. The function g in (21) is then uniformly continuous on J x J and hence, to every positive integer s there exists a positive integer t = t(s) such that, for elements x, y, X, Y of J, \g(x,y)-g(X,Y)\p<p-s whenever For (x, y)e J x J put h(x,y) = g(x,x + y+ 1). Since the inequalities \x-X\p<p-' and \y-Y\p<p~l imply that also |(x + j;+l)-(X+y+l)|p^p-' and are themselves implied by this inequality together with \x-X\p<p~\
208 The derivative of a function it follows that also the function h : J x J -> Qp is uniformly continuous on J x J. This means, by Theorem 1 of Chapter 12, that the coefficients cmn of the interpolation series x y HX9y)= ^ Z Cmn] m = 0 n = 0 X \/y m \n satisfy the limit relation |cmJp->0 as m + 72-xx). (24) These coefficients cmn can be expressed in terms of the coefficients an of f. For by the interpolation series for f kx, y)=m-f^y+J) = i(/(JC+y+1)_ m) x-(x + y+l) y + l J i x + y + 1 r X J and here x y + i k y + i -k)\ k x J y -" + 1).?1iC-*At-i. because > + 1\ y + l k y k-\ It follows that «-*-'%'&%->%' 00 00 -1 ^0^ k\j- k)\k-l)' the representation as a double infinite series holds since the binomial coefficients in the additional terms are equal to 0. For the same reason the original series for h may be written as 00 00 Hx,y)= Z Z Cmnl m= 0n = 0 x\fy m \n
The theorem of Weisman 209 Now, by Chapter 12 § 2, the interpolation series of h is unique. It follows therefore from the two representations of h that Jay/fc if j — k = m, k — l = n, where j > k > 1 Cmn (0 otherwise, or equivalently, n + I The limit relation (24) implies then that ->0 as m + ?2-> oo. am + n+ 1 n+ 1 p In this formula write AT for m + n + 1 and choose for n + 1 the largest power pu of /? for which pu <N and therefore pu+1 > N. Then 1/AT<|^H"+11,, </VAT. It follows that N\aN\p-^0 as JV->oo, as asserted. If it is assumed that F is striqtly differentiable on Ip, then the restriction f of F to J is strictly differentiable on J, and the proof just given shows again the relation (23). Finally, let (23) be satisfied. We shall then establish that F is strictly differentiable on I and therefore f is strictly differentiable on J. For it was proved in § 2, formula (5), that F(x + y)-F(y) = g gn(y) (x - r or, with a trivial change of variable, that F(x) - FQQ = g ^W/x-j-r x-y n = 1 n \ n-\ Here fc = 0 fe + nj 7 I?
210 The derivative of a function and therefore F(x) - F(y) (25) < 1 and p <1 for x, ye^ p x-y n=lk = 0 n In this formula, K + MP ^ nK + n\P < (k + n)\ak + n\p-^0 as k + rc-> oo. It follows then by x - y - 1 n-\ that the double series on the right-hand side of (25) converges uniformly in (x, y) on Ip x Ip and so defines a function G(x, y) which is (uniformly) continuous on Ip x Ip, proving the assertion. This concludes the proof. 12 Pseudo-constants Before discussing an example of a uniformly continuous function on J with large coefficients an, it is convenient to introduce the important notion of a pseudo-constant. This concept opens up a basic distinction between the analysis of functions of a real variable and that of functions of a p-adic variable. In real analysis it is well known that a function which has everywhere the derivative 0 is a constant. As explained in Chapter 7 §10, this property is a consequence of the real field being ordered by the relation >. From this derives both the theorem of Rolle and the mean value theorem of differential calculus. On the other hand, the p-adic field cannot be ordered (Chapter 7 § 9), and there are no p-adic analogues to Rolle's theorem or the mean value theorem of differential calculus. By way of example, the function F'Ip-^Qp defined by F(x) = xp-x vanishes at both x = 0 and x = 1, but its derivative F'(x) = pxp ~ 1 — 1 satisfies |F(x)+l|p<;l/p if xelp and so vanishes nowhere in Ip.
Pseudo-constants 111 It is then not surprising that functions on J or Ip may have derivatives identically zero, without being constant. Definition A function f :J-^ Qp or F :Ip-^Qp is said to be a pseudo-constant if f'(x) = 0 for xeJ, or F'(x) = 0 for xelp, respectively. By this definition, all p-adic constants are pseudo-constants. More interesting are the following two examples. Firstly assume that f and F are step functions, i.e. that there is a positive integer t such that f(*) = f(y) if \x-y\p<p~\ x,yeJ, or F(x) = F(y) if \x-y\p<p~\ x,yelp. It follows then from the definition of the derivative that /' vanishes everywhere on J and F' does so on Ip. As we may give f and F different values in the balls \x-N\p<p'\ where N = 0, 1,..., pl- 1, these two functions need not be constants, but certainly are pseudo- constants. A second example is obtained as follows. Denote by {con} a sequence of positive integers satisfying 1 < cd1 < cd2 < co3 < ..., lim (con — n) = oo. n -*• oo If now xelp has the canonic expansion 2 X =z Xq ~\~ x^p ~\~ X^JP \ • • • 5 where as usual x0, xl9 x2,... are digits 0,1,..., p — 1, define F:Ip^Qpby F(x) = x0 + x^' + x2pW2 + . . . We assert that F is a pseudo-constant on I' . For let y / x be a second element of Ip with the canonic series y = yo + yiP + y2P2 + --,
212 The derivative of a function and let t be the integer for which \*-y\P = p~\ hence ■*o = 3^0' *i = 3^1? • • • •> xt - l = yt - i> xtzfz yv It follows that \F(x)-F(y)\=p _ n- W( and therefore F(x) - F(y) — jy ~ (Wj - t) x-y Now, as x tends to y, t tends to infinity and so does cot — t, whence F'(y) = 0, proving the assertion. The usual rules for differentiation are true for p-adic functions. They show immediately that the sum, the difference, and the product of two pseudo-constants on J or Ip are again pseudo-constants; hence the pseudo-constants on J or on Ip form rings. If further F : /n -► Q„ and G : In -► In are two functions on /„ with the P '-'V p p p derivatives F' and G' and such that at least one of F and G is a pseudo- constant, then the composite function H :Ip-^Qp defined by H(x) = F(G(x)) has the derivative H'(x) = F'(G(x))G'(x) = 0 and so likewise is a pseudo-constant. Assume the pseudo-constant f or F has the coefficients an\ the derivative /' or F' naturally has the coefficients a'k = 0. It follows then from Theorem 2 that 00 n vn - 1 "* + n £ (_1)n-lJL±n=() (£ = 0,1,2,...). (26) n=l n This homogeneous system of linear equations is thus a necessary condition for the function f or F to be a pseudo-constant. It is not known and somewhat doubtful whether it is also a sufficient condition, nor is the most general null sequence {an} known which satisfies the equations (26). It would be of great interest to answer these two open questions.
A pseudo-constant with large coefficients 213 13 An example of a pseudo-constant with large coefficients an It was already mentioned at the end of §9 that for any a in 0 < a < 1 there exists a continuous function F :Ip-^Qp with a continuous derivative F' on Ip such that the coefficients an of F satisfy the relation limsupna|aj = oo. n -*• oo An even stronger result, with F being a pseudo-constant on I was obtained by Weisman (1977) and shall now be constructed. Our proof will, however, be not the same as that of Weisman. Denote by {uk} a strictly increasing sequence of positive integers, 1 < u1 < u2 < u3 < ..., which for the moment may be arbitrary, except that it will already be assumed that uk > k + 1 (k = 1, 2, 3,. . .)• Let Sk =U(p ; uk) be the set of all xelp for which |x — pk\p<p~Uk, hence also \x\p = p~k. Thus no two of these sets Sk and Sh where k / /, have a point in common. Next let 00 s= U sk k= 1 be the union of all the sets Sk, and let further &S be the complementary set of S in Ip, Denote first by x an arbitrary point of S. There is a unique positive integer k such that xeSk, and the definition of Sk implies that also yeSk if \x~y\p<p-uK Hence S is an open set, as follows of course also from S being the union of the open sets Sk. However, the complementary set &S is not open because 0 is the limit point of the sequence {/?, p2, p3,...} in-S and lies itself in ^S. Let x be a point of %S distinct from 0. rf Wp=i, \y\p = 1 and hence ye*$S \x - y\p < lip.
214 The derivative of a function If further \x\P = P~k and \x ~Pk\P> P~Uk, where /c>l, then also \y — Pk\p> P~Uk and hence yeVS if |x - y\p<p~Uk. It thus follows that every point of^S distinct from 0 is an interior point of VS. Define now a function F : Ip -> Qp as follows, fp2fc if xeSb for some fc > 1, F(x) = V , .* [0 otherwise. By what has just been proved about S and #S, this function is constant in a certain neighbourhood of every point of I distinct from 0, hence is continuous and has the derivative 0 at such points. There remains the point 0. Now, as x tends to 0, so does |x|p, and, by the definition of F, F(x) tends to 0 = F(0), independent of whether x is in S or in <$S; hence F is continuous at 0. Moreover, F(x) X if xeSk, k>\ 0 if xe^S, p whence also F'(0) = 0. It follows then that F is continuous and a pseudo-constant on I Assume that F has the coefficients an. In order to obtain estimates for these coefficients, we apply the generating series of Chapter 9 § 5. Let again z and Z be two indeterminates over Qp related to one another by the three equivalent equations z = Z/(l+Z), Z = z/(l-z), (l-z)(l+Z)=l. Then OO 00 X F(n)z" = (1 + Z) X a„Z». n = 0 n = 0 Here the formal power series on the left-hand side can be expressed in an explicit form by substituting for F(n) its value from the definition ofF. We need only consider suffixes neJ which lie in S, say in Sk. Then F(n) = p2k if \n — pk\p<p~Uk, or equivalently, if n = pk + pUkm where me J. It follows that 00 00 00 00 X F(n)zn= x p2k Z zpk+pukm= x p2kzpk(\ - zp"kr y n = 0 k~ 1 m=0 fc = 1
A pseudo-constant with large coefficients 215 On expressing here z in terms of Z it follows that V 7» l V 2k f Z VY, ( Z V"^"1 00 = £ ^^^(^^^-^-^(I + zk^-z^)"1. fc= 1 As shown in Chapter 10 §10, the denominator on the right-hand side can be written in the form (l + Z)pUk-ZpUk = l-pPk(Z), where Pk(Z) is a certain polynomial with rational integral coefficients and of degree pUk — 1. Since 00 (l - Ppk(Z))-* = 2>'i\(Z)', 1 = 0 it follows that 00 00 00 z^n=z y, p2k+lzpk(i+zyuk~pk~lpk(z)1- (27) n = 0 fc=li=o On comparing here on both sides the coefficients of Zn, we obtained a formula for an. We shall do this in particular for the suffix n = puj — 1 where j is a positive integer, by considering the contributions to an from the different terms on the right-hand side of (27). In the term with k = j, I = 0, the coefficient of ZpUj ~ * evidently is P2j- Next, all the terms with k >j + 1 and I > 0 have at least the factor p2j + 2. There remain the terms p2k + rZ;>*(1 + Zy»k - pfc - i p^zf wkh l < ^ <j _ l? / > 0, which are of degree (pUk -1) + /(p* -1) = (1+ l)(pUk - 1) in Z and have the factor n2fc + / This factor is not greater than p2j if 0 < I < 2(/ - fc).
216 The derivative of a function Assume therefore that (l+l)(pUk-l)<pUj-l for 0<l<2(j-k). (28) Then these terms have too low a degree to make a contribution to the coefficient of ZpUj ~ 1, and it follows that under this hypothesis WUJ-% = p-2j 0 = 1,2,3,...). (29) There remains the problem of satisfying the conditions (28). The sequence {uk} is so far subject only to the restrictions that ak > k + 1 and uk +1 > uk + 1. Let us instead impose the stronger assumption that wx > 2, uk +1 > uk + 2 for k > 1. (30) We assert that then the inequalities (28) certainly hold. To show this, we have to prove that (2j-2k+l)(pUk-l)<pUj-l for l<k<j-l. (31) This requires for k =j — 1 that 3pUj ~l < pUj + 2, which is true since by (30) pUj>p2pUj~1 >3pUj~1. The trivial inequality 2m + 1 < 3m for m > 2 establishes then that (31) holds also for othqr values of k in l<k<j-l. We can now prove Weisman's result. Theorem 7 Let \l/(n) be a positive integral-valued increasing function of the variable ne J which tends arbitrarily slowly to oo as n -> oo. There exists a function F :Ip-^Qp which is continuous and has continuous derivative F' on Ip such that lim sup \l/(n)\an\p = oo. (32) n -*• oo Moreover, F may be chosen as a pseudo-constant. Proof The sequence {uk} could so far be any sequence with the properties (30). Assume now that it increases so rapidly that lim ijj(pUj — \)p~ 2j = oo. j-+ °°
The rules for differentiation 111 If F is the function obtained by the last construction, the assertion (32) is a consequence of the equations (29). The function F, as constructed, is a pseudo-constant. As we may add to F a polynomial, so changing at most finitely many coefficients an, there are also functions with derivative not identically 0 and continuous on Ip with the property (32). It is obvious from Theorem 6 together with Theorem 7 that a function F may have a continuous derivative on Ip without being strictly differentiate. 14 The rules for differentiation The well-known rules from real analysis on the derivatives of a sum, difference, product, or quotient of two functions, or on the composite of two functions, have their analogues for functions of a p-adic variable on J or on I Moreover, the proofs are essentially the same, except that the real limits must be replaced by p-adic limits. By way of example, let F :Ip-^Qp and/G : Ip -► Qp be two functions which at some point y of Ip have the derivatives F'(y) and G'(y) , respectively. Then (F(x + y)± G(x + jO) - (F(y)± G(y)) = (F(x + y) - F(y)) ± (G(x + y)- G(y))9 whence, on dividing by x ^ 0 and allowing |x[ to tend to 0, it follows that the derivative of F ±G at y is F'(y) ± G'(y). (33) Next, F{x + y)G(x + y)-F{y)Giy) = (F(x + y)-F(x))G(x + y) + F(x)(G(x + y)-G(y)\ so that, by the same procedure, the derivative of FG at y is F'(y)G(y) + F(y)G'(y). (34) Thirdly, on assuming that G(y) ^ 0 and therefore, by the continuity of G at y9 also G(x + y) ^= 0 for all sufficiently small |x|p, F(x + y) F(y) = (F(x + y)- F(y))G(y) - F(y)(G(x + y)- G(y)) G(x + y) G{y) G(x + y)G(y)
218 The derivative of a function the derivative ofF/G at y is L..2 — (35) from which it follows in the same way as before that F'(y)G(y)-F(y)G'{y) G(y): Analogous formulae hold for functions f and g on J and are proved in the same way. Also the derivative of a composite function H = F(G) is given by the same rule as in real analysis. Let F:In-^Qn and G :/„-►/„ be j p y^p p p differentiable at the points G(y) and y, respectively; note that G is assumed to map Ip into itself in order that the composite function H(x) = F(G(x)) for xelp is defined. We distinguish two cases. Firstly, there may exist an infinite sequence {x(n)} of distinct points of Ip with the limit y such that G(x<">) = GOO (n = 1, 2, 3,...), and therefore also H(x<">) = HO0 (72=1,2,3,...). By the existence of G'(y) this can only happen if G'{y) = 0, and if H is differentiable at y, it follows that also H'(y) = 0. If, secondly, x tends to y such that always G(x) ^ G(y\ then H(x) - H(y) = F(G(x)) - F(G(y)) G(x) - Gjy) x-y G(x)-G(y) x-y and here, by the assumed existence of F'(G(y)) and G'(y), the right- hand side has the limit F'(G(y))G'{y) as x tends to y. This limit is 0 if G'(y) = 0? Just as we found for the exceptional sequences {x{n)} in the first case. Hence the following result holds, the derivative of F(G) at y is F'(G(y))G'{y). (36) An analogous formula holds for functions f :J -^ Qp and g:J-^J. 15 Problems 1 Let m be a positive integer. Determine the interpolation series of the ( x derivative F'(x) where F(x) = \m 2 Which conditions must the p-adic sequence {cn} satisfy if the
Problems 219 function F :I -^Q defined by ' x FW=.?oHp" is to be continuous and differentiable on II 3 Discuss the differentiability of 00 F(x) = ^ t n=0 at all points of Ip. 4 Let F :In-^Qn be the function P *^P 1 ; \l/\x\p if x^O. Is F (i) locally constant, and (ii) a pseudo-constant on /p? Give a sequence of pseudo-constants that converges on I uniformly to F. 5 Let x = x0 + xx p + x2p2 + ... be the canonic series of xe J and let c.J->Qp be the function c(x) = x0. Characterise all functions / : J -> Qp for which c(x)/(x) is a pseudo-constant. 6 Let F :/p-►Qp be the function F(x) = £ nlf * J. Show that F'(x) is a p-adic integer for every xel .
14 Higher derivatives 1 The iffth derivative Let, as in § 1 of the last chapter, f : J -► Qp be uniformly continuous on J and F :Ip-^Qp continuous on lp\ assume, moreover, that f is the restriction of F to J. Both functions have the same coefficients a where naturally n P lim an = 0, «-*• 00 and /(*)= Z M J and ^W= ian\ If the derivatives/' of/and F' of F exist on J or Ip9 respectively,^' evidently is the restriction of F' to J. If, moreover, /' is uniformly continuous on J and F' is continuous on Ip, then they have the same interpolation coefficients a'n where and these satisfy and 00 a <= E (-l)*"1-^ (n = 0,1,2,...), (1) k= 1 ^ lim ^ = 0, n -*• oo xx\ " /x /'(*) = Z < and *"(*) = E a,, n = 0 \nJ n = 0 \n, The functions /' and F' may themselves be differentiable, with the derivatives /" and F". If /" is uniformly continuous on J and F" is continuous on I then /" is the restriction of F" to J, both functions have the same coefficients a'n' where a a ';= £ (-l)'-i^ („ = 0, 1,2,...), (2) k=l k
A function with many derivatives 221 and and further lim a!; = 0, «-*• 00 x\ " /x /»(x)= x< and *""(*) = £ <, n=0 \n/ n=0 \ny If this process of differentiation can be repeated m times, we obtain the mth derivatives f(m) of/ and F(m) of F; again /(m) is the restriction of F{m) to J. Assume in particular that /(m) is uniformly continuous on J, and F(m) is continuous on I Both functions have the same coefficients, a£m) say, and lim aim) = 0. n n -*• oo Further x\ . _, £ , Jx m) fW(X)= X ^M and ^m)M= Z «2 n = 0 \n/ n=0 \n for x on J and / respectively. Recursively in m, 4m)= Z (-l)*"1-^ (11 = 0,1,¾...). (3) 2 A function with many derivatives may still have large coefficients The sequence of coefficients {an} defines both / and F uniquely. Hence properties of these functions, like that of having m continuous derivatives, should find some expression in properties of this sequence. However, such a property must be rather deep and cannot simply be expressed by the speed with which the coefficients tend to 0. This is clear from the following theorem. Theorem 1 Let ^(n) be a positive integral-valued increasing function of ne J which tends arbitrarily slowly to oo as /r->oo. Then there exists a function F : / -» Qp with continuous derivatives
222 Higher derivatives of all orders on Ip such that limsup^(fi)|an| = oo. «-*• 00 Proof The function F constructed in the proof of Theorem 7 of Chapter 13 §13 has the required properties. For since it is a pseudo- constant, all its successive derivatives are 0 on Ip and so are continuous, just as F itself is. However, its coefficients have the asserted property. 3 A function with very small coefficients has many continuous derivatives As a converse to Theorem 1 we show now that small coefficients do imply that the functions f and F have many continuous derivatives. Theorem 2 Let mbea positive integer, and let the coefficients an of f :J-+Qp and F \Ip-^Qp satisfy the relation lim nm + 1|a„L = 0. (4) "*n\p n -*• oo Then f /',..., f(m) are uniformly continuous on J, and F, F\ . . ., F(m) are continuous on Ip. Proof By (1) and (4), nm\a'n\p< supn™ k>l ak + n < SUp/CT2mK + n| k> 1 < sup(k + ri)m+1\ak + n\p-^0 as n-^oo. k> 1 On repeating this procedure with (2) and (3) instead of (1) it follows successively that rF-^a'^p^O, nm_2|ai3)|p^0,..., n\a^\p-^0 as n-»oo. From these formulae, the assertion follows by Theorem 6 of Chapter 13. In fact, we obtain the stronger result that /,/',..., f{m) are strictly differentiable on J,andF,F',..., F(m) are strictly differentiable on Ip. Theorem 2 immediately implies the following result.
Analytic functions on J and on Ip 223 Theorem 3 Let \jj(n) be a positive integral-valued function of neJ which increases to infinity as n tends to infinity. If lim n*in)\an\p = 0, (5) n -*• oo then both f and F have continuous derivatives of all orders on J and on Ip, respectively. Proof. The relation (5) implies the relation (4) for every integer m. 4 Analytic functions on J and on Ip If f : J -^ Qp or F :Ip-^Qp have continuous derivatives of all orders, we may form their Taylor expansions oo y.m oo vm I /(m)(0)— and £ i*»>(0)- . and ask whether these series converge and represent the functions. This is analogous to what one does in the cases of functions of a real or complex variable.. Unfortunately, this Taylor series will not in general converge on J or on I and even if it does converge, it need not represent f on J or F on I A trivial example is given by any non-constant pseudo- constant; its Taylor series reduces to its first term and is a constant We therefore introduce the following notation. An infinite series of the form 00 Z AX n = 0 with coefficients An in Qp is called a power series over Q A function which on J or on Ip is equal to a convergent power series over Qp is said to be analytic. Assume, say, that F :Ip-^Qp is equal to the convergent series 00 F(x)= X Anxn (6) n = 0 for all xelp. Then the power series converges in particular at x = 1, and hence p lim An = 0. n -*• oo
224 Higher derivatives Conversely, if this limit condition is satisfied, then the power series converges everywhere on Ip and so also on J, and the convergence is uniform in x. Hence the analytic function F(x) is continuous on I and its restriction f(x) to J is uniformly continuous on J. It follows that F (and similarly f) can be written as a convergent interpolation series fW = ioa"(n} ™ There arises then the following problem. Under which conditions on the coefficients an does this interpolation series represent an analytic function on Ip or on J ? The answer is quite simple and as follows. Theorem 4 The function f :J -^ Qp and the function F :Ip-+Q are analytic on J, and on Ip, respectively, if and only if p a lim ^ = 0. n -> oo n\ Proof It is easily established that there are rational integers S(n, k) and s(n, k) such that identically in x, xn= Y S(n,k)kl(*) and n!| )= Y s(n, k)xk k = o W W k = 0 (.2 = 0,1,2,...), (8) where, in particular, S(n, n) = s(n, n) = 1. For both xn and n\\ ) are polynomials in x of the exact degree n, with w highest coefficients 1 and with rational integral coefficients. Assume now, firstly, that F can be written as the convergent power series (6). Then, by the first formula (8), oo n ^y\ °° / Y F(x)= £ An X S{n,k)k\ = £a n=0 k=0 \K/ k=0 /C / u — c\ \ K and on comparing the coefficients of [ ) on both sides of this
Analytic functions on J and on Ip 225 equation, it follows that a k\ k- = £ AHS(n9 k) (k = 0, 1, 2,...). n = k Here | S(n, k) \p < 1 for all k and n, while An has the p-adic limit 0; hence the same is true for the sequence {ajk\}. Secondly, assume that the interpolation coefficients have the property that {ajn!} is a null sequence. Then, by (7) and the second formula (8), F{x)= £ tAlr ^t^ s{n'k)xk= s a**, n=0n\ \nj n=on-k=o k=o whence, on comparing the coefficients of xk on both sides of this equation, A= t-,s(n,k) (k = 0, 1, 2,...). n = k'L ' Using now that \s(n, k)\p < 1, it follows that {Ak} is a null sequence. In Theorem 4, the p-adic value of n! can be expressed explicitly. For this purpose let n have the canonic form n = n0 -\-nlp-\- n2p2 + ... + nrp\ where n0, nl9 n2,..., nr are digits 0, 1,..., p — 1, and where nr > 0. (The trivial case when n = 0 and 0! = 1 has been excluded.) Put {n} = n0 + nr + n2 + .. . + ftr. Of the positive integers not exceeding n exactly n1 +n2p + .. . + nrpr~ 1 are divisible by at least p1; exactly n2 + n3p + . .. + nrpr~2 are divisible by at least p2; etc.; exactly nr_x+nrp are divisible by at least pr ~ x; and finally exactly nr are divisible by p\ while none are divisible by pr + 1. Let p" denote the largest power of p that divides n\. Evidently, u = (n1+n2p + ... + nyP^1) + {n2 + n3p + ... + 7ir//"2) + (w3 + n4p + ... + nrpr ~ 3) + . • • + (nr _ 1 + nrp) + rcr
226 Higher derivatives Combine here all the terms which have the same digit nk as a factor, and use the formula for the sum of a finite geometric progression. It follows that p-1 p2-l p3-l , f~l-\ , f~\ u = n1 T + n2 - + n3 - + .. . + nr_ x \-n p-1 p-1 P-1 r p-1 r p-1 which is equal to 1 n — {n} u = -(nn + 7ii p + . .. + nrpr — (n0 + n, + . .. + nr)) = -—. p-lu 1 p-1 Hence \n\\p = p-{n-{n))l{p-l\ (9) The condition of Theorem 4 is therefore equivalent to lim p(n-^^-^1^1- = 0. (10) n -*• oo 5 Two elementary /i-adic functions There is a well-developed theory of analytic p-adic functions which, however, shall not be discussed. Instead, we shall study two basic elementary analytic functions from our theory of interpolation series. Let a be any p-adic number satisfying \a—l\p< 1/p and therefore \a\p = 1. (11) We firstly define a function F : Ip -► Qp by the interpolation series F(x;a)= £ (a-l)"fXY (12) n=0 \n/ Since its coefficients an = (a — l)n tend to 0 as n tends to infinity, F(x; a) is a continuous function on Ip9 and its restriction f(x; a) to J is uniformly continuous on J. By the binomial theorem, f(x; a)= £ (a - l)n(X) = (1 + (a - l))x = of. n = 0 W Next let x, yelp. Then «»M= iak + P\= ft(a-lf + "(y)=(a-lfF(y;a), k = 0 \K/ k = 0 \K
Two elementary p-adic functions 227 so that by the general addition formula (4) of Chapter 13 § 2, 00 /y \ 00 I y. F(x + y;a)= £ an(y)[ = I (a-l)"F()>;a) n = 0 \W/ n = 0 \n that is, F(x + y;a) = F(x;a)F();;a) for x,yelp. (13) On restricting x and y to J, this identity reduces to the equation ax + y = axay (13*) which is obvious from the associative law in Qp. Conversely, (13) follows from (13*). For let {xn} and {yn} be two sequences in J with the limits x and y, respectively. Since F is continuous on Ip, the three sequences {aXn + yn}, {aXn}, and {ayn} have the limits F(x + y;a), F(x;a), and F(y;a), respectively, and since aXn + yn=aXnayn, we again obtain (13). Denote by b a second p-adic number satisfying \b-l\p<l/p. Then, by the same kind of proof, we find that also F(x;ab) = F(x;a)F(x;b) for x,yelp. (14) For when x is restricted to J, this is (ab)x = axbx, (14*) an equation which follows from the commutative and associative laws in Qp, and from which (14) can again be derived by a simple limiting process. Let again y be any element of Ip. Not only {an(y)} = {(a-l)nF(y;a)}, but also is a null sequence; for lim np ~n = 0. «-*• 00 Hence the derivative F'(y;a)= £ (-1)-^ = F(y;a) £ (-1)-1^^ n= 1 W n= 1 w
228 Higher derivatives exists. Let us write L(a) for the convergent series 00 (a - If L(a)= X(-l)-1^—L. (15) n= 1 U On writing again x for y9 we have then the differentiation formula F'(x;a) = F{x;a)L{a), (16) hence for every positive integer m, F(m)(x; a) = F(x; a)L(a)m. (17) 7¾ expression L(a) defines the p-adic logarithm. If also \b — 1| < 1/p, then £/ze functional equation L(ab) = L(a) + L(b) (18) Zio/ds. It follows immediately on differentiating the identity (14) with respect to x, noting that for x = 0 both sides are equal to 1, and thus do not vanish. For by the law for the derivatives of a product, this gives F'(x; ab) = F'(x\ a)F(x\ b) + F(x; a)F'{x\ b), that is, F(x; ab)L(ab) = F(x; a)F(x; b)L{a) + F(x; a)F(x; b)L{b\ which is (18). The coefficients an = (a— If of F(x; a) have the property lim Pn\an\p<h n -*■ oo as follows from (11). Hence, for p > 3, the condition (10) is satisfied; for {n} is of smaller order than n for large n (it is at most of order log n). It follows therefore from Theorem 4 that F(x; a) is analytic for p>3. On the other hand, if p = 2 and \a— l|2=i, then F(x\a) is not analytic, although it has derivatives of all orders. For now lim 2X1, = .1, «-*• 00 while the condition for analyticity (10) requires that lim 2B-{B}|aJ,=0. ln\2 n -*■ oo However, when n = 2k is a positive integral power of 2, then W = {2*} = 1, 2"-'»>|a„|2=i and so this condition is not satisfied.
ax when a does not satisfy \a — 1| < 1 229 However, if the stronger inequality \a-\\2<k holds, then F(x;a) is again analytic on I because this hypothesis evidently implies that (10) is true. But let us return to the case when \a — 1|2 — 2. From the functional equations (13) and (14), it follows that F(2x; a) = F(x; a)2 = F(x; a2). Here \a2 — 112 < i, and hence F(x; a2) is analytic on I2; this identity implies then that F(x; a\ while not analytic on I2, can be written as a convergent power series on the smaller set |x|2<|. By way of example, the function F(x; — 1) is a pseudo-constant on /2, being equal to + 1 if |x|2 <i and equal to — 1 if |x — 1|2 <\. In the 2-adic case, L(— 1) is defined, oo On L(-l)=- I-' Since 2L(-1) = L(1) = 0, L(— 1) also is equal to 0, a somewhat surprising fact. To return to the case of general p, it is clear that L(l +px) is analytic on I Its coefficients, ln say, have the values h=io(-v"~k(t)L(i+kp). It follows therefoie from (18) and from Theorem 4 that n lim p(n ~{n})/(p ~ 1] n -*■ oo l( n (i+M(_i)n"fc® vfe .= 0 =,0. This equation remains true if the function sign L is omitted, and a 1 subtracted from the product instead. 6 The function ax when a does not satisfy | a — 1 \p <1 The function F(x; a) which was the extension of f(x; a) = ax to I was defined under the restriction that \a—1\ <l/p, hence \a\ = 1.
230 Higher derivatives Assume now that a is a p-adic integer which does not satisfy \a — l\p < 1/p. Then/(x; a) = ax still has a good meaning for xg J and can be written as the interpolation series f(x;a) = £ (a-l)»(X\ n = 0 W However, now the coefficients (a — l)n do not tend to 0, and hence f(x; a) is not uniformly continuous on J and so cannot be extended to a continuous function on Ip. In particular, if \a\p < 1, then f(x\a) is discontinuous at every point x of J (compare the second example in Chapter 8 § 4). Let, however \a\ = 1. Then aelp can be written in the form a = a0 + bp, where a0 is one of the digits 1, 2,..., p — 1, and b lies in Ip. By the binomial theorem, and here, by Fermat's theorem, the rational integer is divisible by p. It follows that av ~ x has the form ap~1 = l + pB, where Belp. In .other words, la'^-llp^l/p, and therefore /(x;ap_1) is uniformly continuous on J, and its extension F(x;ap~ x) is continuous on I If xe J, it has a unique representation x = (p-l)y + z9 (19) where y lies in J and z is one of the numbers 0,1,..., p — 2. Correspondingly, we may define f(x;a) as f(x;a) = (a*-1yaz = azfty;a*>-1\ and here az assumes only the p — 1 values 1,a,a2,... ,ap~2. (20) The factor f{y\ap~ l) is again uniformly continuous for ye J.
The exponential series 231 Assume next that x lies on Ip. Then, for each of the values (20) of az, there is a unique yelp such that (19) is satisfied. Hence, if we try to define F(x;a) by the formula F(x;a) = azF(y;ap-1), then F(x; a) becomes a multivalued function of x and so falls outside our considerations. One therefore deals not with F(x\a\ but with F({p-\)x\a) = F(x\a*-% so obtaining a function which is continuous on I and given by the series 00 F((p-l)x;a)= £ (0^-1) n = 0 If p > 3, this function is again analytic on Ip. If, however, p = 2, then the two cases discussed in the last section have to be distinguished. 7 The exponential series In real or complex analysis, the exponential function qx is defined by oo -^n where e is defined by the series 00 I n = On ' In the p-adic case, these series are no longer convergent if |x| < 1 and in particular if x = 1. If, however, the function epx for p > 3 and the function e4x for p = 2 are considered, then we are again dealing with functions analytic on I In particular, ep for p > 3 and e4 for p = 2 lie in I A number analogous to e lies in an algebraic extension of Qp, of degree p if p > 3 and of degree 4 if p = 2. It can be shown that also in the p-adic case the p-adic exponential function is inverse to the L-function, i.e. that eL(x) = L(ex) = x, provided that x is a p-adic number for which the functions in this :
232 Higher derivatives formula are defined. This result belongs to the theory of p-adic analytic functions and so lies outside our considerations. 8 Problems 1 The continuous function F : I -> Qp is defined by its interpolation series 00 (x n = 0 \n, and has a continuous second derivative with the interpolation series 00 Ix n = 0 \n, Determine the coefficients a'n' in terms of the coefficients an. 2 P0(x), Pi(x\ ..., Pp_ i(x) are p polynomials in x with coefficients in Q A function F :Ip-+Qp is defined by F(x) = PX0(x), where x0 denotes the first digit in the canonic series x = x0 + xtp + x2p2 + ... of x. Determine the successive derivatives of F. 3 Cl\Ip-^Qp and C2 : /p -► Qp are two pseudo-constants on Ip where |Cx(x)- l\p< l/p and |C2(x)|p^l for xelp. Determine the successive derivatives of the function F :Ip-^Qp where 00 F(x)= £ C1(x)"C2(x)x-. n = 0 4 F : /p -► Qp is the function F(x) = I (n + [v^])! where [^n] denotes the largest integer not greater than^A. Decide whether F is analytic on I 5 Let a be a p-adic number satisfying \a — 1 \p < l/p, and let F :Ip-^Qp and G : I -> Qp be the two functions defined by the series oo / X \ °° ( X F(*)- Eo(-l)"U and G(x)= Zo(a-ir(2n + i
Problems yxT. Express F(x + y) and G(x + y) in terms of F(x), G(x),F(y), and G(y), and determine coefficients A, B, C, and D that depend only on a such that F'(x) = AF(x) + BG(x) and G'{x) = CF(x) + DG(x). 6 Prove that the function F :Ip-^Qp defined by has on Ip derivatives of all orders. Is this function analytic on I ?
15 The Dieudonne integral The following notations will be used in this chapter. The letters c, and C, will denote pseudo-constants on J, and on I respectively; thus the functions c:J-^Qp and C :Ip-^Qp have the properties c'(x) = 0 for xeJ, and C'(x) = 0 for xelp, respectively. We know that there are many pseudo-constants which are not constants, and we shall in due course establish explicit formulae defining classes of such pseudo-constants. Next denote by g :J -+Qp an arbitrary function on J, and by G : Ip -> Qp a continuous function on Ip. An (indefinite) integral/of g is any function/ :J -+Qp such that f'(x) = g(x) for xeJ, and similarly an (indefinite) integral F of G is any function F :Ip-^Qp with the property that F'(x) = G(x) for xelp. It is obvious that with f also f + c is an integral of g, and similarly with F also F + C is an integral of G. There are thus large classes of integrals of both g and G. In these classes we shall select one element each with particularly simple properties and call the integrals so defined the Dieudonne integrals of g and of G, respectively. Actually Dieudonne (1944) solved the more general problem of the solutions of a first-order differential equation and defined for each such equation an infinite sequence of his integrals. 1 Definition of the Dieudonne integral of g Write the variable xe J as a canonic series x = x0 + XtP + x2p2 + ...,
Consequences of the boundedness of g 235 where the coefficients xn are digits 0, 1,..., p — 1. Since x is a non- negative rational integer, the series breaks off after finitely many terms, and hence there exists a suffix r(x) > 0 such that xn = 0 if n > r(x). Put x(n) = x0 + xx/7 + ... + xn _ xpn 1 (n = 1, 2, 3,...), so that x(n + 1) _ x(n) = ^pn = q if „ > r(x). Analogous notations will soon be used for a number y in J or in /p. The Dieudonnt integral f(x) of g(x) is now defined as the series 00 f(X) = £ (X<» + !» - X(">)0(X(">). (1) n= 1 Since the terms of this series with n > r(x) are equal to 0, there is no problem of convergence. By way of example, the function g(x) = 1 has the integral 00 f(x) = X (*(n + 1} - *(n)) = *(r(n)) - *(1) = x - X0, n= 1 and the function g(x) = x has the integral 00 y.2 f(x)= Y, (x(n + 1] - x(n))x(n) =--+ h(x\ n= 1 2 where by simple algebra h(x) = - \{x20 + x\p2 + x\pA + ...). (2) It will soon be proved that h(x) is a pseudo-constant. The behaviour of the Dieudonne integral f of g will now be studied under suitable assumptions for g. 2 Consequences of the boundedness of g The function g could so far be arbitrary. It is clear from the definition that the Dieudonne integral f always satisfies the inequality sup|/(x)|p<sup|0(x)|p; (3) xej xej
236 The Dieudonne integral for the factors x(n + 1) _ x(n) in (1) have at most the p-adic values 1. Let y be a fixed number in J. The function g is said to be bounded at y if there exist to y two positive integers t and u such that \g(x)\p<pu if \x-y\p<p~\ (4) This property has the following consequence. Theorem 1 If g is bounded at y, then its Dieudonne integral f is continuous at y. Proof Let s be an arbitrarily large positive integer. The hypothesis (4) remains satisfied if t is replaced by any larger positive integer; it may therefore without loss of generality be assumed that t > s + u and t > 2. Let x be an arbitrary element of J satisfying \x-y\p<p-\ (5) Then in the canonic series for x and y9 xn = yn if 0 < n < t — 1 and hence also x(n) = y(n) jf ^ < n < t It follows that 00 /M - /GO = Z ((*<"+ J) - x<-W>) - (/•+ « - y("»)^(3;<"))) n= 1 oo = I ((*(n + 1} ~ x(n))g(x(n)) - (y(n +1)- y(n))g(y(n))). n = t In the second sum the suffix n is at least t, so that \x(n+1)-x(n)\p<p-n<p-\ \y(n+1)-y(n)\p<p-n<p-\ and also Wn\-x\p<p-n<p~\ lyW-yl.^p-^p-'. Further by (5), \x^-y\p<\(x^-x) + (x-y)\p<m^x(\xin)-x\p^x-y\p)<p-t.
Consequences of the continuity of g 237 The hypothesis (4) implies then that \g{x*%<p\ \g(y(%<p», whence \f(x) - f(y)\P < sup(|(x<»+ » - x^)g(xin%,\(/" + " - y*W%) n> t <P~tpU<P~\ giving the assertion since s may be chosen arbitrarily large. When g is bounded on J, the integer u is independent of x and y. Hence the following result holds. Theorem 2 If g is bounded on J, then the Dieudonnk integral f is uniformly continuous on J. 3 Consequence of the continuity of g The next theorem is analogous to a classical property of the Riemann integral in real analysis. Theorem 3 If g is continuous at y, then the derivative f'iy) of the Dieudonne integral exists and is equal to g(y). Proof By the hypothesis there exists to every positive integer s a second positive integer t = t(s, y) independent of x such that \g(*)-g(y)\P<p~s if \x-y\p<p-\ (6) Hence, in particular, g is bounded on the set (5), and an inequality (4) holds. It suffices to consider numbers xeJ which are distinct from y so that \x-y\P = p~T, where the rational integer T is at least equal to t. This means that xn = yn if 0<n<T-l and x(n) = y(n) if l<n<T. Hence, just as in the proof of Theorem 1, oo /M-/00= I ((x("+1>-x<»>)0(x»">)-(y"+i>-/"^(y"))), (7) n = T
238 The Dieudonne integral where again only finitely many terms of the infinite series are distinct from 0. Also just as in this proof, for n > T, |x(n + 1)-x(%<p-T, \y(n + 1)-y(n)\p<p-T, \x^-x\p<p~T, \y{n)-y\p<p~\ \x^-y\p<p~^ whence, by (6), \g(x^)-g(y)\p<p-s and \g{y{n))-g{y)\p<p-s. Therefore write g(xW) = g(y) + gn and g(y(n)) = g(y) + Gn; then \gn\p<p~s and \Gn\p<p~s for n>T. By the equation (7), 00 f(x)-f{y) = g(y) £ ((*<"+1] - x(n)) - (y{n + *> - /">)) n= T oo n= T Since x(T) = y(T), the first series is equal to (x _ ^)) _ (y _ yT)} = x _ ^ while the p-adic value of the second series does not exceed sup (i(x(»+x> - x<»>)0„ip, i(y»+» - yn))G„iP) < P- Vs n>T = \x-y\Pp~\ and it follows that /(*) - /GO ., --giy) <p~s- (8) P x-y Since s may be made arbitrarily large by choosing t sufficiently large, this gives the assertion x-+ y x y Theorem 4 If g is continuous at every point of J, then the Dieudonne integral f has the derivative f'(y) = g(y) at every point y of J.
An example 239 By way of example, the Dieudonne integral of g(x) = x was equal to \x2 + h(x) where h(x) was the function (2). Here g is continuous on J, and the derivative of \x2 is equal to x = g(x). Therefore on J, h'(y) = 09 showing that h is a pseudo-constant on J, as was stated already in § 1. 4 An example We show next, by means of an example, that a function g may be everywhere discontinuous on J and still have a Dieudonne integral which, moreover, is continuous and differentiable at all points of J. Put g(x) = Px for xeJ. The sequence {P°, v\ V\ • • •} is a null sequence in which all terms are distinct from zero. This implies by Chapter 8 § 4, that g is discontinuous at every point y of J. For, firstly, g(y) ^ 0. Secondly, as x ^ y tends to y9 x runs over positive rational integers that become arbitrarily large, and so p \img(x) = 0*g(y). x-+y The Dieudonne integral f of g is equal to 00 f(x)= X (xin+1)-x(n))px n= 1 or more explicitly, /(x) = xypl + Xo + x2p2 + Xo + X1P + x3p3 + Xo + X1P + X2p2 _|_ _|_ v rf + x° + XlP + X2p2 + ' ' • + x" - iPn ~ 1 + Let now x and y be two distinct numbers in J, say, such that \x -y\P = p~T- Then xn = yn for n = 0,1,..., T — 1. Therefore by the last equation, f(x) - f{y) = (xT - yT)pT + X0 + X1P + X2p2 + • • • + *r- iPr- * + terms in higher powers of p.
240 The Dieudonne integral It follows that /M - /GO < n_ (*o + Xip + x2p2 + . . . + xT_ 1pT - l) x-y As x, while remaining always distinct from the fixed y, tends to y9 at least one digit xn of x with arbitrarily large suffix n is distinct from 0, and so the right-hand side of this inequality tends to zero. Therefore &mzm=r(y)=0 for yeJt x -*■ y x y which proves that f is differentiable at every point of J and is a pseudo-constant. Naturally f'^g. The Dieudonne integral of a discontinuous function need not be an integral! 5 Two further examples The two functions 0i(x) = (x + l)_1 and g2(x) = (x+ l)"2 are bounded and continuous at every point of J; their Dieudonne integrals /t (x) and f2 (x) are therefore continuous and differentiable at every point y of J, and f i iy) = G i GO and f2 (y) = g2 (y) if ye J. On the other hand, neither of gy and g2 is bounded on J, both assuming arbitrarily large values as y tends to — 1. Let y run over the numbers y = p"-l=(p-l) + (p-l)p + ... + (p-l)p"_1 (11 = 1,¾¾...). A simple calculation gives /i(p" -1) = i (p - i)p*-(p*rx=»(p -1), * = l and /2(p"-i)= Z (p-i)pk(pkr2 = i-p-n- k = i Hence, as n tends to infinity, the sequence {fi(pn— 1)} remains bounded, but has no p-adic limit, while the sequence {f2(pn — 1)} is
The Dieudonne integral ofG 241 not bounded. Thus neither /x nor f2 can be extended as continuous functions into the point — 1 which does not belong to J. 6 Definition of the Dieudonne integral of G Next let G :Ip^>Qp be a continuous function on Ip. Its restriction g : J -> Qp to J defined by g(x) = G(x) for xeJ is therefore uniformly continuous. Write the variable xelp again as a canonic series x == Xq "t~ X-±P t X2P ' * * • •' and put x(n) = x0 + xx/7 +... + xn _ x/7n" l (n = 1, 2, 3,...). Now the series for x need not terminate after finitely many terms. Put n- 1 Fn(x)= £ (x(k + 1)-x(k))G(xik)) + (x-x(n))G(xin)) (n=l,2,3,...X (9) and similarly, n FB + 1(x)= X (x(*+1)-x(*))G(x(*)) + (x-x(" + 1))G(x(" + 1)). k= 1 On subtracting these two equations, F„ + 1(x)- Fn(x) = (x - x<"+ ^)(0(^-+ ") - G(x<">)). (10) In this formula, \x-x(n + 1)\p<p-(n + 1\ (11) By hypothesis, G is continuous on /p. Hence there exists to every positive integer s a second positive integer t = t(s) independent of x and y such that \G(x)-G(y)\p<p-s if x,yelp and |x - y\p </?"'. (12) Since |x(n+1)-X(n)|p</7"n, it follows that |G(x(n + 1))-G(x(n))|p</7"s if n>t,
242 The Dieudonne integral hence, by (10) and (11), that \Fn + 1(x)-Fn(x)\p<p-(" + »-s if n>t. (13) On applying this formula for the suffixes n, n + 1,..., m — 1 and adding, we find that \Fm(x)-Fn(x)\p<p^n+1)-s if m>n>U (14) uniformly in x. Hence {Fn(x)} is a fundamental sequence, and so the p-adic limit p 00 lira Fn(x)= ^ (x(k + 1)- xw)G(x(k)) = F(x), say (15) n->oo k = 1 exists. Moreover, the functions Fn(x) are by their definition continuous on Ip, and therefore F(x) is a continuous function on Ip. Next, on allowing m to tend to infinity in (14), it follows that \F(x)-Fn(x)\p<p-("+v-s if n>t (16) The function F(x) so defined is again called the Dieudonne integral of G. If f and g denote the restrictions of F and G to J, f(x) = F (x) and g (x) = G (x) for x e J, then, by (1) and (15),/ is also the Dieudonne integral of g according to the definition in § 1. 7 The Dieudonne integral F of G is strictly different able Denote by x and y two distinct elements of Ip and define the rational integer T by I* - y\P = p~T- Let s and £ be the integers that occur in (12); assume that T>t. Write also yasa canonic series y = yo + yiP + yiP2 + -- and put, in analogy to x(n), /n) = ^0 + yiP + • • • + yn- iPn~ 1 (n= 1, 2, 3,...). Then, by the definition of T, x(n) = y(n) f()r ,,= 1,2,...,7:
It is strictly differentiable 243 Apply the formula (9) twice for n = T, once with the variable x and once with the variable y, and subtract the results. It follows that FT(x)-FT(y) = (x-y)G(y^). Here, by T > t and by (16), \(FT(x)-FT(y))-(F(x)-F(y))\p<p-(T + v-s=\x-y\pp-s-\ and by (12), \G(y^)-G(y)\p<p-s. Therefore \(F(x)~ F(y))-(x - y)G(y)\p<\x - y\pm<ix(p-s- l, p-% whence F(x) - F(y) -G(y) <P~5- (17) P x-y In this inequality allow x to tend to the element y of /p, so that T tends to infinity and thus is finally larger than any given integer t. It follows that the integer s in (17) may be arbitrarily large, hence that f F(x)-F(y) hm = F (y)= G{y\ (18) x -*■ y X y which proves the following result. Theorem 5 IfG is continuous on Ip, then its Dieudonne integral F has a derivative Ff at all points of Ip, and F' = G everywhere. As will now be shown, even more can be proved. Denote by H : Ip x Ip -► Qp the function of (x, y)elpx Ip defined by y(x)-F(y) for x^y, H(x,y) = { x-y G(y) for x = y. This function H is continuous at all points (x, y) for which x ^ y; for both its numerator F(x) — F(y) and its denominator x — y are continuous on Ip x Ip, and x — y ^ 0. (We have proved such a result for quotients of continuous functions only for functions in one variable; see Chapter 8, Theorem 12. The assertion for H can easily be proved directly.) As we prove now, the function H is continuous also at all points
244 The Dieudonne integral (Y, Y) where Ye/p, hence is continuous on the whole of Ip x Ip. For let (x, y) be a variable point of Ip x /p which tends to the point (Y, Y) so that both x and y tend to Y. lis and £ have the same meaning as in (12), finally \x-y\p<p'1 and \y- Y\p<p~\ If xi-y, then by (17), |ff(x,);)-G0;)|p</?-s and by the continuity of G, \G(y)-G(Y)\p<p-\ so that |ff(x, >;)-G(Y)|p </?"*. (19) Owing to the continuity of the function G, the same inequality follows also if x = y. Since s may be arbitrarily large, by this inequality (19), H is then a continuous function of (x, y)elp x Ip. This proves the following theorem. Theorem 6 If G is continuous on Ip, then its Dieudonne integral F is strictly differentiate on Ip, with the derivative F' = G. On restricting here the functions F and G to the set J, this result implies that if g is uniformly continuous on J, then its Dieudonne integral f is strictly differentiable on J, with the derivative f' = g. (20) 8 A remark to Theorem 6 Let F and G be as in Theorem 6, and let C : Ip -> Qp be an arbitrary pseudo-constant on Ip9 C(x) = 0 for xelp. Also the function F + C is an integral of G because (F + C)f = F' + C' = F' = G. This new integral F + C need not be strictly differentiable on lp. For let an, and cn, be the coefficients of F, and of C, respectively. As
Small values of the integral 245 just proved, the function F is strictly differentiable on Ip9 and therefore (Chapter 13, Theorem 6), lim n\an\p = 0. n -*• oo On the other hand, the pseudo-constant C can be chosen such that limsup?2|cn|p= oo «-*• 00 (Chapter 13, Theorem 7). Therefore also limsupn|an + cn\p= oo, «-*• 00 and since F + C has the coefficients an + cn, it follows that F + C is not strictly differentiable. Afar is it in general true that if F is strictly differentiable on Ip and if F' = G, then F is the Dieudonne integral of G. For there are many strictly differentiable pseudo-constants, and any of these may be added to F without affecting its strict differentiability. On the other hand, by its definition the Dieudonne integral of G is of course unique. 9 Every continuous function on lp has an arbitrarily small integral Let again F and G be as in Theorem 6. We found that 00 F(x) = ^ (x(k+1)-x(k))G(x(k)\ (15) k = 1 and we now assert that here every partial sum SN(x) = £ (x<* + x> - x«>)G(x«) (N = 1, 2, 3,...) k= 1 is a strictly differentiable pseudo-constant. For it is obvious from the definition that SN(x) = SN(y) if \x-y\p<p-<N+1\ (21) since by the upper bound for x — y, x<*> = y*> for k = 1,2,..., N +1, so that both sums consist of the same terms. This equation (21) shows immediately that SN(x) is continuous and strictly differentiable on I with the derivative S'N(x) identically 0.
246 The Dieudonne integral Since G is assumed to be continuous on I it is bounded on this set, say \G(x)\p<p» for xelp. Hence 00 X (x(fc + 1)-xw)G(xw) k = N + 1 <p-N + u, \F(x)-SN(x)\p = uniformly in xelp. Here also F{x)-SN(x) = <&(x\ say, is an integral of G, and the integer N may be chosen arbitrarily large. We thus arrive at the following theorem. Theorem 1 Let Gbea continuous function on Ip, and let s be an arbitrarily large positive integer. Then there exists an integral <X> of G such that |<D(x)|p</?-s for xelp. An analogous result holds for functions g on J which are uniformly continuous on J. There is of course nothing similar in real analysis. 10 Every continuous function can be approximated by pseudo- constants Let G : /p -»Qp be a continuous function on /p, and let s be any positive integer. There exists then a second positive integer t = t(s) independent of x and y such that \G(x)-G(y)\p<p~s if x,yelp and \x-y\p<p-\ As in Chapter 10 §5, we construct a step function S \Ip-+Qp which approximates G, in the following manner. Since xelp is a p-adic integer, there exists to it a unique rational integer ye J satisfying the two conditions \x-y\p<p~\ 0<y</?'-l. With this choice of y put S(x) = G(y).
The integral of the characteristic function 247 Since |x — y\ <p~\ it follows that for all xel , \G(x)-S(x)\p=\G(x)-G(y)\p<p-\ (22) Since further numbers x, x0elp satisfying |x — x0|p < p~l correspond to the same number y, the step function S has the property S(x) = S(x0) if x, x0elp and |x — x0|p <p~*. From this property it follows again that S is continuous and strictly differentiable on I and is a pseudo-constant. In particular, we have obtained the following result. Theorem 8 Let G be a continuous function on /p, and let s be an arbitrarily large positive integer. Then there exists a pseudo- constant C(= S) on Ip such that \G(x)-C(x)\p<p~s if xelp. For the same reasons, functions g uniformly continuous on J can be approximated arbitrarily closely by pseudo-constants on J. 11 The Dieudonne integral of the characteristic function of a ball Let U(a; s): \x —a\p<p~s be a ball in I where aelp, and s is some positive integer. (The case when s = 0 is trivial since U(a; 0) is identical with Ip.) As in Chapter 7 § 4, the p-adic integer a may be replaced by an integer A in J so that U(a; s)= U(A; s). For this purpose take for A the unique rational integer for which \A-a\p<p~s, 0<A<ps-l. Denote by X(x) the characteristic function of U(A; s); thus (1 if xel„ and \x- A\„<p~s, [0 otherwise. It is again clear that X(x) is continuous and strictly differentiable and is in fact a pseudo-constant. Let now F : /„ -» QD be the Dieudonne integral of X(x). If, as before, x = x0 + xyp + x2p2 + ...
248 The Dieudonn£ integral is the canonic series of x, and if further *(k) = x0 + x1p + .... + xk_1pk~1 (k = 1, 2, 3,...), then 00 F(x)= X (x(k + 1)-x(k))X(x(k)). k= 1 We shall now evaluate explicitly the sum on the right-hand side. Two main cases will be distinguished where A = A0 + Alp + ... + As_lPs-\ Case 1 A = 0, hence A^ = Al = ... = As _ x = 0. Then x lies in 1/(0; s) if also Xq —— Xi —— . • . — X„ i — v. If these equations hold, then also all the derived numbers x(k) lie in 1/(0; s). It follows therefore that 00 F(x)= ^ (*(fe + 1)-x(fe))x l = x-x(1) = x if xe[/(0;s). (23) k= 1 Next assume that x does not lie in 1/(0; s). There is then a smallest suffix r satisfying 0 < r < s - 1, xr ^ 0. If r = 0, none of the numbers x(k) belongs to 1/(0; s), and therefore F(x) = 0 if r = 0 and x^£/(0;s). (24) If r > 1, then but not (1) (2) (r) (r + 1) (r + 2) (s) -A' ^ -A' ^ • • • 2 -A' J belong to 1/(0; s). Hence F(x) = £ (x(fe + X) - x(fe)) xl = x(r + 1)- x(1) = xr// fe = l if r>\ and x^£/(0;s). (25) Case 2 ^4 7^ 0. Denote by r the largest suffix for which Hence 1 < r < s and A = A(r\
The special balls U{m;M) 249 First assume that x lies in U(A; s). This requires that xk = Ak for k = 0, 1,..., s — 1, hence that Xr — X~ _j_ i — . . . — Xs i — VJ 11 I "\ S. It follows that x(k) lies in U(A;s) for all k>r; moreover, x(r) = A. Hence 00 F(x) = £ (x(k +1)- x(k)) xl=x- x(r) = x-A if xe U(A; s). k = r (26) Secondly, assume that x does not lie in U(A; s), but that at least one of the numbers x(k) does so. This can happen only if r < s and if there is a suffix a satisfying r < o <s such that Xr = Xr + i = . . . = Xa _ 2 = w, ^a-i 7^0. Then XW = x(r + l) = = x{a- l) = AeU(A; s), x(<t^U(A; s), whence <T- 1 F(x) = X (x(k +1)- x(k)) x 1 = x{a) - x{r) = x(a) -A k = r if x£U{A\s). ill) The Dieudonne integral of the characteristic function X(x) of the general ball U(A; s) has now been determined in all cases, and the results are given by the formulae (23)-(27). It is particularly interesting to find that this integral F(x) may in certain cases be distinct from 0 even when x does not lie in U(A; s). 12 The special balls U(m; M) For the next chapter we require the Dieudonne integrals of the characteristic functions of a special sequence {U(m;M)} (m-0, 1,2,...) of balls in I Here the integer M is defined as follows.
250 The Dieudonne integral Take M=l if m = 0. (28) If, however, m is a positive integer, then let M be the integer for which pM-1<m<pM-l. (29) We shall use the notations X(x9 m) and F(x, m) for the characteristic function and its Dieudonne integral of the ball U(m; M). In the case of the ball 1/(0; 1) the integer r vanishes, and F(x; 0) is given by the formula (23). If, however, m > 1, then it follows from (29) that the integer r belonging to U(m; M) is equal to M — 1, and hence there is no a. Hence in either case F(x, m) vanishes when x does not lie in L/(m; M), and so §11 establishes the following result. Theorem 9 For every non-negative integer \m the Dieudonne integral F(x, m) of the characteristic function X(x, m) of the ball U(m\ M) has the value F(x, m) = X(x, m)(x — m), both when x does, or does not, lie in U(m; M). It is obvious that the restriction/(x, m) of F(x, m) to J is determined by the same formula. 13 Problems 1 Independently of the considerations in § 3, prove directly that 1 00 h(x) = - - £ x2nP2» Zn = 0 is a pseudo-constant on J. 2 Letx = x0 +xxp + x2p2 + ... be the canonic series of xelp, and let r > 0 be a fixed integer. The function G :Ip->Qp is defined by G(x) = xr; determine the Dieudonne integral of G. 3 Determine the most general function g : J -+Qp which is identical with its Dieudonne integral.
Problems 251 4 For x e J put 0(0) = 0 and g(x)=l/\x\p if x^O. Evaluate the Dieudonne integral of g. 5 Let g : J -^ Qp and gm\ J -^ Qp where m = 1,2, 3,... be functions on J such that Km 0m(x) = sr(x) for xeJ. m -*• oo Prove that the Dieudonne integrals f oi g and /m of #m satisfy lim /m(x) = /(x) for xeJ. m m -*• oo Under which additional conditions on the functions is the second limit uniform in x? 6 {cn} is a sequence of p-adic numbers satisfying \cn\p<p~n (w= 1,2,3,...). For any continuous function G :Ip-+Qp define F* :/ ->Qp by 00 F*(x)= X (x"+1>-xW)(G(x«)+4 n= 1 Is F*(x) an integral of G(x) (i.e. is F(x) = G(x) for xe/J?
16 The van der Put series and integral Up to now, in the study of functions of a p-adic variable, much use was made of their representation as interpolation series. There also exists a very different kind of development of such functions due to van der Put (see van Rooij & Schikhof 1971) which may usefully be applied instead and which will form the subject of this chapter. It has in particular the great advantage of giving an explicit formula for a vast class of pseudo-constants. The notation in this chapter will be the same as that in the last one. Thus, to begin with, g : J -^ Qp denotes an arbitrary function on J which need not be continuous anywhere. Later, however, g will be assumed to be uniformly continuous on J and to be in fact the restriction g(x) = G(x) if xeJ of a continuous function G :/„-►£> on I. P *^P P 1 Properties of the canonic series of xe J Every integer x in J can be written as a canonic series x = x0 + xxp + x2p2 +. .. with coefficients xn that are digits 0, 1,. .., p — 1. Only finitely many of these digits are distinct from 0, and on omitting all except possibly the first vanishing terrrn the series for x takes the form x = £ X(k)pn{k\ (1) k= i Here K is a positive integer which depends on x; x(l) may be any one of the p digits 0,1,. .., p — 1, while x (2),..., x(K) are non-zero digits 1, 2,..., p — 1; and the exponents n(K) are non-negative integers satisfying 0 = n(\) < n(2) < ... < n(K). (y\
Balls and characteristic functions 253 For x = 0, 1,..., p — 1 the development (1) reduces to its first term, and K=\. For all larger values of x the integer K is at least 2. We define a special function q : J -► Qp by q(x) = x(K)pn(K). It follows that always q(x)<x, (3) with equality only if either K ^= 1 and therefore x = 0,1,..., p — 1; or if both K = 2 and x (1) = 0. The partial sums in (1), *D"]= t x(/c)p"w 0'= 1,2,...,K) (4) fc= 1 will be called the segments of x. Evidently q(x[JV = x(J)PnU) (J =1 2,..., K) and therefore x\J] - q(x\J~]) = x\J - 1] (j = 2, 3,..., K). From (4), 0 < x[l] < x[2] < ... < x\_K\ (5) and q(x\j-])< x[j] < (P - 1) + (P - 1)P + (P - 1)P2 + • • • + (P - l)pn0) = P»o-> + i_l (6) Here the left-hand side may vanish if j = 1, and is otherwise at least 2 The balls u(m, M) and their characteristic functions x(x, m) At the end of the last chapter we introduced the balls U(m, M) in I \ here M = 1 if m = 0, while for m > 1 the integer M was defined by the inequality pM~1 <m<pM-l. (7) Let w(m, M) be the intersection of l/(ra, M) with J; it consists thus of all x e J for which \x — m\p<p~M.
254 The van der Put series and integral The characteristic function #(x, m) of w(ra, M) is given by fl if xej and \x — m\p<p~M, [0 otherwise. Thus x is the restriction of the characteristic function X of l/(ra, M) to J. Lemma 1 Every integer xeJ lies in exactly all those balls u(m; M) for which m is one of the segments x[fc] (£=1,2,. .., K) of x. Proof First consider w(0; 1). This ball consists of all non-negative integral multiples of p. Hence x lies in w(0; 1) if and only if x[l]=x(l)p° = 0 = m. Secondly, let m > 1 so that M is connected with m by the inequalities (7). The elements of u(m\ M) have the form x = m + pMy, (8) where y is a rational integer. This integer cannot be negative because otherwise x < m - pM < (pM - 1) - pM = - 1 by (7), contrary to xe J. Hence m is the smallest element of w(m; M), and the elements of this ball form the arithmetic progression m,m + pM, m + 2pM, m + 3pM,... On comparing the form (8) of the elements of u(m; M) with the expansion (1) of x and referring to the inequality (6), we see that x belongs exactly then to u(m; M) when m is one of the segments x [fe]. Lemma 2. If y is a segment ofx e J, then all the segments of y are also segments of x. This is obvious from (1) and the analogous expression for y. 3 The van der Put series of g Each characteristic function #(x, m) has the property X(x, m) = x(y, m) if x,yeJ and \x-y\v<p~M.
The van der Put series of g 255 It follows that all these characteristic functions are uniformly continuous and strictly differentiable on J and are in fact pseudo- constants. Let now g : J -► Qp be an arbitrary function on J. The van der Put series of g is defined by the following theorem. Theorem 1 There exists to g a unique sequence {B0, B^ B2,...} of p-adic numbers such that 00 g(x) = ^ BmX(x>m) f°r xeJ- (9) m = 0 Proof Since m is the smallest element of u(m; M) and therefore x(x, ra) = 0 if m>x, only finitely many terms in the series (9) are distinct from 0. There is thus no problem of convergence. The coefficients Bm can be obtained recursively by substituting successively x = 0, 1, 2,... in (9). Since #(ra, m) = 1, each coefficients Bm becomes then expressible in terms of the preceding ones. Indeed, by Lemma 1, 9(x)= Z Bx[k] (x = 0,1,2,...). (10) k= l Here the suffixes of B run over all the segments of x. These implicit formulae for the Bm can easily be replaced by explicit ones. We know that K = 1 for x = 0, 1,..., p — 1; hence Bm = g(m) for m = 0, 1, 2,..., p— 1. (11) Next let K > 2. By Lemma 2, x[K — 1] has the segments x[fc] (fc=l, 2,..., K-l), and therefore, by (10), g(xlK-l-])= X *,w. & = l On subtracting this equation from (10) it follows that Bm = g(m)-g(m-q(m)) for m>p. (12) The development (9) is called the van der Put series of g, and the coefficients Bm are called the van der Put coefficients of this function.
256 The van der Put series and integral By way of example, the function g(x) = x has the van der Put series 00 x= Z q(rn)x(x,m) m = 0 and the van der Put coefficients Bm = q(m)9 as follows from (11) and (12). In a similar way as for the interpolation coefficients, we deduce easily from (10), (11), and (12) that max \Bk\p= max \g(k)\p (m = 0, 1, 2,. ..), (13) 0 < fc < m 0 < fc < m and that therefore wp\Bk\p=sup\g(k)\p. (14) kej kej Thus the coefficients Bk are bounded exactly when g is bounded on J. 4 The interpolation coefficients an (m) of t (jc, m) It is of some interest to discover the relations between the van der Put coefficients Bm of g and the coefficients bn in its interpolation series 9(x)= Z M ) for xeJ- n=0 \nJ For this purpose, let us determine the unknown coefficients an(m) in the interpolation series %(x, m)= Z an(m)\ ) for xeJ (^ = 0,1,2,..,). n = 0 W The easiest method for doing so is to use the generating series. Let again z and Z be two indeterminates over Qp connected by the equations z = Z/(l+Z), Z = z/(l-z), (l + Z)(l-z)=l. Then (Chapter 9 § 5), formally, OO 00 Z x(rc,m)z" = (l + Z) Z an(m)Zn. n=0 * n = 0 Here, on the left-hand side, %(n, m) vanishes unless n has the form n = m + pMk, where keJ,
Relations between bn and Bm 257 and then % (n, m) = 1. Hence 00 X x(n, m)zn = zm(l + zpM + z2^ + z3pM + . . .), n = 0 and it follows that 00 1 / Z \m f / Z VM / Z \2^M / z \3pM By means of the binomial theorem, the right-hand side can be written as a formal power series in powers of Z. A simple comparison of the coefficients of the different powers Zn on both sides of this identity leads then to the following results. Firstly, an(m) = 0 if 0<72<m-l. (15) Secondly, ^™>-?(-ir"-^»+V*) ^ ^^ (16) Here the summation extends over all rational integers k satisfying 0<k<p-M(n-m). In particular, am(m) =1 (m = 0, 1, 2,.. .). By Chapter 10 §10, the coefficients an(m) allow the estimate \an(m)\p<p-[in- ^/^" "I for all m, neJ. (17) Naturally all these coefficients are rational integers. 5 Relations between the coefficients bn and Bm of g The arbitrary function g : J -+Qp has the two developments »(*)= t b«(j= t BmX(x,m) n = 0 \n/ m = 0 into an interpolation series and a van der Put series when xeJ. Replace here the characteristic functions by their interpolation series
258 The van der Put series and integral It follows then that K= t an(m)Bm (/1 = 0,1,2,...). (18) m = 0 The formula (15) shows that the summation need only run from m = 0 to m = n. We may consider (18) as a system of linear equations for the van der Put coefficients Bm. Since an(n) = 1, it can be solved for the latter, in the form m Bm= Z AJn)bH (ro = 0,l,2,...). (19) n= 0 Here the new coefficients Am(n) are again rational integers, with Am(m)= 1 (m = 0, 1, 2,.. .). These Am(n) are in fact the van der Put coefficients of the function I \n xx x = E Am(n)x(x,m). (20) m = 0 The formulae (11) and (12) allow us therefore to determine them, Am(n)=[ J if m = 0,1,. ..,/7-1; . , , /wi\ fm — q(m)\ .„ mW=L)~( n ) m~/7, (21) By these formulae, always Am(n) = 0 if m < n. 6 Consequences of the continuity of g at a point v So far, the function g : J -^ Qp has not been restricted in any way. In much the same way as in the study of the interpolation series, let us now impose suitable restrictions on g and determine their effect on the van der Put coefficients Bm. As a first hypothesis, assume that g is continuous at a certain point
Consequences of the continuity at y 259 y of J. This means that to every positive integer s there is a second positive integer t = t(s) such that \g(x)-g(y)\p<p~s if xeJ and \x-y\p<p-\ (22) By the formulae (1) and (2) of §1, the canonic series for x can be written as x = £ x(k)pn«\ k=l where the x(k) are digits 0, 1,..., p — 1 of which only x(l) may be equal to 0, and where the exponents n(k) satisfy 0 = rc(l) < rc(2) < ... < n(K). If y = 0, let already £ > 2, so that |x|p < p~ 2. It follows that y is the segment y = x[l]=0 of x and that therefore n(k) >t (k = 2,3,...,K). (23) If, however, y ^ 0, then let s and hence £ be already so large that \y\P>p~t- Since |x — y\p < p~ \ it follows that we are allowed to assume that y is a segment y = x[j~] of x where j satisfies 2<j<K, Now n(k)>t (k = 7+ 1,..., K). (24) We may consider (23) as the same set of formulae, but with j = 1. On account of (23) or (24), we can now put x — y in the form x-y= £ x(k)p"<*> * = j + l and more generally have xiq-y= £ x(k)p"<*> (i =7 +1,..., K). fc = j + l
260 The van der Put series and integral Here, by (23) and (24), \x\_i]-y\P<p-' (i = j + l,...,K), whence, by (22), \g(xli])-9iy)\P^P~s (i=j +1,..., K). (25) Next, by (10), g(x[}])= i Bxm (i =1, 2,..., K) k= 1 and j g(y) = g(x\J~])= £ Bx[k}9 k= 1 so that 0(*H)-0()0= Z BxW (i=; +1,..., K). (26) * = j + i If X = 7 + 1, then by (25) and by x = x[X], it follows immediately that \BX\P<P~S. (27) If, however, K>j + 1, the same result (27) is obtained by subtracting the formula (26) for i = K—1 from the same formula for i = K and applying (25) twice. Conversely, if the inequality (27) is true for all suffixes x for which |x — y\p < p~ \ then, on applying the equation (26) for i = K, the same construction of/ leads to the result that \g(x) — #()01^ ^ P~s- Thus the following property of g has been proved. Theorem 2 The function g : J -^ Qp is continuous at the point ye J if and only if l^mlp->0 as m^=y and \m — y\p-^0. (28) In Chapter 11, a similar Theorem 5 was proved for the interpolation coefficients. However, this theorem was true only for bounded functions. It is clear from Theorem 2 that g is continuous at every point of J if and only if (28) is satisfied for every ye J. This is thus the case if g(x) = l/(x + 1).
The van der Put series on Ip 261 7 Consequences of the uniform continuity of g on J The following theorem establishes the condition under which the limit relation (28) holds uniformly in y. Theorem 3 The function g : J ->QP is uniformly continuous on J if and only if lim Bm = 0. (29) m -* oo Proof If g is uniformly continuous on J, then to every positive integer s there is a positive integer t = t(s) independent of x and y such that \g(x)-9(y)\P<P~s ^ ^y^J and \x-y\p^p-\ (30) Now, by (12), Bm = g(m)~ g(m —q(m)) for m>p. Here m — (m — q(m)) = q(m) is a function of m which, by its definition in §1, tends to 0 as m tends to oo. Hence an integer m0 exists such that \q(m)\p<p~t if m>m0. Therefore, by (30), \Bm\p<p~s if m>m0, proving the assertion (29). Conversely, assume that (29) holds. Then the van der Put series oo m = 0 converges uniformly in x because \%(x, m)\p < 1 for all x,meJ. Since all the functions ^(x, m) are uniformly continuous on J, g(x) is then likewise uniformly continuous on J. 8 The van der Put series on Ip The characteristic function #(x, m) of the ball u(m, M) on J is the
262 The van der Put series and integral restriction to J of the characteristic function X(x, m) of the ball U(m, M) on I This suggests that we should consider the analogous series 00 X BmX(x,m), m = 0 where now x runs over the larger set Ip. Also such a series is called a van der Put series. We show by means of an example that such a van der Put series may well converge everywhere on Ip even when its coefficients Bm do not tend to 0. Consider the series 00 G(x) = £ X(x, p") n= 1 with the coefficients fl if m — pn, 72=1,2,3,..., m (0 otherwise. The integer M belonging to m = pn satisfies pM ~ 1 < pn < pM - 1 and hence has the value M = n + 1. Hence C/(m, M) is the ball U(pn;pn+1) and so consists of all xelp of the form 00 k = n+ 1 where the xfc are arbitrary digits 0, 1,..., p — 1. From this it follows immediately that x cannot lie in two distinct balls U(pn; pn+ x). Therefore Jl if x lies in some ball U(pn; pn+l\ [0 otherwise. In particular, G(0) = 0.
The series of a continuous function on Ip 263 On the other hand, pne U(pn; pn + *), and therefore lim G(pn) = 1, lim pn = 0, n -* oo n -* oo showing that G is discontinuous at x = 0. At every other point of I the function G is continuous. For if y ^ 0 lies in some ball U(pn; pn+ *), and x tends to j;, then also x finally belongs to U(pn; pn+l\ and hence G(x) = 1 = G(y). If, however, y ^ 0 does not lie in any set U(pn; pn+ *), then the lowest term ynpn in its canonic series has a digit factor yn equal to one of the digits 2, 3,..., /7—1, and as x tends to y, finally the canonic series for x begins with the same lowest term ynpn. It follows then that G(x) = 0 = G(y). In the special case when /7 = 2, G(x) vanishes for x = 0 and is otherwise equal to 1; hence x = 0 is still the only point of discontinuity. 9 The van der Put series of a continuous function G on Ip From Theorem 3 the following consequence may be drawn. Theorem 4 Let G:Ip-^Qp be continuous on Ip, and let 00 G(x)= ^ BmX(x,m) m = 0 be its van der Put series on Ip. Then lim Bm = 0. (29) m -*■ oo Conversely, if (29) is true, then the series G(x) converges uniformly on Ip and its sum is continuous on Ip. Proof If G is continuous on I then its restriction g to J is uniformly continuous on J, and (29) holds by Theorem 3. Conversely, if (29) is satisfied, then the series G(x) converges uniformly on I because \X(x, m)\p < 1 for xelp and me J. Since the characteristic functions X(x, m) are continuous on I the same is then true of the sum G(x) of the van der Put series.
264 The van der Put series and integral 10 The van der Put integral Consider first an arbitrary function g : J -+ Qp on J, with the van der Put series 00 0(a) = Z BmX(x,m). m = 0 Definition 1 The new series 00 /(*)= I Bmx(x, m)(x - m) (31) m = 0 is called the van der Put integral of g. There is no problem of convergence because ^(x, m) = 0 for m > x. Secondly, let G:I ->Qp be a continuous function on I and let 00 G(x)= £ BmZ(x,m) m = 0 be its van der Put series. Definition 2 Tte new series 00 F(x)= £ BmX(x,m)(x~m) (32) m = 0 is ca/fed the van der Put integral of G. Since G is continuous on I the coefficients Bm have the p-adic limit 0. On the other hand, \X(x, m)(x-m)\p < 1 for me J and xe/p, and the functions X{x, m)(x — m) are continuous on Ip. Hence the series (32) converges uniformly on /, and its sum F is a continuous function on I It is clear that if f and # denote the restrictions of F and G to J, respectively, then f is the van der Put integral of g. In the two definitions, we have still to justify the names of integral. We shall prove the following two assertions. Theorem 5 Let g : J -+'Qpbe any function on J, and let f be its
The van der Put integral 265 van der Put integral If g is continuous at the point y of J, then f'{y) exists and is equal to g(y). Theorem 6 Let G :Ip-^Qpbea continuous function on Ip, and let F be its van der Put integral. At every point y ofIp the derivative F'(y) exists and is equal to G(y). It will be sufficient to prove Theorem 5 because the same method leads to Theorem 6. Proof of Theorem 5. Let s be an arbitrarily large positive integer. By Theorem 2, there exists a second positive integer t = t(s) such that \Bm\p<p~s if OKlm-y^Kp-* (33) From the series for f and g, fix) - /GO x-y 00 -g(y) V d (X(x,m)(x-m)-x(y,m)(y-m) = L Bm\ x(y,m) 00 j£ — YYl = £ Bm(x(x, m) - x(y> ™)) m = 0 x y In the right-hand series all terms with %(x, m) = x(y, m)' vanish, and hence only terms with ^(x, m) ^ %(y, m) need be considered. Let us assume that already ^<\x-y\p<p~l. If x(x, m) = 1 and x(y, wi) = 0, then \x-m\p<p~M, \y-m\p>p~M, hence p~ M < \x - y\p = \y - m\p < p~ \ and therefore M> t. It follows that x — m x-y < 1 and \y — m\D<p \
266 The van der Put series and integral whence Bm(x(x, m) - x(y, m)) x — m x-y <\BmL<P s. If, however, #(x, m) = 0 and x(y, m) = 1, then x-m.> p M \y-m\<p M hence p M<|x->;| =|x-mL</? \ so that again M > t. Now x — m x-y which proves (34) also in this case. We have thus established that ■/(*) - /GO = 1 and \y-m\<p \ -g(y) <P (34) x-y as soon as |x — y\ is sufficiently small. Since s may be chosen arbitrarily large, this proves the assertion. By making use of Theorem 4, Theorem 6 is proved in the same manner. 11 The relation between the Dieudonne integral and the van der Put integral Two different definitions of an integral have now been given, one due to Dieudonne and one to van der Put. Let them be distinguished by the suffixes D and P, respectively. By way of example, we found earlier that the function g(x) = x has the two integrals x 2 i oo Z Zn = 0 where the xn are the digits in the canonic series for x, and 00 /p(*)= Z q{m)x(x,m\ m = 0 Generally, a function g :J-^QP has the two integrals /d and/p
Dieudonnk integral and van der Put integral 267 which are well defined on J without any restriction on g; and a function G :Ip-^Qp continuous on Ip has the integrals FD and FP. In the second case, F'D(x) = F'p(x) = G(x) for all xelp9 and hence the difference C(x) = FD(x) - FP(x) is a pseudo-constant on I In the first case, the equation f'D(x) = f'p(x) = g(x) has been established only for those points x on J at which g is continuous. Thus, although the difference c(x) = fD(x) - /P(x) is well defined on the whole of J, we cannot be certain whether the equation c'(x) = 0 is true everywhere on J, and so c may perhaps not be a pseudo- constant on J. In either case, the problem arises of determining the functions C and c. The example above for g(x) = x suggests that this problem may be difficult. It may then come as a surprise that there is in fact a very simple answer, as follows. Theorem 7 If g : J -> Qp is an arbitrary function on J, then /dM = fp(x) for all x E J- Theorem 8 If G : /p -> Qp is a continuous function on Ip, then FD(x) = FP(x) for all xelp. Proof We first note that the four integrals depend linearly on g and on G, respectively. Thus if gp (p = 1, 2,..., r) are finitely many functions on J with the integrals/pD and/pP, and if yp (p = 1, 2,..., r) are an equal number of p-adic constants, then YJ0 = \yPQP nas tne two
268 The van der Put series and integral integrals Ep = l ypfpD and E^ = 1 ypfpF, This property is obvious from the definitions of the Dieudonne and van der Put integrals. An analogous rule holds for the integrals of Ep = l yp Gp. It is further clear that the two integrals of the function 0 are themselves equal to 0. First consider the integrals fD and fP of an arbitrary function g :J -^>Qp. By Theorem 1, g can be written as a van der Put series 00 X 9(x)= E 5m/(x,m)= E BmX(x,m) for xeJ; m = 0 m = 0 the second representation holds because ^(x, ra) = 0 if m > x. By Definition 1, g has the van der Put integral X /M = E BmX(*, rn)(x -m). F m- 0 Next, by Theorem 9 of Chapter 15, the characteristic function X(x, m) of the ball (7(m, M) has the Dieudonne integral X(x, m)(x — m). On taking the restriction to J, it follows that the characteristic function #(x, m) of w(m, M) has the Dieudonne integral X(x, m)(x~m). Hence, on applying the van der Put development of g, we see that g has the Dieudonne integral X E BmX(x9m)(x-m)9 m = 0 which is equal to the van der Put integral. Thus fD(x) = fF(x) for all xgJ. In order to prove the analogous result for continuous functions G on Ip, denote by #,/D, and/P the restrictions of G, FD, and FP to J, respectively. Here G, FD, and FP are continuous on Ip, and therefore g, /D, and /P are uniformly continuous on J. By what has just been proved, /dW = /p(x) for *eJ- This, however, implies that also FD(x) = FP(x) for xe/p since, e.g. all four functions/D,/P, FD, and FP have identical van der Put development.
An arithmetic property of the integral 269 Theorem 7, combined with the Theorems 1 and 2 of Chapter 15, shows also that the van der Put integral /P is continuous at y e J if g is bounded at y, and that/P is uniformly continuous on J ifg is bounded on J. 12 An arithmetic property of the Dieudonn£-van der Put integral The arbitrary function g : J -+Qp has a unique Dieudonne-van der Put integral fD =/P, or say /DP. More general integrals will be obtained by adding arbitrary pseudo-constants. As we shall now prove, the special integral /Dp has an interesting arithmetic property which at least partially distinguishes it from other integrals. Let, as in § 5, x /x\ x 9(x)= Z K( = Z BmX(x>m) n=0 \n/ m = 0 be the interpolation series and the van der Put series of g on J. We found the two formulae m K= Z a„(m)Bm and Bm= £ Am(n)b„ m = 0 n = 0 connecting the two types of coefficients; here an(m) and Am(n) were rational integers which had the explicit values fl» = E(-ir"W "m,^ if m<n, m + pM/c and Am(n)==[n) if ^ = 0, 1,..., p-1; /m\ (m-q{m)\ respectively. Consider next the interpolation series, X (x, m) (x - m) = ^ a. (m) (* ) say, for the van der Put integral of x(x, m). A proof exactly like that in § 4
270 The van der Put series and integral leads to the explicit formula a,.(,n) = p*p(-ir—- (jpMk), where, just as in the equation for an(m\ the summation extends over all suffixes k satisfying 0<k<p~M(j-m). Now denote by cn the interpolation coefficients of the integral /Dp, so that 00 00 I y /dpW= Z Bmx(x, m)(x - m) = Z cn m=0 n=0 \n On substituting the series for #(x, m)(x — m), we find that oo oo /v\ oo oo m ,^. /dpW= Z Z B„«i(«) . = Z Z Z Am(n)b„aj(m)( . m = Oj = 0 V / « = 0j=0b=0 \J whence oo m cj= Z Z Am(n)&j(m)bn. m = 0 n = 0 This formula leads to the following conclusion. Theorem 9 If g '• J ^ Qp has the interpolation coefficients bn, and its integral fDP has the interpolation coefficients cn, then the cn can be written as linear forms in the bn with rational integral coefficients. There is no analogue of this theorem in real analysis where we have integral formulae like X \ . / X \ 1 X l/dX=2 +2 21+COnStant' and with coefficients that are fractional rational numbers. I do not know whether the property in Theorem 9 characterises the integral /Dp in the set of all possible integrals of g.
A formula for pseudo-constants 271 13 A formula for pseudo-constants Consider again an arbitrary function g : J -+Qp and its van der Put series 00 9(x)= X Bmx(x,m). (9) m = 0 For x, ye J and x ^ y, 9<x)-g(y) 00 x-y = 1B m = 0 x-y and therefore 9(x)-g(y) x-y < sup p me J B X(x, m) - x(y, m) m x-y Under the supremum sign only terms with #(x, m) ^ %(y, m) can make a positive contribution. Therefore, without loss of generality, it suffices to consider those terms in (9) for which X(x, m) = 1, %(y, m) = 0, since we may otherwise interchange x and y. Denote again by T the integer for which (35) \x-y\» = p T- By (35), hence whence Since also this implies that x — m\ <p M and \y — m\>p M -M <\y-m\=\x-y\' = p i, M>T+1. ,M- 1 < m < pM - 1 m>pT. Terms that belong to suffixes < pT make no positive contribution to the supremum.
272 The van der Put series and integral Since then = \Bm\pxpT<m\Bm\p, p it follows that ->0 as x, ye J and 0 < |x - y\p^>0, (36) p provided that m\Bm\p^0 as m->oo. (37) This property (37) implies in particular that the series (9) for g(x) converges uniformly on J, hence that g is uniformly continuous on J. Therefore g can be extended to a continuous function G :Ip~+Qp with the van der Put series oo G(x)= X BmX(x,m) for xel„. m = 0 The proof of (36) may be repeated, but with G and X instead of g and X, and leads to the result that ->0 as x,yElp and 0 < |x — y|p—>0, (38) p provided again that Bm satisfies (37). Here the quotient G(x) - G(y) x-y is a continuous function of (xi, y)elp x I as long as x ^ y, and it tends to 0 uniformly in (x, y) as 0<|x —j;| ->0. Hence the following theorem has been proved. Theorem 10 Assume that p lim m\Bm\p = 0. m -*■ oo Then the function g : J -+Qp defined by 00 9(x)= ^ BmX(x,m) m = 0 is uniformly continuous, strictly differentiable, and a pseudo- B X(x, m) - x{y, m) x-y x-y G(x) - Gjy) x-y
jrroDierns Z/J constant on J, and the function G :Ip^>Qp defined by 00 G(x)= £ BmX(x,m) m = 0 is continuous, strictly differentiable, and a pseudo-constant on Ip. This theorem gives a sufficient condition for g and G to be pseudo- constants. A necessary condition involving the coefficients Bm does not seem to be known, and I do not know of any necessary or sufficient condition in terms of the interpolation coefficients. 14 Problems 1 Let G : Ip -> Qp be the function fO if x = 0, Determine the van der Put series and the van der Put integral of G. 2 Determine the van der Put series of the function q: J -+Qp as defined in §1. 3 Assume the function G :Ip-+Qp is continuous on Ip and has here the van der Put series 00 G(x)= £ BmX(x,m). m = 0 Discuss the continuity &nd repeated differentiability of the function H:Ip^Qp defined by 00 H(x)= £ BmX(x,m)(x-mr. m = 0 4 For xgJ and a given positive integer N let d(x) be the rational integer satisfying 0 < d(x) <pN-l, \x- d(x)\p <p~N. Determine the van der Put series of the function d : J -> Qp. 5 Let xeJ have the canonic series x = x0 + xyp + x2p2 + • • • • We proved that the Dieudonne integral and hence also the van der Put integral of g(x) = x is the function 1 00 f(x) = ±x2 + h(x), where h(x)= -- £ x„V",
274 The van der Put series and integral and that x has the van der Put series 00 x= Z q(m)x(x>ml m = 0 Use these facts to sum the two series 00 00 £ mq(m)x(x,m) and £ q(m)2x(x,m). m = 0 m = 0 6 Let G : /D-> QD be the function 00 G(x)= £ p"X(x,p"). n = 0 Decide whether the derivative G'(x) exists, (i) when x ^ 0, and (ii) when x = 0.
17 Definite integrals and difference equations 1 Definition of the definite integral The two integrals by Dieudonne and van der Put considered in Chapters 15 and 16 correspond to the indefinite integral (primitive or anti-derivative) of real analysis. We proceed now to the study of a p-adic analogue of the definite (Riemann) integral of real analysis. If G : i -+R is 3. real continuous function on the closed interval i: 0 < x < 1, its definite integral over i is equal to the real limit C fl 1 n- 1 G(x)dx = \v G(x)dx = lira - £ G(k/n) 0 «-*• oo TZfc = 0 where the points k/n divide i into n equal parts. Let now G : In -+ Qn be a continuous function on I. This function is determined completely if we know its values on the subset J ofIp. In analogy to the definition in the real case, it makes therefore good sense to define as the p-adic integral of G over I the p-adic limit G(x)dx= lim - £ G(k) (1) o<Mp->o nk = o provided that this limit exists. Here the positive integer n tends to infinity in such a manner that the highest power of p dividing n also tends to infinity. The meaningless factor dx has been added under the integral sign in order to display the variable x over which the integration is carried out. Thus, if y and co are two p-adic constants such that xoo + yelp if xe/p, then, by (1), p in_1 G(xcd + y)dx = lim - X G(kco + y\ (2) , o<\n\p->o nk = 0 ~ p again provided that the limit exists.
276 Definite integrals and difference equations As we shall see, the problem of the existence and the properties of the p-adic integral are closely connected with the behaviour of the solutions F(x) of the difference equation F(x + co) - F(x) 00 = G(x). (3) The easiest method for studying these solutions is by using a slightly generalised form of the interpolation series. 2 The generalised interpolation series Let again G : Ip -> Qp be a continuous function on Ip. Further let co, called the parameter, be a p-adic number satisfying 0<\oo\p< 1. For every p-adic number a ^ 0 denote by odp the set of all p-adic numbers x such that |x|p < |a|p. Thus oolp is a subset of Ip, and Ip is a subset of co" 1lp. In particular, ooIp is identical with Ip exactly when \co\p=l. By its definition, the function G(cox) is defined and continuous on co ~ lI and hence also on I hence can be written as an interpolation p ,.. p series 00 G(atx)= ^ &„,»(*) for X€/ i P' n=0 v«' Here the coefficients few n, which depend on both co and n, are given by K,n= £ (- ir-*HG(a)*:) (n = 0, 1, 2,...). By its continuity, G(cox) has the property (N), lim fe« M = 0. co, n n -*• oo Replace finally cox again by x in the interpolation series for G(cox). We obtain then for G(x) itself the required generalised interpolation series G(x)= t b(X,0i] for xecoIp (4) n=0 \ H J which depends on the parameter co. When |co| < 1, ooIp is a proper subset of /, and it may not be true that (4) is valid for all x in I .
Solutions of the difference equation 277 3 The continuous solutions of the difference equation Let G\Ip^y Qp be the function just considered, and let F : cc>Ip -> Qp be a continuous function on a>Ip which satisfies the functional equation (3). The derived function F(cox) is continuous on I hence can be written as a convergent interpolation series F(cdx)= £ aw>n( ] for xe/ with the coefficients p n=0 v"' 'n flM= I (-ir-fe( jF(cofc) (.2 = 0,1,2,...), fc = 0 which satisfy the limit relation p lim £* „ = 0. co, n n -*• oo On changing back to the variable x, 00 (x/co\ F(x)= £ awJ for xeco/^ n=0 \ H J The difference equation (3) states that F(x + co) — F(x) = coG(x). Now, in the series for F(x), \x + co)/co\ _ fx/co _ , o )-[o and (x + co)/co\ fx/co\ ( x/co n ) \ n J \n— 1 Hence for n > 1. 00 / x/cO \ F(x + co)-F(x) = £ flffl,»( _j 1 for xeo)/,. On comparing this development with the analogous series for coG(x), it follows that aco,n+l=™bo,n (n = 0, 1,2,...), while the first coefficient aa) 0 remains undetermined. Thus the following result is obtained.
278 Definite integrals and difference equations Theorem 1 The most general solution F(x) of the difference equation (3) which is continuous for xecoIp has the form F(x) = F(x\co) + a(Ot0, where 00 I x/cO \ F(X\co) = coZK,n[n+l} (5) while aw 0 is an arbitrary function of co. We call F(x\(jo>) the basic solution of (3). It is characterised by the equation ^(01^) = 0, (6) as follows immediately from (5). 4 The existence and the value of the definite integral As will now be proved, the existence of the definite integral depends on the differentiability of the solutions of the difference equation (3). Theorem 2 Let G : Ip -> Qp be a continuous function on Ip, and let cd and y be two p-adic numbers satisfying 0 < \co\p < 1, yecoIp. Let further F(x) be any solution of the difference equation F(x + co) - F{x) CO which is continuous on coIp. Then the integral = G{x) h G(cox + y)dx exists and is equal to F'(y) if and only if this derivative exists. Proof Evidently -"X G(tok + y)=~YJ (F((k+l)co + y)-F(kco + y) n k = o ojn kf0 \ _F(con-\-y)-F(y) con
Existence and value of the definite integral 279 As 0 < \n\ -> 0, the left-hand and right-hand sides tend to J7 and F\y\ respectively, if one and hence both limits exist. (Just as in the proof of Lemma 1, p. 190, the existence of F\y) in J implies that in Ip, and vice versa). The derivative evidently does not depend on the special choice of the solution F(x). Corollary Denote by F(x) an arbitrary solution of F(x+l)-F(x) = G(x) which is continuous on Ip. The integral G(x)dx i p exists and is equal to F'(0) if and only if this derivative exists. In the theorem, the solution F(x) may be identified with the basic solution F(x\co), in particular with F(x\ 1) in the corollary. Theorem 1 of Chapter 13 allows us to state a necessary and sufficient condition for the existence of the derivatives F'(y\co) and F'(0|1). In analogy to the notation an(y) of Chapter 13 put 00 bco,n(y)= L bco,k + ni fc ) (^ = 0,1,2,...). Then F'(y\co) exists and has the value oo / iyi F'(y\co) = co X ±—LbatH{y) ^ — n n + 1 n=0 ,l + if and only if p b (v) lim^^ = 0. n -*• oo n ~r 1 In the special case when y = 0 this condition simplifies to p b lim -^- = 0. (7) n -*• oo ^ ~r ^ The very similar equation P b lim -^- = 0 (8) n -*• oo n was the necessary and sufficient condition for the existence of the
280 Definite integrals and difference equations other derivative G'(0). We note that neither of the two conditions (7) and (8) implies the other one. This is clear for cd = 1 by the two examples ^)=1/(/) hence F(*|l) = £•£ and G(x)= IP-Li ^nce F(x|l) = I W r = 0 \P J r = 0 \F+1, For in the first one G'(0), but not F'(0|1), and in the second one F'(0|1), but not G'(0), exist, as follows from Chapter 13 § 8. Thus the differentiability of G(x) does not necessarily imply that of F(x\cd), nor thus the existence of the integral. But it is even worse: F'(0|1) need not exist even if G has continuous derivatives of all orders. This follows from the Weisman example of Chapter 13 §13, if the sequence {u-} in this example increases sufficiently rapidly. However, the following result holds. Theorem 3 Assume that the function G(x) is strictly differenti- able. Then, if cd and y are as in Theorem 2, the integral G(cox + y)dx exists. h Proof. By the hypothesis, there exists a function H :Ipx Ip^Qp of two variables continuous on I x I such that = H(x,y) for (x,y)eIBxIB and x^y. x-y If 0< \cd\p< 1, then also G(cox) — G(coy) = cdH (cox, coy) for (x,y)eIDxID and x^y. x-y Here cdH(cdx, coy) is a continuous function on I x I and therefore G(cdx) likewise is strictly differentiable and so in particular continuous on I . It follows then from Theorem 6 of Chapter 13 that lim n\K,n\P = Q- n -*■ oo
Identities for F(x\co) 281 Theorem 1 and the series (5) for F(x\co) lead therefore to the following result. Corollary If the function G(x) is strictly differentiable on Ip, then so is every solution F(x) of the corresponding difference equation (3). Having thus established the close connection between the definite integral and the difference equation, we proceed now to a deeper study of the latter. 5 Identities for F(x | m) The next considerations are based on the book by Norlund (1924) where the difference equation is studied in the real and complex cases. Denote by AT a positive integer which is not divisible by p, a restriction which ensures that x + (k(D/N)ea>Ip if xea>Ip and keJ. Put now N - 1 / F1(x)= £ F[x + k = 0 \ kco 60 N co) and F2(x) = F\x By the difference equation (3) and a simple calculation, FJ X+—: J -^(^) = ^(^ + 60160)-^(^60):= coG(x) and / 6o\ 60 It follows that the function F1(x)-NF2(x) = F*(x), say, has the periodicity property F*(x + (6o/A0) = F*(x) for xgcdIp. It assumes therefore one and the same value, AN(co) say, at all the points nco/N (n = 0, 1, 2,...) which, by pfN, lie dense on a>Ip. Since F* is continuous on a>Ip, it follows that F*(x) = AN(co) identically in xea>Ip.
282 Definite integrals and difference equations This is equivalent to the first identity > F\ xH ^ I N co\ = NF[x k = 0 On putting x = 0, it follows that 7cco ]+AN(co) for xEcoIp if piN. (9) "-1 Aco CO Next replace in (3) the parameter co by — co. The difference equation becomes then F(x — co | — co) — F(x| — co) = — coG(x), which is the same as F((x — co) + co| — co) — F(x — co| — co) = coG(x). This means that both F(x|co) and F(x — co\ — co) satisfy the difference equation (3), hence, by Theorem 1, differ only by a quantity £(co) independent of x. We thus obtain the second identity F(x-co\-co) = F(x\co)-\-B(co) for xecoIp. (10) On putting here again x = 0, it follows that B(co) = - F(co\co) - - coG(O). The first identity was proved only under the restriction that p/JV. This restriction can be omitted when F(x\co) exists for all x in Q say is a polynomial in x. In order to distinguish it from the basic solution F(x\co) of (3), let us denote by F(x\ co) a general solution of (3) which is continuous for all xecoIp but perhaps is not continuous as a function of co. By Theorem 1, F(x',co) = F(x\co) + aa>t0, where aw 0 is an arbitrary function of co. It follows immediately from (9) and (10) that also F(x; co) satisfies a pair of identities like (9) and (10), but with different accessory terms ^4N(co) and £(00). 6 The existence of normed solutions A solution F(x; co) of (3) is said to be normed if the accessory terms in its two identities vanish for all allowed values of co. It will now be proved that there always exist such normed solutions.
Existence ofnormed solutions 283 We first note that there always exists to the given function G.Ip^Qp continuous on Ip a second function *F : Ip -> Qp which is continuous and strictly differentiable on Ip and has the property that its derivative ¥'(*) = G(x) for xelp. (11) Simply take for *F the Dieudonne-van der Put integral of G. For then (11) is satisfied by Theorem 6 of Chapter 15. The assertion on normed solutions is now contained in the following theorem. Theorem 4 Let G :Ip-^Qp and *¥ :Ip->Qp be two continuous functions on Ip such that *F is strictly differentiable on Ip and satisfies (11). Let O(x|co), forO < \oo\p< 1, be the basic solution of the difference equation <S(* + a,)-0(x) 00 Then the derivative <J>'(x\co) exists and is a normed solution of F(x + oo)-F(x) 00 = G(x). Proof On applying the considerations in the proof of Theorem 3, it follows, firstly, that also ^(cox) is continuous and strictly differentiable on Ip. It therefore can be written as a convergent interpolation series 'X ¥(a>x)= £ cmtH[ ) for xe/j with the coefficients n = o \ w n c», - = E (- !)""k[kJ^M) (« = 0, 1,...), which, by the strict differentiability of *F(cox) and by Theorem 6 of Chapter 13, satisfy the limit relation lim"|c<o,»lP = 0- (13) n -*• oo On replacing cox again by x, it follows next that 00 *(*>= ic»..(T) for xewI°- n = 0 \ n
284 Definite integrals and difference equations Hence, in analogy to the considerations in §3, the basic solution of (12) can be written as the interpolation series £ ( X/™ \ c O(x|co) = 60 X Cco,n[ .J f°r XECDlp. n = o \n-\-1/ By (13), also this solution is strictly differentiable on ooIp. As the basic solution of the difference equation (12), it satisfies by § 5 the two identities N-l N - 1 / I * x + k = 0 \ koo N oo = NO x 00 N + X*(a)) for xecolp if p/JV, (14) and 0(^-601-60) = 0(^160) + ^(60) for xe^/p, (15) where the accessory terms are given by /C60 N- 1 / x*(o))= X a> - fe = 0 \ AT 60 and 5*(60) = - 0(60160) = - o)*F(0). On differentiating the difference equation (12) with respect to x, it follows that the derivative O'(x|6o), =F°(x|6o) say, is a solution of the original difference equation (3). Moreover, the differentiated accessory terms in (14) and (15) vanish, and it follows that F° satisfies the identities koo N- 1 / Z F°(x + fe = 0 \ N aj\ = NF°[x oo N for xeaolj, if p/JV, (16) and (17) F°(x-6o|-6o) = F°(x|6o) for xeooIp. This concludes the proof. Theorem 4 suggests that it may be advantageous to study not a single difference equation (3), but an infinite system of such difference equations Fs(x + 6o)-Fs(x) 60 = GAx) (s = 0, 1, 2,...) such that any two consecutive right-hand side functions Gs(x) and Gs + 1(x)
Bernoulli polynomials and numbers 285 are related by identities of the form GM(x) = yMG'M+1(x) or Gs+l(x) = SsG's(x). Here the coefficients ys and Ss are independent of x, but may possibly depend on both co and s. We shall in the remainder of this chapter study two such sequences of equations. 7 The Bernoulli polynomials and the Bernoulli numbers The first sequence is defined by Gs(x) = sxs~1 (s=l,2,3,...) so that G; + 1(x) = (s + l)G,(x). (18) With each Gs we associate the difference equation D,:F-(* + °"-F-W=0,(»). CD where now both x and co ^ 0 may be anywhere in Qp and are not restricted to Ip because we are dealing with polynomials. Being of degree s — 1, the polynomial Gs can be written as the finite interpolation series n=0 \ n' y with the coefficients b%n = so°-1 £ (- 1)-~ k [Hk) ks ~ ' (n = 0, 1,..., 5-1) k = 0 .s- 1 which are rational integral multiples of co' By the construction in §3, D has the basic solution ^1-)-1^.(.^, (s = 1, 2, 3,.. .) which is a polynomial of degree s. In terms of this function, put now fls(x|©) = (s+1)-^^1(0) (5 = 0,1,2, ) (19) where the differentiation is as usual with respect to x; then Bs is a polynomial in x of degree s. The difference equation Ds +1forFs+1
286 Definite integrals and difference equations implies by (18) that F's+i(x + co\co)-F's + 1(x\co) CO so that, by (19), Bs(x + co\co) — Bs(x\co) = g;+1(x) = (s + i)g,(x) CO = Gs(x) (5 = 0,1,2,...) (20) if we put G0(x) = 0. It follows now from Theorem 4 that Bs(x\co) is a normed solution of Ds, hence that N-l / I B.(x + k = 0 \ kco N co I = NBS[ x CO . f and ^(^-0)1-60) = ^(^160) (5 = 0,1,2,...). (21) Here, by the remark in §5, N may be any positive integer since Bs is a polynomial. We finally put Bs(x) = Bs(x\l) and Bs(0) = Bs (s = 0, 1, 2,.. .) (22) so that, by the construction, Bs(x) is a polynomial in x of degree s with rational coefficients, and Bs is a rational number. In the usual terminology, Bs(x) is the Bernoulli polynomial and Bs the Bernoulli number of suffix s. From the interpolation series for Fs + 1 and the explicit formula for its coefficients, it is clear that Fs+ i(*M = cos+1Fs+1(x/co\l), whence, on differentiating with respect to x, by (19), £s(x|6o) = 60s£s(x/6o) (s = 0, 1, 2,.. .), (23) so that the identities (21) may also be written as Bs(Nx) = Ns-lN^Bs(x + ^) and Bs(l - x) = (- l)s£s(x). (24) For the lowest suffixes, £0(x)=l, B1(x) = x--|, ,B2(x) = x2-x + i B3(x) = x(x-l)(x-\),
The integral of a polynomial 287 and ^o= 1> Bi= ~ 2> ^2 = 6» ^3 = ¾ .84=-30, #5 —0, B6 = 42> Bl = 0, ^8 = 30" 8 The integral of a polynomial The difference equation Ds + x with the right-hand side has the solution Bs+ !(x|co). Hence, by Theorem 2 and by (20), (s+l)(xcD + y)sdx = B's+1(y\cD) for any two p-adic numbers co ^= 0 and y. A second solution of Ds + x is Fs+1(x|co); therefore, by Theorem 1, £s+ ^xlco) — Fs + ^xlco) is independent of x so that B'a+i(x\a>) = F's+l(x\co) = (s+ l)Ba(x\(o). (25) It follows that (xcd + yfdx = Bs(y\co) = cosBs y_ CO and x"dx = B. (s = 0, 1, 2,.. .). (26) The second formula allows us to determine the integral of any polynomial in x.. It is clear that the integral depends linearly on the integrand so that (G(x) + G*(x))dx = cG(x)dx = c G(x)dx + G(x)dx G* (x) dx and for any two functions G and G* and for any p-adic constant c. Therefore, if P(x) = P0 + PlX + ... + Prxr is an arbitrary polynomial with coefficients in Qp, then by the second formula (26) P(x)dx = B0P0 + B1P1 + ... + BrPr.
288 Definite integrals and difference equations Now, by the binomial theorem, (xa> + yy= t [k )vkxkys-k and therefore, by (26), 5 S f* s S Bs(y\co) = £ L ) ™kys"k xk*x = I (J BkVkys~k h (5 = 0,1,2,...) (27) whence, for cd = 1, *.(*)= El)5**""* (5 = 0,1,2,...). (28) This formula gives an explicit expression for the Bernoulli polynomial in terms of the Bernoulli numbers. 9 The denominator of B2n We require an upper estimate for the p-adic value of Bs and for this purpose shall prove a famous property of the Bernoulli numbers. However, we first note that for s > 2, by the difference equation Ds and by the second identity (24), Bs = Bs(0) = Bs(l) = (- 1)-5,(0) = (- im and therefore Bc = 0 if s > 3 is odd. Hence it suffices to study Bs for even s>2. For seJ and for any positive integer N put k = 0 so that N- 1 S0(N) = N and SS(N) = £ fcs for s>l. fe= l As r runs over J, by the definition of the integral and by the second formula (26), ' Ss(f) ~ lim r -*• oo P xs dx = Bs (s = 0, 1, 2,.. .)• (29) 'p
The denominator of B2n 289 We next add some inequalities. From the definition of SS(N), pr + 1 _ l pr- l p- I ss(f+1)= E ** = Z Z a+JfY k=0 i=0 j=0 s pr- 1 p- 1 / \ = z z z (?W-*/ and therefore fc = o i = o j = a \^ 5^^) = ^^)^^-/.(^)5^). Here, for every positive integer n, S0(P) = P and ( ^)^1(^) = ^(^- 1)P are both divisible by p. Therefore S2n(pr +1) = pS2n(pr) + terms divisible by pr + l, whence S2n(Pr + l) S2n(p') s + 1 <1. p p Let now w be any positive integer. Apply this inequality for r = 1, 2,..., u — 1 and add the results. It follows that S2n(Pu) S2n(p) P P and so, by (29), as u tends to infinity S2„(P) <1. B2n~ <1. (30) If, firstly, p = 2, then S2„(2)=l=-1 (mod 2), so that for all n > 1, |B2„+il2<i- (31) Secondly, let the prime p be at least 3. The following two theorems are proved in elementary number theory. (a) If the polynomial P(x\ of degree r, has rational integral coefficients not all divisible by p, then the congruence P(t) = 0 (mod p) has at most r incongruent roots (mod p).
290 Definite integrals and difference equations (b) Each of the two congruences p^t) = (t- 1)(/: - 2).. . (t - p + 1) = 0 (mod p) and p2(t)=tp~1 -1 = 0 (modp) has the same p—\ incongruent roots /:=1, 2,...,/?—1 (mod p\ Thus the difference polynomial p{t)=p1(t)-p2(t) is at most of degree p — 2, but the congruence P(t) = 0 (mod p) still has the p — 1 incongruent roots t = 1,2,..., p — 1 (mod /?). Hence all the coefficients of P(t) and therefore also all the coefficients of its derivative P'(t) are divisible by p. Now the logarithmic derivative of Pl (t) can be written as Fl(t) = V 1 ='y(t(i ^-1 and so can be expanded into the formal power series in powers oft'1. pr /f\ p — 1 oo oo -¾ = x z fc»t-o- + i> = (p_1)t-i+ £ sjrtr*'"-1) fll'J fc=lm=0 m=l Similarly, Pi(t) (p-l)f-2 p-l ( = 0 — = (p-i) y r1_,(p_1) p2(t) t""1-! ((l-r^-1*) ^ ' L Further P[(t) P'2(t) = P'2(t) + P'(t) P'2(t) _ P'(t)P2(t) - P(t)P'2(t) Pi(t) P2(t) Pi(t) + P(t) P2(t) Pi(t)P2(t) where all coefficients of the polynomial in the numerator are divisible by /?, while the denominator has the highest coefficient 1 and has rational integral coefficients. Therefore the coefficients of all the negative powers of t in 00 \ oo m= 1 / / = 0 are likewise divisible by p, and so it follows that in particular, s ( ^ = 1-1 (mod^ if P-1^ 2nW~1 0 (mod p) if p-\\2n.
The case of an analytic function 291 By (30), this means that 1 *U + P <1 if p-l\2n, \B2\<1 if p-1/211, a result which by (31) remains valid also for p = 2 except that then p—l = l always is a divisor of 2n. We have thus proved a famous theorem by Clausen (1840) and von Staudt (1840). Theorem 5 Let 2n be a positive even integer, and ktpl9p2,... ,pv be all the distinct primes for which p — 1 divides 2n. Then there is a rational integer A2n such that the Bernoulli number /11 1 B2h = A2h-[ — + — + ...+- \Pi Pi Vv, By way of example, B24=-86579-(i + i + i + 7 + T3)- I am indebted for this proof to J. W. S. Cassels (private communication). Theorem 5 has the important consequence that for all primes p and all suffixes s, \BS\P<P (32) because this inequality trivially holds when s = 0, s = 1, or s > 3 is odd. Hence, by (27), \Bs(x\(d)\p <p if both x and co lie in Ip. (33) 10 The case of an analytic function (7(x) Assume that 00 G(x)= £ Cmxm, where lim Cm = 0, m = 0 m-*co is an analytic function on Ip, and that both y and co lie in Ip. We found that /• (cox + y)sdx = Bs(y\co) (s = 0, 1, 2,...).
292 Definite integrals and difference equations Hence it follows from the power series for G(x) and from (33) that 00 G(cox + y)dx = £ CmBm(y\co\ m = 0 (34) and in particular, 00 G(x)dx±= £ CmK m = 0 It is obvious that the infinite series on the right-hand sides of these integral formulae are convergent. It is also possible to determine an explicit function F(x) which satisfies the difference equation F(x + co)-F(x) D : = G(x), (JO provided that the hypothesis Cm->0 is replaced by the stronger assumption that lim m\CJp = 0. (35) m-+ oo We found that the special difference equation F(x + cd)-F(x) = xr CD (5 = 0,1,2,...) has the solution It follows therefore that the difference equation D is satisfied by the infinite series 00 F°(x\co) = ^ Cm(m+l)-1Bm+1(x\co), (36) m = 0 which by (35) is convergent under our restrictions on x and co. In this series, all the terms are normed by the identities (21). It follows therefore that also F° is normed, at least if AT is again restricted by the condition that pfN. Thus N- 1 IH* + kw k = 0 N co\=NF0{x CO jj) if PiN9 and F°(x -co\-co) =F°{x\co). (37) We may in (36) replace the Bernoulli polynomials by their explicit
A second sequence of difference equations 293 expressions as polynomials in x and obtain then a power series for F° which is easily seen to be convergent on I Hence F° is itself analytic on I If the series for F° is differentiated with respect to x and afterwards x is replaced by y9 Theorem 2 leads to another proof of the integral formula (34), but under the more restrictive condition (35) for the coefficients Cm. 11 A second sequence of difference equations Our first sequence of difference equations Ds corresponded to functions Gs(x) that were polynomials in x. The second sequence will correspond to functions two of which involve the p-adic logarithm L, while the others are rational in x. The variable x is restricted to Ip, while X and co denote two parameters such that \X\p<l/p and |co|<l. The logarithmic function L(a) was for \a — 1| < 1/p defined by oo / I \m — 1 L(a) = I y—^—(° ~ !)m m= 1 m In terms of this function put G_ y(x\X) = (1 + Xx)L(\ + Xx) - /be, G0(x\X) = L(l + /be), Gn(x\X) = (1 + Xx)~n (n = 1, 2, 3,.. .)• All these functions are analytic on lp, with the convergent power series oo ( \\m m v-, (- 1) g_1(x\x)= yy—tt-X"* 1V ' } ^2(m-l)m m oo / 1 \m — 1 v, ("I) G0(x|/l)= y Xmx 00 ' -n. ,m m = 0\ m J (n = 1, 2, 3,...). (38) On differentiating these functions, we find that G'_ ^1/1) = XG0(x\X\ G'0(x\X) = XG^xlX), G'n(x\X)=—nXGn+l(x\X) for n>\.
294 Definite integrals and difference equations It is obvious that the power series (38) have coefficients which satisfy the condition (35). This allows us to evaluate the integrals of the functions; by (34), for yelp, 00 G_l(a>x + y\X)dx= £ / ; mf 2 (m - l)m ^mBm{y\co), 00 J/, (- If1"1 G0(cDx + y\t)dx= X ^ '- ^Bm{y\(D\ m m = 1 oo Gn(cox + j|A)dx = Yj m= 0 — ft m ^^m(y|co) (ft = 1, 2, 3,...). (39) Again all the series on the right-hand side are convergent. Next, associate with each function Gn(x\X) the difference equation F(x + co) - F(x) A- : - - — = GH(x\X) (ft = - 1, 0, 1,...). CO By means of (36) we obtain then the following sequence of normed solutions F°(x|co,/l) of An, oo / I \m 2 m F°_ ^XICO, X) = ^ —. 1^./-.. , ^Bm+l(X\C0)> m = 2(m— l)ra(ra-f 1) oo / 1 yn — 1 t m F%(x\(o9X)= Y, „./„. , 1. Bm+i(*|a>)> m oo = i fti(m + 1) ,- l — ft AmBm+1(x|co) F°(x|cM) = ^ (w+1)' , m = 0 \ m (ft = 1, 2, 3,...). (40) All these series are convergent and can easily be reordered into power series which converge on I \ hence they represent functions analytic on I Since the polynomials Bm + i(x\co) are normed, the same is true for the functions F°(x\co, X). Thus for all suffixes n = — 1, 0, 1,..., N~'J /ceo I F°n(x + k = 0 \ N <D,n=NF°[x CO N a) for pXN, F„(x — co| — co, /I) = F°(x|co, X). By (27), the Bernoulli polynomials have the homogeneity property Bs(tx\t(jo) = tsB(x\(D).
The special basic function F0(x\X) 295 It follows therefore from (40) that F°n(tx\tco,X) = tF°n(x\co,tX) (n=-l,0,l,...), (41) whence, for t = co~ 1, and with X replaced by coX, x CO and so the identities for F° may be written as k F°n(x\co,X) = coF°n 1, coX \ (n = — 1, 0, 1,...), 1,A) for pIN, N 19X) = NF°[Nx k=0 F°n(l -x\l,X) = ~F°n(x\l -4 (42) It would thus suffice to consider the special case when co = 1. To these formulae we may add the following ones for the derivatives with respect to x; they are a consequence of (39) and can also be obtained from the series for the functions F° by differentiating the Bernoulli functions, F2\(x\co, X) = XF°0(x\co, X), F°'(x\cq,X)^XF°1(x\cq,X), F°n\x\co, X)=- nXF°n+ x(x|co, X) (n = 1, 2, 3,...). (43) The most interesting one of these functions is Fq(x\co, X) which we shall now study in a little more in detail. 12 The special basic function F0 (x\ A) By the homogeneity relation (41) there is no loss of generality in assuming that the parameter co has the value co = 1. Instead of the normed function Fq(x|1, X) we shall deal with the function F°o(x\l,X)-F°o(0\l,X) = Fo(x\X\ say, which vanishes for x = 0, hence in the earlier notation is basic. It may by (40) be defined by the convergent series oo / i\m— lorn ^=^-^^^^-^11 (44) and it satisfies the difference equation F0(x + 1\X) - F0(x\X) = L(l + Xx).
296 Definite integrals and difference equations Hence, if n is any positive integer, V(F0(/c+l|A)-F0(/c|A)) = F0(n|A) = Lrn\l + /cA)\ (45) fc= 0 \fc =0 / Apart from the hypothesis that \X\P <p~\ there is no further restriction on X. We may therefore choose k = Vlh where j is any one of the integers 1, 2, ..., p — 1. On substituting these values for X in (45) and adding over them, it follows that p-i I F0[n J/ \ j = 1 fc = 0 / Here, as is proved in elementary number theory, (P -1)1=-1 (mod p), hence |(p-l)!2-l|p<l/p. Hence the logarithm L((p — 1) !2) is defined, and we may write the last identity in the form 2l(PU "rf (/ + M) =2¾1 ^of^ t) + nL((p - l)!2). (46) \ j = 1 * = o / j = 1 \ i / We introduce now the p-adic gamma function as defined by Yasuo Morita (1975). If u is any positive integer, put J»= n t; 1 < t < u - 1 (p, t) = 1 if u = 1, the product is empty and is to mean 1. In this notation, n "n (/+m=rpim\ j = 1 fc = 0 so that (46) is equivalent to L(/>p)) = Y F0 ( n j) + Imp - 1) !2). (47) If in this equation n is replaced on the right-hand side by a variable x in / it becomes an analytic function on Ip. Hence L(rp(px)) is by this formula defined as an analytic function on Ip. Here \px\p < 1/p.
Properties of the Bernoulli function 297 For further properties of this analytic function refer to Morita's (1975) paper and to recent work by Gross and Koblitz (unpublished). 13 The Bernoulli function To conclude this chapter, let us derive from tfie Bernoulli polynomial Bs(x\cd) an analytic function of s. For this purpose it is necessary to impose on x and co the restrictions \x-l\p<l/p, hence [x|p = l, and \co\p<l/p. (48) By this restriction on x, the function ' S F(x;s)= X (x-l)w n= 0 xH of Chapter 14 § 4, is defined for all selp and is continuous on Ip. Since this function has the value xs when x e J, we shall from now on write xs for F(x; s) even when s does not lie in J, but belongs to Ip. As long as s is a non-negative rational integer, Bs(x\co) can be written as the seemingly infinite series 'S Bs(x\co)=xsYJ Bk{cD/xfl\ (49) which in fact breaks off since its terms with k> s are equal to 0. In this representation, by the hypothesis (48), \Bk (co/xf\p<p1~k^0 as fc->oo. Hence, if x and a> satisfy (48), the series (49) converges and represents a continuous function of 5 for all s in Ip. For p > 3 the function of s defined by (49) is in fact analytic if s elp, and this remains also true for p = 2 if the right-hand side upper bound 1/p is replaced by \. We call Bs(x\cd) the Bernoulli function for general selp. The restriction (48) on x excludes the value x = 0; it is thus not possible by this method to extend the Bernoulli numbers Bs to general suffixes s in 14 Properties of the Bernoulli function For seJ the homogeneous polynomial Bs(x\o))= f (°)Bko>kx°-k
298 Definite integrals and difference equations was found to have the following properties. Bs(x + co\co)-Bs(x\co) _^s_1^ CD (B) B's(x\co) = sBs_1(x\co), where as usual the dash denotes differentiation with respect to x; and N~l ( km , = o v N co = NB„ x CO N and Bs(x — co\ — co) = Bs(x\co). Here the integer N may be divisible by p. We show now that for general s in Ip the Bernoulli function Bs(x\co) retains these properties, except that now p must not be a factor of N. The proof will be the same for all these formulae. It suffices to show that all the functions that occur in (A), (B), and (C), are continuous functions of selp. For these relations hold for sg J, and J is dense in In the equation (A), by (48), also \(x + co)-l\p<l/p. Therefore not only Bs(x\co) and sxs_1, but also Bs(x -\-co\co), are continuous functions of se/ . In the equation (B), the development (49) implies that, at least for sg J, 00 / c B's(x\co) = xs-1YjBk(s-k)(co/x) k = o \k since the terms with k> s are again equal to 0. If, however, s is in I then lim Bk (s - k)(co/x)k = 0, k-+ oo and so B's(x\co) can be continued to a continuous function of selp. The same is true for the other function sBs_ !(x\cq) in (B). Finally, in (C), assume that p\N. Then, by the hypothesis (48), |(x + (fco)/iV))-l|p<l/p for fc = 0,1,..., N-1; \co/N\p<l/p; and |(x -co) - l|p< 1/p. This implies that all the functions occurring in (C) depend continuously on selp. This concludes the proof.
Problems 299 Without any restrictions on oo and y we had proved that for se J, (cox + y)s dx = Bs(y\co). (50) If it is now assumed that \y-l\p<l/p and \co\p<l/p, then \(cox + y)-l\p<l/p for xe/p. Hence the integrand in (50) is now defined for all s in Ip9 and by continuity this formula remains valid also for sel . However, we are not allowed to put oo = 1 and y = 0, and the former equation xs dx = Bs cannot be extended to the case when 5 lies in I and not in J. 15 Problems 1 Use the identity ) = ( ) + ( ) to prove for ne J that 72+1/ W+l/ W n n+1 and determine the more general integral x+y dx. n 2 Determine axdx if \a — 1L < -. 3 Fl9 F2, Gl9 G2 are four continuous functions tp-^Qp such that Fj(x +1)- F/x) = G/x) (j = 1 or 2), and that F1(x)F2(x) is differentiable at x = 0. Show that J/, Fx(x+l)G2(x)dx+ F2(x)G1(x)dx = (F1(x)F2(x))'x = 0. Ji.
300 Definite integrals and difference equations 4 Determine the integral ((x + l)n-xn)£s(x + l)dx where n and s are positive integers. 5 The following proof evidently is false; decide where the error is. 'By the formulae (4) and (5), if G(x) = (%^) and F(x\co) = ( X^ \ then F(x + oo\oo) — F(x\co) = G(x). 00 Therefore, by (10), there exists a p-adic quantity B(oo) such that F(x — co\ — go) = F(x\oo) + B(oo\ identically in x, that is n+1 J \n+\) Assuming that the integer n is at least 2 and putting x = 0, it follows that B(oo) = 0. But it is clearly not true that 1 — (x/co)\ ( x/oo n+1 ) [n+1 identically in x/oo' 6 Let G:In-^Qn be continuous on /„, and 0<|coL<l, and let p y^p p-> i \p — ? further 00 fx/oo\ G(x)= X b„A for xeooIp. n=0 \ H J Determine the most general continuous function H : ooIp -> Qp satisfying H(x + co) + H(x) = 2G(x). 7 X(x) is the characteristic function of a ball |x — a\p<p~s in I Determine X(x)dx.
18 Functions on the quadratic extension fields of Qp Up to now, we have studied functions that were defined on I or on some subset of Ip, in particular J. A simple change of variable allows us to extend the results that were obtained to functions on more general subsets of Qp. It is of great interest to generalise the theory to functions defined on subsets of algebraic extension fields of Qp. For analytic functions defined by power series there is a vast literature dealing with many interesting functions. Rather less is known for continuous functions. Of particular interest are again the functions that can be defined by convergent interpolation series. In the present chapter we shall investigate the functions which can be defined by an interpolation series which converges on the set of all integers of a quadratic extension field of Qp. For the analogous problems for arbitrary finite algebraic extension fields of Qp see my paper (Mahler 1975). 1 The quadratic extensions of Q In Chapter 6 we obtained all the distinct quadratic extension fields Kp = Qp(<sfd) of the p-adic field Qp. The result was that there were for p = 2 the seven fields and for p > 3 the three fields QPUNp\ Qp(Vp)> Qp(-JWp); here Np is the smallest quadratic non-residue (mod p). We denoted by K% the field Q2{-J-^) and put fi(_l+>/T3) if Kp = K*2, J \/d if KP + K*.
302 Functions on the quadratic extension fields Every element z of Kp had a unique representation z = x + y^fd where x and y lie in Qp. With z was associated the real non-negative number \z\ defined by \z\p=+(\x2-dy2\p)1'2, which coincides with the p-adic value |x| when z = x + 0^/d lies in Qp. It was shown that \z\p is a valuation also on Kp and that K is complete with respect to this valuation. The elements z of Kp such that were called the Kp-integers\ they formed a subring /^ of Kp, and zeKj, was such a Xp-integer if and only if it could be written in the form ,-1. r z = x+ jy, where x, y elp. The 7 + 3 possible quadratic extensions Kp of Qp could be subdivided into the 8 ramified fields (R) QiiV^l 62(n/2), 62(73¾ Q2(n/% 62(/^6), 22(x/6X 6,(7¾ QP(\/p*0 and the 2 unramified fields (u) 62(/1¾ e„(7v In each of the ramified fields Kp the prime /7 split into a product P = EP\ where E and P were j^-integers with the valuations \E\p=l and \P\p = p~1/\ This had the consequence that every Kp-integer z had the canonic expansion Z = Zq + ZyP + Z2P2 + . . . in powers of P rather than of p\ here z0, zl9 z2,. . . were digits 0, 1,..., p — 1. lfzeKp was not a j^-integer, then finitely many terms in negative powers of P had to be added. If, however, Kp was one of the unramified fields (U), then p remained a prime in Kp, and there was no element P of Kp such that \P\p = p~1/2. In this case, every j^-integer z allowed a canonic expansion Z = Zq + ZyP + Z2P2 +...,
Analytic and regular functions on IK 303 where Z0 = x0 + jy0, Z1=x1+ jyl9 Z2=x2+ jy2,. . . are new digits of the form r + js, where r, s = 0, 1,.. ., p — 1. If zeKp was not a j^-integer, then again finitely many terms in negative powers of p had to be added. 2 Analytic and regular functions on IK Since each quadratic extension Kp is a field with the valuation | z | , it is also a metric space with the distance d(z,w) = \z— w\p. Hence all the definitions and results of Chapter 7 on such spaces can be applied. In particular, IK can be shown to be a compact subset of Kp. We shall be concerned only with functions F : IK -> Kp. In the same way as z = x + jyeIK, where x and y lie in I can be split into a 'real' part x and an 'imaginary' part y, so the function value F(z)eKp allows a decomposition F(z) = u(x, y) + >(x, y\ where w(x, y), t;(x, y)eQp, into a 'real' part u(x, y) and an 'imaginary' part v(x, y). A general function F on /^ is thus essentially a pair (w(x, y\ v(x, y)) of two functions u:IpxIp-^Qp and v:IpxIp-^Qp of two variables, each on / We are not interested in such general functions, or even in functions that are continuous and therefore uniformly continuous on IK, but only in the two special classes of functions defined as follows. Definition 1 F :IK-^Kp is said to be analytic on IK if it can be written as a power series 00 F(z) = ^ a„z" n = 0 which converges for all z on IK. Definition 2 F :IK-^Kp is called regular onIK if it can be written
304 Functions on the quadratic extension fields as an interpolation series which converges for all z on IK, Here in both representations the coefficients an and An may be any elements of Kp. In the case of an analytic function, the power series may be differentiated term by term any number of times, and the coefficients an can be expressed in terms of the successive derivatives of F(z) at z = 0by an = — (72 = 0,1,2,...). (1) n\ The function F is thus completely determined by its values in an arbitrarily small neighbourhood of z = 0. All this is well known and can be found in any one of the books dealing with p-adic analytic functions, e.g. in Hensel (1913). For regular functions on IK only a possibly weaker statement can be made. The set J = {0,1,2,...} is a subset of I and hence also of IK. If now F is regular on IK, its interpolation series holds in particular at all the points of J, and therefore its coefficients An are defined by the usual law A»= i0{~lT~k(j)m (n=0,l2'--x where, however, now the function values F(k) and hence also the coefficients An lie in Kp, but not in general in Qp. Since the interpolation series converges on IK and hence also on the subset I F is continuous on I and so has the property (N), lim |y4n|p = 0. n -*• oo This limit formula will soon be replaced by a stronger one. We shall find that also a regular function has everywhere on IK derivatives of all orders and so is continuous on IK. In the proof, we shall have to distinguish whether the extension field Kp is ramified over Qp or not, and the result will be particularly simple for the two unramified fields Q2(V^3) and Qp(Jn~p).
Unramified fields 305 3 Estimates on the unramified fields In the two unramified fields Q2w~—3) and Qp{y/Np) the number p remains a prime, but instead of the old digits 0,1,. .., p — 1 there are now the p2 new digits r + sj, where r, s = 0, 1,..., p — 1. In particular; the new digit j = 0 + lj lies in Xp and /^, but not in Q Ip, or J, and it has the obvious property that \j — wlp = 1 f°r we«J- (2) It is convenient to put (z, 0) = 1 and (z, n) = n\ ( J = z(z — 1).. .(z — n + 1) for n = 1, 2, 3,.. . Then, from (2), I0»lp=1 for ^eJ. (3) On the other hand, if z is a i^-integer, the same is true for z — n if ne J, and it follows that also (z, rc) is a j^-integer, i.e. | (z, n) \p < 1 for rc e J. (4) For the binomial coefficients I ) and I ) the formulae (3) and (4) w w imply that n 1 n\ for neJ, (5) and 72 < 1 n for zgL and neJ. K (6) Assume now that F is regular on IK. Then its interpolation series converges in particular for z = j, and hence its general term An\ tends to 0 p-adically. This means by (5) that A. n lim n -*• oo n! = 0. (7) Conversely, if this relation (7) is satisfied, then it follows from (6) that
306 Functions on the quadratic extension fields the interpolation series for F converges also at the arbitrary point zeIK. Hence the limit relation (7) is for unramified fields Kp the necessary and sufficient condition for F to be regular on IK. Now, in Theorem 4 of Chapter 14 it was proved that (7) is also the necessary and sufficient condition for F to be analytic. The proof was then for functions of I but it is clear that it carries over to the present case without change. Hence for the unramified fields there is no distinction between regular and analytic functions. In particular, a regular function has derivatives of all orders everywhere on IK. 4 Estimates for ramified fields A very different result will be found for the 8 ramified fields (R). In these fields p is no longer a prime, but has a factorisation p = EP2, where \E\p=l and |P|p = p"1/2. The K -integers z are still of the form z = x+jy, where x,yelp. But now j = P except for the two fields Q2(\/ — 1) and 62(%/3) f°r which j = P — 1. The canonic expansion of every j^-integer z has the form z = z0 + z1P + z2P2 + ..., where the coefficients z0, zl9 z2,.. . are old digits 0, 1,..., p — 1. From this canonic series it follows at once that for every neJ, \z — n\p< \P\p < 1 if n = z0 (modp\ but that I z — n\p = 1 otherwise. The integers ne J satisfying n = z0 (mod p) form again an arithmetic progression of difference p. It follows therefore that for all zeIk, 1(2,11)1^1^1^-1 (11 = 0,1,2,...). (8) In the special case when z = P this estimate can be replaced by the exact formula \(P,n)\p = \P\W* (n = 0,1,2,...). (9) For now | P — n\ is equal to 1 if p does not divide n, and is equal to | P\p if p is a divisor of n because then \n\p < \p\p < \P\p.
The addition formula 307 Let now F(z) be a regular function on IK; its interpolation series converges then at all points of IK. In particular, it converges at z = P, and here its terms tend to 0. Now, by (9), n = \n\\-'\(P,n)\=\n\\-'\P\ [n/p] \p IV- 5 -vip \--\p I- 1/7 Hence lim n -»■ oo ,4 n! !Lp[«AP] = 0. (10) By (8), this limit relation implies also that F(z) converges at arbitrary points z of IK. Hence the following result has been proved. Theorem 1 The function F :IK-^Kpis regular on IK if and only if its interpolation coefficients An satisfy the equation (10). By |P|p < 1 this equation (10) is weaker than the condition (7) for F to be analytic. Hence functions on ramified fields may be regular without being analytic. A simple example is given by the function 00 F(z)= £ n?p-[»/p] +nog"] n = 0 \n which satisfies (10), but not (7). 5 The addition formula for regular functions on ramified fields If the function F : IK -> Kp is regular on IK9 then its coefficients can by (10) be written in the form AH = nlP-M*eH (.2 = 0,1,2,...), (11) where {en} is a null sequence in Kp. Denote now by z and w two variables in IK and put z \ l wv Bmn — ^ m + n m \n (m, n = 0, 1, 2,...). By (11), Bmn = m!P- W"| M x nlP-^r ) x £m„ (m, n = 0, 1, 2,...),
308 Functions on the quadratic extension fields where Emn denotes the number £ _ I m + n \ plm/p] + [n/p] - [(m + n)/p]e m 'mn m + n (m, n = 0, 1, 2,. . .). Here, by (8), m \p~ [m/p] m < \P\~ 1 and n\p-Wp] w n <|P|_1 and it is further obvious that m + n m < 1 and [m/p] + [n/p] — [(m + n)/p] > — 1. Hence the first two factors of Bmn are bounded for all m and n, and the last factor Emn tends to 0 as m + n tends to infinity. Hence lim Bmn = 0. (12) m + n -* oo This equation proves that the double series 00 00 A= Z Z Bm„ m = 0 n = 0 converges uniformly for (z, w)elp x /r Since the field Xp is non- archimedean, the terms of this double series may be rearranged in any order. First add together all terms of A for which m + n is equal to a given integer r > 0. Since z (*)(" -n = rvnj\n/ z + w m + m > 0 n> 0 it follows on summing over r that z + w 00 A= Z 4 = F(z + w). r= 0 Secondly, the partial sums 00 00 2j ^rnn ~ 2j w + n' m = 0 m = 0 W m \ n are all convergent, and they tend by (12) to 0 as n tends to infinity.
Hence, on putting > z An(z)= X Am + n[ ) (,2 = 0,1,2,...), (13) m = 0 V it follows that A has also the value 00 A= E 4.00 n = 0 We obtain therefore the addition formula 00 w F(z + w)= £ An(z)[ . (14) n=0 W When z and w are restricted to I we come back to a formula proved for all continuous functions on I 6 The series A'n In much the same way as in Chapter 13 § 6, put oo / i \m — 1 A'H= £ V '- Am + „ (/1 = 0,1,2,...). (15) m=l W By (11), -^m + B = n!F-^em + Bx(m + n)(m-l)!P-^ m \ n J x p[m/p] + [n/p] - [(m + n)/p]. It was already remarked that the p-adic value of is at most 1 \ m J and that [m/p] + [n/p] — [(m + n)/p'] is never less than — 1. Further, as was used before, I r M = n " ^ " ^2] ~ fr/P3] ~ • • • r • l/> F Therefore the two sequences {(m-l)!P"[m/;,]} and {rc!P-[n/"]}, in which m runs from 1 to infinity and n from 0 to infinity, are both bounded. Therefore a positive constant c independent of m and n exists such that 1 -A. ™ m +n m for all suffixes m > 1 and n > 0. (16)
310 Functions on the quadratic extension fields This property shows already that all the series (15) are convergent. It further follows from (15) and (16) that \A'\ < r\niP~Wp]p I hence that lim n -*■ oo AL n\ lp[n/p] = 0. This means, by Theorem 1, that the new function F': IK by Kp defined 00 F'(z) = I K n = 0 n is again regular on I K' 7 The relation between F(z) and F(z) We next study the relation of F'(z) to the original function F(z). By (8) and (16), 1 -A m \n <c n\p- \.nIP\p v pln/P] ~ 1 n .r cm + n a r n\ — C\P em + n\v' Here em + n tends to 0 as m + n tends to infinity. Hence the new double series \m — 1 oo oo / 1Y- - I ~ v= E I ^-^-^ m = 1 n = 0 m Lm + n ft converges uniformly for all z on /^. On summing first over m and then over ft, we find that V = F(z). If, on the other hand, we sum first over n and then over m, the result is that 00 m= 1 m Therefore 00 (- If"1 F'(z) = E 4..(4 (17) Theorem 1 of Chapter 13 suggests at this point that F'(z) is in fact
The relation between F(z) and F'(z) 311 the derivative of F(z) at the point z. Here, for functions on IK, the derivative F(1)(z) of F(z) at z is again defined as the p-adic limit 0<|wL-0 This limit can be evaluated as follows. By the definition (13) of An(z) and the addition formula (14), F(z + w) - F(z) 1 " , VhA » An(z) w-i n= 1 00 00 A = Z I m = 0 n = 1 n= 1 m + Mi z\/w-l n \m/\ ?i — 1 (18) Here, by estimating in a similar way to before, ^m + n ' Z n w — 1 m/ Vn— 1 <c (m + n) n p- [(m + n)/p]e m + n 1 1 X __p[»»/p] " 1 p[(w " D/p] " 1 m! (fi — 1)! = c m + n p[m/p] + [(n - l)/p] - [(m + n)/p] - 2g because <c\P m 4„ m + n ^m + nip' [(« - l)/p] > [»/p] -1 and therefore [m/p] + [(n - l)/p] - [(m + n)/p] > - 2. This shows that the terms of fw-i m)\ n—\ 00 00 m=0n=l Am + n ( Z n tend to 0 uniformly in z and w as m + n tends to infinity. In order to determine F(1) (z) we may then allow w to tend to zero in each term of this double sum. It follows then from (17) and (18) that F^\z) = F'{z\ (19) leading to the following result. Theorem 2 If Kp is ramified, then every regular function on IK has a first derivative which is again a regular function. It has therefore regular derivatives of all orders.
312 Functions on the quadratic extension fields However, since a regular function on IK is not in general analytic, the formal Taylor series n = 0 f * • need not converge for all z on IK. It does not seem to be known whether this power series converges on some subset \z\p < p~s of IK, nor whether F(z) can vanish on a dense subset of IK without being identically 0. 8 Partial differential equations From what has been said in this chapter, both the analytic and the regular functions on IK have some properties which are analogous to those of analytic functions of a complex variable. The analogy goes even further. As is well known, the real and the imaginary parts of a complex analytic function satisfy the Cauchy-Riemann and the potential differential equations. As we show now, similar differential equations hold for the 'real' part u(x, y) and the 'imaginary' part v(x, y) of an analytic or regular function F(z) = u(x,y) + jv(x,y); here z = x + jy, and j is in general equal to yfd except for the one field e2(v^3) where; =^(- 1+^/-3). Both in the analytic and the regular case F(z) has derivatives of all orders. In forming these derivatives, we are allowed to change only the 'real' part x or only the 'imaginary' part y of z; the obtained derivative will be the same in either case. This implies immediately that u(x, y) and v(x, y) have partial derivatives relative to x and y of all orders. Consider, say, the first derivative F'(z) of F at the point z. Depending on whether jcorj; are changed, it follows that dF(z) du(x, y) dv(x, y) -jz-=F{z)=^x-+J~^r
Partial differential equations 313 and = F (Z)J = —^ +J- Hence dy dy dy du(x,y) .dv(x,y) du(x, y) . dv(x,y) + J—^ = —z J + —; J - dy dy dx dx In this identity both the 'real' parts and the 'imaginary' parts are the same on both sides, and if K = Qp(^/d) is distinct from the special field K* = Q2(\/— 3), then j =y/d, while in the excluded case 7=^(-1+^-3) and therefore j2 =^(- 1 +V~ 3)- Hence for Kp ^= ICf the 'real' and 'imaginary' parts of F(z) satisfy the partial differential equations du(x, y) = dv(x, y) ^ du(x, y) = d dv(x, y) dx dy dy dx except in the case Kp = K% when the differential equations take the form du(x, y) = dv(x, y) [ dv(x, y) ^ du(x,y) [ dv(x,y) = Q dx dx dy dy dx The similarity of these equations to the Cauchy-Riemann differential equations for complex analytic functions is striking. From (20) and (21) one of the two functions u and v can be eliminated. Then, for Kp ^= K%, we obtain the formulae dMy)J2u(y) and dmdMy)J2v(x9y)m (22) dx2 dy2 dx2 dy2 y } If, however, Kp = K%, the result becomes d2u(x,y) d2u(x,y) d2u(x,y) = dx2 dxdy dy2 and d2v(x, y) d2v(x,y) d2v(x,y) = dx2 dxdy dy2 These differential equations are analogous to the equation of the logarithmic potential. All these equations have been found to be necessary for F to be
314 Functions on the quadratic extension fields analytic or regular. It remains an open question to what degree they are also sufficient. 9 An example Let Kp be the special field Q2{\/2) so that Kp is ramified, p = 2 = P2, d = 2. We choose for F(z) the function 00 /z F(z)= £ (-2)" n = 0 \" which for ze J is equal to (1 — 2)z = (— l)z, and we assert that for zeIK this function is regular, but not analytic. For neJ put e{n) = ln/2] + [n/4] + [n/8] + . .. so that \n\\2 = 2-e(n\ If n = 2m is an integral power of 2, then e(n) = 2m ~ 1 + 2m ~ 2 + .. . + 2 + 1 = 2m - 1, hence l(-2)7«!|2=i, showing that {(— 2)n/n!} is not a 2-adic null sequence, and hence that F is not analytic. For general neJ and for p = 2, by Chapter 14 § 4, in! 12 = 2"(n-{n}). I I +4 Here {rc} = 7i0 + nl + n2 + ... + nr if n = n0 + 2^ + 4w2 + ... + 2rnr5 the coefficients n0, nu n2, • •., nr being digits 0 or 1. It is clear that {n} > 1 if ft > 1, hence that for such n, |rc!|2>2l~n- It follows then that (-2)" n (V2)[w/2] <2x2-[n/2]<4x2"n/4 2
because [n/2] >\n-2. Hence, by Theorem 1, F(z) is regular on IK. It is obvious that F(z) is a pseudo-constant if z is restricted to J or to I2. I do not know whether it is also a pseudo-constant on IK. 10 Problems 1 The sequence {un} is defined by u0 = 0, wx = 1, un + 2 = ?>un+l— un for ?2 > 0. Decide whether {wn} can be continued to a continuous function on the Xp-integers where Kp = Q5 (a/5), and if so, whether this function is (i) analytic, or (ii) regular on IK, or (iii) neither. 2 Under which restrictions on a e IK is the function n=0 W (i) analytic, or (ii) regular on IK if Kp = Qp^Jd)^ 3 Prove that for every positive integer n the nth derivative of a regular function on IK is strictly differentiable on IK. 4 The function G:IK^Kp is regular on IK, and the function F : IK -> Kp is continuous on IK, while both functions are connected by the equation F(z +1)- F(z) = G(z). Prove that also F is regular on IK. 5 Is the function F(z) = £ R! (Z) n=0 \n/ (i) analytic, or (ii) regular on IK ?
References Ahlswede, R. & Bojanic, R., 1975. Approximation of continuous functions in p-adic analysis. J. Approximation Th. 15, 190-205. Bachmann, G., 1964. Introduction to p-adic numbers and valuation theory Academic Press, New York. Bojanic, R., 1974. A simple proof of Mahler's theorem on the approximation of functions of sl p-adic variable by polynomials, J. Number Th. 6, 412-15. Clausen, Th., 1840. Theorem. Astronomische Nachrichten 17, 351. Dieudonne, J., 1944. Sur les fonctions continues /?-adiques, Bull. Sci. Math. (2), 68, 79-95. Hensel, K., 1913. Zahlentheorie. Goschen, Berlin and Leipzig. Mahler, K., 1958. An interpolation series for continuous functions of a/?-adic variable. J. reine angew. Math. 199, 23-34; 1961, Correction, 208, 70-2. Mahler, K., 1961. Diophantine approximations. University of Notre Dame Press. Mahler, K., 1975. On certain non-archimedean functions analogous to complex analytic functions. Bull. Austr. Math. Soc. 14, 23-36. Monna, A. F., 1970. Analyse non-archimedienne. Springer-Verlag, Berlin. Morita, Y., 1975. Aj?-adic analogue of the iT-function, J, Fac. Sci, Univ. Tokyo, Sec. IA, 255-66. Miiller, H., 1975. Bemerkungen zur Approximation stetiger Fuhktionen in einer p-adischen Variablen, Teil I. J. reine angew. Math. 276, 167-9. Miiller, H., 1977. Bemerkungen iiber stetige Funktionen in einer p-adischen Variablen. J. reine angew. Math. 290, 73-6. Norlund, N.E., 1924. Vorlesungen uber Differenzenrechnung. Springer-Verlag, Berlin. O'Meara, O. T., 1963. Introduction to quadratic forms. Springer-Verlag, Berlin, van Rooij, A. C. M. & Schikhof, W. H., 1971. Non-archimedean analysis. Nieuw Archief voor Wiskunde (2), 19, 120-60. von Staudt, K. G. Chr., 1840. Beweis eines Lehrsatzes die Bernoullischen Zahlen betreffend. J. reine angew. Math. 21, 372-4. Weisman, C. S., 1977. On p-adic differentiability. J. Number Th., 9, 79-86. Further reading Amice, Y., 1964. Interpolation /?-adique. Bull. Soc. Math. France 92, 117-80. Iwasawa, K., 1972. Lectures on p-adic L-functions. Princeton University Press. Koblitz, N., 1977. p-adic Numbers, p-adic Analysis, and Zeta-functions, Graduate Texts in Mathematics. Springer-Verlag, Berlin and New York.
Marki, L. & Szabados, J., 1975. Interpolation and best polynomial approximation in the domain of /?-adic numbers. Analysis Mathematica, Hungarian Academy of Science. Muller, H., 1976. Teil II. J. reine angew. Math. 286-7, 26-32. Schikhof, W. H., 1975. The set of derivatives in a non-archimedean field. Math. Ann. 216, 67-70. van der Put, M., 1967. Algebres de fonctions continues /?-adiques, Thesis Utrecht.
Notation Q the field of rational numbers 3 R the field of real numbers 3 C the field of complex numbers 3 Z the ring of rational integers 3 J the set {0, 1, 2,.. .} of non-negative rational integers 85 K a ring or field 17 w(a) a valuation or pseudo-valuation of K {K}w the ring of fundamental sequences of K relative to w 21 P the ideal of null sequences of K relative to w 22 Kw the completion of K relative to w 23, 29 \a\ the absolute value of a rational, real, or complex number 8 \a\g the g-adic value of a rational or g-adic number 7 \a\p the p-adic value of a rational or p-adic number 7, 33, 73 (¾ the ring of g-adic numbers 33 Ig the ring of g-adic integers 39 <2p the field of p-adic numbers 33 IK the ring of p-adic integers 39 Kp = Qp(yfd) a quadratic extension field of Qp 66 lK the ring of Kp integers 75 A = <^41? A2,,,,, Ak > the decomposition of the g-adic number A into its pK-adic components 55 d(a, b) the distance in the metric space (£, d) 86 L/(a, p) the balls in (£, d) defined by d(x, a) < p 87 U(a; s) the balls ^/(x, a) < g~s in (20, ^) where ^/(x, a) = |x — a\g and seJ 89 / usually a function J -> Qg or a function J -^Qp 104 F usually a continuous function Ig-^Qg or a continuous function /p -»gp 110, 113
Index abbreviated notation for g-adic and /7-adic numbers 39 addition formulae for f and F 153 Ahlswede, R. 177 algebraic numbers and integers 145 analytic functions on /, Ip, and IK 233, 303 balls U(m;M) 249,253 basic solutions of difference equations 278 Bernoulli, J. 285 Bernoulli function 297 Bernoulli numbers 286 Bernoulli polynomials 286 Bojanic, R. 152, 177 bounded functions 96, 110 Cassels, J. W. S. 201,236 Clausen, Th. 291 closed sets 87 closure of a set 87 coefficients an of for F 122, 130 compact sets 88, 91, 92, 93 complement of a set 87 conditions for continuity 96, 105, 110 conditions for convergence 33 conditions for differentiability 194 conditions for the existence of the definite integral 278, 279, 280 conditions for strict differentiability 207 connected sets 88, 89 continuity of a function 96 decomposable functions on Ig 154 definite integral 275 derivatives 188, 220 Dieudonne?, J. 138, 197, 234 Dieudonne? (indefinite) integral 234 difference equations 276, 278 differentiability 188 digits to the bases g or p 5 elementary /?-adic functions 226 exponential series 231 frontier points 87 frontier of a set 87 function ax 226 functions of two variables 180 functions on a compact set 97 functions which are continuous, but not differentiate 197, 199 generating series 126 higher derivatives 220 interior points 87 interior of a set 87 interpolation coefficients and series 122, 124, 130 limits in a ring with a pseudo-valuation (valuation) 25 locally constant functions 116 metric spaces 85 Morita, Y. 297 Miiller, H. 164 (N), the property 129 N6rlund,N.E. 281 normed solution of difference equation 282 open sets 87 ordered rings 95 partitions of a set 88 property (N) 129 property (W) 131 pseudo-constants 210 pseudo-valuations 17 representations to the basis g or P 11,38
320 restriction to J of a function on Ig or IP U3 roots of unity 147 rules for differentiation 217 step functions 117, 118, 146 strictly differentiable functions 206 Tauberian lemma 191 uniform continuity of a function 97 uniform convergence of a series 100 uniform limits 100 Index valuations 17 van der Put, M. 252, 254, 264 van der Put (indefinite) integral 264 van der Put series 254, 263 von Staudt, K. G. Chr. 291 (W), the property 131 Waldschmidt, M. 164, 165, 171 Weisman, C.S. 205, 207, 213, 216 w{t) 173